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U.S. Securities and Exchange Commission

                           SEC NEWS DIGEST

Issue 2007-223				     	     November 20, 2007



The  Securities  and Exchange Commission announced today that Brian V.
Breheny has been named Deputy Director for Legal and Regulatory Policy
in the agency's Division of Corporation Finance. 

John  White,  Director  of  the Division of Corporation Finance, said,
"Brian  brings the perfect complement of experiences to this position.
His  strong  professional  experience  in  both  accounting  and  law,
combined  with his stellar record leading one of our key offices, will
serve him and the Division well as he assumes this important new role.
I  enthusiastically  welcome Brian to the Division's senior leadership

As  Deputy  Director for Legal and Regulatory Policy, Mr. Breheny will
join Shelley E. Parratt, Deputy Director for Disclosure Operations, in
overseeing the Division's day-to-day activities.

Mr.  Breheny  said,  "I am honored that John has asked me to join him,
Shelley  and  the  other  members of the senior staff at this critical
time  for  the  Division, the Commission and the U.S. capital markets.
Working  on  behalf  of the investor community has truly been the most
professionally  rewarding  experience  of my career. I look forward to
continuing  this  work  and  assisting  the  Division with its goal of
efficiently and effectively meeting the mission of the Commission."

Mr.  Breheny  has  served  as  the  Chief of the Office of Mergers and
Acquisitions  in  the Division of Corporation Finance since July 2003.
From  1996  to  2003, he was an associate at Clifford Chance US LLP in
its  New  York  and London offices. Prior to attending law school, Mr.
Breheny worked for KPMG LLP as a Certified Public Accountant. 

Mr.  Breheny  earned  a  J.D.,  cum  laude,  in  1996  from St. John's
University  School  of  Law,  where he was an editor of the St. John's
Journal  of  Legal  Commentary.  Mr.  Breheny  received  his  B.S.  in
Accounting  from  St.  John's  University's  Peter  J. Tobin School of
Business Administration in 1990. (Press Rel. 2007-238)


The  Securities  and  Exchange  Commission  announced today that Wayne
Carnall  has  been  named Chief Accountant of the agency's Division of
Corporation Finance. Mr. Carnall will be the principal advisor to John
White, Director of the Division, on accounting and auditing matters.

"I  am  extremely  pleased  that  Wayne  will  rejoin the SEC as Chief
Accountant  in  the  Division of Corporation Finance," Mr. White said.
"His  unique  mix  of experiences will serve us well as we address the
many important financial reporting issues before the Commission. Wayne
will  be  a  superb  resource  for  the  Division's disclosure program
through  which  the  staff reviews the SEC filings of more than 10,000
public  companies.  I  am delighted to welcome Wayne to the Division's
senior leadership team."

Mr.  Carnall  said,  "It  is  a  great  honor  to  be  appointed Chief
Accountant. There are a number of critically important issues that are
being  addressed  to  improve  financial  reporting. I look forward to
returning  to  the  staff  and  working  with  John, the dedicated and
talented accounting staff in the Division, and others in the agency to
address these matters."

Mr.  Carnall  has been a partner at PricewaterhouseCoopers since 1997.
As  a  member  of  the National Professional Services Group, he worked
with  a  number  of large international clients and developed firm SEC
reporting  policies  and  practices  for foreign private issuers. From
1991  to  1997,  Mr.  Carnall  served  in  a  number  of  positions of
increasing  responsibility  in  the  Division  of  Corporation Finance
including  Associate  Director  for  Accounting  Operations.  Prior to
joining  the  staff  of  the  SEC  in 1991, he was a staff member with

Mr.  Carnall  earned  his B.S. in Accounting from Alfred University in
1981  and  has  been  a certified public accountant since 1983. (Press
Rel. 2007-239)


The Securities and Exchange Commission today distributed $31.5 million
in  Fair  Funds  to  more  than  150,000  investors who were harmed by
undisclosed  mutual  fund market timing in the Massachusetts Financial
Services Company (MFS) funds between 1999 and 2003.

The  distribution  is  the first in a series of disbursements from the
Fair  Fund that will return approximately $306 million to affected MFS
account  holders. The Fair Fund resulted from a Commission enforcement
action  charging  unlawful conduct by Massachusetts Financial Services
Company  and  two of its former officers by allowing widespread market
timing  trading  in  certain MFS mutual funds contrary to those funds'
public disclosures.

The  Commission  has  returned  more  than  $3.2  billion  to  injured
investors  through  Fair  Fund  distributions since the passage of the
Sarbanes-Oxley Act in 2002.

"We  are  very  pleased  to  begin  distributing  the MFS Fair Fund to
investors  injured  by  past  market  timing  misconduct,"  said David
Bergers, Director of the SEC's Boston Regional Office. "This Fair Fund
and others like it permit the Commission to continue helping investors
injured by securities law violators."

In  2004, the Commission brought and settled public administrative and
cease-and-desist  proceedings against MFS, its chief executive officer
John  W.  Ballen,  and its president and chief equity officer Kevin R.
Parke.  Each  consented  to  a  Commission  Order  charging anti-fraud
violations  without  admitting  or  denying the Commission's findings.
Among  other things, the Commission ordered MFS to pay $175 million in
disgorgement  and  $50 million in penalties for distribution through a
Fair Fund.

Investors  can  obtain  additional  information about the distribution
process,  including  a  copy  of  the  Distribution  Plan, by visiting
http://www.Rust-MFSSettlement.com  or  by calling the Administrator of
the Distribution Plan at 1-866-216-0283. (Press Rel. 2007-241)



The  registration  of  the stock of Orbit Brands Corp. (Orbit Brands),
has  been  revoked.  Orbit  Brands  had  failed  to file any annual or
quarterly  reports  with  the Commission subsequent to the fiscal year
ended  Dec.  31,  2004.  Thus,  it violated a crucial provision of the
federal  securities laws that requires public corporations to publicly
disclose current, accurate financial information so that investors may
make  informed  decisions. Orbit Brands is currently unable to predict
when  past-due  and  current  periodic  reports  will  be  filed.  The
revocation  was  ordered  in  an  administrative  proceeding before an
administrative law judge. (Initial Decision No. 338; File No. 3-12706)


The Commission announced today that on Nov. 14, 2007, the Honorable P.
Kevin  Castel,  U.S.  District  Judge for the Southern District of New
York,  entered  a  final  judgment against Andrew A. Srebnik, a former
registered  representative  at  Bear,  Stearns  & Co., Inc., in SEC v.
Guttenberg, et al., C.A. No. 07 CV 1774 (S.D.N.Y.), an insider trading
case  the  Commission filed on March 1, 2007. See Lit. Rel. No. 20022.
Srebnik  is  one of fourteen defendants in the Commission's complaint,
which  alleged  illegal insider trading in connection with two related
schemes   in  which  Wall  Street  professionals  serially  traded  on
material,     nonpublic  information  tipped,  in  exchange  for  cash
kickbacks, by insiders at UBS Securities LLC and Morgan Stanley & Co.,

