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U.S. Securities and Exchange Commission

                           SEC NEWS DIGEST

Issue 2007-201				     	      October 18, 2007



Helane  L.  Morrison,  the  SEC's  Regional Director in San Francisco,
announced  today  that  she  will  leave  the Commission at the end of
October.  Ms.  Morrison  will become General Counsel, Chief Compliance
Officer,  and  a  Principal  at  Hall  Capital  Partners,  LLC,  a San
Francisco advisory firm. 

As  head  of  the San Francisco office since August 1999, Ms. Morrison
has  been responsible for the Commission's enforcement and examination
programs  in  Northern  California, Washington, Oregon, Montana, Idaho
and Alaska during an extraordinarily active time in the SEC's history.
Prior  to  August  1999,  Ms.  Morrison led the San Francisco office's
enforcement efforts for three years.

"Under  Helane's leadership, the San Francisco office has enhanced its
strong  and  effective presence in Northern California and the Pacific
Northwest.  Helane  has  led  several  major  enforcement  actions  of
enormous significance to investors and our markets. During her tenure,
the  office  doubled  in  size and became a regional office," said SEC
Chairman Christopher Cox. "We will miss her dedication, integrity, and
passion  for  protecting  investors.  She  has loaned her considerable
stature and professional skill to the service of her nation for over a
decade,  and  in the process enhanced both the SEC and the strength of
our markets."

SEC  Director  of  Enforcement Linda Chatman Thomsen said, "Helane has
always emphasized excellence for herself and the San Francisco office.
Under  her  leadership,  the  San  Francisco office brought nationally
significant  cases. Her creativity, diligence and enthusiasm have been
an  inspiration  to  all of us. She has been a wonderful colleague; we
will miss her and look forward to seeing her continued success."

Lori  Richards, Director of the SEC's Office of Compliance Inspections
and  Examinations, added, "Helane has served the Commission with great
distinction.  Under Helane's leadership, the San Francisco examination
staff  has  energetically  examined  regulated  securities  firms  and
tackled challenging projects with impressive results." 

Ms.  Morrison  said,  "I  feel  honored and privileged to have led the
Commission's    San  Francisco  Regional  Office  in  its  mission  of
protecting  the  investing public. It has been a real pleasure to work
with  the  exceptionally  talented  and  dedicated  staff  of  the San
Francisco  office,  and  other  Commission offices. I want to thank my
colleagues  in San Francisco for their extraordinary commitment to the
important work of this office and the SEC."

During  Ms.  Morrison's  tenure  and  under  her  leadership,  the San
Francisco   office  brought  numerous  high  profile  and  significant
enforcement actions, including

     *     stock   options   backdating   cases,   including   against
     Brocade Communications  Systems,  its former CEO, two former CFOs
     and  a  former  VP  of  Human  Resources;  and the former General
     Counsel and former CFO of Apple, Inc.;

     *   financial  fraud  cases  against  former  top  executives  at
     companies including HBO & Co. (later merged into McKesson Corp.),
     Cutter     &  Buck,  Inc.,  and  NextCard,  Inc.,  and  financial
     reporting    cases  against  Hewlett-Packard,  Google,  Inc.  and
     Hawaiian Airlines, Inc.;

     *  cases  against  the  General  Counsel  of  Google,  Inc. for a
     registration  violation  by  the company, and against the General
     Counsel  of  Electro  Scientific  Industries,  Inc.  for  causing
     the company to file false reports with the SEC;

     *  cases  against  auditors,  including  a  former  Ernst & Young
     partner for altering  and  destroying  audit  work  papers;  and 
     a    former  Arthur  Andersen  partner  for  fraud  and  improper
     professional conduct;

     * a  case  against  Texas  insurance  company  American-Amicable 
     for deceptive sales of securities to 57,000 military personnel;

     *     cases  involving  mutual  funds  and  investment  advisers,
     including    against  Franklin  Advisers,  Inc.  alleging  market
     timing,  late trading and revenue sharing violations, against Van
     Wagoner Capital Management alleging  fraud,  and against Deutsche
     Asset Management for failure to disclose a conflict of interest.;

     *     cases  involving  brokerage  firms,  including  against  TD
     Waterhouse   for   making   undisclosed   payments  to investment
     advisers,  and  against  UBS  PaineWebber,  Inc.  for  failure to
     supervise  a  representative who defrauded clients; and

     *  numerous  other  cases,  including  for  fraud  against senior
     citizens,   hedge  fund  fraud,  municipal  bond  fraud,  insider
     trading, offering frauds and market manipulation.

Also  during  Ms.  Morrison's tenure, examiners based in San Francisco
inspected  hundreds  of  the  nation's  registered entities, including
broker-dealers,   investment  advisers,  mutual  funds,  and  transfer
agents,  and  led  significant  risk-targeted  examinations  to assess
potential industry trends and problems. 

Before coming to the Commission, Ms. Morrison was a partner at Howard,
Rice,  Nemerovski, Canady, Falk & Rabkin, where she practiced law from
1986  to  1996.  Earlier,  she worked as a law clerk for Supreme Court
Justice  Harry A. Blackmun (1985-86) and Hon. Richard A. Posner of the
U.S. Court of Appeals for the Seventh Circuit (1984-85).

Ms.  Morrison  received  her  J.D.  in  1984  from  the  University of
California,  Berkeley  School of Law, where she was Editor-in-Chief of
the  California  Law  Review.  She  received a B.S. in journalism from
Northwestern  University,  after  which  she  worked  as  a  newspaper
reporter. (Press Rel. 2007-218)



The  subject  matter  of  the  closed  meeting scheduled for Thursday,
October  25,  will be: Formal orders of investigation; Institution and
settlement  of  injunctive  actions;  Institution  and  settlement  of
administrative  proceedings  of  an  enforcement nature; Resolution of
litigation claims; and Other matters related to enforcement actions.

At  times, changes in Commission priorities require alterations in the
scheduling  of meeting items. For further information and to ascertain
what,  if  any,  matters have been added, deleted or postponed, please
contact: The Office of the Secretary at (202) 551-5400.



On  October  17,  the  Commission  issued an Order Making Findings and
Imposing   Remedial  Sanctions  Pursuant  to  Section  203(f)  of  the
Investment  Advisers  Act  of 1940 (Order) against Anthony M. Ramunno,
Jr.  based  on  Ramunno's  plea  of guilty in United States v. Anthony
Michael  Ramunno,  Jr.,  a/k/a  Mick  Ramunno, 1:07-CR-061 (N.D. Ga.).
Ramunno  consented,  without admitting or denying the findings, to the
issuance of the Order.

