RECENT 8K FILINGS January 29, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ABM INDUSTRIES INC /DE/ DE 2.01,9.01 11/14/07 AMEND ACORDA THERAPEUTICS INC 8.01,9.01 01/28/08 ACTION PRODUCTS INTERNATIONAL INC FL 9.01 11/05/07 AMEND ACURA PHARMACEUTICALS, INC NY 1.01,5.02,8.01,9.01 01/28/08 ADEPT TECHNOLOGY INC CA 5.02 01/22/08 ADVANCE DISPLAY TECHNOLOGIES INC CO 5.02,9.01 01/10/08 AMEND Advance Nanotech, Inc. DE 5.02,9.01 01/22/08 Advanced BioPhotonics Inc. DE 5.02,9.01 01/25/08 ADVANCED ENERGY INDUSTRIES INC DE 2.02,9.01 01/22/08 AMEND Alberto-Culver CO DE 2.02,9.01 01/28/08 ALCOA INC PA 5.02 01/23/08 ALLIANCE BANCORP INC OF PENNSYLVANIA X1 2.02,8.01,9.01 01/25/08 ALLIANCE DATA SYSTEMS CORP DE 7.01,8.01,9.01 01/25/08 ALNYLAM PHARMACEUTICALS, INC. 8.01 01/23/08 Alsius Corp DE 7.01,9.01 01/22/08 ALTIGEN COMMUNICATIONS INC 5.02 12/18/07 AMERICAN EXPRESS CO NY 2.02,7.01 01/28/08 AMERICAN RADIO EMPIRE, INC WY 2.01,9.01 01/25/08 AMERICANWEST BANCORPORATION WA 7.01 01/25/08 AMERIWEST MINERALS CORP. NV 5.01,5.02 01/24/08 AMYLIN PHARMACEUTICALS INC DE 2.02,9.01 01/28/08 Apple REIT Eight, Inc. VA 1.01,2.01,9.01 01/24/08 Apple REIT Seven, Inc. VA 2.01,9.01 01/25/08 AQUA SOCIETY, INC. NV 3.02 01/25/08 ARCH CAPITAL GROUP LTD. 1.01 01/22/08 ASHLAND INC. KY 2.02,9.01 01/28/08 ASHLAND INC. KY 7.01,9.01 01/28/08 ASSURANT INC 5.02 01/28/08 AT&T INC. DE 8.01,9.01 01/28/08 ATHEROS COMMUNICATIONS INC DE 2.02,9.01 01/28/08 AVID TECHNOLOGY INC DE 5.02,9.01 01/28/08 AVISTAR COMMUNICATIONS CORP DE 2.02,9.01 01/28/08 B&D Food Corp. DE 1.01,9.01 09/24/07 Banc of America Mortgage 2008-A Trust DE 9.01 01/26/08 BANCORP RHODE ISLAND INC 5.02,9.01 01/22/08 BANK OF HAWAII CORP DE 2.02,5.03,8.01,9.01 01/25/08 Bank of the Carolinas CORP NC 2.02,5.02,9.01 01/23/08 BANK OF THE JAMES FINANCIAL GROUP INC VA 2.02,9.01 01/25/08 BankGreenville Financial CORP SC 5.02 01/08/08 BARRIER THERAPEUTICS INC DE 5.02,9.01 01/25/08 BAY NATIONAL CORP 2.02,9.01 01/25/08 BELL MICROPRODUCTS INC CA 3.01,9.01 01/18/08 Benjamin Franklin Bancorp, Inc. MA 2.02,8.01,9.01 01/24/08 BIOGEN IDEC INC. DE 8.01,9.01 01/28/08 BIOLASE TECHNOLOGY INC DE 5.01 11/05/07 AMEND BLACK & DECKER CORP MD 2.02,7.01,9.01 01/28/08 BLUEFLY INC DE 1.01,1.02,3.01,5.02,9.01 01/28/08 BlueLinx Holdings Inc. DE 2.02,9.01 01/28/08 BMW Vehicle Owner Trust 2005-A 9.01 01/25/08 Boardwalk Bancorp Inc NJ 2.02,9.01 01/25/08 BRIGHTEC, INC NV 1.01,9.01 11/29/07 BUCKEYE PARTNERS