RECENT 8K FILINGS February 5, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ACADIA REALTY TRUST MD 5.02 01/31/08 ACI WORLDWIDE, INC. DE 5.02,9.01 01/29/08 ACORDA THERAPEUTICS INC 8.01,9.01 02/04/08 Adams Respiratory Therapeutics, Inc. DE 1.02,3.01,5.01,5.02,5.03,8.01, 02/04/08 9.01 ALABAMA NATIONAL BANCORPORATION DE 8.01,9.01 02/04/08 ALEXION PHARMACEUTICALS INC DE 8.01 01/31/08 ALLIANCE FINANCIAL CORP /NY/ NY 5.02 01/29/08 ALLIED CAPITAL CORP MD 2.02,9.01 02/01/08 ALLIED HEALTHCARE INTERNATIONAL INC NY 2.02,9.01 02/04/08 ALTRIA GROUP, INC. VA 8.01,9.01 02/04/08 AMCON DISTRIBUTING CO DE 3.02,5.03,9.01 01/29/08 AMERIANA BANCORP IN 2.02,9.01 02/01/08 AMERICAN AIRLINES INC DE 8.01 02/04/08 American Railcar Industries, Inc./DE DE 5.02 01/31/08 AMERON INTERNATIONAL CORP DE 5.02,8.01 01/30/08 AMGEN INC DE 1.01,9.01 02/01/08 AMR CORP DE 8.01 02/04/08 ANNALY CAPITAL MANAGEMENT INC MD 2.02,9.01 02/04/08 ARCHER DANIELS MIDLAND CO DE 2.02,9.01 12/31/07 ARENA RESOURCES INC NV 2.01,9.01 12/11/07 AMEND ARRAY BIOPHARMA INC DE 2.02,9.01 02/04/08 Ascend Acquisition Corp. DE 1.01 07/30/07 AMEND ATARI INC DE 5.02,9.01 01/29/08 Atlantic Southern Financial Group, In 2.02,9.01 02/01/08 Atlas Acquisition Holdings Corp. DE 8.01,9.01 01/30/08 ATM FINANCIAL CORP NV 8.01 01/22/08 AMEND ATS MEDICAL INC MN 2.02 02/04/08 AUTHENTEC INC DE 2.02,9.01 02/04/08 AVANIR PHARMACEUTICALS CA 8.01 02/04/08 BADGER METER INC WI 2.02,9.01 02/04/08 BAKERS FOOTWEAR GROUP INC MO 1.01,2.03,3.02,5.02,9.01 02/01/08 BALDOR ELECTRIC CO MO 2.02,9.01 01/31/08 Bank of Commerce Holdings CA 8.01,9.01 02/01/08 BANKUNITED FINANCIAL CORP FL 5.02 02/01/08 BE AEROSPACE INC DE 2.02,9.01 02/04/08 BEAR STEARNS COMPANIES INC DE 8.01,9.01 02/01/08 BECTON DICKINSON & CO NJ 5.02,5.03,8.01,9.01 01/29/08 BIOFORCE NANOSCIENCES HOLDINGS, INC. NV 7.01,9.01 02/04/08 BIOLARGO, INC. DE 1.01,5.02,9.01 02/01/08 BOK FINANCIAL CORP ET AL OK 5.02 01/29/08 BSD MEDICAL CORP DE 5.02,9.01 02/01/08 BUILDING MATERIALS HOLDING CORP DE 8.01,9.01 02/04/08 C2 Global Technologies Inc FL 4.01,9.01 01/29/08 CADENCE PHARMACEUTICALS INC 7.01,8.01,9.01 02/04/08 CAMDEN NATIONAL CORP ME 5.02,9.01 01/29/08 CAMDEN NATIONAL CORP ME 5.02,9.01 01/29/08 CAMDEN NATIONAL CORP ME 5.02,9.01 01/29/08 CAMERON INTERNATIONAL CORP DE 7.01,9.01 01/29/08 CANYON COPPER CORP. 5.02,9.01 01/29/08 Cape Fear Bank CORP NC 2.02,9.01 02/01/08 CAPITOL FEDERAL FINANCIAL 2.02,9.01 02/04/08 CARDINAL BANKSHARES CORP VA 5.02,9.01 