SEC NEWS DIGEST Issue 2007-62 April 2, 2007 ENFORCEMENT PROCEEDINGS SEC OBTAINS FINAL JUDGMENTS AGAINST STEVEN THORN AND OTHERS IN OFFERING FRAUD SCHEME The Commission announced that on Feb. 28, 2007, the Honorable Edmund A. Sargus, Jr. of the U.S. District Court for the Southern District of Ohio entered Final Judgments against defendants Steven E. Thorn (Thorn), Derrick McKinney (McKinney), Rick Malizia (Malizia) and his company, RMAZ, LLC (RMAZ), and Craig Morgan (Morgan) for their roles in raising approximately $75 million from investors in a series of fraudulent prime bank schemes and using investor funds to conduct a massive Ponzi scheme. The Court also entered a Final Judgment against Edgar Mojica (Mojica) in connection with his receipt of ill-gotten gains from the defendants during the fraudulent scheme. In its Second Amended Complaint, the Commission alleged that from February 1998 through April 2001, the defendants and others raised approximately $75 million through the offer and sale of investments in a series of purported European bank trading programs. The defendants' programs exhibited many of the characteristics of the fraudulent prime bank schemes that the Commission, the Federal Reserve Board and other regulators have warned do not exist. The defendants told investors that the programs involved the trading of bank instruments issued by foreign banks; they promised investors returns ranging as high as 200 percent per month; they assured investors that the investments were risk free; and they warned investors that participation in the trading programs required total secrecy and confidentiality. In reality, the defendants dissipated much of the investors' funds to pay personal and business expenses, purported returns to earlier investors, payments to the relief defendants, and undisclosed salaries and fees for themselves. The Court entered Final Judgments against Thorn, McKinney, Malizia, RMAZ and Morgan permanently enjoining them from future violations of the antifraud and broker-dealer registration provisions of the securities laws and ordering the following amounts of disgorgement, pre-judgment interest and civil penalties against the defendants: 1) defendant Thorn was ordered to disgorge $5,070,395 of ill-gotten gains plus $1,802,132 of pre-judgment interest and to pay a $1 million civil penalty; 2) defendant McKinney was ordered to disgorge $54,200 plus $16,499 of pre-judgment interest and to pay a $250,000 civil penalty in addition to being held jointly and severally liable for $1,434,757 of disgorgement and $294,632 of pre-judgment interest imposed against his company, International Trading Partners, Ltd., pursuant to a previous Court order; and 3) defendants Malizia and RMAZ were ordered to disgorge $375,700 plus $188,166.39 of pre-judgment interest and Malizia was ordered to pay a $375,700 civil penalty. The Court also entered a Final Judgment against Mojica ordering him to disgorge $416,512 plus $179,701.09 in pre-judgment interest. The Court previously entered judgments against the following defendants and relief defendants: Global Investors Group, LLC; First Financial Ventures, LLC; Second Financial Ventures, LLC; Third Financial Ventures, LLC; International Trading Partners; Allen George; Leon Heard and his company, Alice's International Salon & Spa; Rene Sorra and his company, RLS International Investors, LLC; Roger Weizenegger; Frederick Harris and his companies, Blue Chip Investments, Inc. and Solo Ventures, LLC; Carl Jackson and his company, Redmill Holdings, LLC; and Durietha Dziorney. On March 29, 2007, the Court entered a Final Judgment against the last remaining defendants in this matter, Karen Estrada and her two companies, Fund Global, LLC and Global Equity Group, LLC. [SEC v. Steven E. Thorn, et al., USDC, SD Ohio, Civil Action No. 01-CV-290] (LR-20065) STEVEN THORN SENTENCED TO SERVE 97 MONTHS IN PRISON AND ORDERED TO PAY $7.4 MILLION IN RESTITUTION FOR ROLE IN OFFERING FRAUD SCHEME The Commission announced that on March 21, 2007, Steven E. Thorn (Thorn), one of several defendants in a $75 million offering fraud that the Commission halted in April 2001, was sentenced to 97 months incarceration, based upon his guilty plea to charges of one count of conspiracy, three counts of securities fraud, and one count of tax evasion brought by the United States Attorney's Office for the Northern District of