With  respect to Srebnik, the Commission's complaint alleged that from
at  least  2001  through  2006,  Mitchel  S.  Guttenberg, an executive
director  in  the  equity research department of UBS, illegally tipped
material,   nonpublic  information  concerning  upcoming  UBS  analyst
upgrades  and  downgrades to at least two Wall Street traders, Erik R.
Franklin  and  David  M. Tavdy, in exchange for sharing in the illicit
profits  from their trading on that information. The complaint alleged
that Franklin illegally traded on this insider information for a hedge
fund  he managed at Bear, Stearns & Co., Inc., Lyford Cay Capital, LP,
and  in  his  personal  accounts  at  Bear  Stearns. As alleged in the
complaint,  Andrew  Srebnik  worked  on a trading desk at Bear Stearns
where  he  had access to Franklin's trading information. The complaint
alleged that based on Franklin's trading patterns and discussions with
another  registered  representative  at  Bear Stearns knowledgeable of
Franklin's  trading,  Srebnik  knew  that Franklin was using material,
nonpublic    information  to  trade  ahead  of  upcoming  UBS  analyst
recommendations.  The  complaint  further  alleged  that from at least
March  2002 through June 2002, Srebnik monitored Franklin's trading at
Bear  Stearns and used the UBS tips to purchase and sell securities in
his  personal  account,  in  violation Section 10(b) of the Securities
Exchange  Act  of 1934 and Rule 10b-5 thereunder, and Section 17(a) of
the Securities Act of 1933. 

Without admitting or denying the allegations in the complaint, Srebnik
consented  to  the  entry  of the final judgment which (i) permanently
enjoins  him  from  violating  Exchange  Act Section 10(b), Rule 10b-5
thereunder,  and  Securities Act Section 17(a); and (ii) orders him to
pay  $54,730,  which  consists of disgorgement of $23,178, prejudgment
interest  thereon  of  $8,374,  and  a  civil penalty of $23,178. In a
related  administrative  proceeding,  Srebnik  consented to entry of a
Commission  order  that  bars  him  from  association with any broker,
dealer, or investment adviser. 

The  Commission's  investigation  is  continuing.  [SEC  v. Mitchel S.
Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert
D.  Babcock,  Andrew  A.  Srebnik,  Ken Okada, David A. Glass, Marc R.
Jurman,   Randi  E.  Collotta,  Christopher  K.  Collotta,  Q  Capital
Investment  Partners,  LP,  DSJ  International  Resources  Ltd. (d/b/a
Chelsey  Capital),  and  Jasper  Capital  LLC,  C.A.  No.  07  CV 1774
(S.D.N.Y)  (PKC)]  (LR-20367);  Administrative Proceeding - (Rels. 34-
56823; IA-2677; File No. 3-12893) 


The  Commission  announced  that  on  July 27, 2007, the U.S. District
Court  for  the Middle District of Florida entered a Final Judgment of
Permanent  Injunction  and  Other  Relief against Defendant Barrett R.
Clark.  The  Final  Judgment  entered  with  Clark's  consent, without
admitting  or  denying  the  complaint's allegations, enjoins him from
violations  of  Sections 5(a), 5(c) and 17(a) of the Securities Act of
1933  and  Section 10(b) and Rule 10b-5 of the Securities Exchange Act
of  1934.  Clark  is additionally barred from participating in a penny
stock  offering  for a period of three (3) years. He is ordered to pay
disgorgement  in  the  amount  of $170,000.00, prejudgment interest of
$29,886.72 and a civil penalty in the amount of $60,000.00. 

On  Aug.  31,  2007,  the  Court  also entered Final Judgments Setting
Disgorgement  and Imposing Civil Penalties against Defendants David L.
Smith,  Jr.  and  Thomas  Bojadzijev. The Final Judgment against Smith
orders  him  to  pay  disgorgement  in  the  amount  of $4,270,450.00,
prejudgment  interest of $464,271.47 and a civil penalty in the amount
of  $120,000.  The Final Judgment against Bojadzijev orders him to pay
disgorgement  in  the amount of $2,681,866.00, prejudgment interest of
$291,565.02 and a civil penalty in the amount of $120,000. Previously,
on  Aug.  7,  2006,  and  Jan. 3, 2007, the Court entered judgments of
permanent  injunction  and  other relief against Smith and Bojadzijev,

The  SEC  commenced this action by filing its complaint against Clark,
Smith  and  Bojadzijev, among others, alleging the defendants violated
the  registration,  antifraud, and reporting provisions of the federal
securities  laws.  [SEC  v. Roanoke Technology Corp., et al., Case No.
6:05-cv-1880-Orl-31KRS (M.D.Fla.)] (LR-20365)


The  Commission  today  filed  charges  stemming  from  a $250 million
offering  fraud  that  involved  phony  Las  Vegas  casino  and resort
telecommunications  deals  and  victimized as many as 1,200 investors,
many  of  whom were senior citizens.

The SEC's action charges Detroit-area  resident  Edward  May  and  E-M
Management Co. LLC with selling investors  shares of limited liability
companies     that   they   claimed   had   received   revenues   from
telecommunications  equipment  and  services contracts  with  hotels, 
casinos,  resorts  and  similar  establishments,  many  of  which were
purportedly  located  in  Las  Vegas.  In fact, no such contracts ever
existed.  To  perpetrate  their  fraudulent scheme, May and E-M relied
on  a  network  of  individuals,  some  of  whom organized "investment
seminars" to entice investors to invest with E-M.

The  Commission's  civil  injunctive  complaint,  filed  in  the  U.S.
District  Court,  Eastern  District  of  Michigan,  alleges  that May,
through E-M, raised as much as $250 million between 1998 and July 2007
from investors living in such states as Michigan, California, Florida,
Illinois,  New  York, Ohio and New Jersey. According to the complaint,
May  and  E-M  sold  securities  in  the  form of interests in limited
liability  companies  (LLCs),  and  told investors that these LLCs had
been  contracted  to  install and provide telecommunications equipment
and  services  to  such  major hotel chains and casinos as Hilton, MGM
Grand,  Motel  6,  Tropicana and Sheraton. Both orally and in writing,
May  and  E-M  promised  returns  in  the  form of monthly payments to
investors  for  a  period  as long as 12 to 14 years, and "guaranteed"
that  investors, at a minimum, would receive the promised payments for
approximately the first 20 to 24 months after they invested.

