RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT A. H. Belo CORP DE 1.01,5.02,9.01 02/08/07 Abraxis Biosciences, Inc. DE 5.02 02/06/08 ADAMS GOLF INC DE 7.01,8.01,9.01 02/04/08 AECOM TECHNOLOGY CORP DE 2.02,9.01 02/12/08 AECOM TECHNOLOGY CORP DE 1.01,9.01 02/11/08 AEI Income & Growth Fund 27 LLC DE 2.01,9.01 02/05/08 AFFILIATED COMPUTER SERVICES INC DE 2.04 02/12/08 AGL RESOURCES INC GA 8.01,9.01 02/12/08 Airbee Wireless, Inc. DE 1.01,2.03,3.02,9.01 01/30/08 AKORN INC LA 5.02 02/08/08 ALBEMARLE CORP VA 5.02,9.01 02/05/08 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.02,9.01 02/11/08 ALLETE INC MN 8.01 02/12/08 ALLIANCE ONE INTERNATIONAL, INC. VA 4.02 02/12/08 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 02/11/08 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 02/11/08 Alpha Natural Resources, Inc. DE 2.02,9.01 12/31/07 AMERCO /NV/ NV 2.02,9.01 02/07/08 AMERICAN CAMPUS COMMUNITIES INC MD 8.01,9.01 02/12/08 AMERICAN PHYSICIANS CAPITAL INC MI 7.01,9.01 02/12/08 AMERICAN SCIENCE & ENGINEERING INC MA 2.02,9.01 02/11/08 AMERICAN TOWER CORP /MA/ DE 5.02 02/06/08 AMIS HOLDINGS INC 8.01,9.01 02/08/08 AMIS HOLDINGS INC 8.01,9.01 02/08/08 AMN HEALTHCARE SERVICES INC DE 5.02 02/12/08 ANADIGICS INC DE 2.02,9.01 02/12/08 ANALYSTS INTERNATIONAL CORP 8.01,9.01 02/11/08 ANNAPOLIS BANCORP INC MD 2.02,9.01 02/12/08 APPLIED MATERIALS INC /DE DC 2.02,9.01 02/12/08 Approach Resources Inc DE 2.02,7.01,9.01 02/12/08 APRIA HEALTHCARE GROUP INC DE 2.01,9.01 12/04/07 AMEND ARES CAPITAL CORP MD 7.01,9.01 02/12/08 ARROW ELECTRONICS INC NY 8.01,9.01 02/08/08 ART TECHNOLOGY GROUP INC DE 7.01,9.01 02/12/08 Ascend Acquisition Corp. DE 1.01,7.01,9.01 02/08/08 Ascent Solar Technologies, Inc. DE 2.01,9.01 02/08/08 ASHFORD HOSPITALITY TRUST INC MD 1.01 02/06/08 ASIA TIME CORP 7.01,9.01 02/12/08 ATHEROS COMMUNICATIONS INC DE 5.02 02/06/08 ATLANTIC COAST FEDERAL CORP X1 5.02,9.01 02/08/08 ATMEL CORP DE 1.01,7.01,9.01 02/06/08 AVALONBAY COMMUNITIES INC MD 5.02,9.01 02/06/08 AVANT IMMUNOTHERAPEUTICS INC DE 5.02 02/11/08 AWARE INC /MA/ MA 2.02,9.01 02/12/08 AXIS CAPITAL HOLDINGS LTD 7.01,9.01 02/12/08 B2B INTERNET HOLDRSSM TRUST NY 8.01,9.01 12/31/07 Banc of America Mortgage 2008-A Trust DE 8.01,9.01 01/28/08 Behringer Harvard Opportunity REIT I, MD 9.01 11/28/07 AMEND BELO CORP DE 1.01,2.01,8.01,9.01 02/08/08 BigString CORP DE 8.01,9.01 01/30/08 BIMINI CAPITAL MANAGEMENT, INC. MD 5.02 02/12/08 BIOTECH HOLDRS TRUST 9.01 12/31/07 BJs RESTAURANTS INC CA 8.01,9.01 02/12/08 BJS WHOLESALE CLUB INC DE 2.02,9.01 02/07/08 BLACKHAWK CAPITAL GROUP BDC INC DE 1.01,3.02,9.01 02/12/08 BLUE HOLDINGS, INC. NV 1.02 02/06/08 BLUE NILE INC DE 