Ohio. In addition to incarceration, the Court also ordered Thorn to pay $7.4 million in restitution to victims of the scheme. Thorn's sentence was based upon criminal charges arising from the same misconduct that led to the Commission's action filed in April 2001. According to the indictment, from December 1997 through April 2001, Thorn, directly and through other others, raised approximately $75 million from investors through the through the offer and sale of investments in purported European bank trading programs invested in medium-term notes. Thorn and others told investors that there was little or no risk in the investment and promised monthly returns ranging from 3 to 100 percent. They also represented to investors that the Federal Reserve was involved in these trading programs when in reality it was not. Rather than using the funds to make any investment, Thorn instead used investor monies to pay for his extravagant lifestyle which included mortgage payments, luxury car leases, and lavish vacations, and to operate a massive Ponzi scheme in which investors were paid a purported return with money obtained from other investors. On April 2, 2001, the Commission filed a Complaint against Thorn and others and obtained a temporary restraining order and asset freeze against him and his related entities. On February 28, 2007, the Commission obtained a Final Judgment against Thorn in which he was permanently enjoined from future violations of the antifraud and broker-dealer registration provisions of the securities laws and ordered to pay $5,070,395 in disgorgement, $1,802,132 in pre-judgment interest, and a $1 million civil penalty. [SEC v. Steven E. Thorn, et al., USDC, SD Ohio, Civil Action No. 01-CV-290] (LR-20066) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval of a proposed rule change (SR-CHX-2007-02) submitted under Rule 19b-4 under the Securities Exchange Act of 1934 by the Chicago Stock Exchange to amend the CHX fee schedule on a retroactive basis to clarify the application of a credit against specialist fixed fees. Publication is expected in the Federal Register during the week of April 2. (Rel. 34-55549) The New York Stock Exchange filed Amendment No. 3 to the proposed rule change (SR-NYSE-2005-03) to amend Exchange Rule 325 (Capital Requirements for Member Organizations), Rule 326 (Growth Capital Requirement, Business Reduction Capital Requirement, Unsecured Loans and Advances). The Commission granted accelerated approval to the proposed rule change, as amended. Publication is expected in the Federal Register during the week of April 2. (Rel. 34-55559) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Phlx-2007-23) filed by the Philadelphia Stock Exchange relating to Phlx Rule 607 and the XLE Fee Schedule has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 2. (Rel. 34-55553) A proposed rule change filed by the Philadelphia Stock Exchange (SR- Phlx-2007-25) relating to the Exchange's automated opening system has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 2. (Rel. 34-55558) A proposed rule change (SR-ISE-2007-23) filed by the International Securities Exchange relating to an ISE Stock Exchange fee waiver has become effective under Section 19(b)(3)(A) of the Act. Publication is expected in the Federal Register during the week of April 2. (Rel. 34- 55560) PROPOSED RULE CHANGES The New York Stock Exchange filed a proposed rule change and Amendments No. 1 and 2 thereto (SR-NYSE-2007-09) under Section 19(b)(1) of the Securities Exchange Act of 1934 relating to Rule 18 (Compensation in Relation to System Failure). Publication is expected in the Federal Register during the week of April 2. (Rel. 34-55555) The NASDAQ Stock Market filed a proposed rule change (SR-NASDAQ-2007- 031) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 relating to trading three-character symbols. Publication is expected in the Federal Register during the week of April 2. (Rel. 34- 55563) NYSE Arca filed a proposed rule change (SR-NYSEArca-2007-17) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 to waive certain listing fees for dually-listed issuers who delist during 2007. Publication is expected in the Federal Register during the week of April 2. (Rel. 34-55564) APPROVAL OF PROPOSED RULE CHANGE The Commission granted approval to a proposed rule change (SR-ISE- 2006-78) submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by