RECENT 8K FILINGS February 4, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 155 East Tropicana, LLC NV 8.01 01/31/08 1ST CENTENNIAL BANCORP CA 2.02,9.01 01/31/08 A. H. Belo CORP DE 7.01 01/30/08 ABINGTON BANCORP, INC./PA PA 5.02,9.01 01/30/08 ABINGTON BANCORP, INC./PA PA 2.02,9.01 01/31/08 ACE LTD D0 5.02,9.01 01/29/08 ACTIVE POWER INC DE 2.02,9.01 02/01/08 ADAPTEC INC DE 5.02 01/28/08 AGILYSYS INC OH 2.02,7.01,9.01 02/01/08 AIRSPAN NETWORKS INC WA 5.02 01/30/08 AKAMAI TECHNOLOGIES INC DE 5.02,9.01 01/29/08 ALABAMA NATIONAL BANCORPORATION DE 1.01,2.03,9.01 02/01/08 ALLERGAN INC DE 5.02 02/01/08 ALLIANCE LAUNDRY SYSTEMS LLC 5.02,8.01 01/31/08 ALLSTATE LIFE INSURANCE CO 2.02 02/01/08 ALTRIA GROUP, INC. VA 1.01,2.03,8.01,9.01 01/28/08 AMAZON COM INC DE 8.01,9.01 01/30/08 AMBAC FINANCIAL GROUP INC DE 5.02 01/28/08 AMCOMP INC /FL DE 5.02,9.01 01/31/08 AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02,7.01,9.01 02/01/08 AMERICAN AXLE & MANUFACTURING HOLDING DE 5.02,9.01 01/31/08 AMERICAN MORTGAGE ACCEPTANCE CO MA 5.03,9.01 01/28/08 American Patriot Financial Group, Inc TN 5.02,7.01,9.01 01/29/08 AMERIGROUP CORP 1.01 01/30/08 AMERON INTERNATIONAL CORP DE 2.02 01/31/08 AML COMMUNICATIONS INC DE 8.01,9.01 01/29/08 ANALOGIC CORP MA 5.02,5.03,7.01,9.01 01/28/08 ANHEUSER-BUSCH COMPANIES, INC. DE 5.02 02/01/08 AQUILA INC DE 1.01,9.01 01/31/08 ARCADIA RESOURCES, INC NV 7.01 01/31/08 ARCH COAL INC DE 2.02,9.01 02/01/08 ASPYRA INC CA 1.01,2.03,5.02,9.01 01/28/08 AT&T INC. DE 8.01,9.01 02/01/08 AURELIO RESOURCE CORP NV 3.03,5.02,8.01 02/01/08 AUTOMATIC DATA PROCESSING INC DE 2.02,9.01 01/31/08 AVAX TECHNOLOGIES INC DE 1.01,5.02,9.01 12/01/07 AMEND AVP INC DE 8.01 02/01/08 BANK OF FLORIDA CORP FL 7.01,9.01 01/31/08 BAR HARBOR BANKSHARES ME 2.02 02/01/08 Beacon Federal Bancorp, Inc. MD 2.02,9.01 01/31/08 Bear Stearns Structured Products Inc. DE 6.04 01/28/08 BEAZER HOMES USA INC DE 1.01,1.02,2.01,2.05,2.06,8.01, 02/01/08 9.01 BEIJING MED PHARM CORP 2.01,8.01,9.01 01/28/08 BELO CORP DE 7.01,9.01 01/30/08 BIMINI CAPITAL MANAGEMENT, INC. MD 3.03,5.03,7.01,9.01 02/01/08 Bio-Solutions Corp. NV 4.01,9.01 01/29/08 BLACK HILLS CORP /SD/ SD 1.01,9.01 01/31/08 BLACK HILLS CORP /SD/ SD 2.02,9.01 02/01/08 BLUE HOLDINGS, INC. NV 5.02 01/28/08 BlueLinx Holdings Inc. DE 5.02 01/28/08 Bonds.com Group, Inc. DE 8.01,9.01 01/29/08 BRIDGE BANCORP INC