The  Order  finds  that, on May 1, 2007, Ramunno pleaded guilty to one
count  each  of  wire  fraud  and mail fraud in violation of Title 18,
United   States  Code,  Sections  1343  and  1341,  respectively.  The
indictment  to  which  Ramunno  pleaded guilty alleged that from in or
about November 2003 up to on or about Jan. 18, 2007, Ramunno defrauded
investors  in  a private investment pool he controlled. The indictment
further  alleged  that Ramunno failed to disclose to pool participants
that  he  was  consistently losing money in commodity futures trading,
was  not  generating  profits  for investors, and was misappropriating
substantial  amounts  of  victim  funds  to  pay  for  purely personal
expenses,  including  a  luxury home and multiple high-end automobiles
and  motorcycles.  The  indictment also alleged that, to keep existing
investors    and  entice  potential  new  ones,  Ramunno  crafted  and
distributed  false  financial  statements  for  the private investment
pool,  as  well  as  forged  opinion  letters  from  a national public
accounting firm. Ramunno is awaiting sentencing.

The Order further finds that, from November 2003 through January 2007,
Ramunno  was  associated with Renaissance Asset Management LLP and its
successor,  Renaissance  Asset Management, LLC (Renaissance), and that
Renaissance  acted  as  an  investment  adviser  by, for compensation,
engaging in the business of advising the private investment pool as to
the advisability of investing in, purchasing, or selling securities. 

The  Order  bars Ramunno from association with any investment adviser.
(Rel. IA-2672; File No. 3-12742)


On  October  18,  the  Commission issued Orders Instituting Cease-and-
Desist  Proceedings,  Making  Findings,  and Imposing Cease-and-Desist
Orders  Pursuant to Section 21C of the Securities Exchange Act of 1934
(Exchange  Act)  against MQ Associates, Inc. and Thomas C. Gentry. The
Orders  find  that  MQ Associates, a holding company that owns 100% of
MedQuest  Inc.,  which  provides diagnostic services like CT scans and
MRIs, committed reporting violations and failed to keep accurate books
and  records  and  failed  to  maintain an adequate system of internal
accounting  controls.  These failures resulted in a restatement of its
financial  statements  for fiscal years ended Dec. 31, 2002, and 2003,
for  all  quarters during both of those years, and for the first three
quarters  of  2004.  In  the  aggregate, the restatement resulted in a
cumulative  reduction  of  net income of $34.7 million. Gentry's Order
further  finds  that  Gentry,  MQ  Associates'  former Chief Financial
Officer, was a cause of the Company's violations. 

Based on the above, the Orders order MQ Associates to cease and desist
from  committing or causing any violations or any future violations of
Sections  13(b)(2)(A), 13(b)(2)(B), and 15(d) of the Exchange Act, and
Rules  12b-20,  15d-1  and  15d-13 thereunder; and Gentry to cease and
desist  from  causing  any  violations  and  any  future violations of
Sections  13(b)(2)(A), 13(b)(2)(B), and 15(d) of the Exchange Act, and
Rules 12b-20, 15d-1 and 15d-13 thereunder.

MQ  Associates,  Inc.  and  Gentry  consented  to  the issuance of the
respective  Orders without admitting or denying any of the findings in
the  Orders,  except  as  to personal and subject matter jurisdiction.
(Thomas  Gentry  -  Rel. 34-56673, AAE Rel. 2743, File No. 3-12869; MQ
Associates, Inc. - Rel. 34-56674, AAE Rel. 2744, File No. 3-12870)


On   October   18,   the   Commission   issued   an  Order Instituting
Administrative Proceedings Pursuant to Section 15(b) of the Securities
Exchange  Act of 1934, Making Findings and Imposing Remedial Sanctions
(Order)    against  Norman  E.  Schmidt.  Schmidt  controlled  Capital
Holdings,   L.L.C.,   Capital   Holdings   Int.,   LLC,   and Smitty's
Investments,  LLC; and in addition, served as president and a director
of Monarch Capital Holdings LLC.

The  Order  finds that on Oct. 1, 2007, a judgment was entered against
Schmidt  permanently  enjoining him from future violations of Sections
5(a),  5(c)  and  17(a) of the Securities Act of 1933 (Securities Act)
[15  U.S.C.  §§  77e(a),  77e(c) and 77q(a)], and Section 10(b) of the
Securities  Exchange  Act  of 1934 (Exchange Act) [15 U.S.C. § 78j(b)]
and  Rule 10b-5 promulgated thereunder [17 C.F.R. § 240.10b-5], in the
civil  action  captioned Securities and Exchange Commission v. Capital
Holdings,  L.L.C.,  et al., Civil Action No. 03-RB-0923, in the United
States District Court for the District of Colorado. 

The  Commission's  complaint  alleged  that  Capital Holdings, L.L.C.,
Smitty's  Investments,  LLC,  Capital  Holdings  Int., LLC and Monarch
Capital  Holdings  LLC,  and  their  principals defrauded investors by
falsely promising that: (1) investor funds would be used as collateral
to  facilitate  leveraged  trading  of financial instruments issued by
major  banks  and  governments  and  that investors would share in the
trading  profits;  (2)  investors  would  earn  a fixed monthly return
ranging  from 2% to 15%; (3) the safety of invested principal would be
guaranteed;  and  (4)  investors'  funds  would  be fully insured. The
complaint  also  alleged that there is no trading program and that the
defendants    regularly  paid  undisclosed  sales  commissions,  Ponzi
payments and personal expenses with investor funds. 

Based  on  the above, the Order bars Schmidt from association with any
broker  or  dealer. Norman E. Schmidt consented to the issuance of the
Order  without  admitting or denying any of the findings in the Order,
except  as  to  the  Commission's  jurisdiction  over him, the subject
matter  of  the  proceedings,  and the entry of the injunction against
him, which are admitted. (Rel. 34-56675; File No. 3-12871)


On  October  18,  the  Commission  instituted settled cease-and-desist
proceedings  against  issuer  PacketPort.com, Inc. and six individuals
and  companies for violations of the registration and other provisions
of  the  Securities Act of 1933 (Securities Act) and certain reporting
provisions  of  the Securities Exchange Act of 1934 (Exchange Act). As
part  of  the  settlement,  the respondents agreed to disgorge over $1
million  in  connection  with conduct occurring in late 1999 and early
2000. In addition to PacketPort.com, the respondents in the cease-and-
desist proceedings are PacketPort.com's chairman, president, and chief
executive  officer,  Ronald  Durando,  its  chief  operating  officer,
Gustave  Dotoli,  its  chief  financial  officer, Robert H. Jaffe, two
stock  promoters,  M.  Christopher  Agarwal and Theodore Kunzog, and a
related company, Microphase Corp.

In  connection  with  the  settlement,  the  Commission's civil action
against  the  respondents,  SEC v. PacketPort.com, Inc., et al., Civil
Action  No. 3:05cv1747 (PCD), filed in the U.S. District Court for the
District  of Connecticut, was dismissed with prejudice. The Court also
dismissed  by  consent  charges  against three other defendants in the
civil  action  who are not respondents in the settled cease-and-desist
proceedings-William Coons III, PacketPort, Inc. and IP Equity, Inc.