L P DE 1.01,2.03,9.01 01/23/08 BULLION MONARCH MINING, INC. 8.01,9.01 01/28/08 BULLION RIVER GOLD CORP 3.02,9.01 01/22/08 Calamos Asset Management, Inc. /DE/ 2.02,9.01 01/28/08 CAMCO FINANCIAL CORP DE 5.02,9.01 01/22/08 CAMERON INTERNATIONAL CORP DE 8.01 01/28/08 CASELLA WASTE SYSTEMS INC DE 5.02,9.01 01/28/08 Cavalier Group WY 1.01,9.01 01/20/08 CELGENE CORP /DE/ DE 8.01,9.01 01/28/08 CENTERLINE HOLDING CO DE 1.01,9.01 01/22/08 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 01/28/08 CHEMICAL FINANCIAL CORP MI 2.02,9.01 01/28/08 CHILCO RIVER HOLDINGS INC 4.01,9.01 01/28/08 China Fruits Corportion DE 8.01 01/22/08 CHINA SHEN ZHOU MINING & RESOURCES, I NV 7.01,9.01 01/28/08 China TransInfo Technology Corp. NV 4.02 11/09/07 AMEND China Water & Drinks Inc.. NV 1.01,3.02,9.01 01/24/08 CHIQUITA BRANDS INTERNATIONAL INC NJ 2.02,7.01,9.01 01/28/08 CIGNA CORP DE 5.02 01/22/08 CITADEL BROADCASTING CORP DE 5.02,9.01 01/23/08 CITIZENS SOUTH BANKING CORP DE 2.02,9.01 01/28/08 CME GROUP INC. DE 8.01,9.01 01/28/08 COMARCO INC CA 8.01 01/28/08 COMERICA INC /NEW/ DE 7.01,9.01 01/28/08 COMM BANCORP INC PA 2.02,9.01 01/28/08 COMMSCOPE INC DE 2.01,9.01 12/27/07 AMEND COMMUNICATE COM INC NV 4.01,9.01 01/28/08 COMPETITIVE TECHNOLOGIES INC DE 8.01 01/22/08 COMSTOCK RESOURCES INC NV 8.01,9.01 12/31/07 CORNING INC /NY NY 2.02,9.01 12/31/07 COWLITZ BANCORPORATION WA 2.02,9.01 01/28/08 CRANE CO /DE/ DE 2.02,5.03,8.01,9.01 01/28/08 CREATIVE VISTAS INC AZ 1.01,3.02,9.01 01/22/08 CYPRESS BIOSCIENCE INC DE 5.02,9.01 01/25/08 DAWSON GEOPHYSICAL CO TX 1.01,2.03,5.02,9.01 01/28/08 DEL MONTE FOODS CO DE 1.01,9.01 01/23/08 dELiAs, Inc. DE 5.02,9.01 01/28/08 DELL INC DE 8.01,9.01 01/28/08 DERMA SCIENCES, INC. PA 1.01,9.01 01/22/08 Digital Music Group, Inc. DE 9.01 11/13/07 AMEND DILLARDS INC DE 7.01,9.01 01/25/08 DIME COMMUNITY BANCSHARES INC DE 2.02,9.01 01/25/08 DOBI MEDICAL INTERNATIONAL INC NV 1.03 01/28/08 Duncan Energy Partners L.P. DE 2.02,9.01 01/28/08 DYNAMIC MATERIALS CORP DE 9.01 11/15/07 AMEND EAST WEST BANCORP INC 2.02,9.01 01/28/08 EN2GO INTERNATIONAL INC NV 1.01,3.02,9.01 01/25/08 ENBRIDGE ENERGY MANAGEMENT L L C DE 5.02,9.01 01/28/08 ENBRIDGE ENERGY PARTNERS LP DE 2.02,5.02,9.01 12/31/07 ENCORE ACQUISITION CO DE 2.02,8.01,9.01 01/23/08 ENDEAVOUR INTERNATIONAL CORP NV 1.01,1.02,2.03,3.02,9.01 01/22/08 ENTERPRISE PRODUCTS PARTNERS L P DE 2.02,9.01 01/28/08 ENXNET INC OK 7.01,9.01 01/28/08 Epic