02/01/08 Caribou Coffee Company, Inc. MN 1.01 02/01/08 Caribou Coffee Company, Inc. MN 5.02 11/12/07 AMEND Caribou Coffee Company, Inc. MN 5.02 01/11/08 AMEND Castle Brands Inc 2.02,9.01 02/04/08 CERADYNE INC DE 7.01,9.01 01/31/08 CHANCERY RESOURCES, INC. NV 5.03,7.01,9.01 02/01/08 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 02/01/08 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 02/04/08 CHILDRENS PLACE RETAIL STORES INC 5.02,9.01 01/29/08 CHIMERA INVESTMENT CORP DE 1.01,9.01 01/31/08 CHINA AUTOMOTIVE SYSTEMS INC DE 1.01,2.03,3.02 02/01/08 CHINA FORESTRY INC NV 4.01,9.01 06/26/07 AMEND China Holdings, Inc. NV 1.01,3.02,4.01,5.03,8.01 01/03/08 CHINA PHARMA HOLDINGS, INC. DE 9.01 02/01/08 China Shoe Holdings, Inc. NV 8.01,9.01 01/30/08 CHIPOTLE MEXICAN GRILL INC 5.02,9.01 01/31/08 CHURCH & DWIGHT CO INC /DE/ DE 5.02,9.01 01/30/08 CITY HOLDING CO WV 1.02,8.01,9.01 01/30/08 CLIFTON SAVINGS BANCORP INC 2.02,9.01 02/01/08 CLOROX CO /DE/ DE 2.02,7.01,9.01 02/04/08 CNB FINANCIAL SERVICES INC WV 2.02,9.01 02/04/08 Collexis Holdings, Inc. 1.01,2.01,2.03,3.02,9.01 02/01/08 COLOMBIA GOLDFIELDS LTD 1.01 02/04/08 COLUMBIA BANCORP \OR\ OR 5.02,9.01 02/01/08 COMCAST CORP PA 2.03 01/30/08 COMMERCE GROUP INC /MA MA 2.02,9.01 02/01/08 COMMONWEALTH BANKSHARES INC VA 2.02 02/04/08 COMMUNITY CENTRAL BANK CORP MI 2.02,9.01 02/01/08 Complete Production Services, Inc. DE 5.02 01/29/08 COMPLIANCE SYSTEMS CORP 3.02,9.01 01/29/08 COMPUTER SCIENCES CORP NV 2.02 12/28/07 Constellation Energy Partners LLC DE 8.01 02/04/08 CONSTITUTION MINING CORP NV 8.01 01/31/08 COOPERATIVE BANKSHARES INC NC 8.01,9.01 02/04/08 CORN PRODUCTS INTERNATIONAL INC DE 5.02,9.01 01/29/08 CORN PRODUCTS INTERNATIONAL INC DE 5.02 01/29/08 Cornerworld Corp NV 4.02,9.01 12/20/07 AMEND COTT CORP /CN/ 2.03,9.01 01/31/08 CRAWFORD & CO GA 2.02,9.01 02/04/08 CRIMSON EXPLORATION INC. 5.02 01/30/08 DATAMETRICS CORP DE 5.02 02/01/08 DCAP GROUP INC DE 8.01,9.01 02/04/08 DealerAdvance, Inc. 1.03,9.01 01/28/08 DEERE & CO DE 7.01 02/04/08 DELTATHREE INC DE 8.01,9.01 02/01/08 DENNYS CORP DE 5.02,9.01 01/29/08 Discover Card Execution Note Trust DE 7.01,9.01 02/04/08 DISCOVER CARD MASTER TRUST I DE 7.01,9.01 02/04/08 DNAPRINT GENOMICS INC UT 8.01,9.01 02/01/07 Duff & Phelps Corp DE 1.01,9.01 01/31/08 DYNEGY INC. DE 5.02,7.01 01/29/08 EASTERN VIRGINIA BANKSHARES INC VA 8.01 01/28/08 Easy Golf CORP NV 5.02 02/02/08 Easy Golf CORP NV 5.03 02/02/08 ELANDIA INTERNATIONAL