2.02,5.02,9.01 02/07/08 BLUEFLY INC DE 1.01,5.02,9.01 02/07/08 BlueLinx Holdings Inc. DE 2.02,9.01 02/12/08 BOISE CASCADE HOLDINGS, L.L.C. DE 7.01 02/12/08 BONANZA OIL & GAS, INC. NV 4.01,9.01 02/08/08 BORGWARNER INC DE 7.01,9.01 02/11/08 BreitBurn Energy Partners L.P. DE 8.01 02/05/08 BRIGHAM EXPLORATION CO DE 7.01,9.01 02/06/08 BRISTOL MYERS SQUIBB DEBENTURE BACKED DE 8.01,9.01 02/01/08 BROADBAND HOLDRS TRUST 8.01,9.01 12/31/07 Bronco Drilling Company, Inc. DE 7.01,9.01 02/11/08 BROOKS AUTOMATION INC DE 2.02,9.01 02/11/08 BRUSH ENGINEERED MATERIALS INC 5.02,9.01 02/05/08 BRYN MAWR BANK CORP PA 5.02,7.01,9.01 02/12/08 BUFFALO WILD WINGS INC MN 2.02,9.01 02/12/08 CALIFORNIA PIZZA KITCHEN INC DE 5.02 02/07/08 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 02/11/08 CAPITAL ONE MASTER TRUST NY 8.01,9.01 02/11/08 CAPITAL SENIOR LIVING CORP DE 1.02,7.01,9.01 02/11/08 CARDIOTECH INTERNATIONAL INC MA 2.02,7.01,9.01 02/12/08 CAROLINA BANK HOLDINGS INC NC 7.01,9.01 02/12/08 CASCADE MICROTECH INC 2.02,9.01 02/12/08 Cavit Sciences, Inc. 4.01,9.01 01/31/08 AMEND CENTERPOINT ENERGY HOUSTON ELECTRIC L TX 1.01,8.01,9.01 02/12/08 CENTURY BANCORP INC MA 5.03,9.01 02/12/08 CEPHALON INC DE 2.02,9.01 02/12/08 CHILDRENS INTERNET INC NV 1.01,9.01 02/06/08 China Direct, Inc FL 1.01,3.02,5.03,7.01,9.01 02/11/08 CHINACAST EDUCATION CORP DE 8.01 02/12/08 CHIQUITA BRANDS INTERNATIONAL INC NJ 1.01,2.03,8.01,9.01 02/12/08 CHOICE HOTELS INTERNATIONAL INC /DE DE 2.02,9.01 02/12/08 CIPRICO INC DE 5.02,7.01,9.01 02/12/08 CIRTRAN CORP NV 1.01,7.01,9.01 02/06/08 CIT GROUP INC DE 8.01,9.01 02/11/08 CITADEL BROADCASTING CORP DE 8.01 02/12/08 CITIZENS BANCORP OF VIRGINIA INC VA 8.01,9.01 02/11/08 Clearfield, Inc. MN 2.02,9.01 02/12/08 CLOROX CO /DE/ DE 2.01,9.01 11/30/07 AMEND COCA COLA ENTERPRISES INC DE 2.02 02/12/08 COHERENT INC DE 8.01,9.01 02/12/08 COHERENT INC DE 2.02,8.01,9.01 02/12/08 COLLECTORS UNIVERSE INC DE 2.02,9.01 02/11/08 COMPUTER TASK GROUP INC NY 5.02,9.01 02/08/08 COMVERSE TECHNOLOGY INC/NY/ NY 7.01 02/11/08 CONTINENTAL RESOURCES INC OK 7.01,9.01 02/12/08 COOPER COMPANIES INC DE 5.02 02/11/08 CORNERSTONE MINISTRIES INVESTMENTS IN GA 1.01,1.03 02/08/08 CORNING INC /NY NY 5.02 02/06/08 CRYOCOR INC DE 5.02 02/12/08 CRYOLIFE INC FL 8.01,9.01 02/07/08 CURTISS WRIGHT CORP DE 2.02,9.01 02/11/08 CYNOSURE INC 2.02,9.01 02/12/08 DARA BIOSCIENCES INC DE 2.01,3.03,5.01,5.02,5.03,9.01 02/12/08 DATALINK CORP MN 5.02 02/08/08 DELL INC DE 8.01,9.01 02/11/08 DELTATHREE INC DE 3.01,9.01 02/12/08 DENTSPLY INTERNATIONAL INC /DE/ DE 8.01,9.01 02/06/08 Diamond Foods Inc DE 5.02,9.01 02/12/08 DIEBOLD INC OH 2.02,9.01 02/06/08 DIGIRAD CORP DE 