Bancorp 5.02 01/22/08 EXCEL TECHNOLOGY INC DE 2.02,9.01 12/31/07 Federal Home Loan Bank of Chicago X1 5.02 01/28/08 FEDERAL-MOGUL CORP DE 5.02 01/23/08 FFD FINANCIAL CORP/OH OH 2.02,9.01 01/25/08 FIRST BANCSHARES INC /MO/ MO 2.02,9.01 01/28/08 FIRST CAPITAL BANCORP, INC. VA 2.02,9.01 01/24/08 FIRST CITIZENS BANCSHARES INC /DE/ DE 2.02,7.01,9.01 12/31/07 FIRST FINANCIAL BANKSHARES INC TX 2.02,9.01 01/24/08 FIRST MUTUAL BANCSHARES INC WA 8.01 01/25/08 FIRST UNITED ETHANOL LLC GA 7.01,9.01 01/28/08 FIRSTFED FINANCIAL CORP DE 2.02,9.01 12/31/07 FIRSTFED FINANCIAL CORP DE 6.05,9.01 12/31/07 FLOORING ZONE INC 8.01 01/25/08 Ford Credit Auto Owner Trust 2008-A DE 1.01,9.01 01/23/08 FORTUNE BRANDS INC DE 5.02,9.01 01/24/08 FOX PETROLEUM INC. NV 3.02,9.01 01/24/08 FPL GROUP INC FL 2.02,9.01 01/28/08 FULLER H B CO MN 5.02,8.01,9.01 01/23/08 FX ENERGY INC NV 7.01,9.01 01/28/08 G REIT Liquidating Trust 1.01,2.01,8.01,9.01 01/28/08 GALLAGHER ARTHUR J & CO DE 5.02 01/24/08 GE Capital Credit Card Master Note Tr DE 8.01,9.01 01/15/08 GENLYTE GROUP INC DE 3.01,3.03,5.01,5.02,5.03,8.01, 01/22/08 9.01 GENTEX CORP MI 5.02 01/28/08 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 2.01,9.01 01/25/08 GEODYNE INSTITUTIONAL PENSION ENERGY OK 2.01,9.01 01/25/08 Global Beverage Solutions, Inc. 1.01,2.03,5.03,9.01 01/23/08 Global BPO Services Corp DE 8.01,9.01 01/28/08 GOLDSPRING INC FL 5.02 01/28/08 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 3.01,5.02,9.01 01/28/08 Goodman Global Inc 1.01 01/24/08 GRAHAM CORP DE 2.02,5.02,8.01,9.01 01/25/08 GREAT PLAINS ETHANOL LLC SD 1.01,2.03 01/14/08 GREENBRIER COMPANIES INC DE 1.01,9.01 01/25/08 GSC INVESTMENT CORP. MD 8.01,9.01 01/25/08 Guaranty Financial Group Inc. DE 5.04 01/23/08 HAMPTON ROADS BANKSHARES INC VA 8.01 01/28/08 HAMPTON ROADS BANKSHARES INC VA 8.01,9.01 01/28/08 AMEND HARLEYSVILLE SAVINGS FINANCIAL CORP 2.02,8.01,9.01 01/23/08 HARRAHS ENTERTAINMENT INC DE 1.01,8.01,9.01 01/28/08 HARSCO CORP DE 5.02 01/22/08 HASBRO INC RI 8.01,9.01 01/25/08 HAWAIIAN ELECTRIC INDUSTRIES INC HI 5.02,8.01 01/22/08 HCSB FINANCIAL CORP SC 5.02,8.01,9.01 01/02/08 HEARTLAND FINANCIAL USA INC DE 2.02,9.01 01/28/08 HERATSI PHARMACEUTICALS DE 1.01,5.02,9.01 01/09/08 HERBALIFE LTD. E9 5.02,9.01 01/23/08 HERITAGE BANKSHARES INC /VA VA 2.02,9.01 01/25/08 HERITAGE FINANCIAL CORP /WA/ WA 2.02,7.01,9.01 01/24/08 HIGHBURY FINANCIAL INC DE 4.01,9.01 01/23/08 HINES HORTICULTURE