INC. DE 5.02,9.01 01/29/08 Elite Artz, Inc NV 8.01,9.01 01/31/08 EMAGIN CORP DE 5.02,9.01 01/31/08 EMC CORP MA 5.03,9.01 01/31/08 EMCORE CORP NJ 3.02 01/29/08 ENTERPRISE PRODUCTS PARTNERS L P DE 1.01,5.02,9.01 01/29/08 ENTROPIC COMMUNICATIONS INC 2.02,9.01 02/04/08 EQUIFAX INC GA 2.02,9.01 02/04/08 EVANS BANCORP INC NY 2.02,9.01 01/30/08 EXACT SCIENCES CORP DE 2.02,9.01 02/04/08 FAMILY DOLLAR STORES INC DE 1.01,2.03,9.01 01/31/08 FAUQUIER BANKSHARES, INC. VA 7.01,9.01 02/04/08 Federal Home Loan Bank of Dallas 2.03 01/30/08 Federal Home Loan Bank of Seattle 7.01,9.01 02/04/08 FEI CO OR 2.02,9.01 02/04/08 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 8.01,9.01 02/04/08 FINANCIALCONTENT INC DE 5.02 01/29/08 FIRST BUSEY CORP /NV/ NV 5.02 02/01/08 FIRST MARBLEHEAD CORP 1.01,3.03,5.03,7.01,9.01 01/29/08 FIRST NATIONAL BANCSHARES INC /SC/ SC 2.01,9.01 02/01/08 FLEETWOOD ENTERPRISES INC/DE/ DE 2.02,9.01 01/31/08 FOAMEX INTERNATIONAL INC DE 5.02,9.01 02/01/08 FOREST CITY ENTERPRISES INC OH 1.01,2.03,9.01 01/31/08 FOSTER WHEELER LTD D0 5.02,9.01 01/31/08 FUELCELL ENERGY INC DE 5.02,9.01 01/30/08 FURNITURE BRANDS INTERNATIONAL INC DE 2.02,8.01,9.01 01/30/07 FX Real Estate & Entertainment Inc. DE 8.01,9.01 02/04/08 GALAXY ENERGY CORP CO 2.03,9.01 01/30/08 Georgetown Bancorp, Inc. X1 2.02,9.01 02/01/08 GEORGIA CAROLINA BANCSHARES INC GA 2.02,9.01 01/29/08 GFI Group Inc. DE 1.01,2.03,9.01 01/29/08 GILLA INC. NV 1.01,2.01,3.02,5.01,5.02,8.01, 01/31/08 9.01 GLACIER BANCORP INC DE 2.02,9.01 01/31/08 GLOBAL AXCESS CORP NV 8.01 01/31/08 GLOBAL CASINOS INC UT 1.01,9.01 01/30/08 GLOBAL CASINOS INC UT 7.01,9.01 02/04/08 GLOBAL ROAMING DISTRIBUTION, INC. FL 5.02,9.01 02/04/08 GMX RESOURCES INC OK 8.01,9.01 02/04/08 GMX RESOURCES INC OK 1.01,3.03,9.01 01/31/08 AMEND GOLF TRUST OF AMERICA INC MD 1.01,9.01 01/31/08 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 5.02 02/04/08 Graymark Healthcare, Inc. 5.02 01/30/08 GREEN PLAINS RENEWABLE ENERGY, INC. IA 8.01,9.01 02/04/08 GREENBRIER COMPANIES INC DE 8.01 02/04/08 HAIN CELESTIAL GROUP INC DE 2.02,9.01 02/04/08 HAIN CELESTIAL GROUP INC DE 2.02,9.01 02/04/08 AMEND HANCOCK FABRICS INC DE 8.01 02/01/08 HANCOCK FABRICS INC DE 7.01,8.01,9.01 02/01/08 HARRAHS ENTERTAINMENT INC DE 1.01,2.03,9.01 02/01/08 HARRINGTON WEST FINANCIAL GROUP INC/C 2.02,9.01 02/04/08 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 02/01/08 HAWAIIAN HOLDINGS INC DE 1.01,9.01 01/31/08 HAWKINS INC