1.01,5.02 02/06/08 Digital Realty Trust, Inc. MD 7.01 02/11/08 DOLLAR FINANCIAL CORP DE 9.01 12/15/07 AMEND Douglas Emmett Inc MD 9.01 02/11/08 DRI CORP NC 7.01,9.01 02/12/08 DSE FISHMAN INC 4.01,9.01 02/11/08 DYNAVAX TECHNOLOGIES CORP DE 5.02 02/12/08 EAGLE ROCK ENERGY PARTNERS L P DE 7.01 02/12/08 EARTHLINK INC DE 5.02,9.01 02/06/08 ECOLAB INC DE 2.02,9.01 02/12/08 Ecology Coatings, Inc. NV 1.01,9.01 02/06/08 ECOSPHERE TECHNOLOGIES INC FL 5.02 02/06/08 EL PASO ELECTRIC CO /TX/ TX 5.02 02/12/08 ELECTRO OPTICAL SCIENCES INC /NY 1.01,5.02,9.01 02/11/08 Emergency Medical Services CORP DE 2.02,9.01 02/12/08 EMERITUS CORP\WA\ WA 1.01,9.01 02/06/08 EN POINTE TECHNOLOGIES INC DE 2.02 02/12/08 Energy Transfer Equity, L.P. DE 2.02,9.01 02/11/08 Energy Transfer Partners, L.P. DE 2.02,9.01 02/11/08 ENERGY XXI (BERMUDA) LTD D0 8.01 02/12/08 EnerJex Resources, Inc. NV 8.01,9.01 02/12/08 ENTEGRIS INC MN 2.02,9.01 02/12/08 EnteroMedics Inc 5.02,9.01 02/06/08 Enterprise GP Holdings L.P. DE 2.02,9.01 02/11/08 ENXNET INC OK 7.01,9.01 02/12/08 ENZON PHARMACEUTICALS INC DE 8.01,9.01 02/11/08 EPIC ENERGY RESOURCES, INC. CO 4.02 02/04/08 EPIQ SYSTEMS INC MO 5.03 02/08/08 EPL Intermediate, Inc. DE 5.02 02/06/08 EPLUS INC DE 2.02,9.01 02/08/08 EQUISTAR CHEMICALS LP DE 1.02 02/08/08 ESCO TECHNOLOGIES INC MO 5.02,9.01 02/06/08 EUROPE 2001 HOLDRS TRUST NY 9.01 12/31/07 EVANS BOB FARMS INC DE 2.02,9.01 02/12/08 Evercore Partners Inc. DE 2.02,9.01 02/12/08 Evercore Partners Inc. DE 5.02,9.01 02/11/08 EXAR CORP DE 1.01,9.01 02/06/08 Exobox Technologies Corp. NV 3.02,9.01 02/08/08 AMEND EXPRESS-1 EXPEDITED SOLUTIONS INC DE 2.02,9.01 02/12/08 EXPRESSJET HOLDINGS INC DE 8.01,9.01 02/11/08 FARMER BROTHERS CO CA 2.02,9.01 02/11/08 FARMERS & MERCHANTS BANCORP DE 2.02,9.01 02/11/08 Federal Home Loan Bank of Atlanta X1 2.03 02/06/08 Federal Home Loan Bank of Boston X1 2.03 02/06/08 Federal Home Loan Bank of Chicago X1 2.03 02/06/08 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 02/06/08 Federal Home Loan Bank of Dallas 2.03 02/06/08 Federal Home Loan Bank of Des Moines X1 2.03,9.01 02/06/08 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 02/06/08 Federal Home Loan Bank of New York X1 2.03,9.01 02/06/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 02/06/08 Federal Home Loan Bank of Pittsburgh PA 2.02,9.01 02/12/08 Federal Home Loan Bank of San Francis X1 2.03 02/06/08 Federal Home Loan Bank of Seattle 2.03 02/11/08 Federal Home Loan Bank of Topeka 2.03 02/06/08 FEDERAL REALTY INVESTMENT TRUST MD 2.02,9.01 12/31/07 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 2.02,9.01 02/12/08 FIRST FINANCIAL BANKSHARES INC TX 7.01,9.01 02/12/08 