NY 5.02,9.01 01/29/08 Bridgeline Software, Inc. DE 1.01,2.01,7.01,9.01 01/31/08 BRINKER INTERNATIONAL INC DE 7.01,9.01 01/31/08 BRISAM CORP NV 3.02,5.02 07/31/07 BUFFALO WILD WINGS INC MN 8.01,9.01 01/31/08 CALIFORNIA PIZZA KITCHEN INC DE 1.01,2.03,8.01,9.01 02/01/08 CALLAWAY GOLF CO DE 1.01,9.01 01/28/08 CALPINE CORP DE 1.01,2.03,3.02,3.03,5.02,5.03, 01/31/08 7.01, 9.01 CALPINE CORP DE 7.01,9.01 02/01/08 Camelot Entertainment Group, Inc. DE 4.01,9.01 02/01/08 CANARGO ENERGY CORP DE 7.01,9.01 01/29/08 Cape Bancorp, Inc. MD 8.01,9.01 01/31/08 CAPITAL ONE FUNDING, LLC 8.01,9.01 01/31/08 CapitalSouth Bancorp DE 7.01,9.01 02/01/08 CAPITOL BANCORP LTD MI 7.01 02/01/08 Cardium Therapeutics, Inc. 8.01,9.01 01/31/08 CAROLINA NATIONAL CORP SC 2.01,9.01 01/31/08 Celsion CORP MD 3.01,9.01 01/28/08 CENTER FINANCIAL CORP CA 2.02,9.01 01/31/08 CENVEO, INC CO 7.01,9.01 02/01/08 CEPHALON INC DE 1.01,5.02,9.01 01/31/08 CERUS CORP DE 7.01 01/30/08 CFS BANCORP INC IN 2.02,9.01 01/31/08 CHAD THERAPEUTICS INC CA 7.01,9.01 01/31/08 CHAPEAU INC UT 8.01 01/28/08 Chemtura CORP DE 8.01 01/31/08 CHEMUNG FINANCIAL CORP NY 2.02,9.01 12/31/07 CHEVRON CORP DE 2.02 02/01/08 CHEVRON CORP DE 5.03,9.01 02/01/08 CHICOPEE BANCORP, INC. 2.02,9.01 01/29/08 China Entertainment Group, Inc. NV 4.01 01/16/08 China Wind Energy Inc. NV 4.01 01/10/08 AMEND China Wind Systems, Inc DE 1.01,2.01,3.02,5.01,5.02,5.06, 11/13/07 AMEND 9.01 CHIQUITA BRANDS INTERNATIONAL INC NJ 8.01,9.01 02/01/08 CIENA CORP DE 8.01 01/31/08 CINCINNATI BELL INC OH 8.01,9.01 02/01/08 CINTAS CORP WA 5.02 01/15/08 AMEND CIRCOR INTERNATIONAL INC DE 5.02,9.01 01/28/08 CITIGROUP DIVERSIFIED FUTURES FUND LP 5.02 01/29/08 CITIGROUP FAIRFIELD FUTURES FUND LP I 5.02 01/31/08 CITIGROUP INC DE 8.01,9.01 02/01/08 CLICKNSETTLE COM INC DE 1.01,5.03,9.01 01/31/08 COFFEE HOLDING CO INC NV 2.02,9.01 01/31/08 COHERENT INC DE 5.02 01/28/08 COHU INC DE 2.02,9.01 01/31/08 COLUMBUS MCKINNON CORP NY 8.01,9.01 02/01/08 COMMSCOPE INC DE 1.01,8.01,9.01 01/31/08 COMMUNITY BANKSHARES INC /SC/ SC 2.02,9.01 01/29/08 COMMUNITY TRUST BANCORP INC /KY/ KY 1.01,9.01 01/29/08 COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,9.01 01/31/08 Comtech Group Inc MD 2.02,9.01 01/31/08 Comverge, Inc. DE 5.02,7.01,9.01 01/29/08 Con-way Inc. DE 9.01 01/31/08 AMEND CONEXANT SYSTEMS INC DE 3.01,9.01 01/30/08 CONMED CORP NY 1.01,2.03,9.01 