MN 5.02,7.01,9.01 01/24/08 HEALTH BENEFITS DIRECT CORP DE 5.05 01/29/08 Health Fitness Corp /MN/ MN 5.02,8.01,9.01 01/31/08 Heelys, Inc. DE 5.02,9.01 01/30/08 HOLLIS EDEN PHARMACEUTICALS INC /DE/ DE 5.02 02/01/08 HOVNANIAN ENTERPRISES INC DE 8.01 01/31/08 HSBC USA INC /MD/ MD 8.01 02/04/08 HUDSON HIGHLAND GROUP INC DE 2.02,4.02,9.01 02/04/08 HUMANA INC DE 2.02,7.01,9.01 01/31/08 HUTCHINSON TECHNOLOGY INC MN 8.01,9.01 02/04/08 HUTTIG BUILDING PRODUCTS INC DE 1.01,5.02 01/29/08 IBASIS INC DE 2.02,9.01 02/04/08 iBroadband, Inc. NV 5.02 02/04/08 ICAGEN INC DE 5.02,9.01 01/29/08 IDM PHARMA, INC. DE 8.01,9.01 02/04/08 ILLUMINA INC DE 2.02,9.01 02/04/08 IMAGE ENTERTAINMENT INC DE 8.01,9.01 02/01/08 IMAGING3 INC CA 3.02 02/04/08 IMPERIAL SUGAR CO /NEW/ TX 5.02 01/29/08 INDEPENDENT BANK CORP /MI/ MI 5.02 02/01/08 INFINITY CAPITAL GROUP, INC. NV 1.01,9.01 01/17/08 INFORMATICA CORP DE 5.02 01/30/08 INTEGRAL SYSTEMS INC /MD/ MD 2.02,9.01 02/04/08 INTELLIGROUP INC NJ 5.02,9.01 02/04/08 INTERNATIONAL BUSINESS MACHINES CORP NY 5.02 01/29/08 INTERNATIONAL SHIPHOLDING CORP DE 8.01,9.01 02/04/08 INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 02/04/08 ISOLAGEN INC DE 5.02 01/29/08 J P MORGAN CHASE & CO DE 9.01 01/31/08 JONES SODA CO WA 5.02 01/29/08 Kearny Financial Corp. X1 2.02,9.01 01/31/08 KEMET CORP DE 2.02,9.01 01/29/08 KENTUCKY BANCSHARES INC /KY/ KY 2.02,9.01 02/04/08 LAS VEGAS SANDS CORP NV 2.02,9.01 02/04/08 Legacy Bancorp, Inc. DE 7.01,9.01 02/04/08 LEGACY RESERVES LP DE 5.02,9.01 02/04/08 LEHMAN BROTHERS HOLDINGS INC DE 9.01 01/30/08 LEHMAN BROTHERS HOLDINGS INC DE 9.01 01/31/08 LEHMAN BROTHERS HOLDINGS INC DE 7.01 02/04/08 LIFETIME BRANDS, INC DE 2.02,9.01 02/04/08 LINCOLN BENEFIT LIFE CO NE 1.01,9.01 01/30/08 LINCOLN NATIONAL CORP IN 2.02,9.01 02/04/08 LINN ENERGY, LLC DE 1.01,2.01,2.03,5.02,9.01 01/29/08 Live Nation, Inc. DE 8.01,9.01 02/04/08 LODGENET INTERACTIVE CORP DE 5.02 01/29/08 LODGIAN INC DE 1.01,1.02,5.02,9.01 01/29/08 LOUISIANA BANCORP INC LA 2.02,9.01 02/01/08 MARSH & MCLENNAN COMPANIES, INC. DE 5.02,9.01 01/29/08 MATERIAL SCIENCES CORP DE 8.01 02/04/08 MATRIA HEALTHCARE INC DE 5.02 01/29/08 MAXXAM INC DE 8.01 01/30/08 MBIA INC CT 8.01 01/31/08 MEADOWBROOK INSURANCE GROUP INC MI 1.02,9.01 01/31/08 MED GEN INC NV 1.01,8.01 02/01/08 MEDICAL STAFFING NETWORK HOLDINGS INC DE 8.01,9.01 02/04/08 MEDICINOVA INC DE 1.01,9.01 01/31/08 MEGA MEDIA GROUP INC NV 5.02 01/31/08 Mezey Howarth Racing Stables, Inc. NV 