FIRST KEYSTONE FINANCIAL INC 5.03,9.01 02/06/08 FIRST NIAGARA FINANCIAL GROUP INC DE 8.01,9.01 02/12/08 FIRST REGIONAL BANCORP CA 2.02,9.01 02/06/08 FIRST SECURITY GROUP INC/TN TN 7.01,9.01 02/12/08 FIRSTCITY FINANCIAL CORP DE 1.01,5.02,7.01,9.01 02/01/08 Flagship Global Health, Inc. DE 5.02 02/06/08 FORWARD AIR CORP TN 2.02,5.02,9.01 02/11/08 FOUR OAKS FINCORP INC NC 8.01 02/12/08 FRANKLIN ELECTRONIC PUBLISHERS INC PA 2.02,9.01 02/12/08 G III APPAREL GROUP LTD /DE/ DE 8.01,9.01 02/11/08 GAP INC DE 5.02,9.01 02/06/08 GATEWAY FINANCIAL HOLDINGS INC NC 7.01,9.01 02/11/08 GEMINI EXPLORATIONS, INC. NV 3.02 02/11/08 GEMINI EXPLORATIONS, INC. NV 3.02 02/11/08 AMEND GEN PROBE INC DE 5.02,9.01 02/08/08 GENERAL CABLE CORP /DE/ DE 2.02,9.01 02/12/08 General Moly, Inc ID 5.02,8.01,9.01 02/06/08 GENERAL MOTORS CORP DE 2.02,9.01 02/12/08 GENERAL MOTORS CORP DE 8.01 02/12/08 GENESEE & WYOMING INC DE 8.01 02/06/08 Geneva Resources, Inc. NV 1.02,9.01 01/31/08 GENITOPE CORP DE 3.01,9.01 02/07/08 GENOPTIX INC 2.02,9.01 02/12/08 GeNOsys, Inc. UT 7.01,9.01 01/22/08 GEOVIC MINING CORP. DE 7.01,9.01 02/12/08 GIGA TRONICS INC CA 8.01,9.01 02/11/08 GLOBAL ENERGY INC NV 1.01,1.02,9.01 02/06/08 Global General Technologies, Inc. NV 1.01,5.01,9.01 01/30/08 GLOBAL GOLD CORP DE 1.01 02/12/08 Global Logistics Acquisition CORP DE 2.01,2.02,3.02,3.03,5.02,5.03, 02/12/08 5.06,9.01 GMH Communities Trust MD 8.01,9.01 02/12/08 GOODRICH CORP NY 7.01,9.01 02/12/08 Grand Motion, Inc. NV 5.01,5.02 02/11/08 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 02/08/08 GREAT LAKES BANCORP, INC. DE 8.01,9.01 02/12/08 Green Irons Holdings Corp. NV 4.01,9.01 02/08/08 GRUBB & ELLIS CO DE 8.01,9.01 02/06/08 GS AGRIFUELS CORP DE 1.01,2.01,2.03,9.01 10/31/06 AMEND GULF ISLAND FABRICATION INC LA 8.01,9.01 02/12/08 HALOZYME THERAPEUTICS INC DE 7.01,9.01 02/12/08 HAMPTONS LUXURY HOMES INC DE 1.01,5.02,9.01 02/12/08 HANGER ORTHOPEDIC GROUP INC DE 2.02,9.01 02/11/08 HANMI FINANCIAL CORP DE 2.02,9.01 02/12/08 HAVERTY FURNITURE COMPANIES INC MD 5.02,9.01 02/12/08 HCP, INC. MD 2.02,9.01 02/11/08 HEALTH GRADES INC DE 7.01,9.01 02/12/08 HEALTHCARE TECHNOLOGIES LTD 1.01,2.01,3.02,5.01,5.02,5.03, 02/12/08 AMEND 9.01 Hiland Partners, LP 1.01,2.03,9.01 02/06/08 Horne International, Inc. DE 8.01 02/06/08 HUDSON HIGHLAND GROUP INC DE 2.02,9.01 02/11/08 HYPERCOM CORP DE 8.01,9.01 02/11/08 ICOP DIGITAL, INC CO 2.02,9.01 02/11/08 ICU MEDICAL INC/DE DE 8.01 02/12/08 IGI INC DE 5.02,9.01 02/06/08 IHOP CORP DE 9.01 11/29/07 AMEND IMAGE ENTERTAINMENT INC DE 8.01,9.01 02/11/08 IMAGE ENTERTAINMENT INC DE 8.01,9.01 02/11/08 Industrial Enterprises of America, In NV 1.02,5.02,9.01 