the International Securities Exchange relating to the Facilitation Mechanism. Publication is expected in the Federal Register during the week of April 2. (Rel. 34-55557) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 Aftermarket Enterprises, Inc., 4339 SANTA FE ROAD #48-D, SAN LUIS OBISPO, CA, 93401, 805-457-999 - 600,000 ($150,000.00) Equity, (File 333-141676 - Mar. 30) (BR. 08) S-1 PHYSICIANS FORMULA HOLDINGS, INC., 1055 WEST 8TH STREET, AZUSA, CA, 91702, 626-334-3395 - 0 ($99,528,602.00) Equity, (File 333-141678 - Mar. 30) (BR. 06A) S-8 RIT TECHNOLOGIES LTD, 24 RAOUL WALLENBERG ST, TEL AVIV, L3, 69719, 972 3 6455151 - 1,810,350 ($3,481,806.50) Equity, (File 333-141680 - Mar. 30) (BR. 11A) S-3 CENTRAL VERMONT PUBLIC SERVICE CORP, 77 GROVE ST, RUTLAND, VT, 05701, 802-773-2711 - 500,000 ($13,427,500.00) Equity, (File 333-141681 - Mar. 30) (BR. 02A) S-1 QUARK BIOTECH INC, 6501 DUMBARTON CIRCLE, FREMONT, CA, 94555, 510-402-4020 - 0 ($86,250,000.00) Equity, (File 333-141682 - Mar. 30) (BR. 01) S-B PROVINCE OF MANITOBA, 1251 AVE OF THE AMERICAS, C/O CANADIAN CONSULATE GENERAL, NEW YORK, NY, 10020, 1,100,000,000 ($1,100,000,000.00) Debt, (File 333-141684 - Mar. 30) (BR. DN) S-8 MOBIUS MANAGEMENT SYSTEMS INC, 120 OLD POST ROAD, RYE, NY, 10580, 9146377200 - 445,670 ($3,188,769.00) Equity, (File 333-141685 - Mar. 30) (BR. 03C) SB-1 Avro Energy Inc., 502 E JOHN ST, CARSON CITY, NV, 89706, 775-882-3072 - 20,000,000 ($40,000.00) Equity, (File 333-141686 - Mar. 30) (BR. ) S-1 Spectra Energy Partners, LP, 5400 WESTHEIMER COURT, HOUSTON, TX, 77056, 713-627-5400 - 0 ($277,725,000.00) Equity, (File 333-141687 - Mar. 30) (BR. ) S-3ASR HEALTHSOUTH CORP, ONE HEALTHSOUTH PKWY, STE 224W, BIRMINGHAM, AL, 35243, 2059677116 - 0 ($444,820,000.00) Equity, (File 333-141688 - Mar. 30) (BR. 01A) SB-2 AeroGrow International, Inc., 900 28TH STREET, SUITE 201, BOULDER, CO, 80303, 303-444-7755 - 1,750,140 ($11,799,402.00) Equity, (File 333-141689 - Mar. 30) (BR. 09) SB-2 Kabe Exploration Inc., 3030 EAST 6TH AVENUE, VANCOUVER, A1, V5M 1S3, 604-266-1675 - 1,637,500 ($32,750.00) Equity, (File 333-141690 - Mar. 30) (BR. ) S-8 BANYAN CORP /OR/, 1925 CENTURY PARK EAST, SUITE 500, LOS ANGELES, CA, 90067, 1-800-808-0899 - 111,666,666 ($134,000.00) Equity, (File 333-141691 - Mar. 30) (BR. 01A) S-8 MEDICINOVA INC, 4350 LA JOLLA VILLAGE DRIVE, SUITE 950, SAN DIEGO, CA, 92122, 858-373-1500 - 0 ($6,654,000.00) Equity, (File 333-141694 - Mar. 30) (BR. 01B) S-4 Iliad Holdings, INC, 1209 ORANGE STREET, WILMINGTON, DE, 19801, 713-335-7000 - 0 ($4,676,121,995.00) Equity, (File 333-141695 - Mar. 30) (BR. ) S-3 ME PORTFOLIO MANAGEMENT LTD, LEVEL 23, 360 COLLINS STREET, MELBOURNE, VIC, C3, 3000, 61396056000 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-141696 - Mar. 30) (BR. 05D) S-3ASR WESCO INTERNATIONAL INC, COMMERCE COURT 4 STATION SQUARE, STE 700, PITTSBURGH, PA, 15219, 4124542200 - 300,000,000 ($300,000,000.00) Debt Convertible into Equity, (File 333-141697 - Mar. 30) (BR. 10C) S-4 HEALTHSOUTH CORP, ONE HEALTHSOUTH PKWY, STE 224W, BIRMINGHAM, AL, 35243, 2059677116 - 0 ($1,000,000,000.00) Non-Convertible Debt, (File 333-141698 - Mar. 30) (BR. 01A) S-4 YANKEE CANDLE CO INC, 16 YANKEE CANDLE WAY, SOUTH DEERFIELD, MA, 01373, 413-665-8306 - 0 ($525,000,000.00) Non-Convertible Debt, (File 333-141699 - Mar. 30) (BR. 06C) S-1 AMICUS THERAPEUTICS INC, 6 CEDAR BROOK DRIVE, CRANBURY, NJ, 08512, (609) 662-2000 - 0 ($86,250,000.00) Equity, (File 333-141700 - Mar. 30) (BR. 01B) S-3ASR HEALTHSOUTH CORP, ONE HEALTHSOUTH PKWY, STE 224W, BIRMINGHAM, AL, 35243, 2059677116 - 0 ($16,223,070.00) Equity, (File 333-141701 - Mar. 30) (BR. 01A) S-8 HEALTHSOUTH CORP, ONE HEALTHSOUTH PKWY, STE 224W, BIRMINGHAM, AL, 35243, 2059677116 - 0 ($385,615,548.00) Equity, (File 333-141702 - Mar. 30) (BR. 01A) S-3 DISCOVER CARD MASTER TRUST I, C/O DISCOVER BANK, 12 READS WAY, NEW CASTLE, DE, 19720, 3023237434 - 0 ($1,000,000.00) Non-Convertible Debt, (File 333-141703 - Mar. 30) (BR. 05D) F-1 Merrion Pharmaceuticals LTD, BIOTECHNOLOGY BUILDING, TRINITY COLLEGE DUBLIN, DUBLIN, L2, DUBLIN 2, 011353(1)672-9272 - 0 ($46,000,000.00) Equity, (File 333-141704 - Mar. 30) (BR. ) S-3ASR CORPORATE OFFICE PROPERTIES TRUST, 8815 CENTRE PARK DR, SUITE 400, COLUMBIA, MD, 21045, 6105381800 - 0 ($8,520,614.00) Equity, (File 333-141705 - Mar. 30) (BR. 08A) S-4 WEST CORP, 11808 MIRACLE HILLS DR, OMAHA, NE, 68154, 4025717700 - 0 ($1,100,000,000.00) Other, (File 333-141706 - Mar. 30) (BR. 08C) S-8 GRANT PRIDECO INC, 1450 LAKE ROBBINS DRIVE, SUITE 600, THE WOODLANDS, TX, 77038, 2812978500 - 3,500,000 ($168,437,500.00) Equity, (File 333-141707 - Mar. 30) (BR. 04A) S-4 TERRA CAPITAL INC, 600 FOURTH ST, PO BOX 6000, SIOUX CITY, IA, 51102-6000, 712 277 1340 - 0 ($330,000,000.00) Non-Convertible Debt, (File 333-141708 - Mar. 30) (BR. 06) S-3ASR U-Store-It Trust, 6745 ENGLE ROAD, SUITE 300, CLEVELAND, OH, 44130, (440) 234-0700 - 0 ($272,581,562.00) Equity, (File 333-141709 - Mar. 30) (BR. 08C) S-3ASR U-Store-It Trust, 6745 ENGLE ROAD, SUITE 300, CLEVELAND, OH, 44130, (440) 234-0700 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-141710 - Mar. 30) (BR. 08C) S-3 IOMAI CORP, 20 FIRSTFIELD ROAD, SUITE 250, GAITHERSBURG, MD, 20878, 301-556-4537 - 0 ($54,883,152.93) Equity, (File 333-141711 - Mar. 30) (BR. 01C) S-8 JAVA DETOUR INC., 2121 2ND STREET, SUITE C 105, DAVIS, CA, 95616, 530-756-8020 - 4,249,167 ($7,369,087.00) Equity, (File 333-141712 - Mar. 30) (BR. 02) S-8 SEARS HOLDINGS CORP, 3333 BEVERLY ROAD, HOFFMAN ESTATES, IL, 60179, 847-286-2500 - 0 ($216,612,000.00) Equity, (File 333-141713 - Mar. 30) (BR. 02B) S-4 Travelport LLC, 400 INTERPACE PARKWAY, BUILDING A, PARSIPPANY, NJ, 07054, 973-939-1000 - 0 ($1,196,190,761.00) Other, (File 333-141714 - Mar. 30) (BR. ) S-4 WINDSTREAM CORP, 4001 RODNEY PARHAM RD., LITTLE ROCK, AR, 72212, 5017487000 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-141715 - Mar. 30) (BR. 11B) S-1 Data Domain, Inc., 2300 CENTRAL EXPRESSWAY, SANTA CLARA, CA, 95050, (408) 980-4800 - 0 ($100,000,000.00) Equity, (File 333-141716 - Mar. 30) (BR. ) S-3 MILLENNIUM CELL INC, 1 INDUSTRIAL WAY WEST, EATONTOWN, NJ, 07724, 7325424000 - 10,972,420 ($10,752,971.00) Equity, (File 333-141717 - Mar. 30) (BR. 10B) S-8 Alexza Pharmaceuticals Inc., 1020 EAST MEADOW CIRCLE, PALO ALTO, CA, 94303, 650.687.3900 - 0 ($9,063,477.89) Equity, (File 333-141718 - Mar. 30) (BR. 01A) S-3 AVANEX CORP, 40919 ENCYCLOPEDIA CIRCLE, FREMONT, CA, 94538, 5108974172 - 14,033,573 ($25,611,270.72) Equity, (File 333-141719 - Mar. 30) (BR. 10A) S-3ASR SCIENTIFIC GAMES CORP, 750 LEXINGTON AVE, NEW YORK, NY, 10022, 3027374300 - 0 ($127,744,800.00) Other, (File 333-141720 - Mar. 30) (BR. 03B) S-8 WaterPure International, 1600 LOWER STATE ROAD, DOYLESTOWN, PA, 18901, 215-491-7873 - 1,000,000 ($930,000.00) Equity, (File 333-141721 - Mar. 30) (BR. 02) S-3 STATE BANCORP INC, 2 JERICHO PLZ, JERICHO, NY, 11753, 5164371000 - 2,250,000 ($46,935,000.00) Equity, (File 333-141722 - Mar. 30) (BR. 07A) S-3 Comtech Group Inc, RM. 10001, TOWER C, SKYWORTH BUILDING, HIGH-TECH INDUSTRIAL PARK, NANSHAN, SHENZHEN, F4, 5180, 011.755.267.4327 - 0 ($125,000,000.00) ADRs/ADSs, (File 333-141723 - Mar. 30) (BR. 10A) S-3 Alexza Pharmaceuticals Inc., 1020 EAST MEADOW CIRCLE, PALO ALTO, CA, 94303, 650.687.3900 - 0 ($19,820,000.00) Equity, (File 333-141724 - Mar. 30) (BR. 01A) S-3 EXIDE TECHNOLOGIES, 13000 DEERFIELD PARKWAY, BUILDING 200, ALPHARETTA, GA, 30004, 6785669000 - 0 ($500,000,000.00) Equity, (File 333-141725 - Mar. 30) (BR. 10B) S-3ASR ESSEX PROPERTY TRUST INC, 925 EAST MEADOW DR, PALO ALTO, CA, 94303, 6504943700 - 0 ($0.00) Equity, (File 333-141726 - Mar. 30) (BR. 08B) S-3ASR BLACK HILLS CORP /SD/, 625 9TH STREET, PO BOX 1400, RAPID CITY, SD, 57709, 6057212343 - 0 ($0.00) Equity, (File 333-141727 - Mar. 30) (BR. 02B) S-1 American Telecom Services Inc, 2466 PECK RD, CITY OF INDUSTRY, CA, 90601, 4,270,293 ($16,440,628.05) Equity, (File 333-141728 - Mar. 30) (BR. 10) S-3ASR PFIZER INC, 235 E 42ND ST, NEW YORK, NY, 10017, 2125732323 - 0 ($0.00) Other, (File 333-141729 - Mar. 30) (BR. 01B) S-1 CHART INDUSTRIES INC, ONE INFINITY CORPORATE CENTRE DRIVE, SUITE 300, GARFIELD HEIGHTS, OH, 44125-5370, 4407531490 - 14,494,572 ($257,717,491.00) Equity, (File 333-141730 - Mar. 30) (BR. 06C) S-4 COLONIAL BANCGROUP INC, ONE COMMERCE ST STE 800, P O BOX 1108, MONTGOMERY, AL, 36104, 3342405000 - 0 ($154,086,355.00) Equity, (File 333-141731 - Mar. 30) (BR. 07C) S-4 UNITED AUTO GROUP INC, 2555 TELEGRAPH RD, BLOOMFIELD HILLS, MI, 48302-0954, 248-648-2500 - 0 ($375,000,000.00) Non-Convertible Debt, (File 333-141732 - Mar. 30) (BR. 02A) S-3 WEBSIDESTORY INC, 10182 TELESIS COURT 6TH FL, STE 20 5, SAN DIEGO, CA, 92121, 8585460040 - 1,651,435 ($21,270,482.00) Equity, (File 333-141733 - Mar. 30) (BR. 08A) SB-2 CHINA PHARMA