01/31/08 CONNS INC DE 5.02,9.01 01/31/08 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 02/01/08 COOPER COMPANIES INC DE 1.01,9.01 01/30/08 CRAY INC WA 1.01,9.01 02/01/08 CROWN CRAFTS INC DE 1.01,9.01 01/29/08 Crown Oil & Gas Inc. NV 5.03,7.01,9.01 01/28/08 CUMMINS INC IN 2.02,7.01,9.01 02/01/08 DAKOTA GROWERS PASTA CO INC ND 2.03,9.01 01/29/08 DAVI SKIN, INC. NV 1.01,5.02,9.01 01/29/08 DELPHI CORP DE 7.01,9.01 01/31/08 DESTINY MEDIA TECHNOLOGIES INC CO 1.01 01/31/08 DEXTERITY SURGICAL INC DE 4.01,5.03 01/31/08 DISCOVER BANK DE 1.01,8.01,9.01 01/31/08 DISCOVERY TECHNOLOGIES INC NV 4.01,9.01 01/28/08 DOLLAR FINANCIAL CORP DE 2.02,9.01 01/31/08 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 02/01/08 DOUBLE EAGLE PETROLEUM CO MD 1.01 02/01/08 DREW INDUSTRIES INC DE 5.02,9.01 01/30/08 DRYCLEAN USA INC DE 5.02,9.01 01/30/08 Elite Artz, Inc NV 5.02 01/28/08 Elixir Gaming Technologies, Inc. NV 4.01,9.01 01/17/08 AMEND EMPIRE DISTRICT ELECTRIC CO KS 2.02,9.01 01/31/08 ENCISION INC CO 2.02,9.01 01/29/08 ENCYSIVE PHARMACEUTICALS INC DE 8.01 01/31/08 ENDWAVE CORP DE 5.02,9.01 01/29/08 ENERGY WEST INC MT 5.03,9.01 02/01/08 EnerLume Energy Management Corp. CO 1.01,2.03,7.01,8.01,9.01 01/28/08 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC 4.01,9.01 01/29/08 Esmark INC DE 1.01 01/31/08 ESTEE LAUDER COMPANIES INC DE 2.02,9.01 02/01/08 ETOTALSOURCE INC CO 4.01,9.01 11/30/07 EVERGREEN SOLAR INC DE 5.02 01/30/08 EXELON CORP PA 5.02,5.03 01/28/08 EXXON MOBIL CORP NJ 2.02,7.01 02/01/08 FACTSET RESEARCH SYSTEMS INC DE 7.01,9.01 01/31/08 FAIRPOINT COMMUNICATIONS INC DE 8.01,9.01 02/01/08 Federal Home Loan Bank of New York X1 2.02,8.01,9.01 01/31/08 FEDERAL SIGNAL CORP /DE/ DE 1.01 01/28/08 FedFirst Financial CORP X1 2.02,9.01 01/31/08 Fidelity National Financial, Inc. 2.02,9.01 01/30/08 FIRST CAPITAL INC IN 2.02,9.01 02/01/08 First Horizon Asset Sec Mort Pass Thr DE 7.01,9.01 02/01/08 First Horizon Asset Sec Mort Pass Thr DE 7.01,9.01 02/01/08 First Horizon Asset Sec Mort Pass Thr DE 7.01,9.01 02/01/08 First Horizon Asset Sec Mort Pass Thr DE 7.01,9.01 02/01/08 First Horizon Asset Sec Mort Pass Thr DE 7.01,9.01 02/01/08 First Horizon Asset Sec Mort Pass Thr DE 7.01,9.01 02/01/08 First Horizon Asset Sec Mort Pass Thr DE 7.01,9.01 02/01/08 FIRST INTERSTATE BANCSYSTEM INC MT 2.02,7.01,9.01 02/01/08 FIRST MARBLEHEAD CORP 7.01,9.01 