02/06/08 INDYMAC BANCORP INC DE 2.02,7.01,9.01 02/12/08 INLAND WESTERN RETAIL REAL ESTATE TRU MD 8.01,9.01 02/10/08 INOVIO BIOMEDICAL CORP 4.02 02/06/08 INTERNATIONAL VINEYARD INC NV 8.01 02/11/08 INTERNET ARCHITECTURE HOLDRSSM TRUST NY 8.01,9.01 12/31/07 INTERNET HOLDRS TRUST NY 8.01,9.01 12/31/07 INTERNET INFRASTRUCTURE HOLDRSSM TRUS NY 9.01 12/31/07 ISONICS CORP CA 1.01,1.02,5.02,9.01 02/06/08 ITC DELTACOM INC DE 5.02,9.01 02/06/08 ITONIS INC. NV 1.01,1.02,2.01,3.02,5.02,9.01 12/14/07 J P MORGAN CHASE & CO DE 9.01 02/08/08 JARDEN CORP DE 5.02 03/29/07 AMEND JETBLUE AIRWAYS CORP DE 1.01,5.02,5.03,9.01 02/07/08 JMG Exploration, Inc. NV 9.01 02/08/08 KAISER ALUMINUM CORP DE 7.01,9.01 02/08/08 KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 2.02,9.01 02/11/08 KELLWOOD CO DE 1.01,3.02,5.02,7.01,8.01,9.01 02/11/08 KELLY SERVICES INC DE 5.02,9.01 02/11/08 KEYSTONE CONSOLIDATED INDUSTRIES INC DE 8.01,9.01 02/12/08 KIRBY CORP NV 5.02 02/08/08 KNOLL INC DE 5.02 02/12/08 Koppers Holdings Inc. PA 5.02 02/06/08 KOPPERS INC PA 5.02 02/06/08 KV PHARMACEUTICAL CO /DE/ DE 8.01,9.01 12/28/07 LA-Z-BOY INC MI 1.01,1.02,2.03,3.03,9.01 02/06/08 LAKE AREA CORN PROCESSORS LLC 8.01,9.01 02/11/08 LANDMARK BANCORP INC DE 8.01,9.01 02/12/08 LECG CORP DE 2.02,9.01 02/12/08 LEHMAN ABS CORP ALTRIA DEB BACKED SER DE 8.01 02/07/08 LEHMAN ABS CORP CORP BACK TR AIG DEBE DE 8.01,9.01 01/31/08 LEHMAN BROTHERS HOLDINGS INC DE 3.03,5.03,8.01,9.01 02/12/08 LEHMAN BROTHERS HOLDINGS INC DE 9.01 02/08/08 LEHMAN BROTHERS HOLDINGS INC DE 9.01 02/06/08 LENNOX INTERNATIONAL INC DE 8.01 02/08/08 LEVI STRAUSS & CO DE 2.02,7.01,9.01 02/12/08 LIFE PARTNERS HOLDINGS INC TX 2.02,9.01 02/08/08 LIGHTING SCIENCE GROUP CORP DE 5.02,9.01 02/07/08 LIN TV CORP DE 5.02 02/07/08 LINCARE HOLDINGS INC DE 2.02,9.01 02/11/08 LITHIUM TECHNOLOGY CORP DE 5.02 02/06/08 LYONDELL CHEMICAL CO DE 1.02 02/08/08 M WAVE INC DE 1.02 02/08/08 MACERICH CO MD 2.02,7.01,9.01 02/12/08 Macy's, Inc. DE 2.05,9.01 02/06/08 MAGELLAN PETROLEUM CORP /DE/ DE 1.01,9.01 02/07/08 Mandalay Media, Inc. DE 1.01,2.01,2.03,3.02,5.02,5.06, 02/12/08 9.01 MAPLE MOUNTAIN PUMPKINS & AGRICULTURE NV 5.03,8.01,9.01 02/12/08 MARKET 2000 PLUS HOLDRS SM TRUST NY 8.01,9.01 12/31/07 MARSH & MCLENNAN COMPANIES, INC. DE 2.02,9.01 02/12/08 MASCO CORP /DE/ DE 2.02,9.01 02/12/08 MATHSTAR INC MN 5.02 02/11/08 MATHSTAR INC MN 8.01,9.01 02/11/08 AMEND MAXYGEN INC DE 2.02,9.01 02/12/08 MBF Healthcare Acquisition Corp. DE 7.01,9.01 02/12/08 MBF Healthcare Acquisition Corp. DE 8.01,9.01 02/12/08 MCF CORP DE 2.02,9.01 02/12/08 MEADOW VALLEY CORP NV 8.01 02/12/08 MET PRO CORP PA 2.02,8.01 02/12/08 METROPOLITAN HEALTH NETWORKS INC