HOLDINGS, INC., 2ND FLOOR, NO. 17, JINPAN ROAD, HAIKOU, HAINAN PROVINCE, F4, 570216, 8689866811730 - 3,758,823 ($3,765,881.40) Equity, (File 333-141734 - Mar. 30) (BR. 01B) F-3 FUTUREMEDIA PLC, MEDIA HOUSE ARUNDEL RD, WALBERTON ARUNDEL, WEST SUSSEX ENGLAND, X0, BN180QP, 4401243555000 - 9,221,311 ($10,604,508.80) Equity, (File 333-141735 - Mar. 30) (BR. 03B) S-8 MEMRY CORP, 3 BERKSHIRE BOULEVARD, BETHEL, CT, 06801, 203-739-1100 - 0 ($9,000,000.00) Equity, (File 333-141736 - Mar. 30) (BR. 10B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 1ST SOURCE CORP IN 8.01,9.01 03/30/07 ACADIA PHARMACEUTICALS INC DE 8.01 03/29/07 ACE Securities Corp. Home Equity Loan DE 9.01 03/30/07 ACORN FACTOR, INC. DE 2.02,8.01,9.01 03/27/07 ACUSPHERE INC DE 1.01,2.03,9.01 03/28/07 ADAMS RESOURCES & ENERGY, INC. DE 2.02 12/30/06 ADVANCED ENERGY INDUSTRIES INC DE 2.05,2.06 03/01/07 AMEND ADVANSTAR COMMUNICATIONS INC NY 1.01,8.01,9.01 03/28/07 ADVANSTAR INC DE 1.01,8.01,9.01 03/28/07 AKORN INC LA 1.01,9.01 03/26/07 Aleris International, Inc. DE 2.02,9.01 03/30/07 ALL AMERICAN SEMICONDUCTOR INC DE 1.01,2.02,2.06,8.01,9.01 03/29/07 ALLIANCE DATA SYSTEMS CORP DE 1.01,2.03,9.01 03/30/07 ALLIANCE HEALTHCARD INC 9.01 02/28/07 ALLIED WASTE INDUSTRIES INC DE 1.01,9.01 03/28/07 ALTERA CORP DE 8.01,9.01 03/28/07 ALTRIA GROUP, INC. VA 1.01,8.01,9.01 03/30/07 AMBASSADORS INTERNATIONAL INC DE 8.01,9.01 03/28/07 AMERICAN AIRLINES INC DE 5.02 03/30/07 AMERICAN AIRLINES INC DE 8.01 03/30/07 AMERICAN EXPRESS CO NY 7.01 03/30/07 American Home Mortgage Investment Tru DE 9.01 03/30/07 American Railcar Industries, Inc./DE DE 1.01,5.02,9.01 03/26/07 American Reprographics CO DE 5.02,9.01 03/27/07 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 2.05,9.01 03/26/07 AMERIGROUP CORP 1.01,2.03 03/26/07 AMERISTAR CASINOS INC NV 5.02 03/29/07 AMH Holdings, Inc. DE 1.01,1.02,9.01 03/26/07 AMR CORP DE 5.02 03/30/07 AMR CORP DE 8.01 03/30/07 ANDREA ELECTRONICS CORP NY 2.02,9.01 03/29/07 ANGIODYNAMICS INC DE 8.01,9.01 03/28/07 ANGIODYNAMICS INC DE 5.02,9.01 03/28/07 APACHE CORP DE 8.01,9.01 03/29/07 APPLEBEES INTERNATIONAL INC DE 8.01,9.01 03/29/07 APPLEBEES INTERNATIONAL INC DE 8.01,9.01 03/30/07 APPLEBEES INTERNATIONAL INC DE 8.01,9.01 03/30/07 APPLIED MATERIALS INC /DE DC 7.01,9.01 03/30/07 ARGENTA SYSTEMS INC NV 5.02 03/29/07 AROTECH CORP DE 2.02,9.01 03/30/07 ARROW FINANCIAL CORP NY 5.03 03/26/07 ARTHROCARE CORP DE 5.02 03/26/07 ASBURY AUTOMOTIVE GROUP INC DE 2.03,3.02,8.01,9.01 03/30/07 ASSOCIATED MATERIALS INC DE 1.01,1.02,9.01 03/26/07 ATLANTIC AMERICAN CORP GA 2.02,9.01 03/30/07 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 03/29/07 AVANEX CORP DE 2.05,8.01,9.01 03/30/07 AVI BIOPHARMA INC OR 5.02,7.01,8.01,9.01 03/27/07 AVX CORP DE 1.01 03/30/07 BA Credit Card Funding, LLC DE 8.01,9.01 03/30/07 BALLY TOTAL FITNESS HOLDING CORP DE 3.01 03/26/07 Banc of America Funding 2007-B Trust DE 9.01 03/30/07 BANK OF FLORIDA CORP FL 8.01,9.01 03/29/07 BANYAN CORP /OR/ OR 3.02,8.01,9.01 11/15/06 BARNES & NOBLE INC DE 5.02 03/30/07 Basin Water, Inc. DE 2.02,9.01 03/29/07 BCAP LLC Trust 2007-AA2 8.01,9.01 03/29/07 BE AEROSPACE INC DE 2.04,5.04 03/30/07 Bear Stearns ALT-A Trust 2007-2 DE 8.01,9.01 03/30/07 Bear Stearns Asset Backed Securities DE 9.01 03/30/07 Bear Stearns Asset Backed Securities DE 9.01 03/30/07 Bear Stearns Commercial Mortgage Secu DE 8.01 03/29/07 Bear Stearns Mortgage Funding Trust 2 DE 8.01,9.01 03/30/07 BEAZER HOMES USA INC DE 7.01 03/26/07 BENACQUISTA GALLERIES INC NV 1.01,9.01 03/27/07 BIOENVISION INC DE 9.01 03/30/07 BIOLASE TECHNOLOGY INC DE 8.01 03/23/07 BITECH PHARMA, INC. 5.02 03/26/07 BLUE HOLDINGS, INC. NV 2.02,9.01 03/30/07 BON TON STORES INC PA 5.02 03/26/07 BOOKS A MILLION INC DE 2.02 02/03/07 Bootie Beer CORP FL 8.01 02/15/07 BRALORNE MINING CO NV 5.02 03/28/07 BRIGHAM EXPLORATION CO DE 7.01,9.01 03/30/07 BROADVISION INC DE 5.02,9.01 03/26/07 BRODER BROS CO MI 2.02,9.01 03/30/07 BUILDING MATERIALS CORP OF AMERICA DE 2.01,9.01 03/26/07 Burger King Holdings Inc DE 5.02,9.01 03/27/07 BUTLER NATIONAL CORP DE 8.01,9.01 03/30/07 CACHE INC FL 4.01 03/26/07 CALGON CARBON CORPORATION DE 8.01 03/29/07 CAPITAL GROWTH SYSTEMS INC /FL/ FL 1.01,3.02,5.02,8.01 01/19/07 AMEND CAPITAL TRUST INC MD 1.01,3.02,8.01,9.01 03/29/07 CBS CORP DE 5.02,9.01 03/26/07 CECO ENVIRONMENTAL CORP DE 1.01,5.02,9.01 03/26/07 CELL THERAPEUTICS INC WA 3.03,5.03,9.01 02/02/07 AMEND CELLSTAR