01/30/08 AMEND FIRST MARINER BANCORP MD 2.02,9.01 01/29/08 FIRST NIAGARA FINANCIAL GROUP INC DE 8.01,9.01 02/01/08 FIVE STAR QUALITY CARE INC 5.02 01/30/08 FNB United Corp. NC 2.02,9.01 01/31/08 FORD MOTOR CO DE 8.01,9.01 02/01/08 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 02/01/08 FRANKLIN BANK CORP 2.02,7.01,9.01 01/31/08 FREEPORT MCMORAN COPPER & GOLD INC DE 5.02,5.05 01/28/08 Fuel Systems Solutions, Inc. DE 1.01 01/31/08 GANNETT CO INC /DE/ DE 2.02,9.01 12/30/07 GATX CORP NY 5.02 01/31/08 GENERAL ELECTRIC CO NY 5.02 01/31/08 GENERAL MARITIME CORP/ 2.03,7.01 01/29/08 GENERAL MOTORS CORP DE 8.01,9.01 02/01/08 GEOGLOBAL RESOURCES INC. DE 4.01 01/30/08 GERMAN AMERICAN BANCORP, INC. IN 2.02,8.01,9.01 01/30/08 GFI Group Inc. DE 7.01,9.01 02/01/08 GILMAN & CIOCIA INC DE 5.02,8.01 01/25/08 Global Logistics Acquisition CORP DE 1.01,9.01 02/01/08 GMX RESOURCES INC OK 1.01,3.03,9.01 01/31/08 GOLDEN GRAIN ENERGY 8.01 02/01/08 Good Harbor Partners Acquisition Corp DE 5.03,8.01,9.01 01/31/08 GOODYEAR TIRE & RUBBER CO /OH/ OH 2.04 02/01/08 GRANDSOUTH BANCORPORATION SC 2.02,9.01 02/01/08 GRANITE CONSTRUCTION INC DE 1.01,9.01 12/07/07 GRAPHIC PACKAGING CORP DE 8.01 01/31/08 GREENHILL & CO INC 2.02,9.01 01/31/08 Grubb & Ellis Healthcare REIT, Inc. MD 1.01,2.03,9.01 01/28/08 GS ENVIROSERVICES, INC. NY 1.01,2.01,2.03,3.02,9.01 01/25/08 Hampden Bancorp, Inc. DE 2.02,8.01,9.01 01/29/08 Hanesbrands Inc. MD 5.02 01/30/08 Harbor Acquisition Corp. DE 1.02,8.01,9.01 02/01/08 HARRAHS ENTERTAINMENT INC DE 1.01,1.02,2.01,2.02,2.03,3.01, 01/28/08 3.03,5.01,5.03 HARRIS INTERACTIVE INC DE 2.02,9.01 02/01/08 HARTFORD LIFE INSURANCE CO CT 9.01 02/01/08 HEARTLAND OIL & GAS CORP NV 5.02,9.01 02/01/08 HECLA MINING CO/DE/ DE 8.01 02/01/08 HEINZ H J CO PA 5.02,9.01 01/31/08 HF FINANCIAL CORP DE 2.02,8.01,9.01 01/28/08 HIGHBURY FINANCIAL INC DE 1.01,9.01 01/28/08 IDACORP INC ID 8.01 02/01/08 IDO Security Inc. NV 1.01,2.03,3.02,9.01 12/05/07 IElement CORP NV 3.02 01/23/08 IMAGE ENTERTAINMENT INC DE 8.01,9.01 01/30/08 IMAX CORP A6 5.02 02/01/08 IMMUNOSYN CORP 5.02 02/01/08 IMPERIAL OIL LTD 2.02,9.01 01/31/07 INCOME OPPORTUNITY REALTY INVESTORS I NV 2.01 01/25/08 INDEPENDENCE HOLDING CO DE 1.01 01/28/08 Innovative Consumer Products, Inc. 1.01,2.01,3.02,5.01,5.02,5.03, 01/31/08 9.01 INNOVATIVE FOOD HOLDINGS INC FL 4.02,8.01 10/02/06 AMEND Intellect Neurosciences, Inc. 