The  complaint  alleges  that,  in  reality, the LLCs did not have any
telecommunication  contracts  with  the  establishments  identified in
offering  materials  provided by May and E-M. To further their scheme,
May  and  E-M  provided  some  investors  with  copies  of  fictitious
contracts  between E-M or certain LLCs and various hotels and casinos.
Some  of  these  fictitious  contracts included the names of purported
hotel executives who did not exist.

The  SEC  complaint alleges that, as a result of their misconduct, May
and  E-M  violated,  and  unless  enjoined  will  continue to violate,
Sections  5(a),  5(c),  and  17(a)  of  the Securities Act of 1933 and
Section    10(b)  of  the  Securities  Exchange  Act  and  Rule  10b-5
thereunder.  As  part  of  this action, the Commission seeks orders of
preliminary  and  permanent  injunction  against May and E-M enjoining
them from future violations of certain federal securities laws and, in
addition,  requiring  May  and  E-M  to pay disgorgement of ill-gotten
gains, prejudgment interest and civil penalties.

Investors with questions or information about this matter may call the
Chicago  Regional  Office's  telephone  line dedicated to this case at
(312)  353-0626.  [SEC  v.  Edward  P. May and E-M Management Co. LLC,
Civil Action No. 2-07-CV-14954 (E.D. Michigan)(Feiken, J.)] (LR-20366;
Press Rel. 2007-240)



The  Depository  Trust  Company  filed a proposed rule change (SR-DTC-
2007-11)  that  would amend its Operational Arrangements as it applies
to  structured  securities.  Publication  is  expected  in the Federal
Register during the week of November 19. (Rel. 34-56795)

The  Chicago  Board Options Exchange filed a proposed rule change (SR-
CBOE-2007-125)  and  Amendment No. 2 thereto relating to the $1 Strike
Pilot Program pursuant to Rule 19b-4 under the Securities Exchange Act
of  1934.  Publication  is expected in the Federal Register during the
week of November 19. (Rel. 34-56801)

The  American  Stock  Exchange  filed a proposed rule change (SR-Amex-
2007-53),  and Amendment Nos. 1 and 2 thereto, relating to the listing
and  trading  of  the  GreenHaven  Continuous  Commodity  Index  Fund.
Publication  is  expected  in  the Federal Register during the week of
November 19. (Rel. 34-56802)

A  proposed  rule  change  (SR-CBOE-2007-130)  has  been  filed by the
Chicago Board Options Exchange regarding a proposal to amend CBOE Rule
4.20,  codifying  the  Anti-Money  Laundering  Compliance  Program, to
establish:  (1)  independent  testing  for  compliance be conducted at
least  annually  by members with a public business, or every two years
if  no  public  business  is  conducted;  and  (2) clarify the persons
designated    to  implement  and  monitor  the  Anti-Money  Laundering
Compliance  Program  Rule.  Publication  is  expected  in  the Federal
Register during the week of November 19. (Rel. 34-56816)


The Options Clearing Corporation filed a proposed rule change (SR-OCC-
2007-10)  under  Section  19(b)(3)(A)  of the Securities Exchange Act,
which  became  immediately  effective, relating to the fees charged to
clearing  members  and non-clearing members for Theoretical Profit and
Loss  Values.  Publication  is expected in the Federal Register during
the week of November 19. (Rel. 34-56800)

A  proposed  rule  change  (SR-NYSEArca-2007-117)  filed  by NYSE Arca
adding  a new order type known as PNP Blind has become effective under
Section     19(b)(3)(A)  of  the  Securities  Exchange  Act  of  1934.
Publication  is  expected  in  the Federal Register during the week of
November 19. (Rel. 34-56810)

A  proposed rule change (SR-Amex-2007-118) filed by the American Stock
Exchange  that  revises  the  Amex's AEMI rules to eliminate the post-
opening  pair-off  of  marketable orders held in the message queue has
become  effective under Section 19(b)(3)(A) of the Securities Exchange
Act  of  1934.  Publication is expected in the Federal Register during
the week of November 19. (Rel. 34-56811)



The  Commission  approved  a  joint  amendment  to  the  Plan  for the
Purpose  of  Creating  and  Operating  an  Intermarket Options Linkage
submitted under Rule 608 of the Securities Exchange  Act  of  1934  by
the  American  Stock  Exchange,  Boston  Stock Exchange, Chicago Board
Options   Exchange,  International  Securities  Exchange,  NYSE  Arca,
and  Philadelphia  Stock  Exchange  regarding  the  elimination of the
Class  Gate.  Publication  is  expected in the Federal Register during
the week of November 19. (Rel. 34-56806; File No. 4-429)


The  following  registration  statements  have been filed with the SEC
under  the Securities Act of 1933. The reported information appears as
follows:  Form,  Name,  Address and Phone Number (if available) of the
issuer of the security; Title and the number and/or face amount of the
securities   being  offered;  Name  of  the  managing  underwriter  or
depositor  (if  applicable);  File  number  and  date  filed; Assigned
Branch; and a designation if the statement is a New Issue. 

Registration statements may be obtained in person or by writing to the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.

S-3     Hana Biosciences Inc, 7000 SHORELINE COURT, SUITE 370, 
        SOUTH SAN FRANCISCO, CA, 94080, 6505886404 - 0 ($7,892,911.73) Equity, 
        (File 333-147485 - Nov. 19) (BR. 01A)

S-1     ShoreTel Inc, 960 STEWART DRIVE, SUNNYVALE, CA, 94085, 408 331 3300 - 
        5,060,000 ($78,581,800.00) Equity, (File 333-147486 - Nov. 19) (BR. 11B)

        9018679971 - 0 ($0.00) Debt Convertible into Equity, (File 333-147487 - 
        Nov. 19) (BR. 10C)

        95032, 4083996120 - 250,299 ($205,245.18) Equity, (File 333-147489 - 
        Nov. 19) (BR. 03A)

        TX, 77401, 713-579-0600 - 6,000,000 ($68,940,000.00) Equity, 
        (File 333-147490 - Nov. 19) (BR. 06B)

        60601, 3123468100 - 1,000,000 ($15,690,000.00) Equity, 
        (File 333-147491 - Nov. 19) (BR. 01B)

SB-2    Asia Document Transition, Inc., 10TH FLOOR, NEW YORK HOUSE, 
        60 CONNAUGHT ROAD, CENTRAL, K3, 00000, 852-25459133 - 
        6,150,000 ($615,000.00) Equity, (File 333-147492 - Nov. 19) (BR. 11)