The     Commission's  cease-and-desist  order  finds  that  all  seven
respondents  violated  Section  5  of  the  Securities  Act  by making
unregistered     offers  or  sales  of  PacketPort.com  common  stock.
Respondents  Durando, Dotoli, and Jaffe, who were officers, directors,
or  beneficial  owners  of  more  than  ten  percent  of the shares of
PacketPort.com,  violated  Section  16(a) of the Exchange Act and Rule
16a-3  thereunder  by  failing  to  timely disclose their holdings and
positions  on Form 3. Respondent Durando violated Section 13(d) of the
Exchange  Act  and Rule 13d-1 thereunder by failing to timely disclose
his     acquisition  of  more  than  five  percent  of  the  stock  of
PacketPort.com.  Respondents Agarwal and Kunzog violated Section 17(b)
of   the   Securities   Act   by   publishing   an  article concerning
PacketPort.com that failed to disclose compensation from the issuer in
the form of a right to purchase one million PacketPort.com shares at a
discount from the market price.

The  Commission  ordered  the  respondents  to  cease  and desist from
committing  or  causing violations of the respective provisions of the
federal  securities  laws  they  each  were found to have violated. In
addition, Respondent Microphase was also ordered to disgorge $700,000.
Respondents  Durando,  Jaffe  and  Dotoli  were  ordered  to  disgorge
$150,000,   $125,000,  and  $100,000,  respectively.  The  respondents
consented  to  the  order  without  admitting or denying its findings,
except  as  to  the Commission's jurisdiction over the matter. (In the
Matter  of  PacketPort.com,  Inc.,  Ronald  Durando, Microphase Corp.,
Robert  H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore
Kunzog   -  Rels.  33-8858,  34-56672,  File  No.  3-12868);  [SEC  v.
PacketPort.com,  Inc.,  Ronald  Durando,  PacketPort, Inc., Microphase
Corp.,    Robert  H.  Jaffe,  Gustave  Dotoli,  IP  Equity,  Inc.,  M.
Christopher  Agarwal,  Theodore  Kunzog, and William Coons, III, Civil
Action No. 3:05cv1747 (PCD) (D. Conn.)] (LR-20339)



The  Commission issued notice of filing of a proposed rule change (SR-
ISE-2007-71)   submitted  by  the  International  Securities  Exchange
relating  to  fee  changes  on  a  retroactive  basis.  Publication is
expected  in the Federal Register during the week of October 22. (Rel.


The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx-
2007-74),  which  has become immediately effective, relating to series
of  U.S.  dollar-settled  foreign  currency  options open for trading.
Publication  is  expected  in  the Federal Register during the week of
October 22. (Rel. 34-56663)

A  proposed rule change filed by National Futures Association (SR-NFA-
2007-04)  regarding  Compliance  Rule 2-4: Misuse of Trade Secrets and
Proprietary Information has become effective under Section 19(b)(7) of
the  Securities  Exchange  Act of 1934. Publication is expected in the
Federal Register during the week of October 22. (Rel. 34-56667)


The  following  registration  statements  have been filed with the SEC
under  the Securities Act of 1933. The reported information appears as
follows:  Form,  Name,  Address and Phone Number (if available) of the
issuer of the security; Title and the number and/or face amount of the
securities   being  offered;  Name  of  the  managing  underwriter  or
depositor  (if  applicable);  File  number  and  date  filed; Assigned
Branch; and a designation if the statement is a New Issue. 

Registration statements may be obtained in person or by writing to the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.

        510-601-2000 - 0 ($100,000,000.00) Equity, (File 333-146750 - Oct. 17) 
        (BR. 01C)

SB-2    Zoro Mining Corp., SUITE 1000, 789 WEST PENDER STREET, VANCOUVER, A1, 
        V6C 1H2, (604) 606-7979 - 6,401,600 ($7,041,760.00) Equity, 
        (File 333-146751 - Oct. 17) (BR. 04B)

S-8     AROTECH CORP, 632 BROADWAY, STE 1200, NEW YORK, NY, 10012, 6466542107 - 
        750,000 ($2,306,250.00) Equity, (File 333-146752 - Oct. 17) (BR. 10A)

S-8     INTERVOICE INC, 17811 WATERVIEW PKWY, DALLAS, TX, 75252, 9724548000 - 
        0 ($16,962,204.00) Equity, (File 333-146754 - Oct. 17) (BR. 11B)

        80204, 303 623-5400 - 1,472,300 ($736,150.00) Equity, 
        (File 333-146758 - Oct. 17) (BR. 05)

S-8     CHYRON CORP, 5 HUB DR, MELVILLE, NY, 11747, 6318452000 - 
        666,666 ($2,899,997.10) Equity, (File 333-146759 - Oct. 17) (BR. 10A)

        77042, 713-351-7900 - 0 ($345,000,000.00) Equity, (File 333-146760 - 
        Oct. 17) (BR. )

        862134064880 - 0 ($976,800,000.00) ADRs/ADSs, (File 333-146761 - 
        Oct. 17) (BR. 03C)

        CENTRAL, K3, 000000, 852 2802 8663 - 200,000 ($100,000.00) Equity, 
        (File 333-146764 - Oct. 17) (BR. 08A)

        GUANGZHOU, F4, 510110, (86-20) 6122-2777 - 0 ($5,000,000.00) ADRs/ADSs, 
        (File 333-146765 - Oct. 17) (BR. 01A)

        TUCSON, AZ, 85714, 520-628-7415 - 10,917,000 ($45,659,755.00) Equity, 
        (File 333-146766 - Oct. 17) (BR. 05B)

F-1     China Nepstar Chain Drugstore Ltd., 
        NANHAI ROAD, NANSHAN DISTRICT, SHENZHEN, F4, 518054, 86-755-26433366 - 
        0 ($250,000,000.00) ADRs/ADSs, (File 333-146767 - Oct. 17) (BR. )

S-8     DAKTRONICS INC /SD/, PO BOX 5128, 331 32ND AVE, BROOKINGS, SD, 57006, 
        6056974000 - 4,000,000 ($121,920,000.00) Equity, (File 333-146768 - 
        Oct. 17) (BR. 06A)

S-3     PC MALL INC, 2555 WEST 190TH STREET, TORRANCE, CA, 90504, 3103545600 - 
        0 ($11,107,347.00) Equity, (File 333-146769 - Oct. 17) (BR. 02C)

S-8     RAMBUS INC, 4440 EL CAMINO REAL, LOS ALTOS, CA, 94022, 650-947-5000 - 
        10,000,000 ($204,376,000.00) Equity, (File 333-146770 - Oct. 17) 
        (BR. 10C)