CORP DE 8.01,9.01 03/30/07 CENTER BANCORP INC NJ 8.01,9.01 03/29/07 CENTER BANCORP INC NJ 7.01,9.01 03/20/07 CenterStaging Corp. DE 1.01,9.01 03/26/07 CENTRA FINANCIAL HOLDINGS INC WV 2.02,9.01 03/30/07 CERIDIAN CORP /DE/ DE 5.02 03/28/07 CHARYS HOLDING CO INC 5.02,8.01,9.01 03/26/07 CHECKPOINT SYSTEMS INC PA 2.02,7.01,9.01 12/31/06 CHEMBIO DIAGNOSTICS, INC. NV 3.02,7.01,9.01 03/30/07 CHINA FIRE & SECURITY GROUP, INC. 2.02,9.01 03/29/07 CHUBB CORP NJ 8.01,9.01 03/26/07 CHYRON CORP NY 5.02 03/29/07 Citi Trends Inc 5.02,9.01 03/26/07 CITIGROUP MORTGAGE LOAN TRUST 2007-AM 9.01 02/15/07 Citigroup Mortgage Loan Trust 2007-AR 9.01 03/07/07 Citigroup Mortgage Loan Trust 2007-OP 2.01,9.01 02/07/07 CITIZENS FINANCIAL CORP /KY/ KY 2.02,9.01 12/31/06 CITIZENS FINANCIAL CORP /KY/ KY 4.02 03/27/07 CLAYTON HOLDINGS INC 2.05,2.06 03/28/07 CMS Bancorp, Inc. DE 8.01,9.01 03/30/07 Coconut Palm Acquisition Corp. DE 8.01,9.01 03/29/07 Coconut Palm Acquisition Corp. DE 2.01,2.02,9.01 03/30/07 Cogdell Spencer Inc. MD 1.01,5.02,9.01 03/26/07 Collexis Holdings, Inc. 4.01,5.02,5.05,9.01 03/23/07 COLLINS & AIKMAN CORP DE 8.01,9.01 03/26/07 COMMERCEFIRST BANCORP INC MD 5.02 03/26/07 COMMUNICATIONS SYSTEMS INC MN 1.01,3.01,8.01,9.01 03/27/07 COMPUDYNE CORP NV 1.01 03/30/07 CONCEPT VENTURES CORP UT 5.03,9.01 03/26/07 CONSOLIDATED CAPITAL PROPERTIES IV CA 1.01,9.01 03/28/07 CONSUMER PORTFOLIO SERVICES INC CA 1.01,2.03,9.01 03/28/07 CONTINENTAL AIRLINES INC /DE/ DE 1.01,9.01 03/27/07 CORCEPT THERAPEUTICS INC 2.02,9.01 03/28/07 CORDIA CORP NV 8.01 03/30/07 CRDENTIA CORP DE 1.01,3.02,5.02,9.01 03/27/07 CRITICARE SYSTEMS INC /DE/ DE 1.01,3.03,9.01 03/27/07 CRM Holdings, Ltd. 5.02 03/27/07 CROWN CASTLE INTERNATIONAL CORP DE 2.01,8.01,9.01 03/30/07 CRYO CELL INTERNATIONAL INC DE 5.02 03/29/07 CSMC Mortgage-Backed Trust 2007-3 DE 8.01,9.01 03/29/07 CSMC Mortgage-Backed Trust 2007-3 DE 8.01,9.01 03/30/07 CWABS Asset-Backed Certificates Trust DE 9.01 03/30/07 CWABS Asset-Backed Certificates Trust DE 9.01 03/30/07 CWALT INC DE 9.01 03/30/07 CWALT INC DE 9.01 03/30/07 CWALT INC DE 9.01 03/30/07 CWALT INC DE 9.01 03/30/07 CWALT INC DE 9.01 03/30/07 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 03/30/07 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 03/30/07 CWHEQ, Inc. 9.01 03/30/07 CWHEQ, Inc. 9.01 03/30/07 CWMBS INC DE 9.01 03/30/07 CWMBS INC DE 9.01 03/30/07 CWMBS INC DE 9.01 03/30/07 CYTYC CORP DE 8.01,9.01 03/28/07 DANA CORP VA 7.01,9.01 03/30/07 DAYSTAR TECHNOLOGIES INC DE 5.02 03/27/07 DAYTON POWER & LIGHT CO OH 8.01,9.01 03/29/07 Delanco Bancorp Inc X1 1.01,3.02,8.01,9.01 03/29/07 DELPHI CORP DE 7.01,9.01 03/30/07 DELPHI CORP DE 5.02,9.01 03/29/07 DENDREON CORP DE 8.01,9.01 03/29/07 Deutsche Alt-A Securities Mortgage Lo 8.01,9.01 03/30/07 DGSE COMPANIES INC NV 5.02 03/28/07 Diamond Foods Inc DE 8.01,9.01 03/30/07 Digital Realty Trust, Inc. MD 5.02,9.01 03/30/07 DIOMED HOLDINGS INC NV 8.01,9.01 03/29/07 DIVERSA CORP DE 8.01,9.01 03/29/07 Dividend Capital Total Realty Trust I MD 1.01,2.01,9.01 03/27/07 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 1.01,2.03,9.01 03/26/07 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 1.01,7.01,9.01 03/30/07 DPL INC OH 5.02,9.01 03/29/07 DPL INC OH 8.01,9.01 03/29/07 EAGLE BROADBAND INC TX 3.01,9.01 03/27/07 EARTH SEARCH SCIENCES INC NV 8.01 03/29/07 EARTHSHELL CORP DE 1.03,5.02 03/26/07 ECC Capital CORP 8.01,9.01 03/30/07 ECOM ECOM COM INC FL 8.01 03/30/07 Eddie Bauer Holdings, Inc. DE 8.01,9.01 03/29/07 EDGETECH SERVICES INC NV 4.01 03/30/07 EDUCATIONAL DEVELOPMENT CORP DE 5.02 02/28/07 EL PASO NATURAL GAS CO DE 8.01,9.01 03/29/07 EMERITUS CORP\WA\ WA 1.01,2.03,8.01,9.01 03/26/07 ENCORE CAPITAL GROUP INC DE 5.02,9.01 03/29/07 ENCORIUM GROUP INC NV 3.02,8.01 03/27/07 ENWIN RESOURCES INC NV 5.02 03/30/07 EQUINIX INC DE 1.01,2.03,8.01,9.01 03/27/07 ESSEX PROPERTY TRUST INC MD 1.01,9.01 03/30/07 EXCELSIOR LASALLE PROPERTY FUND INC 3.02 03/30/07 EXIDE TECHNOLOGIES DE 8.01,9.01 03/30/07 Federal Home Loan Bank of Des Moines X1 5.02 03/26/07 Federal Home Loan Bank of Topeka 7.01,9.01 03/30/07 FEMALE HEALTH CO WI 1.01,9.01 03/28/07 FENTURA FINANCIAL INC MI 8.01,9.01 03/28/07 FERMAVIR PHARMACEUTICALS, INC. FL 4.02,9.01 03/26/07 FERMAVIR PHARMACEUTICALS, INC. FL 4.01,9.01 03/26/07 AMEND Fidelity National Information Service 3.01 03/26/07 Fieldstone Mortgage Investment CORP MD 8.01,9.01 03/30/07 FIFTH THIRD BANCORP OH 