FL 5.02,9.01 02/11/08 MICROSOFT CORP WA 8.01,9.01 02/11/08 MICROTUNE INC DE 5.02,9.01 02/08/08 MILLER HERMAN INC MI 8.01 02/07/08 MKS INSTRUMENTS INC MA 5.02,8.01,9.01 02/12/08 MOLSON COORS BREWING CO CO 2.02,9.01 02/12/08 MONARCH STAFFING, INC. NV 5.02 02/08/08 MONEYGRAM INTERNATIONAL INC 1.01,3.02,3.03,8.01,9.01 02/11/08 MOODYS CORP /DE/ DE 1.01,2.03,9.01 02/06/08 MORTGAGEBROKERS.COM HOLDINGS, INC. DE 4.01 02/08/08 MoSys, Inc. CA 2.02,9.01 02/12/08 MOTORCAR PARTS AMERICA INC NY 2.02,9.01 02/11/08 MPC CORP CO 1.01 02/05/08 MSTI Holdings, Inc. DE 1.01,9.01 02/11/08 MULTIBAND CORP MN 2.01 02/06/08 MWI Veterinary Supply, Inc. DE 7.01,9.01 02/12/08 NATCO INTERNATIONAL INC. DE 1.02 12/31/07 NATIONAL COAL CORP FL 1.01,9.01 02/08/08 NATIONAL FINANCIAL PARTNERS CORP 2.02,9.01 02/12/08 NATURALLY ADVANCED TECHNOLOGIES INC A1 7.01,9.01 02/12/08 NATUS MEDICAL INC DE 9.01 11/29/07 AMEND NEKTAR THERAPEUTICS DE 2.05,5.02,7.01,9.01 02/08/08 Neonode, Inc DE 8.01 02/12/08 NeuroMetrix, Inc. 2.02,9.01 02/12/08 New England Bancshares, Inc. 2.02,9.01 02/11/08 NEW MEDIUM ENTERPRISES INC NV 5.02 02/03/08 NEW YORK TIMES CO NY 5.02,9.01 02/12/08 NEWBRIDGE BANCORP NC 2.02,7.01,9.01 02/11/08 NEWFIELD EXPLORATION CO /DE/ DE 2.02,7.01,9.01 02/11/08 NEWS CORP 5.02,9.01 02/12/08 NEXIA HOLDINGS INC NV 8.01,9.01 02/12/08 NOCOPI TECHNOLOGIES INC/MD/ MD 9.01 02/12/08 North Penn Bancorp Inc 2.02,9.01 02/12/08 NxStage Medical, Inc. DE 2.02,9.01 02/12/08 OCWEN FINANCIAL CORP FL 2.02,9.01 02/12/08 OIL SERVICE HOLDRS TRUST NY 8.01,9.01 12/31/07 OLD LINE BANCSHARES INC 1.01,9.01 02/07/08 OMNICELL, Inc CA 5.02,9.01 02/06/08 OMNICOM GROUP INC NY 2.02,7.01,9.01 02/12/08 ON ASSIGNMENT INC DE 5.02 02/07/08 ON SEMICONDUCTOR CORP DE 8.01,9.01 02/11/08 OneBeacon Insurance Group, Ltd. D0 7.01,9.01 02/12/08 Onstream Media CORP FL 8.01,9.01 02/12/08 ORASURE TECHNOLOGIES INC DE 2.02,9.01 02/12/08 ORASURE TECHNOLOGIES INC DE 7.01,9.01 02/12/08 OURPETS CO CO 1.01,3.02,9.01 02/07/08 P F CHANGS CHINA BISTRO INC 5.02 02/05/08 PACER INTERNATIONAL INC TN 2.02,8.01,9.01 12/28/07 PACIFIC CAPITAL BANCORP /CA/ CA 1.01,5.02,9.01 02/06/08 PACIFIC MERCANTILE BANCORP CA 7.01,9.01 02/11/08 PACIFICHEALTH LABORATORIES INC DE 7.01,9.01 02/12/08 PAIVIS, CORP ./NV/ NV 1.01,7.01,9.01 12/20/07 AMEND PAREXEL INTERNATIONAL CORP MA 8.01,9.01 02/11/08 PARLUX FRAGRANCES INC DE 2.02,9.01 02/04/08 PENNANTPARK INVESTMENT CORP 2.02,9.01 02/12/08 PENWEST PHARMACEUTICALS CO WA 8.01,9.01 01/25/08 PERRY ELLIS INTERNATIONAL INC FL 2.02,9.01 02/12/08 Pet DRx CORP DE 1.01,5.05,7.01,9.01 02/07/08 PETROLEUM DEVELOPMENT CORP NV 1.01,2.03,7.01,9.01 02/08/08 PETROLEUM DEVELOPMENT CORP NV 5.02 02/12/08 