        CA, 95008, 8314617299 - 0 ($5,616,800.00) Equity, (File 333-146771 - 
        Oct. 17) (BR. 08C)

S-3ASR  MARATHON OIL CORP, P O BOX 3128, HOUSTON, TX, 77253-3128, 7136296600 - 
        5,507,171 ($320,352,137.07) Equity, (File 333-146772 - Oct. 17) 
        (BR. 04B)

        CA, 95008, 8314617299 - 0 ($4,619,686.00) Equity, (File 333-146773 - 
        Oct. 17) (BR. 08C)

        OVERLAND PARK, KS, 66210, 913-981-1020 - 0 ($75,000,000.00) Equity, 
        (File 333-146774 - Oct. 17) (BR. 16)

        79701, 9156843727 - 0 ($250,000,000.00) Other, (File 333-146775 - 
        Oct. 17) (BR. 04C)

F-6     Giant Interactive Group Inc., 2/F NO. 29 BUILDING, 396 GUILIN ROAD, 
        SHANGHAI, F4, 200233, 8621 6451-5001 - 
        200,000,000 ($10,000,000.00) ADRs/ADSs, (File 333-146776 - Oct. 17) 
        (BR. 03)


Form 8-K is used by companies to file current reports on the following
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

8-K   reports  may  be  obtained  in  person  or  by  writing  to  the
Commission's     Public  Reference  Branch  at  100  F  Street,  N.E.,
Washington,  D.C.  20549-1090  or at the following e-mail box address:
publicinfo@sec.gov.  In most cases, this information is also available
on the Commission's website: www.sec.gov.

NAME OF ISSUER                          CODE   	 8K ITEM NO.		    	DATE       COMMENT
AASTROM BIOSCIENCES INC                 MI       8.01                           10/17/07

ABBOTT LABORATORIES                     IL       2.02,9.01                      10/17/07

Accelerated Building Concepts CORP      DE       4.01,9.01                      10/17/07    AMEND

Accredited Mortgage Loan REIT Trust     MD       5.02                           10/11/07

AGILYSYS INC                            OH       5.02                           10/12/07

AIRNET SYSTEMS INC                      OH       8.01,9.01                      10/15/07

ALLERGAN INC                            DE       2.01,9.01                      10/16/07

ALLIANCE DATA SYSTEMS CORP              DE       2.02,7.01,9.01                 10/17/07

ALLOY INC                               DE       5.03,9.01                      10/11/07

ALLSTATE CORP                           DE       2.02,9.01                      10/17/07

Alternative Loan Trust 2007-J1                   7.01,9.01                      10/17/07

ALTRIA GROUP, INC.                      VA       2.02,9.01                      10/17/07

AMANASU TECHNOLOGIES CORP               NV       5.02                           10/17/07    AMEND

AMB PROPERTY CORP                       MD       2.02,8.01,9.01                 10/16/07

AMERICAN AIRLINES INC                   DE       2.02,9.01                      10/17/07

AMERICAN MEDIA OPERATIONS INC           DE       2.02,9.01                      10/17/07

AMERICAN TONERSERV CORP.                DE       8.01                           10/11/07

AMPCO PITTSBURGH CORP                   PA       2.02                           09/30/07

AMPHENOL CORP /DE/                      DE       2.02,9.01                      10/17/07

AMR CORP                                DE       2.02,9.01                      10/17/07

AMYLIN PHARMACEUTICALS INC              DE       2.02,9.01                      10/17/07

APRIA HEALTHCARE GROUP INC              DE       1.01,9.01                      10/13/07

APTARGROUP INC                          DE       2.02,5.02,9.01                 10/17/07

ARENA PHARMACEUTICALS INC               DE       2.02,9.01                      10/17/07

Argo Group International Holdings, Lt            5.02,9.01                      10/17/07

ARIBA INC                               DE       5.02                           10/11/07

ASAP SHOW, INC.                         NV       4.01,9.01                      08/13/07

ASAP SHOW, INC.                         NV       5.02                           10/13/07

Aspreva Pharmaceuticals CORP            A1       2.02,9.01                      10/16/07

ATLANTIC COAST FEDERAL CORP             X1       8.01,9.01                      10/12/07

Atlantic Southern Financial Group, In            2.02,9.01                      10/17/07

AUXILIUM PHARMACEUTICALS INC                     7.01,9.01                      10/17/07

AVANT IMMUNOTHERAPEUTICS INC            DE       5.02                           10/16/07

AVIATION UPGRADE TECHNOLOGIES INC                8.01                           10/12/07

AVOCENT CORP                            DE       2.02,9.01                      10/17/07

Avro Energy Inc.                        NV       1.01,3.02,9.01                 10/01/07

BAR HARBOR BANKSHARES                   ME       8.01                           10/17/07

BARE ESCENTUALS INC                     DE       5.02,9.01                      10/17/07

BBM HOLDINGS, INC.                      UT       2.01,5.02,5.03,8.01,9.01       10/16/07

BEACH FIRST NATIONAL BANCSHARES INC     SC       2.02,9.01                      10/16/07

BELL INDUSTRIES INC /NEW/               CA       8.01,9.01                      10/15/07

BIOANALYTICAL SYSTEMS INC               IN       1.01,9.01                      10/11/07

BJs RESTAURANTS INC                     CA       8.01,9.01                      10/16/07

BLACK & DECKER CORP                     MD       7.01,9.01                      10/17/07

BlackRock Inc.                          DE       2.02,9.01                      10/17/07

BlackRock Kelso Capital CORP            DE       1.01,9.01                      10/17/07    AMEND

BOEING CO                               DE       5.02                           10/16/07

BRINKS CO                               VA       5.02,9.01                      10/16/07

BROOKFIELD HOMES CORP                   DE       1.01,9.01                      10/11/07

BSD MEDICAL CORP                        DE       7.01,9.01                      10/17/07

CALIFORNIA PIZZA KITCHEN INC            DE       8.01,9.01                      10/17/07

CALLAWAY GOLF CO                        DE       2.02,9.01                      10/17/07

CAVIUM NETWORKS, INC.                            2.02,9.01                      10/17/07

Central Iowa Energy, LLC                IA       7.01,9.01                      10/17/07

CENTRAL VALLEY COMMUNITY BANCORP        CA       2.02,9.01                      10/16/07

CHAMPION ENTERPRISES INC                MI       2.02,9.01                      10/16/07

CHAMPION INDUSTRIES INC                 WV       5.03,9.01                      10/15/07

China Agri-Business, Inc.               MD       8.01                           10/11/07

CHL Mortgage Pass-Through Trust 2007-            8.01,9.01                      09/28/07