INC DE 8.01,9.01 01/28/08 HITTITE MICROWAVE CORP 5.02,9.01 01/22/08 HMN FINANCIAL INC DE 2.02,5.02,9.01 01/22/08 HOME EQUITY LOAN TRUST 2007-FRE1 DE 1.01,9.01 01/28/08 HORIZON BANCORPORATION INC FL 2.02,9.01 01/28/08 HUDSON CITY BANCORP INC DE 5.02 01/22/08 Hybrook Resources Corp. NV 4.01 01/21/08 HYDROGEN ENGINE CENTER, INC. NV 8.01,9.01 01/25/08 HYPERCOM CORP DE 8.01,9.01 01/22/08 ICF International, Inc. DE 1.01,9.01 01/28/08 IEC ELECTRONICS CORP DE 2.02,9.01 01/28/08 IMAGE ENTERTAINMENT INC DE 8.01,9.01 01/25/08 Independent BancShares, Inc. FL 2.02 01/28/08 Independent BancShares, Inc. FL 2.02,9.01 01/28/08 AMEND INNERWORKINGS INC 5.02,9.01 01/22/08 Innova Robotics & Automation, Inc. DE 5.02,9.01 01/28/08 INSIGHT ENTERPRISES INC DE 1.01,9.01 01/24/08 INSITUFORM TECHNOLOGIES INC DE 8.01,9.01 01/28/08 INSWEB CORP DE 2.02,7.01,9.01 01/24/08 INTERNATIONAL BUSINESS MACHINES CORP NY 9.01 01/24/08 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 01/25/08 INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 01/28/08 INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 01/28/08 Investors Bancorp Inc DE 7.01,9.01 01/22/07 INVESTORS REAL ESTATE TRUST ND 5.02 01/25/08 INX Inc DE 1.01,9.01 01/22/08 IRIDEX CORP DE 1.01,1.02,5.02 01/22/08 IRWIN FINANCIAL CORP IN 8.01,9.01 01/28/08 ITEX CORP NV 8.01,9.01 01/28/08 IWT TESORO CORP NV 1.03,5.02,9.01 01/23/08 J P MORGAN CHASE & CO DE 9.01 01/24/08 Jade Art Group Inc. NV 8.01,9.01 01/28/08 JDA SOFTWARE GROUP INC DE 2.02,9.01 01/28/08 K-FED BANCORP 2.02,9.01 01/28/08 KB HOME DE 1.01,9.01 01/25/08 Kimball Hill, Inc. IL 1.01,7.01,9.01 01/25/08 KITTY HAWK INC DE 8.01,9.01 01/25/08 KKR Financial Holdings LLC DE 2.02,9.01 01/28/08 KVH INDUSTRIES INC \DE\ DE 8.01,9.01 01/25/08 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 01/28/08 LANDRYS RESTAURANTS INC 8.01,9.01 01/27/08 LCNB CORP OH 2.02,8.01,9.01 01/28/08 Legacy Bancorp, Inc. DE 7.01,9.01 01/28/08 LEINER HEALTH PRODUCTS INC DE 5.02 01/22/08 LIMCO-PIEDMONT INC DE 5.02,9.01 01/23/08 LIME ENERGY CO. DE 3.03,8.01,9.01 01/25/08 Linens Holding Co. DE 2.02,9.01 01/23/08 LL&E ROYALTY TRUST TX 2.02,9.01 01/28/08 LOGICVISION INC DE 5.02,8.01 01/24/08 Logistical Support, Inc UT 1.01,3.02,9.01 01/22/08 LOOKSMART LTD DE 5.02,9.01 01/25/08 Main Street Capital CORP MD 8.01,9.01 01/22/08 MAJESTIC STAR CASINO LLC IN 8.01,9.01 01/28/08 MAP Pharmaceuticals, Inc. DE 1.01,5.02 01/22/08 MAPLE MOUNTAIN