2.04 01/30/08 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 5.02 02/01/08 ION MEDIA NETWORKS INC. DE 5.03,9.01 01/28/08 ISECURETRAC CORP DE 5.02,9.01 01/31/08 ITC Holdings Corp. MI 1.01,2.03,8.01,9.01 01/14/08 J P MORGAN CHASE & CO DE 9.01 01/31/08 JOHN D. OIL & GAS CO 1.01,2.03,9.01 12/28/07 JOURNAL REGISTER CO DE 2.02,7.01,9.01 02/01/08 JOURNAL REGISTER CO DE 5.02,9.01 01/28/08 K-SEA TRANSPORTATION PARTNERS LP 2.02,9.01 01/31/08 KADANT INC DE 1.01,2.03,9.01 01/28/08 KEMET CORP DE 2.05,8.01,9.01 01/28/08 KIRBY CORP NV 5.02,5.03,9.01 01/28/08 KKR Financial Holdings LLC DE 8.01,9.01 02/01/08 KNBT BANCORP INC PA 5.02,9.01 01/28/08 Kodiak Oil & Gas Corp 7.01,9.01 01/31/08 Koppers Holdings Inc. PA 5.02 02/01/08 KOPPERS INC PA 5.02 02/01/08 LATTICE SEMICONDUCTOR CORP DE 1.01,1.02,5.02,9.01 01/31/08 Lazard Group LLC DE 5.02,9.01 01/29/08 Lazard Ltd D0 5.02,9.01 01/29/08 Lazy Days R.V. Center, Inc. 1.01 02/01/08 LEGG MASON INC MD 5.02,9.01 01/28/08 Liberty Global, Inc. 2.02,7.01 01/30/08 LIGHTPATH TECHNOLOGIES INC DE 2.02,9.01 01/31/08 LINCOLN BENEFIT LIFE CO NE 1.01,9.01 01/29/08 M B A HOLDINGS INC NV 1.01,2.01,9.01 01/31/08 M&T BANK CORP NY 8.01,9.01 01/31/08 MACC PRIVATE EQUITIES INC DE 8.01,9.01 01/31/08 MANPOWER INC /WI/ WI 2.02,9.01 02/01/08 MARTIN MARIETTA MATERIALS INC NC 5.02,9.01 01/31/08 MASSEY ENERGY CO DE 2.02 02/01/08 MAX & ERMAS RESTAURANTS INC DE 3.01,9.01 01/29/08 MBIA INC CT 5.02,9.01 01/30/08 McAfee, Inc. DE 5.02,9.01 01/28/08 MCF CORP DE 3.01,9.01 02/01/08 MEADWESTVACO CORP DE 2.02,9.01 02/01/08 MEDAREX INC NJ 1.01,2.01,9.01 01/28/08 MEDCO HEALTH SOLUTIONS INC DE 5.02,5.03,8.01,9.01 01/30/08 Mellanox Technologies, Ltd. L3 5.02 01/29/08 AMEND MERRILL LYNCH & CO INC DE 7.01 01/31/08 METABASIS THERAPEUTICS INC 1.02 01/30/08 MF Global Ltd. D0 2.02,9.01 02/01/08 MF Global Ltd. D0 1.01,9.01 01/31/08 MICROSOFT CORP WA 8.01,9.01 02/01/08 MIDLAND CAPITAL HOLDINGS CORP 2.02,9.01 02/01/08 MIDWEST AIR GROUP INC WI 8.01,9.01 01/31/08 MODTECH HOLDINGS INC CA 2.02,7.01,9.01 01/31/08 MOLSON COORS BREWING CO CO 1.01 02/01/08 Morgan Stanley Capital I Trust 2007-I DE 8.01,9.01 11/29/07 AMEND Morningstar, Inc. IL 7.01 02/01/08 MOVIE STAR INC /NY/ NY 2.01,2.02,2.03,3.02,3.03,5.01, 01/28/08 5.02,5.03,9.01 MSC-Medical Services CO FL 1.01,2.01,9.01 01/28/08 MVC CAPITAL, INC. DE 8.01 01/31/08 National Interstate CORP OH 