SB-2    China Soaring Inc., ZHAO BEI SHAO QU, ZHAO SHANG LU, 
        BUILDING 32, ROOM 601, SHENZHEN, SHEKOU, F4, 518067, 
        (86) 135-101-99293 - 3,000,000 ($150,000.00) Equity, (File 333-147493 - 
        Nov. 19) (BR. 08)

        (949) 784-0800 - 0 ($29,600,000.00) Equity, (File 333-147494 - Nov. 19) 
        (BR. 03A)

        BERWYN, PA, 19312-1288, 6102963400 - 0 ($75,162,500.00) Equity, 
        (File 333-147495 - Nov. 19) (BR. 07B)

        CONCORD ONT. CANADA, A6, L4K 4Y2, 905 669 7979 EXT 400 - 
        200,000,000 ($10,000,000.00) Equity, (File 333-147496 - Nov. 19) 
        (BR. 03B)

SB-2    Organic To Go Food CORP, 3317 THIRD AVENUE SOUTH,, SEATTLE,, WA, 98134, 
        (206) 838-4670 - 0 ($7,289,460.64) Equity, (File 333-147499 - Nov. 19) 
        (BR. 05C)

S-8     Northfield Bancorp, Inc., 1410 ST. GEORGES AVENUE, AVENEL, NJ, 07001, 
        (732) 499-7200 - 0 ($1.00) Equity, (File 333-147500 - Nov. 19) (BR. 07)

        (505) 264-0600 - 30,000 ($30,000.00) Equity, (File 333-147501 - 
        Nov. 19) (BR. 04)

S-4     1st United Bancorp, Inc., ONE NORTH FEDERAL HIGHWAY, BOCA RATON, FL, 
        33432, (561) 362-3400 - 2,613,624 ($28,253,275.00) Equity, 
        (File 333-147505 - Nov. 19) (BR. 07)

S-8     HeartWare LTD, 3351 EXECUTIVE WAY, MIRAMAR, FL, 33025, 954-874-1400 - 
        0 ($2,271,500.00) Equity, (File 333-147506 - Nov. 19) (BR. 10B)

S-8     PEABODY ENERGY CORP, 701 MARKET ST, ST LOUIS, MO, 63101-1826, 
        3143423400 - 1,000,000 ($52,635,000.00) Equity, (File 333-147507 - 
        Nov. 19) (BR. 04A)

S-8     Zagg INC, 3855 S 500 W., SUITE J, SALT LAKE CITY, UT, 84115, 
        801-263-0699 - 2,000,000 ($1,600,000.00) Equity, (File 333-147510 - 
        Nov. 19) (BR. 02C)

        5086831200 - 0 ($50,000,000.00) Equity, (File 333-147511 - Nov. 19) 
        (BR. 01C)

        46168, 800-952-2355 - 0 ($2,115,600.00) Equity, (File 333-147512 - 
        Nov. 19) (BR. 10A)

SB-2    Jade Mountain CORP, 211 WEST WALL, MIDLAND, TX, 79701, 432-682-1761 - 
        5,962,857 ($15.50) Equity, (File 333-147513 - Nov. 19) (BR. 09)

S-11    Green Realty Trust, Inc., 120 NORTH LASALLE STREET, 35TH FLOOR, 
        CHICAGO, IL, 60602, 800-383-4943 - 
        165,789,474 ($1,650,000,003.00) Equity, (File 333-147514 - Nov. 19) 
        (BR. )

        ST. LOUIS, MO, 63102-2102, 314-342-2000 - 
        0 ($0.00) Unallocated (Universal) Shelf, (File 333-147515 - Nov. 19) 
        (BR. 08A)


Form 8-K is used by companies to file current reports on the following
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K   reports  may  be  obtained  in  person  or  by  writing  to  the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.

NAME OF ISSUER                          CODE   	 8K ITEM NO.	    	        DATE        COMMENT
Abraxis BioScience, Inc.                DE       1.01,2.01,2.03,5.02,9.01       11/13/07

ACCESS WORLDWIDE COMMUNICATIONS INC     DE       2.02,7.01,9.01                 11/16/07

ACTEL CORP                              CA       3.01,9.01                      11/13/07

ADAMS GOLF INC                          DE       1.01,1.02,9.01                 11/13/07

ADVANCE DISPLAY TECHNOLOGIES INC        CO       1.01,3.02,5.03,9.01            11/13/07

AFFIRMATIVE INSURANCE HOLDINGS INC      DE       7.01                           11/19/07

AFFYMETRIX INC                          DE       1.01,2.03,8.01,9.01            11/13/07

AFLAC INC                               GA       7.01,9.01                      11/16/07

AIR INDUSTRIES GROUP, INC.              DE       1.01                           11/15/07

ALION SCIENCE & TECHNOLOGY CORP         DE       3.02,8.01                      09/30/07    AMEND

ALKERMES INC                            PA       7.01                           11/15/07

ALLEGHENY BANCSHARES INC                WV       2.02,5.02,8.01,9.01            11/19/07

ALLIANCE DATA SYSTEMS CORP              DE       7.01,9.01                      11/19/07

ALLTEL CORP                             DE       7.01,8.01,9.01                 11/19/07

ALTRIA GROUP, INC.                      VA       8.01,9.01                      11/19/07

AMC ENTERTAINMENT INC                   DE       5.02                           11/14/07

AMERIWEST ENERGY CORP.                  NV       1.01,9.01                      11/19/07

Amnutria Dairy Inc.                     NV       2.01,4.01,9.01                 10/09/07    AMEND

AMSCAN HOLDINGS INC                     DE       2.01,9.01                      11/16/07

ANTS SOFTWARE INC                       DE       2.02                           11/08/07

Apple REIT Eight, Inc.                  VA       1.01,2.01,9.01                 11/15/07

APPLIED MATERIALS INC /DE               DC       1.01,7.01,9.01                 11/18/07

ARBINET THEXCHANGE INC                  DE       5.02,9.01                      11/16/07

ARQULE INC                              DE       5.03,9.01                      11/13/07

Ascend Acquisition Corp.                DE       5.03,9.01                      11/15/07

ATHEROGENICS INC                        GA       5.02                           11/19/07

ATLAS MINING CO                         ID       5.02                           11/13/07

AUBURN NATIONAL BANCORPORATION INC      DE       5.03,9.01                      11/13/07

AUTO UNDERWRITERS OF AMERICA, INC.               3.01                           10/18/07

Avantair, Inc                           DE       5.02,9.01                      11/13/07

AVIATION UPGRADE TECHNOLOGIES INC                2.01,3.02,5.02,5.06,8.01,9.01  11/13/07    AMEND

BALDWIN TECHNOLOGY CO INC               DE       5.02,5.03,9.01                 11/13/07

BARRETT BUSINESS SERVICES INC           MD       5.03,8.01,9.01                 11/16/07

Bear Stearns Asset Backed Securities    DE       1.01,9.01                      11/16/07