CIT GROUP INC                           DE       1.01,2.02,5.02,7.01,8.01,9.01  10/17/07

CIT GROUP INC                           DE       8.01,9.01                      10/16/07

CITIBANK CREDIT CARD ISSUANCE TRUST     DE       8.01,9.01                      10/17/07

CITRIX SYSTEMS INC                      DE       2.02                           10/17/07

CITY NATIONAL CORP                      DE       2.02                           10/17/07

CKRUSH, INC.                            DE       3.02,8.01                      10/12/07

CLEARWIRE CORP                                   7.01,9.01                      10/17/07

CLEVELAND CLIFFS INC                    OH       8.01                           10/15/07

CME GROUP INC.                          DE       1.01,9.01                      10/12/07

CNB CORP /MI/                           MI       8.01                           10/16/07

Cobalis Corp                            NV       8.01                           10/12/07

COCA COLA CO                            DE       2.02,9.01                      10/17/07

CODORUS VALLEY BANCORP INC              PA       2.02,9.01                      10/16/07

COLONIAL BANCGROUP INC                  DE       2.02,7.01,9.01                 10/17/07

COMERICA INC /NEW/                      DE       2.02,7.01,9.01                 10/17/07

Community Bancorp                       NV       8.01,9.01                      10/12/07

COMMUNITY CAPITAL CORP /SC/             SC       2.02                           10/17/07

COMPUTER TASK GROUP INC                 NY       7.01,9.01                      10/17/07

CORINTHIAN COLLEGES INC                          8.01                           10/17/07

CORTEX PHARMACEUTICALS INC/DE/          DE       1.01,5.02,7.01,9.01            10/16/07

COUNTERPATH CORP                        NV       5.03,7.01,9.01                 10/15/07

COUNTERPATH CORP                        NV       1.01,2.01,3.02,5.02,9.01       08/02/07    AMEND

COUSINS PROPERTIES INC                  GA       1.01,2.03,9.01                 10/16/07

CREATIVE VISTAS INC                     AZ       2.01,9.01                      10/11/07

CROWN HOLDINGS INC                      PA       2.02,9.01                      10/16/07

CRYO CELL INTERNATIONAL INC             DE       2.02,9.01                      10/17/07

CRYOCOR INC                             DE       8.01,9.01                      10/17/07

CSB BANCORP INC /OH                     OH       2.02,9.01                      10/16/07

CUBIST PHARMACEUTICALS INC              DE       1.01,9.01                      10/15/07

CUBIST PHARMACEUTICALS INC              DE       2.02,9.01                      10/17/07

DANA CORP                               VA       1.01                           10/17/07

DCP Midstream Partners, LP              DE       8.01,9.01                      10/17/07

DCP Midstream Partners, LP              DE       8.01,9.01                      10/17/07

DELTA AIR LINES INC /DE/                DE       1.01,2.03,9.01                 10/11/07

Denarii Resources Inc.                  NV       1.01,3.02,9.01                 09/28/07

DEVRY INC                               DE       7.01,9.01                      10/17/07

DIVERSIFIED FUTURES FUND L.P.           DE       4.01                           10/15/07

DIVERSIFIED FUTURES TRUST I             DE       4.01                           10/15/07

DONNELLEY R H INC                       DE       8.01,9.01                      10/17/07

DOWNEY FINANCIAL CORP                   DE       2.02,9.01                      09/30/07

DPL INC                                 OH       7.01,9.01                      10/16/07

DRI CORP                                NC       7.01,9.01                      10/17/07

E TRADE FINANCIAL CORP                  DE       2.02,7.01,9.01                 10/17/07

EBAY INC                                DE       2.02,9.01                      10/17/07

ELECTRONIC CLEARING HOUSE INC           NV       5.02,9.01                      10/11/07

Emrise CORP                             DE       1.01,9.01                      10/05/07

ENERGIZER HOLDINGS INC                  MO       1.01,2.03,9.01                 10/15/07

Energtek                                         5.02                           10/15/07

ENERGY CONVERSION DEVICES INC           DE       5.02,5.03,9.01                 10/11/07

Energy Future Holdings Corp /TX/        TX       5.02,7.01,9.01                 10/17/07

ENTERGY CORP /DE/                       DE       2.02,9.01                      10/17/07

ENTERPRISE FINANCIAL SERVICES CORP      DE       2.02,9.01                      10/16/07

EPOD International Inc                           4.01                           10/17/07

ERIE INDEMNITY CO                       PA       5.02                           10/17/07    AMEND

eTelecare Global Solutions, Inc.                 5.02                           10/11/07

EXACT SCIENCES CORP                     DE       7.01,9.01                      10/16/07

EXELIXIS INC                            DE       8.01                           10/16/07

EXELON CORP                             PA       8.01,9.01                      10/17/07

EXOTACAR, INC.                          NV       8.01                           10/12/07

EXPONENT INC                            DE       2.02,7.01,9.01                 10/17/07

FARMERS CAPITAL BANK CORP               KY       2.02,9.01                      10/16/07

FEDERAL SIGNAL CORP /DE/                DE       2.01,9.01                      08/06/07    AMEND

FIDELITY BANCORP INC                    PA       8.01,9.01                      10/17/07

FINANCIAL INSTITUTIONS INC              NY       8.01,9.01                      10/16/07

FIRST ALBANY COMPANIES INC              NY       2.05                           10/17/07

FIRST BUSEY CORP /NV/                   NV       2.01,9.01                      07/31/07

FIRST BUSEY CORP /NV/                   NV       2.01,9.01                      07/31/07    AMEND

FIRST CASH FINANCIAL SERVICES INC       DE       2.02                           10/17/07

FIRST COMMONWEALTH FINANCIAL CORP /PA   PA       5.02                           10/15/07

FIRST INDIANA CORP                      IN       8.01,9.01                      09/17/07

FIRST SOUTH BANCORP INC /VA/            VA       2.02,9.01                      10/17/07

FIRSTCITY FINANCIAL CORP                DE       1.01,9.01                      10/11/07

FLUSHING FINANCIAL CORP                 DE       2.02,9.01                      09/30/07

FMG ACQUISITION CORP                    DE       8.01,9.01                      10/16/07

Ford Credit Auto Owner Trust 2007-B     DE       8.01,9.01                      10/17/07

FORGENT NETWORKS  INC                   DE       8.01,9.01                      10/15/07

FULTON FINANCIAL CORP                   PA       2.02,9.01                      10/16/07

FUTURES STRATEGIC TRUST                 DE       4.01                           10/15/07

GANNETT CO INC /DE/                     DE       2.02,9.01                      09/30/07

GATEWAY FINANCIAL HOLDINGS INC          NC       7.01,9.01                      10/16/07

GCI INC                                 AK       1.01                           10/15/07

GENERAL COMMUNICATION INC               AK       1.01                           10/15/07

GENTA INC DE/                           DE       8.01,9.01                      10/17/07

GEOKINETICS INC                         DE       7.01,9.01                      10/17/07

GMAC LLC                                DE       2.05,9.01                      10/17/07

GOTTSCHALKS INC                         DE       4.01,9.01                      10/10/07    AMEND

GRAPHIC PACKAGING CORP                  DE       1.01,2.06,9.01                 10/16/07

GREAT ATLANTIC & PACIFIC TEA CO INC     MD       2.02,9.01                      10/17/07

GREATER COMMUNITY BANCORP               NJ       2.02,7.01,9.01                 10/17/07

GS FINANCIAL CORP                       LA       7.01                           10/16/07

GS FINANCIAL CORP                       LA       7.01                           10/16/07

HarborView 2007-7                       DE       8.01,9.01                      10/02/07