2.02,9.01 01/31/08 NATIONAL MEDICAL HEALTH CARD SYSTEMS DE 5.02,9.01 01/28/08 NATIONAL PENN BANCSHARES INC PA 2.01,8.01,9.01 02/01/08 Natural Nutrition Inc. NV 1.01,8.01,9.01 01/24/08 NEAH POWER SYSTEMS, INC. NV 1.01,1.02,5.02,7.01,9.01 01/28/08 NETWORK APPLIANCE INC CA 5.02 01/30/08 NETWORK EQUIPMENT TECHNOLOGIES INC DE 7.01,9.01 01/31/08 Neuro-Hitech, Inc. DE 7.01,8.01,9.01 02/01/08 Neutral Tandem Inc 5.02 01/29/08 NEVADA GOLD & CASINOS INC NV 2.01,9.01 01/25/08 NEW PARADIGM PRODUCTIONS INC NV 4.01,9.01 01/23/08 NewCardio, Inc. DE 5.03,8.01,9.01 01/17/08 Newport Bancorp Inc 2.02,9.01 02/01/08 NEXITY FINANCIAL CORP DE 2.02,9.01 01/31/08 NORD RESOURCES CORP DE 1.01,8.01,9.01 01/31/08 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 01/31/08 NORTHEAST UTILITIES MA 8.01 01/28/08 Northern New England Spinco Inc. DE 8.01 01/31/08 Novelis Inc. A6 5.02 01/28/08 NOVEN PHARMACEUTICALS INC DE 7.01 01/30/08 NTS MORTGAGE INCOME FUND DE 7.01,9.01 02/01/08 NYMEX HOLDINGS INC DE 2.02,9.01 02/01/08 O REILLY AUTOMOTIVE INC MO 8.01,9.01 02/01/08 OmniaLuo, Inc. 5.02,8.01,9.01 01/28/08 Omrix Biopharmaceuticals, Inc. DE 5.02,9.01 02/01/08 Oncologix Tech Inc. NV 5.02,9.01 01/28/08 ORAMED PHARMACEUTICALS INC. NV 1.01,9.01 01/18/08 Oritani Financial Corp. 2.02,9.01 01/29/08 ORLEANS HOMEBUILDERS INC DE 2.02,9.01 01/31/08 OSHKOSH TRUCK CORP WI 2.02,9.01 02/01/08 OUTDOOR CHANNEL HOLDINGS INC 2.02,7.01,9.01 01/31/08 PACIFIC GOLD CORP NV 8.01 02/01/08 PAMRAPO BANCORP INC DE 2.02,9.01 02/01/08 PATRIOT GOLD CORP NV 1.01,9.01 01/29/08 PECO II INC OH 5.02,9.01 01/29/08 PEOPLES BANCORPORATION INC /SC/ SC 2.02,9.01 01/29/08 PEPSICO INC NC 5.02,9.01 02/01/08 PETROHAWK ENERGY CORP DE 1.01,9.01 01/29/08 PFF BANCORP INC DE 2.02,9.01 12/31/07 PIONEER DRILLING CO TX 1.01,8.01,9.01 01/31/08 Polaris Acquisition Corp. DE 4.01,9.01 01/31/08 PORTEC RAIL PRODUCTS INC WV 1.01,9.01 01/30/08 Power Medical Interventions, Inc. DE 1.01,9.01 01/28/08 PROCTER & GAMBLE CO OH 2.02,7.01 01/31/08 PROSPECT MEDICAL HOLDINGS INC DE 2.04,3.01,9.01 01/28/08 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 01/31/08 PROXIM WIRELESS CORP DE 1.01,5.02,9.01 01/28/08 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 2.02,9.01 02/01/08 QUALITY SYSTEMS INC CA 8.01,9.01 01/30/08 QUESTAR CORP UT 8.01,9.01 01/31/08 RACINO ROYALE, INC. NV 1.01,2.01,3.02,5.02,9.01 02/01/08 RBS GLOBAL INC DE 