EXPLORATIONS INC. NV 1.01,3.02,9.01 12/12/07 AMEND MARKWEST HYDROCARBON INC DE 8.01,9.01 01/25/08 MATRIA HEALTHCARE INC DE 8.01,9.01 01/27/08 MCDONALDS CORP DE 2.02,9.01 01/28/08 MEDIVATION, INC. DE 8.01,9.01 01/28/08 MERCADOLIBRE INC 2.02,5.02,8.01,9.01 01/22/08 MERGE TECHNOLOGIES INC WI 8.01,9.01 01/28/08 MERIDIAN BIOSCIENCE INC OH 1.01,2.02,5.02,5.03,9.01 01/22/08 MERIX CORP OR 8.01 01/25/08 MERRILL LYNCH & CO INC DE 8.01,9.01 01/28/08 METHODE ELECTRONICS INC DE 8.01,9.01 01/24/08 Mezey Howarth Racing Stables, Inc. NV 5.03 01/26/08 MGI PHARMA INC MN 1.01,2.01,2.04,3.01,5.02,5.03, 01/23/08 9.01 MIDDLEFIELD BANC CORP OH 2.02,9.01 01/24/08 MIDSOUTH BANCORP INC LA 2.02 01/28/08 Midway Gold Corp 8.01,9.01 01/25/08 MILLER DIVERSIFIED CORP NV 5.02 01/25/08 MINDSPEED TECHNOLOGIES, INC DE 2.02,9.01 01/28/08 MOMENTA PHARMACEUTICALS INC DE 1.02 01/23/08 NABI BIOPHARMACEUTICALS DE 5.02 01/22/08 NANOMETRICS INC DE 5.02 01/07/08 AMEND NARA BANCORP INC DE 2.02,9.01 01/28/08 NATIONAL PENN BANCSHARES INC PA 7.01 01/28/08 NATURADE INC DE 5.02 01/18/08 NAUTILUS, INC. WA 1.02,3.03,9.01 01/24/08 NEVADA GOLD & CASINOS INC NV 5.02,9.01 01/28/08 NEW FRONTIER ENERGY INC CO 3.03,9.01 01/28/08 Nile Therapeutics, Inc. DE 5.02,9.01 01/25/08 NOBLE ENERGY INC DE 5.02 10/23/07 AMEND NORTHERN TRUST CORP DE 7.01,9.01 01/28/08 NORTHROP GRUMMAN CORP /DE/ DE 5.02,9.01 01/28/08 NuStar Energy L.P. DE 5.02,9.01 01/28/08 OccuLogix, Inc. DE 1.02 01/23/08 OLD NATIONAL BANCORP /IN/ IN 2.02,9.01 01/28/08 OMEGA FINANCIAL CORP /PA/ PA 2.02,5.03,9.01 01/22/08 OMNIRELIANT HOLDINGS, INC. NV 5.02,9.01 01/23/08 Organic To Go Food CORP DE 1.01,3.02,9.01 01/25/08 PAB BANKSHARES INC GA 2.02 01/28/08 PACIFIC WEBWORKS INC NV 8.01,9.01 01/25/08 PACIFICNET INC DE 2.01,9.01 01/22/08 Paladin Holdings Inc/FL FL 7.01,8.01,9.01 01/28/08 PARK NATIONAL CORP /OH/ OH 2.02,9.01 01/28/08 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 1.01 01/22/08 PHARMION CORP 8.01,9.01 01/28/08 PHOENIX TECHNOLOGIES LTD DE 8.01 01/25/08 PHOTON DYNAMICS INC CA 2.02,9.01 01/25/08 PHOTON DYNAMICS INC CA 5.02,9.01 01/24/08 PINNACLE BANCSHARES INC AL 3.01,9.01 01/25/08 PINNACLE WEST CAPITAL CORP AZ 5.02,9.01 01/22/08 PLUM CREEK TIMBER CO INC DE 2.02,9.01 01/28/08 PLX TECHNOLOGY INC DE 2.02,9.01 01/28/08 Polaris Acquisition Corp. DE 8.01,9.01 01/28/08 POMEROY IT SOLUTIONS INC DE 5.02,9.01 01/24/08 Pop Starz Records, Inc. FL 5.02 01/07/08 POPE & TALBOT INC /DE/ DE 1.01,9.01 01/22/08 POWER AIR CORP NV 5.02,9.01 01/23/08 PRIVATEBANCORP, INC DE 2.02,8.01,9.01 01/28/08 PRO PHARMACEUTICALS INC NV 8.01 01/28/08 PRO PHARMACEUTICALS INC NV 1.01,3.02,9.01 01/25/08 PROVIDENT NEW YORK BANCORP DE 2.02,9.01 01/28/08 PROXYMED INC /FT LAUDERDALE/ FL 4.01,9.01 01/28/08 QUANTUM CORP /DE/ DE 8.01 01/25/08 QWEST COMMUNICATIONS INTERNATIONAL IN DE 8.01 01/28/08 REPLIDYNE INC DE 8.01 01/22/08 ROHM & HAAS CO DE 2.02,9.01 01/28/08 ROLLINS INC DE 5.02 01/22/08 ROYAL GOLD INC DE 8.01,9.01 01/24/07 RPM INTERNATIONAL INC/DE/ DE 5.02,7.01,9.01 01/24/08 RUDOLPH TECHNOLOGIES INC DE 8.01 01/22/08 RURBAN FINANCIAL CORP OH 2.02,9.01 01/28/08 SAGA COMMUNICATIONS INC DE 2.02,7.01,9.01 01/28/08 SANDISK CORP DE 2.02,9.01 01/28/08 SATCON TECHNOLOGY CORP DE 1.01,9.01 01/24/08 SCHERING PLOUGH CORP NJ 7.01,9.01 01/25/08 SCHERING PLOUGH CORP NJ 7.01,9.01 01/25/08 AMEND SCIENTIFIC ENERGY INC UT 1.01,3.02 01/28/08 SEACOAST BANKING CORP OF FLORIDA FL 2.02,5.02,7.01,9.01 01/22/08 SENTO CORP UT 2.01,5.02,7.01,9.01 01/23/08 SEQUIAM CORP CA 2.04,9.01 01/22/08 SIENA TECHNOLOGIES, INC. NV 5.02,9.01 01/28/08 SINO-BIOTICS INC. 5.03,8.01 01/28/08 Sinoenergy CORP NV 1.01,9.01 01/11/08 SIONIX CORP NV 1.01,9.01 01/28/08 SKYWORKS SOLUTIONS INC DE 5.02,7.01,9.01 01/25/08 SMART BALANCE, INC. DE 7.01,9.01 01/24/08 SMART MOVE, INC. DE 1.01,2.03,3.02,9.01 01/22/08 SMURFIT STONE CONTAINER CORP DE 2.02,9.01 01/28/08 SOMERSET INTERNATIONAL GROUP,INC. DE 1.01,2.01,2.03,3.02,9.01 11/13/07 AMEND SOUTHERN COMMUNITY FINANCIAL CORP 5.02,9.01 01/28/08 SOUTHERN COPPER CORP/ DE 2.02,9.01 01/25/08 Southland Health Services, Inc. 7.01,8.01,9.01 01/28/08 ST JOSEPH INC CO 1.01,3.02,8.01,9.01 12/31/07 STANDARD MOTOR PRODUCTS INC NY 5.02,9.01 01/24/08 STANLEY WORKS CT 2.02,9.01 01/28/08 STARBUCKS CORP WA 5.02 01/22/08 Stargold Mines, Inc. 2.01,3.02,5.01,9.01 01/25/07 AMEND STEELCASE INC MI 8.01 01/28/08 STERLING BANCORP NY 7.01,9.01 01/24/08 STERLING FINANCIAL CORP /PA/ PA 3.01,5.05,8.01,9.01 01/22/08 STERLING FINANCIAL CORP /WA/ WA 2.02,9.01 01/28/08 STERLING GOLD CORP NV 4.01,9.01 01/22/08 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 01/15/08 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 01/15/08 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 01/15/08 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 01/15/08 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 01/15/08 