Bear Stearns Structured Products Inc.   DE       8.01,9.01                      10/31/07

BELL INDUSTRIES INC /NEW/               CA       2.02,9.01                      11/14/07

BELL INDUSTRIES INC /NEW/               CA       4.01,9.01                      11/15/07

BigString CORP                          DE       8.01,9.01                      11/19/07

BIOLIFE SOLUTIONS INC                   DE       1.01                           11/19/07

BioMETRX                                DE       5.02                           11/14/07

BIW LTD                                 CT       8.01,9.01                      11/19/07

BLUE COAT SYSTEMS INC                   DE       5.03,9.01                      11/15/07

BLUEFIRE ETHANOL FUELS INC              NV       4.02                           11/14/07

BOSTON SCIENTIFIC CORP                  DE       8.01,9.01                      11/19/07

BOTTOMLINE TECHNOLOGIES INC /DE/        DE       5.02                           11/19/07

BOWNE & CO INC                          DE       5.02                           11/19/07

BRIGHTPOINT INC                         IN       8.01                           11/13/07

BROADVIEW NETWORKS HOLDINGS INC         DE       5.02,9.01                      11/13/07

BROOKE CAPITAL CORP                     KS       1.01,2.01,3.02,5.02,9.01       11/15/07

BROOKE CORP                             KS       1.01,2.01                      11/15/07

Calumet Specialty Products Partners,    DE       1.01,9.01                      11/14/07

CAM COMMERCE SOLUTIONS INC              DE       2.02,9.01                      11/19/07

CAMPBELL SOUP CO                        NJ       2.02,9.01                      11/19/07

CANYON RESOURCES CORP                   DE       1.01,8.01,9.01                 11/16/07

CANYON RESOURCES CORP                   DE       8.01,9.01                      11/19/07

CARDICA INC                             DE       5.02,9.01                      11/14/07

CARLATERAL, INC.                        NV       5.02,5.03                      11/16/07

CATHAY GENERAL BANCORP                  DE       8.01,9.01                      11/16/07

CBS CORP                                DE       5.04                           11/16/07

CELGENE CORP /DE/                       DE       1.01,1.02                      11/18/07

CENTENARY INTERNATIONAL CORP            NV       5.02                           11/19/07

CERAGENIX PHARMACEUTICALS, INC.         DE       1.01,7.01,9.01                 11/16/07

CHAMPION INDUSTRIES INC                 WV       7.01,9.01                      11/19/07

CHAUS BERNARD INC                       NY       1.01,5.02,9.01                 11/19/07

CHEMBIO DIAGNOSTICS, INC.               NV       3.02,7.01                      11/19/07

CHINA FUND INC                          MD       7.01,9.01                      10/01/07

China Water & Drinks Inc..              NV       5.02,9.01                      11/13/07

CHINDEX INTERNATIONAL INC               DE       1.01,9.01                      11/13/07

CHROMCRAFT REVINGTON INC                DE       2.02,9.01                      11/13/07

CISCO SYSTEMS INC                       CA       5.02,9.01                      11/15/07

CISCO SYSTEMS INC                       CA       5.02                           01/17/07    AMEND

CNL INCOME PROPERTIES INC               MD       8.01                           11/19/07

COINMACH SERVICE CORP                   DE       8.01,9.01                      11/16/07

COMVERSE TECHNOLOGY INC/NY/             NY       5.02,9.01                      11/13/07

CONAGRA FOODS INC /DE/                  DE       7.01                           11/19/07

CONCUR TECHNOLOGIES INC                 WA       2.02,9.01                      11/19/07

Constellation Energy Partners LLC       DE       8.01                           11/14/07

COOPERATIVE BANKSHARES INC              NC       5.03,8.01,9.01                 11/15/07    AMEND

Copano Energy, L.L.C.                   DE       5.02,9.01                      11/13/07

Cornerstone Core Properties REIT, Inc   MD       1.01,2.03                      11/13/07

COVENANT TRANSPORTATION GROUP INC       NV       5.02                           11/13/07

COVER ALL TECHNOLOGIES INC              DE       8.01,9.01                      11/19/07

CROSS TIMBERS ROYALTY TRUST             TX       2.02,9.01                      11/19/07

CYBERDEFENDER CORP                      CA       1.01,8.01,9.01                 11/19/07

CYBERONICS INC                          DE       2.02,9.01                      11/15/07

CYBEX INTERNATIONAL INC                 NY       5.03                           11/07/07    AMEND

CYTOGEN CORP                            DE       5.02                           11/13/07

Debut Broadcasting Corporation, Inc.    NV       2.02,9.01                      11/19/07

Debut Broadcasting Corporation, Inc.    NV       1.01,9.01                      11/19/07

DELPHI CORP                             DE       7.01,9.01                      11/14/07

DG FastChannel, Inc                     DE       2.02,9.01                      11/12/07

DIGITAL ALLY INC                                 8.01,9.01                      11/15/07

DREW INDUSTRIES INC                     DE       5.02,9.01                      11/14/07

DUCOMMUN INC /DE/                       DE       5.02                           11/12/07

DYADIC INTERNATIONAL INC                DE       1.01,2.02,5.02,8.01,9.01       11/12/07

DYNAMIC MATERIALS CORP                  DE       1.01,2.01,2.03,3.02,5.02,8.01, 11/15/07

DYNATRONICS CORP                        UT       2.02,9.01                      11/19/07

Eagle Test Systems, Inc.                IL       2.02,9.01                      11/19/07

ECLIPSYS CORP                           DE       5.03,9.01                      11/15/07

EGAIN COMMUNICATIONS CORP               DE       1.01,9.01                      11/19/07

ELANDIA INTERNATIONAL INC.              DE       2.06,8.01                      11/14/07

EMERITUS CORP\WA\                       WA       8.01,9.01                      09/01/07    AMEND

EMVELCO CORP.                           DE       1.01,9.01                      11/15/07

ENCORE CAPITAL GROUP INC                DE       5.02,9.01                      11/14/07

ENDURANCE SPECIALTY HOLDINGS LTD                 1.01,8.01,9.01                 11/15/07

Enterprise GP Holdings L.P.             DE       8.01,9.01                      09/30/07

ETHAN ALLEN INTERIORS INC               DE       5.02,9.01                      11/15/07

ETRIALS WORLDWIDE INC.                           5.02                           11/15/07

EVANS BOB FARMS INC                     DE       5.02,5.03,7.01,8.01,9.01       11/13/07

EXPERTELLIGENCE INC                     NV       8.01                           11/19/07

FAMILYMEDS GROUP, INC.                  NV       8.01                           11/19/07

FEDERAL AGRICULTURAL MORTGAGE CORP               5.03,9.01                      11/13/07

Federal Home Loan Bank of Dallas                 2.03                           11/13/07