8.01,9.01 03/26/07 FINISH LINE INC /IN/ IN 2.02,9.01 03/29/07 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 03/30/07 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 03/30/07 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 03/30/07 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 03/30/07 FIRST NIAGARA FINANCIAL GROUP INC DE 5.02,9.01 03/21/07 AMEND FIRST STATE BANCORPORATION NM 8.01,9.01 03/29/07 FLAGSTAR BANCORP INC MI 7.01,9.01 03/30/07 FLOW INTERNATIONAL CORP WA 4.02 03/28/07 FOLDERA, INC 3.02,9.01 10/19/06 AMEND FOLDERA, INC 3.02,9.01 08/16/06 AMEND FUELCELL ENERGY INC DE 8.01,9.01 03/27/07 FUSHI INTERNATIONAL INC NV 8.01,9.01 03/29/07 GLADSTONE INVESTMENT CORPORATION\DE DE 1.01,9.01 03/29/07 GLENAYRE TECHNOLOGIES INC DE 4.02 02/28/07 AMEND GLOBAL AIRCRAFT SOLUTIONS, INC. AZ 2.02,7.01,9.01 03/29/07 GLOBAL PAYMENTS INC GA 2.02,9.01 03/30/07 GOAMERICA INC DE 2.02,9.01 03/29/07 GOLDSPRING INC FL 8.01,9.01 03/30/07 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 1.01,5.02,9.01 03/27/07 Goodman Global Holdings, Inc. DE 4.02,7.01,9.01 03/28/07 Goodman Global Inc 4.02,7.01,9.01 03/28/07 GRACO INC MN 1.01 03/26/07 GRAN TIERRA ENERGY, INC. NV 2.02,9.01 03/29/07 GSAMP Trust 2007-NC1 DE 8.01 02/20/07 GSAMP Trust 2007-NC1 DE 8.01 02/20/07 AMEND GSI GROUP INC A3 5.02,9.01 03/26/07 GSR Mortgage Loan Trust 2007-2F DE 8.01,9.01 03/30/07 Gulf United Energy, Inc. NV 4.01,9.01 03/27/07 HALLIBURTON CO DE 5.04,9.01 03/30/07 HAMPTON ROADS BANKSHARES INC VA 4.01,9.01 03/27/07 HarborView 2007-2 DE 8.01,9.01 03/30/07 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 03/15/07 HARTFORD LIFE INSURANCE CO CT 9.01 03/30/07 HEALTH BENEFITS DIRECT CORP DE 1.01,3.02,8.01,9.01 03/30/07 HEALTHSOUTH CORP DE 8.01,9.01 03/30/07 HEALTHSOUTH CORP DE 8.01,9.01 03/30/07 HEALTHSOUTH CORP DE 8.01,9.01 03/30/07 HEARTLAND OIL & GAS CORP NV 1.01,5.02,8.01 03/27/07 HERBALIFE LTD. E9 8.01,9.01 03/29/07 HERBALIFE LTD. E9 8.01,9.01 03/30/07 HOLMES FUNDING LTD 9.01 03/30/07 HomeBanc 2007-1 DE 8.01,9.01 03/30/07 Horizon Lines, Inc. 5.02 03/26/07 HOST AMERICA CORP DE 3.02 03/30/07 HUNT J B TRANSPORT SERVICES INC AR 1.01,1.02,2.01,2.03,9.01 03/29/07 HUSKER AG LLC NE 8.01,9.01 03/27/07 I FLOW CORP /DE/ DE 8.01 03/30/07 IA GLOBAL INC DE 5.03,9.01 03/29/07 IBASIS INC DE 8.01 03/29/07 IKON OFFICE SOLUTIONS INC OH 1.01,8.01,9.01 03/29/07 IMPERIAL INDUSTRIES INC DE 2.02,9.01 03/30/07 INDALEX HOLDINGS FINANCE INC 2.02,9.01 03/29/07 INHIBITEX, INC. 5.02,9.01 03/23/07 AMEND INNOFONE COM INC NV 1.01,2.03,3.02,9.01 03/26/07 Inrob Tech Ltd. NV 1.01,2.03,3.01,9.01 03/27/07 INTELSAT LTD 2.02,9.01 03/30/07 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 5.02 03/27/07 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 3.01,8.01,9.01 03/27/07 INTERLEUKIN GENETICS INC DE 1.01,9.01 03/29/07 Intermec, Inc. DE 5.02 03/30/07 INTERMOUNTAIN COMMUNITY BANCORP ID 8.01 03/05/07 INTERSTATE HOTELS & RESORTS INC DE 5.02 03/26/07 INVICTA GROUP INC 2.01,5.02 03/23/07 AMEND ION MEDIA NETWORKS INC. DE 8.01,9.01 03/29/07 ION MEDIA NETWORKS INC. DE 8.01,9.01 03/29/07 AMEND ITT CORP IN 8.01,9.01 03/27/07 IVAX DIAGNOSTICS INC DE 2.02,9.01 03/30/07 IXYS CORP /DE/ DE 5.02 03/26/07 J P MORGAN CHASE & CO DE 5.02 12/31/06 JACOBS ENTERTAINMENT INC DE 2.02,9.01 03/27/07 JPMAC 2007-CH2 DE 8.01,9.01 03/30/07 KENEXA CORP 1.01,2.03,9.01 03/26/07 KLEVER MARKETING INC DE 9.01 03/29/07 KLEVER MARKETING INC DE 9.01 03/29/07 KLONDIKE STAR MINERAL CORP DE 8.01 03/29/07 KNIGHT TRANSPORTATION INC AZ 5.03,9.01 03/28/07 KRAFT FOODS INC VA 1.01,5.02,5.03,9.01 03/27/07 KV PHARMACEUTICAL CO /DE/ DE 7.01,9.01 03/28/07 KV PHARMACEUTICAL CO /DE/ DE 7.01,9.01 03/30/07 LA JOLLA PHARMACEUTICAL CO DE 1.01,8.01,9.01 03/29/07 LAIDLAW INTERNATIONAL INC DE 7.01,9.01 03/30/07 LANCE INC NC 5.02 03/26/07 LANDRYS RESTAURANTS INC 2.02,3.01,8.01,9.01 03/30/07 LAPOLLA INDUSTRIES INC DE 4.02 03/27/07 LBI MEDIA HOLDINGS INC 1.01,1.02,2.02,5.02,9.01 03/30/07 LEGACY COMMUNICATIONS CORP 2.01,9.01 03/28/07 LEGEND INTERNATIONAL HOLDINGS INC DE 1.01,3.02 03/28/07 LEHMAN ABS CORP GEN ELEC CAP SERVICES DE 8.01 03/29/07 LEHMAN BROTHERS HOLDINGS INC DE 9.01 03/23/07 LEHMAN BROTHERS HOLDINGS INC DE 9.01 03/23/07 Lehman Mortgage Trust 2007-3 DE 8.01,9.01 03/30/07 Lehman XS 2007-4N DE 8.01,9.01 03/30/07 LEINER HEALTH PRODUCTS INC DE 8.01 03/29/07 LEVI STRAUSS & CO DE 1.01,2.03,9.01 03/27/07 LIGAND PHARMACEUTICALS INC DE 8.01 03/30/07 