HEALTHCARE SERVICES GROUP INC           PA       2.02,9.01                      10/16/07

HEALTHWAYS, INC                         DE       2.02,9.01                      10/17/07

HEARUSA INC                             DE       5.02                           10/12/07    AMEND

HEMACARE CORP /CA/                      CA       2.04                           09/19/07

HERCULES OFFSHORE, INC.                 DE       7.01,9.01                      10/17/07

Heritage Financial Group                DC       2.02,5.02,8.01,9.01            10/16/07

HERLEY INDUSTRIES INC /NEW              DE       2.02,9.01                      10/12/07

HILTON HOTELS CORP                      DE       1.01,3.03,9.01                 10/16/07

HINES REAL ESTATE INVESTMENT TRUST IN            9.01                           08/01/07    AMEND

HLTH CORP                               DE       2.02,7.01,8.01,9.01            10/16/07

HRPT PROPERTIES TRUST                   MD       5.03,8.01,9.01                 10/16/07

HUMAN PHEROMONE SCIENCES INC            CA       8.01,9.01                      10/17/07

Huntsman CORP                           DE       8.01,9.01                      10/16/07

HUSKER AG  LLC                          NE       2.03                           10/15/07

HydroGen CORP                           NV       7.01,9.01                      10/17/07

I2 TELECOM INTERNATIONAL INC            WA       1.01,8.01,9.01                 10/17/07

IDO Security Inc.                       NV       1.01,2.03                      10/11/07

ILLINOIS TOOL WORKS INC                 DE       2.02,9.01                      09/30/07

IMATION CORP                            DE       2.02,7.01,9.01                 10/17/07

IMMUNOGEN INC                           MA       8.01,9.01                      10/17/07

IMPERIAL SUGAR CO /NEW/                 TX       8.01,9.01                      10/08/07

IMS HEALTH INC                          DE       2.02,9.01                      10/17/07

Information Services Group Inc.         DE       8.01,9.01                      10/17/07    AMEND

Information Services Group Inc.         DE       7.01,9.01                      10/17/07    AMEND

INFOUSA INC                             DE       1.01,5.02,9.01                 10/12/07

INFRABLUE (US) INC.                     NV       1.01,9.01                      10/12/07

ING USA ANNUITY & LIFE INSURANCE CO     IA       9.01                           10/11/07

ING USA ANNUITY & LIFE INSURANCE CO     IA       9.01                           10/11/07

Ingen Technologies, Inc.                         3.02                           06/01/07

INLAND REAL ESTATE CORP                 MD       8.01,9.01                      10/17/07

INTEGRATED ELECTRICAL SERVICES INC      DE       5.02,9.01                      10/16/07

INTEGRATED SECURITY SYSTEMS INC         DE       5.02,8.01,9.01                 10/15/07

INTEL CORP                              DE       5.02                           10/16/07

INTERNATIONAL BUSINESS MACHINES CORP    NY       2.02                           10/16/07

INTERPHARM HOLDINGS INC                 DE       3.01,8.01,9.01                 10/16/07

INTERSIL CORP/DE                        DE       2.02,7.01,9.01                 10/17/07

INTERVEST BANCSHARES CORP               DE       2.02,9.01                      10/17/07

IRONCLAD PERFORMANCE WEAR CORP                   5.02                           10/11/07

ISIS PHARMACEUTICALS INC                DE       1.01,9.01                      10/14/07

ISLAND PACIFIC INC                      DE       2.02,7.01,9.01                 10/15/07

IsoRay, Inc.                            MN       1.01,9.01                      10/12/07

J P MORGAN CHASE & CO                   DE       2.02,9.01                      10/17/07

J P MORGAN CHASE & CO                   DE       9.01                           10/15/07

JACKSONVILLE BANCORP INC                IL       5.03,9.01                      10/16/07

JOE'S JEANS INC.                        DE       1.01,5.02,8.01,9.01            10/11/07

JOHNSONDIVERSEY HOLDINGS INC            DE       1.01,1.02                      10/11/07

KAL ENERGY INC                          DE       1.01,3.02,9.01                 06/10/07

KBS Real Estate Investment Trust, Inc   MD       8.01                           09/17/07

KELLWOOD CO                             DE       8.01,9.01                      10/17/07

KENMAR GLOBAL TRUST                     DE       4.01                           10/15/07

Kimball Hill, Inc.                      IL       2.02,9.01                      10/17/07

KINDER MORGAN ENERGY PARTNERS L P       DE       2.02,9.01                      09/30/07

KNIGHT CAPITAL GROUP, INC.              DE       2.02,7.01,9.01                 10/17/07

KNOLL INC                               DE       2.02,5.02,9.01                 10/17/07

KV PHARMACEUTICAL CO /DE/               DE       5.02                           10/11/07

L & L FINANCIAL HOLDINGS INC            NV       4.01                           03/01/06    AMEND

L & L FINANCIAL HOLDINGS INC            NV       1.01,2.01,2.02,9.01            10/30/06    AMEND

LABOR READY INC                         WA       2.02,9.01                      10/17/07

LAKELAND BANCORP INC                    NJ       2.02,8.01,9.01                 10/17/07

LANDAUER INC                            DE       1.01,2.03,9.01                 10/11/07

LANDRYS RESTAURANTS INC                          2.02,9.01                      10/17/07

LaPorte Bancorp, Inc.                   X1       2.01,5.02,8.01,9.01            10/12/07

LASALLE HOTEL PROPERTIES                MD       2.02,9.01                      10/17/07

LCNB CORP                               OH       2.02,8.01,9.01                 10/17/07

LECROY CORP                             DE       2.02,9.01                      10/17/07

LEGGETT & PLATT INC                     MO       2.02,9.01                      10/17/07

LEHMAN BROTHERS HOLDINGS INC            DE       9.01                           10/16/07

LEVEL 3 COMMUNICATIONS INC              DE       5.02,8.01,9.01                 10/15/07

Liberty Global, Inc.                             7.01                           10/17/07

LINEAR TECHNOLOGY CORP /CA/             DE       2.02,9.01                      10/16/07

Live Nation, Inc.                       DE       3.02                           10/16/07

LUFKIN INDUSTRIES INC                   TX       2.01,9.01                      10/17/07

lululemon athletica inc.                DE       5.02,9.01                      10/17/07