1.01,8.01 01/26/08 Milk Bottle Cards Inc. NV 8.01,9.01 01/31/08 MIPSolutions, Inc. DE 5.02,9.01 01/31/08 MODINE MANUFACTURING CO WI 1.01,2.02,9.01 02/01/08 MODINE MANUFACTURING CO WI 2.05,2.06 12/11/07 AMEND MONSTER WORLDWIDE INC DE 5.02,9.01 01/31/08 MOTOROLA INC DE 8.01,9.01 01/31/08 MRU HOLDINGS INC DE 7.01,9.01 02/04/08 MTM Technologies, Inc. NY 2.02,9.01 01/31/08 MTS MEDICATION TECHNOLOGIES, INC /DE/ DE 5.02 02/04/08 NANOGEN INC DE 3.03,5.03,8.01,9.01 02/01/08 NATIONAL CITY CORP DE 8.01,9.01 01/29/08 NATIONAL RETAIL PROPERTIES, INC. MD 2.02,9.01 02/04/08 NEAH POWER SYSTEMS, INC. NV 7.01,9.01 02/04/08 NETMANAGE INC DE 2.02 02/04/08 NETSCOUT SYSTEMS INC DE 2.02,9.01 02/04/08 NEUROGEN CORP DE 5.02 02/01/08 NEWALLIANCE BANCSHARES INC 7.01,9.01 02/04/08 NEWS CORP 2.02,9.01 02/04/08 NITCHES INC CA 8.01 02/04/08 NOBLE ENERGY INC DE 5.02 02/01/08 NORTHEAST UTILITIES MA 8.01 01/28/08 AMEND Northport Capital Inc. 4.02,9.01 01/18/08 NOVELL INC DE 8.01 02/04/08 NUCLEAR SOLUTIONS INC NV 3.02 01/29/08 Oceanaut, Inc. 1T 1.01,9.01 01/28/08 Och-Ziff Capital Management Group LLC DE 8.01,9.01 02/03/08 Och-Ziff Capital Management Group LLC DE 7.01 02/01/08 OmniaLuo, Inc. 4.01,9.01 02/04/08 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 02/04/08 OPNET TECHNOLOGIES INC DE 2.02,8.01,9.01 02/04/08 Oracle Healthcare Acquisition Corp. 8.01,9.01 02/01/08 ORBIT INTERNATIONAL CORP DE 5.02 01/31/08 PACIFIC FINANCIAL CORP WA 7.01 02/04/08 PACIFIC SANDS INC NV 8.01 01/29/08 PACKETEER INC DE 5.02 01/28/08 PALOMAR ENTERPRISES INC NV 3.03,7.01,9.01 02/04/08 PARK OHIO HOLDINGS CORP OH 5.02 01/29/08 PARTNERRE LTD 2.02,9.01 02/04/08 PATHFINDER BANCORP INC DE 2.02,9.01 12/31/07 PDL BIOPHARMA, INC. DE 1.01,9.01 02/04/08 PetroHunter Energy Corp MD 4.01,9.01 01/29/08 PETROLEUM DEVELOPMENT CORP NV 7.01,9.01 02/04/08 PetroSouth Energy Corp. 3.02,9.01 01/24/08 PIMCO MUNICIPAL ADVANTAGE FUND INC MD 8.01,9.01 02/04/08 PINNACLE BANKSHARES CORP VA 2.02,9.01 01/31/08 PINNACLE WEST CAPITAL CORP AZ 7.01,9.01 02/04/08 PNC FINANCIAL SERVICES GROUP INC PA 2.03 02/01/08 PNC FINANCIAL SERVICES GROUP INC PA 4.02 01/31/08 POLARIS INDUSTRIES INC/MN MN 5.02,9.01 01/31/08 POTLATCH CORP DE 2.02,9.01 02/04/08 POWER INTEGRATIONS INC CA 5.05,8.01,9.01 01/29/08 PRIMUS GUARANTY LTD 5.02 01/31/08 Prospect Acquisition Corp DE 4.01,9.01 01/31/08 PRUDENTIAL BANCORP INC OF PENNSYLVANI 2.02,9.01 02/04/08 PUBLIX SUPER MARKETS INC FL 1.01 02/04/08 QLINKS AMERICA, INC. 