Federal Home Loan Bank of Pittsburgh    PA       5.02                           11/14/07

FELLOWS ENERGY LTD                      NV       1.01                           11/16/07    AMEND

FIRST BANCSHARES INC /MO/               MO       3.01,9.01                      11/16/07

FRANKFORT TOWER INDUSTRIES INC          DE       8.01,9.01                      11/16/07

GALAXY ENERGY CORP                      CO       1.01,9.01                      11/16/07

GASTAR EXPLORATION LTD                           8.01,9.01                      11/16/07

GATX CORP                               NY       5.02                           11/16/07

GCO Education Loan Funding Trust-I      DE       8.01,9.01                      11/15/07

GE Capital Credit Card Master Note Tr   DE       8.01,9.01                      11/15/07

GEN PROBE INC                           DE       1.01,5.02,8.01,9.01            10/30/07

GENERAL STEEL HOLDINGS INC              NV       5.02,9.01                      11/19/07

GENESCO INC                             TN       8.01,9.01                      11/16/07

Genesis Pharmaceuticals Enterprises,    FL       2.02,5.03,8.01,9.01            10/01/07    AMEND

GENESIS REALTY GROUP INC                         4.01,9.01                      11/15/07

GENUINE PARTS CO                        GA       8.01,9.01                      11/19/07

GETTING READY CORP                               1.01,9.01                      11/13/07

GLATFELTER P H CO                       PA       1.01,8.01,9.01                 11/13/07

Golden Pond Healthcare, Inc.            DE       8.01,9.01                      11/08/07

GREAT ATLANTIC & PACIFIC TEA CO INC     MD       8.01                           11/19/07

GSI COMMERCE INC                        DE       9.01                           09/10/07    AMEND

H&R BLOCK INC                           MO       5.02                           11/14/07

HALLMARK FINANCIAL SERVICES INC         NV       7.01                           11/19/07

HANSEN MEDICAL INC                               2.01,3.02,9.01                 11/15/07

HARLEYSVILLE NATIONAL CORP              PA       1.01,5.02,7.01,9.01            11/16/07

HARTFORD LIFE INSURANCE CO              CT       9.01                           11/19/07

HC Innovations, Inc.                    DE       2.02,8.01,9.01                 11/15/07

HEALTH NET INC                          DE       5.02                           11/19/07

HEALTHWAYS, INC                         DE       5.02,9.01                      11/16/07

HEALTHWAYS, INC                         DE       7.01                           11/19/07

HeartWare LTD                           C3       5.02,9.01                      11/13/07

HERCULES OFFSHORE, INC.                 DE       7.01,9.01                      11/19/07

HEWLETT PACKARD CO                      DE       2.02,9.01                      11/19/07

HEWLETT PACKARD CO                      DE       5.03,8.01,9.01                 11/15/07

Hill International, Inc.                DE       3.03,8.01,9.01                 11/16/07

HOME FEDERAL BANCORP, INC. OF LOUISIA            5.02                           11/14/07

HUGOTON ROYALTY TRUST                   TX       2.02,9.01                      11/19/07

ICO Global Communications (Holdings)    DE       5.02,9.01                      11/19/07

IDACORP INC                             ID       5.03,9.01                      11/15/07

IdeaEdge, Inc                           CO       1.01,5.02,9.01                 11/13/07

IMMUNOGEN INC                           MA       5.02,9.01                      11/13/07

IMMUNOSYN CORP                                   5.02,9.01                      11/15/07

Information Services Group Inc.         DE       8.01                           11/16/07

INFOTECH USA INC                        DE       1.01,9.01                      11/19/07

INLAND REAL ESTATE CORP                 MD       8.01,9.01                      11/19/07

INTEGRAL SYSTEMS INC /MD/               MD       5.02                           11/13/07

INTEGRATED BIOPHARMA INC                DE       1.01,8.01,9.01                 11/14/07

INTEGRATED ELECTRICAL SERVICES INC      DE       5.02,9.01                      11/16/07

Integrated Healthcare Holdings Inc      NV       5.02,9.01                      11/15/07

INTERNAP NETWORK SERVICES CORP          DE       5.02,9.01                      11/14/07

International Fight League, Inc.        DE       4.02                           11/16/07

ION NETWORKS INC                        DE       1.01,9.01                      11/19/07

IRIDEX CORP                             DE       2.02,9.01                      11/19/07

ISLE OF CAPRI CASINOS INC               DE       1.01,9.01                      11/13/07

IXI Mobile, Inc.                        DE       1.01,5.02,9.01                 11/15/07

J P MORGAN CHASE & CO                   DE       9.01                           11/15/07

JEFFERSONVILLE BANCORP                  NY       2.02,8.01,9.01                 11/14/07

JUNIPER NETWORKS INC                    DE       5.02,5.03,9.01                 11/13/07

K-Care Nutritional Products Inc.                 8.01                           11/16/07

KAL ENERGY INC                          DE       5.02,7.01,9.01                 11/13/07

Kandi Technologies Corp                          2.02,9.01                      11/19/07

KBS Real Estate Investment Trust, Inc   MD       1.01,2.01,2.03,9.01            11/13/07

KEY TECHNOLOGY INC                      OR       1.01,3.03,9.01                 11/13/07

KLONDIKE STAR MINERAL CORP              DE       2.02,7.01,8.01                 11/15/07

KLONDIKE STAR MINERAL CORP              DE       2.02,7.01,8.01                 11/15/07

KNIGHT CAPITAL GROUP, INC.              DE       3.02,7.01,9.01                 11/18/07

KOHLS CORPORATION                       WI       5.03,9.01                      11/14/07

LCC INTERNATIONAL INC                   DE       3.01,9.01                      11/19/07

LEFT BEHIND GAMES INC.                  WA       4.02                           11/19/07

LEHMAN BROTHERS HOLDINGS INC            DE       9.01                           11/13/07

LEVEL 3 COMMUNICATIONS INC              DE       1.01,9.01                      11/19/07

LIFECORE BIOMEDICAL INC                 MN       1.01,9.01                      11/14/07

LITEWAVE CORP                           NV       4.01,9.01                      11/08/07

LITHIA MOTORS INC                       OR       7.01,9.01                      11/16/07

LIVEWORLD INC                           DE       2.02,9.01                      11/13/07

LOWES COMPANIES INC                     NC       2.02,9.01                      11/19/07

LUMINENT MORTGAGE CAPITAL INC                    7.01,9.01                      11/16/07

MAGNUS INTERNATIONAL RESOURCES, INC.    NV       3.01                           11/19/07

Magyar Bancorp, Inc.                    DE       5.03,9.01                      11/16/07