PetroSouth Energy Corp. 1.01,9.01 02/01/08 PHARMACEUTICAL HOLDRS TRUST 8.01,9.01 12/31/07 PHOENIX COMPANIES INC/DE DE 2.02,9.01 12/31/07 PINNACLE AIRLINES CORP DE 8.01 02/12/08 PMA CAPITAL CORP PA 2.02,8.01,9.01 02/12/08 Point.360 CA 1.01,9.01 02/12/08 POPE & TALBOT INC /DE/ DE 1.01,9.01 02/08/08 PRIME GROUP REALTY TRUST MD 8.01,9.01 02/12/08 PRIMUS GUARANTY LTD 5.02 02/07/08 PROGRESS SOFTWARE CORP /MA MA 7.01 02/12/08 PROSPECT CAPITAL CORP MD 2.02,9.01 02/12/08 PROTECTIVE LIFE CORP DE 8.01,9.01 02/12/08 PRUDENTIAL FINANCIAL INC NJ 5.02,9.01 02/12/08 Pzena Investment Management, Inc. DE 2.02,8.01,9.01 02/11/08 QSGI INC. DE 8.01 02/12/08 QUALITY DISTRIBUTION INC FL 2.02,9.01 02/12/08 QUALSTAR CORP CA 2.02,7.01,9.01 02/12/08 QUEST RESOURCE CORP NV 8.01,9.01 02/12/08 QWEST COMMUNICATIONS INTERNATIONAL IN DE 2.02,5.02 02/12/08 RADISYS CORP OR 1.01,9.01 02/06/08 Red Mile Entertainment Inc 1.01,2.03,9.01 02/11/08 REDHOOK ALE BREWERY INC WA 5.02,8.01,9.01 02/07/08 Regency Energy Partners LP DE 9.01 01/15/08 AMEND REGIONAL BANK HOLDERS SM TRUST NY 8.01,9.01 12/31/07 REPROS THERAPEUTICS INC. DE 7.01,9.01 02/12/08 RETAIL HOLDRS TRUST NY 9.01 12/31/07 REWARDS NETWORK INC DE 1.01,9.01 02/08/08 RIGEL PHARMACEUTICALS INC DE 2.02,9.01 02/12/08 ROCKWELL AUTOMATION INC DE 5.02,9.01 02/06/08 SAGEMARK COMPANIES LTD NY 8.01 02/06/08 SCHERING PLOUGH CORP NJ 2.02,8.01,9.01 02/12/08 SELECTICA INC DE 2.02,9.01 02/11/08 AMEND SELECTIVE INSURANCE GROUP INC NJ 7.01,9.01 02/12/08 Seligman LaSalle International Real E MD 7.01,9.01 02/12/08 SEMICONDUCTOR HOLDRS TRUST NY 9.01 12/31/07 ShoreTel Inc CA 5.02 02/06/08 SIMMONS CO DE 7.01 02/12/08 Skilled Healthcare Group, Inc. DE 2.02,9.01 02/12/08 Skilled Healthcare Group, Inc. DE 5.02,9.01 02/06/08 SLM Student Loan Trust 2008-2 DE 1.01,2.01,9.01 02/07/08 SMITH MIDLAND CORP DE 5.02 02/08/08 Smooth Global (China) Holdings, Inc. NV 8.01,9.01 02/01/08 SOFTWARE HOLDRS TRUST NY 9.01 12/31/07 SOLERA HOLDINGS, INC DE 5.02 02/06/08 SOLOMON TECHNOLOGIES INC DE 1.01 02/06/08 SOLUTIA INC DE 7.01 02/12/08 SONICWALL INC CA 5.02 02/11/08 Spectra Energy Partners, LP DE 2.02,9.01 02/07/08 SPHERION CORP DE 2.02,9.01 02/11/08 SPLINTERNET HOLDINGS INC DE 1.01,9.01 02/07/08 SPSS INC DE 2.02,9.01 02/12/08 ST MARY LAND & EXPLORATION CO DE 5.02,9.01 02/12/08 Stamford Industrial Group, Inc. DE 1.01,2.02,3.03,5.02,9.01 02/06/08 Stereotaxis, Inc. DE 1.01,3.02,8.01 02/07/08 AMEND STERLING FINANCIAL CORP /PA/ PA 8.01,9.01 02/11/08 STIFEL FINANCIAL CORP DE 2.02,9.01 12/31/07 SUNRISE TELECOM INC 2.02,9.01 12/31/07 Sunstone Hotel Investors, Inc. MD 5.03,9.01 02/06/08 Superior Offshore International Inc. DE 5.02 02/11/08 Surge Global