7.01,9.01 01/31/08 REDDY ICE HOLDINGS INC DE 1.02,8.01,9.01 01/31/08 REGIS CORP MN 7.01,9.01 01/31/08 REMINGTON ARMS CO INC/ DE 1.01,2.01,9.01 01/28/08 REPROS THERAPEUTICS INC. DE 7.01,8.01,9.01 01/31/08 REVLON CONSUMER PRODUCTS CORP DE 1.01,2.03,9.01 01/30/08 REVLON INC /DE/ DE 1.01,2.03,9.01 01/30/08 RIGEL PHARMACEUTICALS INC DE 8.01,9.01 01/31/08 RUDDICK CORP NC 2.02,9.01 01/31/08 RussOil CORP 5.02 01/31/08 RYDER SYSTEM INC FL 2.02,9.01 02/01/08 SAIA INC DE 1.01,2.03,9.01 01/28/08 SALOMON SMITH BARNEY AAA ENERGY FUND 5.02 01/31/08 SALOMON SMITH BARNEY DIVERSIFIED 2000 5.02 01/31/08 SALOMON SMITH BARNEY FAIRFIELD FUTURE NY 5.02 01/31/08 SALOMON SMITH BARNEY GLOBAL DIVERSIFI 5.02 01/31/08 SALOMON SMITH BARNEY ORION FUTURES FU 5.02 01/31/08 SANFILIPPO JOHN B & SON INC DE 2.05 01/31/08 Sanford Exploration, Inc. 3.02,9.01 12/22/07 SANMINA-SCI CORP DE 5.02,9.01 01/28/08 Sara Lee Corp MD 5.03 01/31/08 Secured Digital Storage CORP NM 5.02 01/28/08 Security Capital Assurance Ltd D0 8.01 01/31/08 SEI INVESTMENTS CO PA 2.02,9.01 01/31/08 SENECA FOODS CORP /NY/ NY 2.02,5.02 02/01/08 SENSUS METERING SYSTEMS BERMUDA 2 LTD 5.02 01/31/08 SERACARE LIFE SCIENCES INC 1.01,9.01 02/01/08 SHORE BANCSHARES INC MD 2.02,9.01 01/30/08 SHOTGUN ENERGY CORP NV 5.02,8.01,9.01 02/01/08 SILICA RESOURCES CORP NV 1.01,5.02,9.01 01/31/08 Silver Dragon Resources Inc. DE 7.01,9.01 01/31/08 SIMON PROPERTY GROUP INC /DE/ DE 2.02,7.01,9.01 02/01/08 SKINVISIBLE INC NV 5.02,7.01 01/31/08 SKRM Interactive, Inc. 4.01,9.01 09/15/07 AMEND SMART ONLINE INC 5.02,9.01 02/01/08 SMITH BARNEY AAA ENERGY FUND LP /NY 5.02 01/31/08 SMITH BARNEY BRISTOL ENERGY FUND LP 5.02 01/31/08 SMITH BARNEY DIVERSIFIED FUTURES FUND NY 5.02 01/31/08 SMITH BARNEY DIVERSIFIED FUTURES FUND NY 5.02 01/31/08 SMITH BARNEY DIVERSIFIED FUTURES FUND NY 5.02 01/31/08 SMITH BARNEY POTOMAC FUTURES FUND LP 5.02 01/31/08 SMITH BARNEY TIDEWATER FUTURES FUND L 5.02 01/29/08 SMITH BARNEY WARRINGTON FUND L P 5.02 01/31/08 SMITHTOWN BANCORP INC NY 9.01 01/30/08 SOLUTIA INC DE 7.01 01/31/08 SOTHEBYS DE 8.01,9.01 02/01/08 SOUTHERN CONNECTICUT BANCORP INC CT 2.02,9.01 02/01/08 Spirit AeroSystems Holdings, Inc. DE 5.02 01/31/08 Spirit AeroSystems Holdings, Inc. DE 5.02 01/31/08 ST MARY LAND & EXPLORATION CO DE 2.02,7.01,8.01,9.01 02/01/08 Starent Networks, Corp. 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