MANCHESTER INC                                   8.01,9.01                      10/12/07

MANNATECH INC                           TX       1.01,5.02,9.01                 10/11/07

MANNKIND CORP                                    5.02,9.01                      10/10/07    AMEND

MANOR CARE INC                          DE       8.01,9.01                      10/17/07

MANPOWER INC /WI/                       WI       2.02,9.01                      10/17/07

MARSHALL & ILSLEY CORP/WI/              WI       2.02,9.01                      10/17/07

MASSBANK CORP                           DE       5.03,9.01                      10/16/07

MAVERICK OIL & GAS, INC.                         3.02,8.01,9.01                 10/15/07

MB FINANCIAL INC     /MD                MD       2.02                           09/30/07

MBT FINANCIAL CORP                      MI       2.02,9.01                      10/17/07

MEDICINES CO /DE                        DE       1.01,2.03                      10/11/07

MEDTOX SCIENTIFIC INC                   DE       2.02,9.01                      10/16/07

Mercantile Bancorp, Inc.                DE       8.01,9.01                      10/16/07

MERIX CORP                              OR       1.01,3.03,5.03,9.01            10/16/07

MESA ROYALTY TRUST/TX                   TX       8.01                           10/10/07

METROCORP BANCSHARES INC                         3.01                           10/16/07

MGI PHARMA INC                          MN       2.02,9.01                      10/17/07

MGIC INVESTMENT CORP                    WI       2.02,7.01,9.01                 10/17/07

MGIC INVESTMENT CORP                    WI       2.06                           07/26/07    AMEND

MICHAELS STORES INC                     DE       2.05                           10/16/07

MONEYGRAM INTERNATIONAL INC                      2.02                           10/17/07

Monogram Biosciences, Inc.              DE       1.01                           10/12/07

MONSANTO CO /NEW/                       DE       5.02,9.01                      10/11/07

Morgans Hotel Group Co.                 DE       2.03,3.02,8.01,9.01            10/11/07

MOTIVE INC                              DE       5.02                           10/16/07

MOVIE GALLERY INC                       DE       1.01,1.03,2.04,8.01,9.01       10/16/07

MOVIE GALLERY INC                       DE       5.02,9.01                      10/11/07

NATHANIEL ENERGY CORP                   NV       5.02                           10/16/07

NATIONAL COAL CORP                      FL       3.02                           10/11/07

NATIONAL ENERGY SERVICES CO INC         NV       2.02,7.01,9.01                 10/16/07

NATIONAL PENN BANCSHARES INC            PA       2.02,7.01                      10/16/07

NAVIGANT CONSULTING INC                 DE       2.02,9.01                      10/17/07

NeoStem, Inc.                           DE       8.01                           10/02/07

NETSCOUT SYSTEMS INC                    DE       1.01,9.01                      10/11/07

NEVADA GOLD & CASINOS INC               NV       5.03,9.01                      10/17/07

NEW CENTURY EQUITY HOLDINGS CORP        DE       5.02,8.01                      10/15/07

NEWPARK RESOURCES INC                   DE       1.01                           10/11/07

NISOURCE INC/DE                         DE       8.01                           10/16/07

NL INDUSTRIES INC                       NJ       1.01,9.01                      10/17/07

NORTH AMERICAN SCIENTIFIC INC                    3.01,9.01                      10/15/07

NORTHERN TRUST CORP                     DE       2.02,9.01                      10/17/07

NORTHWEST AIRLINES CORP                 DE       9.01                           10/17/07

NORTHWEST BANCORPORATION INC            WA       2.02                           10/17/07

NORWOOD FINANCIAL CORP                  PA       2.02,9.01                      10/17/07

NUTRITION 21 INC                        NY       5.02,9.01                      10/15/07

NVE CORP /NEW/                          MN       2.02                           10/17/07

ONCOR ELECTRIC DELIVERY CO LLC          DE       8.01                           10/08/07

ORIENTAL FINANCIAL GROUP INC            PR       1.01,9.01                      10/05/07

PANTRY INC                              DE       2.02,7.01,9.01                 10/17/07

Paramount Acquisition Corp              DE       8.01,9.01                      10/17/07

PARTNERS TRUST FINANCIAL GROUP INC               2.02                           09/30/07

PATAPSCO BANCORP INC                    MD       2.02                           10/16/07

PDL BIOPHARMA, INC.                     DE       2.05                           08/28/07    AMEND

PEABODY ENERGY CORP                     DE       2.05,5.02,9.01                 10/16/07

People's United Financial, Inc.         DE       2.01,7.01,9.01                 04/11/07    AMEND

PeopleSupport, Inc.                     DE       1.01                           10/11/07

PETROLEUM DEVELOPMENT CORP              NV       5.03                           10/17/07

PFGI CAPITAL CORP                       MD       2.02,8.01,9.01                 10/17/07

PFGI CAPITAL CORP                       MD       5.02,9.01                      10/17/07

PHILLIPS VAN HEUSEN CORP /DE/           DE       7.01                           10/16/07

PHYTOMEDICAL TECHNOLOGIES INC           NV       5.02                           10/11/07

PINNACLE FINANCIAL PARTNERS INC         TN       2.02,9.01                      10/16/07

PIPER JAFFRAY COMPANIES                          2.02,9.01                      10/17/07

PLUMAS BANCORP                          CA       8.01,9.01                      10/17/07

POLYCOM INC                             DE       5.02                           10/11/07

POLYCOM INC                             DE       2.02,9.01                      10/17/07

PRINCIPAL LIFE INSURANCE CO             IA       9.01                           10/12/07

PRINCIPAL LIFE INSURANCE CO             IA       9.01                           10/12/07

PROVIDENT COMMUNITY BANCSHARES, INC.             5.03,9.01                      10/16/07

PSB Holdings, Inc.                               2.02,9.01                      10/17/07

pSivida LTD                             C3       8.01,9.01                      10/17/07

PUBLIC SERVICE CO OF OKLAHOMA           OK       8.01,9.01                      10/17/07

QUEST RESOURCE CORP                     NV       1.01,5.03,7.01,9.01            10/13/07

QUEST SOFTWARE INC                      CA       5.02                           10/15/07

R H DONNELLEY CORP                      DE       8.01,9.01                      10/17/07

R H DONNELLEY CORP                      DE       1.01,2.03,9.01                 10/17/07

R H DONNELLEY CORP                      DE       8.01,9.01                      10/17/07

RAINIER PACIFIC FINANCIAL GROUP INC     WA       2.02,9.01                      10/17/07

RAMBUS INC                              DE       8.01,9.01                      10/17/07

RANCHER ENERGY CORP.                    NV       1.01,2.03,7.01,9.01            10/17/07

RANGE RESOURCES CORP                    DE       8.01,9.01                      10/17/07

RAYONIER INC                            NC       1.01,2.03,3.02,9.01            10/11/07

RED HAT INC                             DE       5.02,9.01                      10/11/07

RELIABILITY INC                         TX       1.01,2.01,9.01                 10/17/07

RENASANT CORP                           MS       2.02,5.03,9.01                 10/16/07

Renegy Holdings, Inc.                   DE       7.01,9.01                      10/16/07