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 01/15/08 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 01/15/08 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 01/15/08 Structured Asset Securities CORP Mort DE 8.01,9.01 01/28/08 SUN RIVER ENERGY, INC CO 7.01,9.01 01/24/08 SUPERIOR BANCORP DE 2.02,9.01 01/28/08 SYSCO CORP DE 2.02,9.01 01/28/08 TEMECULA VALLEY BANCORP INC CA 2.02,9.01 01/25/08 TIDELANDS BANCSHARES INC 2.02,9.01 01/28/08 TLC VISION CORP A6 8.01,9.01 01/28/08 TNR TECHNICAL INC NY 5.02,8.01 01/22/08 TORCH ENERGY ROYALTY TRUST DE 8.01 01/25/08 TOWER FINANCIAL CORP IN 2.02,9.01 01/25/08 TOWER FINANCIAL CORP IN 9.01 01/28/08 TRANSCEND SERVICES INC DE 2.02,9.01 01/28/08 TRANSWITCH CORP /DE DE 3.01,9.01 01/25/08 TRI CITY BANKSHARES CORP WI 2.02,8.01,9.01 01/28/08 TRUSTMARK CORP MS 5.02,9.01 01/22/08 Trycera Financial, Inc. NV 8.01 01/25/08 TXCO Resources Inc DE 5.02 01/24/08 TYSON FOODS INC DE 2.02,8.01,9.01 12/29/07 U-Store-It Trust MD 5.02,9.01 01/25/08 UNITED BANCORP INC /OH/ OH 2.02,9.01 01/25/08 UNITED BANCSHARES INC/OH OH 2.02,7.01,9.01 01/28/08 UNITED FUEL & ENERGY CORP NV 5.02 01/22/08 Universal Bioenergy, Inc. 4.01,9.01 12/20/07 AMEND UNIVEST CORP OF PENNSYLVANIA PA 5.02 01/28/08 Unum Group DE 2.02,7.01,9.01 01/28/08 URS CORP /NEW/ DE 2.01,9.01 11/15/07 USA TRUCK INC DE 5.02,9.01 01/23/08 VALLEY NATIONAL BANCORP NJ 5.02,9.01 01/22/08 VERBENA PHARMACEUTICALS INC DE 1.01,5.02,9.01 01/21/08 VERIZON COMMUNICATIONS INC DE 2.02 01/28/08 Virgin Mobile USA, Inc. DE 5.02,9.01 01/23/08 VISCORP, INC. DE 3.02,8.01,9.01 01/28/08 VISTA GOLD CORP 3.02,7.01,9.01 01/24/08 VitalTrust Business Development CORP 5.02 01/21/08 VMWARE, INC. DE 2.02,7.01,9.01 01/28/08 VOLTERRA SEMICONDUCTOR CORP 2.02,5.02,8.01,9.01 01/22/08 WASHINGTON FEDERAL INC WA 8.01 01/25/08 WENDYS INTERNATIONAL INC OH 7.01,8.01,9.01 01/26/08 WESTERN SIZZLIN CORP DE 5.03,9.01 01/24/08 WHITE MOUNTAIN TITANIUM CORP NV 7.01,9.01 01/25/08 WHITNEY HOLDING CORP LA 5.02 01/22/08 Wilber CORP 5.03,9.01 01/25/08 WOODWARD GOVERNOR CO DE 8.01,9.01 01/23/08 WORKSTREAM INC 8.01,9.01 01/28/08 WVS FINANCIAL CORP PA 8.01,9.01 01/28/08 XFONE INC NV 8.01,9.01 01/27/08 YORK WATER CO PA 5.02 01/28/08 YRC WORLDWIDE INC DE 7.01,9.01 01/28/08 YRC WORLDWIDE INC DE 2.02,9.01 01/28/08 Zealous Trading Group, Inc. NV 4.01,9.01 01/18/08 AMEND ZORAN CORP \DE\ DE 2.02,9.01 01/28/08 ZVUE CORP DE 3.02 02/05/07 AMEND ZVUE CORP DE 3.02 03/26/07 AMEND