Energy, Inc. 5.02,9.01 02/06/08 SWIFT ENERGY CO 2.02,9.01 02/11/08 SYMBOLLON CORP DE 3.02,5.02 02/07/08 SYMS CORP NJ 3.01,9.01 02/12/08 SYNTHETECH INC OR 2.02,9.01 02/08/08 TAIWAN FUND INC DE 7.01,9.01 12/01/07 TANGER FACTORY OUTLET CENTERS INC NC 2.02,7.01,9.01 12/31/07 TAPESTRY PHARMACEUTICALS, INC DE 4.01,9.01 02/07/08 TAPESTRY PHARMACEUTICALS, INC DE 1.01,1.02,2.05,5.02,8.01 02/10/08 TARGACEPT INC 2.02,9.01 02/12/08 TASTY BAKING CO PA 5.02 02/06/08 TAUBMAN CENTERS INC MI 2.02,9.01 02/12/08 Team Finance LLC DE 2.02,7.01,9.01 02/11/08 TECHNOLOGY RESEARCH CORP FL 2.02 12/31/07 TELECOM HOLDRS TRUST NY 8.01,9.01 12/31/07 TERADATA CORP /DE/ 2.02,7.01,8.01,9.01 02/12/08 TERRESTAR CORP DE 1.01,2.01 02/12/08 TESSERA TECHNOLOGIES INC DE 5.02,5.03,7.01,9.01 02/07/08 TIB FINANCIAL CORP. FL 2.02 02/11/08 TIERONE CORP 8.01 02/12/08 TIME WARNER TELECOM INC DE 2.02,9.01 02/11/08 TOPSPIN MEDICAL INC 5.02 02/10/08 TRACTOR SUPPLY CO /DE/ DE 5.02 02/12/08 TRI-ISTHMUS GROUP, INC. DE 4.01,9.01 02/05/08 AMEND TRUEYOU.COM DE 8.01 02/12/08 Trustcash Holdings, Inc. DE 1.01,7.01,9.01 02/05/08 TVI CORP MD 8.01 02/08/08 U S PHYSICAL THERAPY INC /NV NV 7.01 02/12/08 UNITED AMERICA INDEMNITY, LTD E9 2.02,8.01,9.01 02/11/08 UNITED WESTERN BANCORP INC CO 2.02,9.01 02/12/08 UNITRIN INC DE 5.03,9.01 02/06/08 UNIVERSAL TECHNICAL INSTITUTE INC DE 5.02,9.01 02/11/08 UTILITIES HOLDERS SM TRUST NY 8.01,9.01 12/31/07 VALENCE TECHNOLOGY INC DE 1.01,3.02,9.01 02/06/08 VARIAN MEDICAL SYSTEMS INC DE 5.02,9.01 02/07/08 VERAMARK TECHNOLOGIES INC DE 2.02 02/11/08 VERSAR INC DE 2.02,9.01 02/11/08 ViewPoint Financial Group X1 2.02,9.01 02/11/08 VISANT CORP 8.01,9.01 02/12/08 VISANT HOLDING CORP 8.01,9.01 02/12/08 Vocus, Inc. DE 8.01 02/08/08 Volcano CORP DE 2.02,9.01 02/12/08 Volcom Inc 2.01,9.01 01/15/08 AMEND VOLT INFORMATION SCIENCES, INC. NY 7.01,9.01 02/12/08 VYREX CORP NV 1.01,2.01,3.02,5.01,5.02,5.06, 02/11/08 8.01,9.01 WASTE CONNECTIONS INC/DE DE 7.01 02/11/08 WatchIt Technologies Inc. TX 2.01,5.02 02/12/08 WATTS WATER TECHNOLOGIES INC DE 2.02,9.01 02/12/08 WAUSAU PAPER CORP. WI 7.01,9.01 02/11/08 WEBSITE PROS INC DE 2.02,9.01 02/12/08 WEIS MARKETS INC PA 9.01 12/29/07 WESTERN DIGITAL CORP DE 1.01,1.02,2.03,9.01 02/07/08 Whitestone REIT TX 5.02,9.01 02/12/08 WHY USA FINANCIAL GROUP INC NV 9.01 02/12/08 WIRELESS HOLDRS TRUST NY 8.01,9.01 12/31/07 WORKSTREAM INC 5.02 02/09/08 WORLD OF TEA 2.01,2.03,3.02,5.01,5.02,5.06, 02/12/08 9.01 WORLD WRESTLING ENTERTAINMENTINC DE 2.02,9.01 02/12/08 WYNDHAM WORLDWIDE CORP DE 2.02,9.01 02/12/08 XERIUM TECHNOLOGIES INC DE 5.02,9.01 02/07/08 XTO ENERGY INC DE 2.02 02/12/08 ZULU ENERGY CORP. CO 4.01,5.03,9.01 02/08/08