REPROS THERAPEUTICS INC.                DE       8.01,9.01                      10/16/07

RESIDENTIAL CAPITAL, LLC                DE       2.05,9.01                      10/17/07

RLI CORP                                IL       2.02,9.01                      10/16/07

ROOMLINX INC                            NV       5.02                           10/12/07

ROYAL MINES & MINERALS CORP             NV       4.01,9.01                      10/05/07    AMEND

RURAL/METRO CORP /DE/                   DE       1.01,2.02,9.01                 10/17/07

RYDER SYSTEM INC                        FL       5.02,9.01                      10/12/07

RYERSON INC.                            DE       8.01,9.01                      10/17/07

RYLAND GROUP INC                        MD       1.01,9.01                      10/17/07

S Y BANCORP INC                         KY       2.02,9.01                      10/17/07

SCRIPPS E W CO /DE                      OH       8.01,9.01                      10/16/07

SEAGATE TECHNOLOGY                      E9       8.01,9.01                      10/16/07

SENESCO TECHNOLOGIES INC                DE       3.02,9.01                      10/16/07

SEQUIAM CORP                            CA       1.01,5.02,9.01                 10/15/07

Silver State Bancorp                             8.01,9.01                      10/16/07

SINOBIOMED INC                          DE       5.02,8.01,9.01                 10/12/07

SKY PETROLEUM, INC.                     NV       4.01,9.01                      10/11/07

SOLITARIO RESOURCES CORP                CO       1.01,7.01,9.01                 10/17/07

Solo Cup CO                             DE       2.01,5.02,8.01,9.01            10/15/07

SONIC INNOVATIONS INC                   DE       8.01                           10/17/07

SOURCE INTERLINK COMPANIES INC          DE       2.01,9.01                      10/17/07    AMEND

SOUTH SHORE RESOURCES INC.                       7.01,9.01                      10/16/07

Southridge Technology Group, Inc.       DE       5.02                           10/11/07

SOUTHWESTERN ENERGY CO                  DE       1.01                           10/12/07

SOVEREIGN BANCORP INC                   PA       2.02,9.01                      10/17/07

SPARTAN STORES INC                      MI       2.02,9.01                      10/17/07

Spectrum Brands, Inc.                   WI       8.01,9.01                      10/17/07

ST MARY LAND & EXPLORATION CO           DE       2.02,9.01                      10/16/07

STAKTEK HOLDINGS INC                    DE       5.02,9.01                      10/12/07

Stanley-Martin Communities, LLC         DE       1.01,9.01                      10/12/07

StarVox Communications, Inc. /DE/       DE       2.04,7.01                      10/15/07

STRATEGIC HOTELS & RESORTS, INC                  8.01,9.01                      10/17/07

STRYKER CORP                            MI       2.02,9.01                      10/17/07

SUN-TIMES MEDIA GROUP INC               DE       5.02                           07/31/07    AMEND

SWIFT ENERGY CO                                  2.01                           09/04/07

SYNERGY BRANDS INC                      DE       3.01                           10/17/07

Synutra International, Inc.             DE       1.01,2.03,9.01                 10/11/07

Tarpon Industries, Inc.                 MI       1.01,9.01                      10/12/07

Teleconnect Inc.                        OK       4.01                           10/15/07

THERAVANCE INC                          DE       7.01,9.01                      10/17/07

THOMAS & BETTS CORP                     TN       1.01,2.03,9.01                 10/16/07

THOMAS GROUP INC                        DE       7.01,9.01                      10/17/07

THORNBURG MORTGAGE INC                  MD       2.02,9.01                      10/16/07

THQ INC                                 DE       1.01                           10/12/07

TIFFANY & CO                            DE       8.01                           10/17/07

TORCHMARK CORP                          DE       2.02,9.01                      10/17/07

TOWER FINANCIAL CORP                    IN       9.01                           10/17/07

TRANSOCEAN INC                          E9       5.02,8.01                      10/15/07

TRANSWITCH CORP /DE                     DE       5.03,9.01                      10/11/07

TRIZETTO GROUP INC                      DE       5.02                           10/12/07

TVI CORP                                MD       1.01,2.03,9.01                 10/12/07

U.S. Auto Parts Network, Inc.           DE       5.02                           10/12/07

UNITED TECHNOLOGIES CORP /DE/           DE       2.02,8.01,9.01                 10/17/07

UNIVERSAL FOREST PRODUCTS INC           MI       2.02,9.01                      10/17/07

Uranium Hunter CORP                     NV       8.01,9.01                      10/11/07

USA TECHNOLOGIES INC                    PA       3.02                           10/17/07

USANA HEALTH SCIENCES INC               UT       2.02,9.01                      10/16/07

VAIL RESORTS INC                        DE       5.02                           10/11/07

VAXGEN INC                              DE       1.01,9.01                      10/11/07

Virgin Mobile USA, Inc.                 DE       1.01,5.02,5.03,9.01            10/16/07

VIRGINIA COMMERCE BANCORP INC                    2.02,7.01,9.01                 10/17/07

VOXWARE INC                             DE       5.02,5.03,9.01                 10/11/07

WASHINGTON GROUP INTERNATIONAL INC      DE       8.01                           10/17/07

WASHINGTON MUTUAL, INC                  WA       2.02,9.01                      10/17/07

WD 40 CO                                DE       2.02,9.01                      10/17/07

WebMD Health Corp.                      DE       2.02,7.01,8.01,9.01            10/16/07

WEBSENSE INC                            DE       1.01,9.01                      10/11/07

WESBANCO INC                            WV       2.02,9.01                      10/17/07

WEST COAST BANCORP /NEW/OR/             OR       2.02,9.01                      10/16/07

WEST CORP                               DE       2.02,9.01                      10/17/07

Western Dubuque Biodiesel, LLC          IA       8.01                           10/15/07

WORLD ENERGY SOLUTIONS, INC.            FL       8.01                           10/17/07

WORLD MONITOR TRUST II SERIES D         DE       4.01                           10/15/07

WORLD MONITOR TRUST II SERIES E         DE       4.01                           10/15/07

WORLD MONITOR TRUST II SERIES F         DE       4.01                           10/15/07

World Monitor Trust III                 DE       4.01                           10/15/07

Wornick CO                              DE       1.01,9.01                      10/15/07

XENOPORT INC                            DE       1.01                           10/12/07

XEROX CORP                              NY       5.02,9.01                      10/11/07




Modified: 10/18/2007