MANNKIND CORP                                    1.01,5.03,9.01                 11/14/07

MARCO COMMUNITY BANCORP INC             FL       3.02                           11/15/07

Marquee Holdings Inc.                   DE       5.02                           11/14/07

MARSHALL & ILSLEY CORP                  WI       8.01,9.01                      11/19/07

MASSEY ENERGY CO                        DE       5.02                           11/19/07

MAUI LAND & PINEAPPLE CO INC            HI       1.01,1.02,2.03,9.01            11/15/07

MAXYGEN INC                             DE       8.01,9.01                      11/19/07

McAfee, Inc.                            DE       5.02,8.01                      11/13/07

MCDONALDS CORP                          DE       5.02,8.01,9.01                 11/13/07

MED-TECH SOLUTIONS, INC.                         1.01,9.01                      11/16/07

MEDIS TECHNOLOGIES LTD                  DE       8.01,9.01                      11/16/07

MEDTRONIC INC                           MN       2.02,9.01                      11/19/07

MERCHANTS BANCSHARES INC                DE       1.02,5.02,9.01                 11/13/07

MET PRO CORP                            PA       8.01                           11/16/07

MET PRO CORP                            PA       5.02                           11/16/07

META FINANCIAL GROUP INC                DE       2.02,4.02,9.01                 11/13/07    AMEND

METROCORP BANCSHARES INC                         5.03,9.01                      11/16/07

MFIC CORP                               DE       1.01,5.02,9.01                 11/14/07

MICROISLET INC                          NV       1.01,3.02,7.01,9.01            11/16/07

MICROS SYSTEMS INC                      MD       5.03,9.01                      11/16/07

MICROSEMI CORP                          DE       5.02                           11/13/07

MIDDLEBY CORP                           DE       7.01,9.01                      11/19/07

MIV THERAPEUTICS INC                    NV       1.01,5.02,9.01                 11/13/07

ML-CFC Commercial Mortgage Trust 2007   DE       1.01                           11/14/07

MOLEX INC                               DE       5.03,9.01                      11/12/07

MOUNTAINS WEST EXPLORATION INC          NM       2.01,2.03,3.02,5.01,5.02       11/07/07    AMEND

MUNICIPAL MORTGAGE & EQUITY LLC         DE       1.01,9.01                      11/13/07

NASH FINCH CO                           DE       8.01,9.01                      11/15/07

NATIONAL MEDICAL HEALTH CARD SYSTEMS    DE       5.02,9.01                      10/13/07

NATURAL HEALTH TRENDS CORP              DE       3.01                           11/13/07

NEOMAGIC CORP                           DE       8.01,9.01                      11/15/07

Neonode, Inc                            DE       8.01,9.01                      11/15/07    AMEND

Neonode, Inc                            DE       8.01,9.01                      11/15/07    AMEND

NeoStem, Inc.                           DE       1.01,3.02,9.01                 11/13/07

NETWORK 1 SECURITY SOLUTIONS INC        DE       2.02,9.01                      11/14/07

New Abraxis, Inc.                       DE       1.01,5.03                      11/13/07

NEW CENTURY BANCORP INC                 NC       8.01,9.01                      11/15/07

NEW YORK TIMES CO                       NY       5.02,9.01                      11/19/07

NewStar Financial, Inc.                          1.01,3.02,9.01                 11/12/07

NORDSTROM INC                           WA       5.02,9.01                      11/19/07

NORDSTROM INC                           WA       2.02,7.01,8.01,9.01            11/19/07

NORTHEAST COMMUNITY BANCORP INC         X1       8.01,9.01                      11/16/07

NORTHEAST UTILITIES                     MA       8.01                           11/16/07

NORTHWEST PIPE CO                       OR       5.03,9.01                      11/13/07

Novelis Inc.                            A6       5.02                           11/19/07

NU-MEX URANIUM CORP.                    NV       7.01,9.01                      11/19/07

Oilsands Quest Inc                               4.01,9.01                      11/13/07    AMEND

OLD POINT FINANCIAL CORP                VA       7.01,9.01                      11/19/07

OLIN CORP                               VA       2.01,5.02,8.01,9.01            11/19/07

ON SEMICONDUCTOR CORP                   DE       5.03,9.01                      11/15/07

ORION HEALTHCORP INC                    DE       3.01,9.01                      11/19/07

PARK NATIONAL CORP /OH/                 OH       8.01,9.01                      11/19/07

PARTNERRE LTD                                    8.01,9.01                      11/19/07

PATHMARK STORES INC                     DE       8.01                           11/19/07

PBSJ CORP /FL/                          FL       1.01,9.01                      11/14/07

PEERLESS SYSTEMS CORP                   DE       8.01,9.01                      11/16/07

PHARMATHENE, INC                        DE       2.02,9.01                      11/13/07

PHARMION CORP                                    1.01,7.01,9.01                 11/18/07

Physicians Remote Solutions, Inc.       FL       8.01                           11/19/07

PIEDMONT NATURAL GAS CO INC             NC       5.03                           12/15/06

PLANAR SYSTEMS INC                      OR       2.02,9.01                      11/19/07

PMA CAPITAL CORP                        PA       8.01,9.01                      11/19/07

PMI GROUP INC                           DE       1.01,3.03,8.01                 11/15/07

POINT THERAPEUTICS INC                  DE       3.01,9.01                      11/19/07

PRECISION CASTPARTS CORP                OR       5.02,5.03,8.01,9.01            11/14/07

PREMIERWEST BANCORP                     OR       5.03,9.01                      11/19/07

PRIVATEBANCORP, INC                     DE       7.01                           11/19/07

PROGRESS ENERGY INC                     NC       7.01,9.01                      09/30/07

QUEST RESOURCE CORP                     NV       7.01                           10/31/07

QUIXOTE CORP                            DE       1.01,9.01                      11/15/07

RCN CORP /DE/                           DE       1.01,2.01,2.03,9.01            11/13/07

Regal Rock, Inc.                        NV       3.02                           11/19/07

RENEWABLE ENERGY RESOURCES INC          NV       1.01,5.02,9.01                 11/16/07

RESPIRONICS INC                         DE       5.02                           11/13/07

RESPIRONICS INC                         DE       5.02                           11/13/07

RF MICRO DEVICES INC                    NC       2.01,5.02,9.01                 11/13/07

RFMSI Series 2007-S9 Trust              DE       8.01,9.01                      11/19/07