8.01 01/31/08 QSGI INC. DE 8.01 02/01/08 QUADRAMED CORP DE 5.03,9.01 01/30/08 QUANEX CORP DE 7.01 02/01/08 QUESTCOR PHARMACEUTICALS INC CA 7.01 02/04/08 QUICKSILVER RESOURCES INC DE 8.01,9.01 02/04/08 RADYNE CORP DE 7.01 02/04/08 RAINMAKER SYSTEMS INC CA 1.02,2.02,7.01,9.01 02/01/08 RAMBUS INC DE 2.02,9.01 02/04/08 RAND CAPITAL CORP NY 2.02 02/04/08 Redpoint Bio CORP 5.02 01/31/08 Reliance Bancshares, Inc. MO 5.02 02/04/08 REWARDS NETWORK INC DE 1.01,9.01 01/31/08 RIO VISTA ENERGY PARTNERS LP DE 9.01 07/27/07 AMEND RIO VISTA ENERGY PARTNERS LP DE 9.01 11/19/07 AMEND ROCHESTER MEDICAL CORPORATION MN 2.02,9.01 02/04/08 RONSON CORP NJ 8.01,9.01 02/01/08 Rudy Nutrition NV 4.01,9.01 02/04/08 SAMOYED ENERGY CORP 7.01,9.01 02/04/08 SAVVIS, Inc. DE 2.02,9.01 02/04/08 SEAGATE TECHNOLOGY E9 8.01,9.01 02/04/08 SEATTLE GENETICS INC /WA DE 5.02,9.01 01/29/08 SECURITY BANK CORP GA 5.02 01/29/08 SELECTIVE INSURANCE GROUP INC NJ 2.02,5.02,9.01 02/04/08 Seligman LaSalle International Real E MD 7.01,9.01 02/04/08 Seligman LaSalle International Real E MD 7.01,9.01 02/04/08 SERVOTRONICS INC /DE/ DE 5.03,8.01,9.01 01/01/08 SHARPS COMPLIANCE CORP DE 2.02,9.01 02/04/08 Shire plc 8.01,9.01 02/01/08 SIGMATEL INC DE 1.01,2.02,5.02,9.01 02/01/08 Siouxland Ethanol, LLC NE 5.02 02/01/08 SIRF TECHNOLOGY HOLDINGS INC 2.02,9.01 02/04/08 SKYWEST INC UT 8.01,9.01 02/01/08 SMITH A O CORP DE 8.01,9.01 02/04/08 SMITH BARNEY WESTPORT FUTURES FUND LP 5.02 01/31/08 SOLOMON TECHNOLOGIES INC DE 1.01,3.02 02/01/08 SOUTHSIDE BANCSHARES INC TX 2.02,9.01 12/31/07 SOUTHWEST GEORGIA FINANCIAL CORP GA 2.02,9.01 02/04/08 SPARE BACKUP, INC. DE 8.01 02/01/08 SPORT HALEY INC CO 3.01,9.01 01/31/08 STAKTEK HOLDINGS INC DE 5.02 02/01/08 STEIN MART INC FL 5.02,9.01 01/30/08 STONEMOR PARTNERS LP DE 1.01,9.01 01/29/08 STRATEGIC GAMING INVESTMENTS, INC. DE 4.01,9.01 02/01/08 SUPPORTSOFT INC DE 5.02,8.01,9.01 01/29/08 SYNCHRONOSS TECHNOLOGIES INC 2.02,9.01 02/04/08 TAMM Oil & Gas Corp. NV 4.01,9.01 01/30/08 TAUBMAN CENTERS INC MI 8.01,9.01 02/01/08 TEMPUR PEDIC INTERNATIONAL INC DE 5.02 01/29/08 TEPPCO PARTNERS LP DE 2.02,9.01 02/04/08 Thomas Weisel Partners Group, Inc. DE 7.01 02/04/08 TOMPKINS FINANCIAL CORP NY 5.02,9.01 01/29/08 TRANSBOTICS CORP DE 8.01,9.01 02/01/08 TRANSCONTINENTAL REALTY INVESTORS INC NV 2.01 01/25/08 TRANSWITCH CORP /DE DE 7.01,9.01 02/04/08 Travelstar, Inc. CA 5.02 01/31/08 TRIAN ACQUISITION I CORP. DE 8.01,9.01 01/29/08 TRIZETTO GROUP INC