RONSON CORP                             NJ       1.01,2.03,9.01                 11/14/07

ROYAL INVEST INTERNATIONAL CORP.        DE       9.01                           07/19/07    AMEND

RTI INTERNATIONAL METALS INC            OH       8.01,9.01                      11/12/07

RUSS BERRIE & CO INC                    NJ       5.02,8.01,9.01                 11/13/07

SAN HOLDINGS INC                        CO       2.04,5.02,8.01,9.01            11/13/07

SCIELE PHARMA, INC.                     DE       8.01,9.01                      11/19/07

SHARPS COMPLIANCE CORP                  DE       5.02,9.01                      11/15/07

SHORE FINANCIAL CORP                    VA       5.03,9.01                      11/15/07

SILICON STORAGE TECHNOLOGY INC          CA       3.01,9.01                      11/19/07

Sino Gas International Holdings, Inc.   UT       7.01,9.01                      11/19/07

SMART MOVE, INC.                        DE       2.02,9.01                      11/19/07

Smokers Lozenge Inc                              3.02,5.03,9.01                 11/13/07

SMOKY MARKET FOODS INC                  NV       1.01,3.02,9.01                 11/07/07

SOLOMON TECHNOLOGIES INC                DE       9.01                           09/05/07    AMEND

SONESTA INTERNATIONAL HOTELS CORP       NY       5.02                           11/14/07

SONUS NETWORKS INC                      DE       5.02,9.01                      11/14/07

SOUTHERN CO                             DE       8.01                           11/16/07

SOUTHERN UNION CO                       DE       8.01,9.01                      11/19/07

Southland Health Services, Inc.                  1.01,3.02                      10/04/07

SOUTHWEST BANCORP INC                   OK       5.03,7.01,9.01                 11/15/07

SPECIALIZED HEALTH PRODUCTS INTERNATI   DE       1.01,9.01                      11/13/07

STERLING BANCORP                        NY       5.03,8.01,9.01                 11/15/07

STINGER SYSTEMS, INC                             5.02                           11/19/07

STONEMOR PARTNERS LP                    DE       5.02,5.03,9.01                 11/13/07

STREAMLINE HEALTH SOLUTIONS INC.        DE       4.01,9.01                      11/13/07

Structured Asset Mortgage Investments   DE       9.01                           10/31/07

STRUCTURED OBLIGATIONS CORP TRUST SPR   DE       8.01                           11/15/07

STRUCTURED OBLIGATIONS CORP TRUST SPR   DE       8.01,9.01                      11/15/07

STRUCTURED PRODUCTS CORP CORTS TR FOR   DE       8.01,9.01                      11/15/07

Susser Holdings CORP                    DE       1.01,2.03,5.02,9.01            11/13/07

SYNOVIS LIFE TECHNOLOGIES  INC          MN       5.02                           11/15/07

SYNTROLEUM CORP                         DE       2.05,5.02                      11/13/07

TAL International Group, Inc.           DE       1.01                           11/19/07

TALON INTERNATIONAL, INC.               DE       2.02,9.01                      11/19/07

Targa Resources Partners LP             DE       2.02,9.01                      11/14/07

Targanta Therapeutics Corp.             DE       2.02,9.01                      11/15/07

TC PIPELINES LP                         DE       5.03                           11/19/07

TEKTRONIX INC                           OR       2.04,5.01,5.02,9.01            11/15/07

TESCO CORP                                       1.01                           11/16/07

THINK PARTNERSHIP INC                   NV       7.01,9.01                      11/19/07

THORATEC CORP                           CA       5.02,9.01                      11/14/07

TIDELANDS OIL & GAS CORP/WA             NV       4.02                           11/14/07

TJX COMPANIES INC /DE/                  DE       8.01                           11/14/07

TransDigm Group INC                     DE       2.02,9.01                      11/19/07

TRI-ISTHMUS GROUP, INC.                 DE       5.03,9.01                      11/13/07

TRIO TECH INTERNATIONAL                 CA       1.01,9.01                      11/15/07

TRUE PRODUCT ID, INC.                   DE       5.02,8.01,9.01                 11/19/07

TUTOGEN MEDICAL INC                     FL       1.01,9.01                      11/12/07

TUTOGEN MEDICAL INC                     FL       1.01,9.01                      11/12/07

TWEEN BRANDS, INC.                      DE       2.02,9.01                      11/19/07

U S PHYSICAL THERAPY INC /NV            NV       9.01                           09/06/07    AMEND

ULTRALIFE BATTERIES INC                 DE       2.01,3.02,8.01,9.01            11/16/07

Uni-Pixel                               DE       8.01,9.01                      11/14/07

UNION BANKSHARES CO/ME                  ME       8.01,9.01                      11/19/07

UNITED CAPITAL CORP /DE/                DE       4.01,9.01                      11/13/07

United Financial Bancorp, Inc.          MD       8.01,9.01                      11/16/07

UNITED FUEL & ENERGY CORP               NV       5.02,9.01                      11/14/07

UNITED RENTALS INC /DE                  DE       8.01,9.01                      11/16/07

UNITED STATIONERS INC                   DE       1.01,9.01                      11/15/07

USA TECHNOLOGIES INC                    PA       1.01                           11/19/07

Valley Commerce Bancorp                 CA       8.01,9.01                      11/13/07

VALSPAR CORP                            DE       2.02,9.01                      11/19/07

VECTREN CORP                            IN       8.01                           11/16/07

VIEWPOINT CORP                          DE       5.03,9.01                      11/14/07

VINEYARD NATIONAL BANCORP               CA       8.01,9.01                      11/19/07

VISION SCIENCES INC /DE/                DE       1.01                           11/15/07

Wachovia Bank Commercial Mortgage Tru   NC       1.01,9.01                      11/01/07

WESBANCO INC                            WV       8.01,9.01                      11/19/07

WESTERN ASSET INTERMEDIATE MUNI FUND    MD       8.01,9.01                      11/19/07

WESTERN ASSET MANAGED MUNICIPALS FUND            8.01,9.01                      11/19/07

WESTERN ASSET MANAGED MUNICIPALS FUND            8.01,9.01                      11/19/07

WESTERN ASSET MUNICIPAL PARTNERS FUND   MD       8.01,9.01                      11/19/07

WESTERN DIGITAL CORP                    DE       9.01                           09/05/07    AMEND

WFN CREDIT CO LLC                       DE       8.01,9.01                      11/15/07

Whitestone REIT                         TX       7.01,9.01                      11/19/07

Whos Your Daddy Inc                     NV       4.02,9.01                      11/19/07

XEROX CORP                              NY       7.01,8.01,9.01                 11/13/07

XTO ENERGY INC                          DE       5.02                           11/19/07

Zagg INC                                         5.03,9.01                      11/19/07

ZYMOGENETICS INC                        WA       5.03,9.01                      11/15/07




Modified: 11/20/2007