DE 2.02,9.01 02/04/08 TURBINE TRUCK ENGINES INC 5.02 02/04/08 U S ENERGY SYSTEMS INC DE 8.01,9.01 02/04/08 U.S. Auto Parts Network, Inc. DE 5.02 01/29/08 United Community Bancorp X1 2.02,9.01 02/01/08 UNITED ONLINE INC DE 8.01 02/04/08 UNIVERSAL SECURITY INSTRUMENTS INC MD 2.03,2.06 01/29/08 URS CORP /NEW/ DE 5.02,5.03,9.01 01/29/08 URS CORP /NEW/ DE 5.02,9.01 01/29/08 AMEND US BIODEFENSE INC UT 3.02,5.01,5.02,8.01,9.01 01/10/08 AMEND US GEOTHERMAL INC DE 8.01 02/01/08 VALLEY FINANCIAL CORP /VA/ VA 2.02 02/01/08 Vanguard Natural Resources, LLC DE 2.01,7.01,9.01 01/31/08 VASCULAR SOLUTIONS INC DE 2.02,9.01 02/04/08 VCA ANTECH INC DE 2.02,8.01,9.01 02/04/08 Venoco, Inc. DE 2.02,7.01 02/04/08 VERAMARK TECHNOLOGIES INC DE 1.01,5.02,9.01 01/29/08 VERINT SYSTEMS INC 5.02 01/31/08 VERISIGN INC/CA DE 8.01 01/31/08 VICORP RESTAURANTS INC CO 1.01 02/04/08 VION PHARMACEUTICALS INC DE 8.01,9.01 02/04/08 Virgin Mobile USA, Inc. DE 2.02,9.01 02/04/08 Virgin Mobile USA, Inc. DE 7.01,9.01 02/04/08 VIROPRO INC NV 1.03 01/24/08 VISUAL MANAGEMENT SYSTEMS INC NV 1.01,9.01 01/31/08 VOIP INC 2.04,8.01 11/01/07 VYYO INC DE 2.02,2.05,3.01,5.02,8.01,9.01 01/29/08 W R GRACE & CO DE 2.02,9.01 01/30/08 WASHINGTON FEDERAL INC WA 8.01 02/01/08 WAUSAU PAPER CORP. WI 2.02,9.01 02/04/08 WEBSTER FINANCIAL CORP DE 8.01 02/01/08 WELLS REAL ESTATE FUND I GA 7.01,8.01,9.01 02/04/08 WELLS REAL ESTATE FUND II GA 7.01,8.01,9.01 02/04/08 WELLS REAL ESTATE FUND II-OW GA 7.01,8.01,9.01 02/04/08 WELLS REAL ESTATE FUND III L P GA 7.01,8.01,9.01 02/04/08 WELLS REAL ESTATE FUND IX LP GA 7.01,8.01,9.01 02/04/08 WELLS REAL ESTATE FUND VIII LP GA 7.01,8.01,9.01 02/04/08 WELLS REAL ESTATE FUND X L P GA 7.01,8.01,9.01 02/04/08 WELLS REAL ESTATE FUND XI L P GA 7.01,8.01,9.01 02/04/08 WELLS REAL ESTATE FUND XII LP GA 7.01,8.01,9.01 02/04/08 WELLS REAL ESTATE FUND XIII L P 7.01,8.01,9.01 02/04/08 WELLS REAL ESTATE FUND XIV LP GA 7.01,8.01,9.01 02/04/08 WENDYS INTERNATIONAL INC OH 2.02,9.01 02/04/08 Western Standard Energy Corp. NV 1.01,9.01 01/24/08 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 02/04/08 WHITNEY INFORMATION NETWORK INC CO 5.02 02/01/08 WIRELESS TELECOM GROUP INC NJ 5.03,9.01 01/31/08 WRIGLEY WM JR CO DE 2.02,9.01 02/04/08 WRIGLEY WM JR CO DE 2.02,9.01 02/04/08 WSB Financial Group, Inc. WA 2.02,5.02,7.01,9.01 01/31/08 XILINX INC DE 5.02,9.01 02/04/08 XIOM CORP DE 4.01,9.01 11/02/07 AMEND YAHOO INC DE 7.01,9.01 02/01/08 ZAP CA 1.01 01/22/08