LION INC/WA WA 5.02,9.01 03/26/07 LITHIA MOTORS INC OR 7.01,9.01 03/29/07 LODGIAN INC DE 5.02,9.01 03/26/07 LONGPORT INC DE 5.02,8.01 03/30/07 M POWER ENTERTAINMENT INC. DE 1.01,2.03,3.02,9.01 03/30/07 M WISE INC DE 4.01,9.01 03/27/07 M&T BANK CORP NY 7.01,9.01 03/30/07 MAGMA DESIGN AUTOMATION INC DE 1.01 03/29/07 MAGNA ENTERTAINMENT CORP DE 7.01,9.01 03/27/07 MANHATTAN PHARMACEUTICALS INC DE 3.01,9.01 03/23/07 MARSHALL EDWARDS INC DE 5.02,9.01 03/27/07 MASTERCARD INC DE 5.02 03/28/07 MATRITECH INC/DE/ DE 5.02,9.01 03/28/07 MATTEL INC /DE/ DE 5.02,9.01 03/30/07 MAVERICK OIL & GAS, INC. 5.02,7.01,9.01 03/27/07 MAXICARE HEALTH PLANS INC DE 5.02 03/30/07 MAXUS REALTY TRUST INC. 8.01 03/30/07 MCDERMOTT INTERNATIONAL INC R1 5.02,9.01 03/26/07 Medallion Trust Series 2007-1G 8.01,9.01 03/30/07 MEDICAL TECHNOLOGY & INNOVATIONS INC FL 5.02 03/27/07 MEDICINOVA INC DE 7.01,9.01 03/30/07 MEMRY CORP DE 1.01,9.01 03/28/07 Merrill Lynch Alternative Note Asset 8.01,9.01 03/30/07 Merrill Lynch Mortgage Backed Securit DE 8.01,9.01 03/30/07 Merrill Lynch Mortgage Investors Trus DE 8.01,9.01 03/30/07 METROPCS COMMUNICATIONS INC 1.01,3.03,9.01 03/27/07 MICHAELS STORES INC DE 5.02,9.01 03/28/07 MIDDLEBURG FINANCIAL CORP VA 5.02 03/26/07 MIDWEST AIR GROUP INC WI 8.01,9.01 03/30/07 ML MACADAMIA ORCHARDS L P DE 4.01 03/23/07 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 03/29/07 MQ ASSOCIATES INC 2.02,9.01 03/30/07 MTC TECHNOLOGIES INC DE 1.01,2.03 03/30/07 MULTI FINELINE ELECTRONIX INC 8.01,9.01 03/30/07 MYLAN LABORATORIES INC PA 1.01,2.03 03/30/07 NATCO INTERNATIONAL INC. DE 4.01 03/30/07 National Collegiate Student Loan Trus 1.01,9.01 06/08/06 AMEND National Collegiate Student Loan Trus 1.01,9.01 12/07/06 AMEND NETWORK CN INC DE 2.01,9.01 06/16/06 AMEND NETWORK CN INC DE 2.01,3.02,9.01 01/31/07 AMEND NEW CENTURY FINANCIAL CORP MD 8.01 03/28/07 NEWSEARCH INC CO 5.02 03/30/07 NIAGARA MOHAWK POWER CORP /NY/ NY 8.01 03/30/07 NORTH AMERICAN SCIENTIFIC INC 5.02 03/26/07 Oculus Innovative Sciences, Inc. CA 1.01 03/29/07 OMEGA PROTEIN CORP NV 1.01,2.03,5.02,7.01,9.01 03/26/07 OPTICAL CABLE CORP VA 8.01,9.01 03/26/07 OPTIUM CORP DE 1.01 03/30/07 ORIGINALLY NEW YORK INC 5.02,9.01 03/29/07 ORTHOLOGIC CORP DE 5.02 03/28/07 Ottawa Savings Bancorp, Inc. X1 8.01,9.01 03/30/07 P&F INDUSTRIES INC DE 9.01 02/14/07 AMEND PACIFIC CAPITAL BANCORP /CA/ CA 5.02 03/29/07 PACKETEER INC DE 5.02 03/26/07 PANDA ETHANOL, INC. NV 1.01,9.01 03/30/07 PARKE BANCORP, INC. NJ 8.01,9.01 03/27/07 PATHFINDER BANCORP INC DE 8.01 03/30/07 Patient Safety Technologies, Inc DE 3.02 03/26/07 PEOPLES BANCORPORATION INC /SC/ SC 5.02 03/26/07 PEOPLES EDUCATIONAL HOLDINGS MN 7.01,9.01 03/30/07 PharmaNet Development Group Inc DE 1.01,9.01 03/26/07 PHASE FORWARD INC DE 5.02 03/27/07 PHILADELPHIA CONSOLIDATED HOLDING COR PA 5.02,9.01 03/29/07 PHYTOMEDICAL TECHNOLOGIES INC NV 7.01,9.01 03/26/07 PLIANT CORPORORATION DE 7.01,9.01 03/30/07 PNC FINANCIAL SERVICES GROUP INC PA 3.03,8.01,9.01 03/29/07 PQ CORP PA 2.02,9.01 03/30/07 PRG SCHULTZ INTERNATIONAL INC GA 8.01 03/28/07 Prime Mortgage Trust 2007-1 DE 9.01 03/30/07 PRINCETON REVIEW INC DE 2.02,9.01 03/30/07 PROGENICS PHARMACEUTICALS INC DE 7.01,9.01 03/30/07 PROLIANCE INTERNATIONAL, INC. DE 2.02,9.01 03/29/07 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 5.02 03/26/07 RALI Series 2007-QS4 Trust DE 8.01,9.01 03/30/07 RALI Series 2007-QS5 Trust DE 8.01,9.01 03/30/07 RANGE RESOURCES CORP DE 5.02 03/29/07 RED TRAIL ENERGY, LLC 5.02 03/27/07 Regency Energy Partners LP DE 2.02,7.01,9.01 03/30/07 REPUBLIC AIRWAYS HOLDINGS INC DE 9.01 03/30/07 Restore Medical, Inc. DE 5.02,9.01 03/26/07 RF MICRO DEVICES INC NC 8.01,9.01 03/29/07 Robcor Properties Inc 5.02 03/30/07 ROCKWELL AUTOMATION INC DE 1.02 03/26/07 ROMA FINANCIAL CORP X1 8.01,9.01 03/29/07 ROYAL GOLD INC DE 1.01,2.03,8.01,9.01 03/01/07 SANTANDER DRIVE AUTO RECEIVABLES LLC DE 8.01,9.01 03/30/07 SATCON TECHNOLOGY CORP DE 7.01 03/15/07 SCHMITT INDUSTRIES INC OR 2.02,9.01 03/30/07 SCPIE HOLDINGS INC DE 5.02 03/27/07 Security Capital Assurance Ltd D0 1.01,8.01,9.01 03/29/07 SELECT MEDICAL CORP DE 1.01,9.01 03/28/07 SELECT MEDICAL HOLDINGS CORP 1.01,9.01 03/28/07 SELECTICA INC DE 2.05,8.01,9.01 03/27/07 SEMOTUS SOLUTIONS INC NV 5.02,9.01 03/30/07 SENDTEC, INC. 2.02,9.01 03/30/07 SentiSearch, Inc. DE 4.01 03/27/07 Sequoia Mortgage Trust 2007-1 8.01,9.01 03/29/07 SERVICE CORPORATION INTERNATIONAL TX 1.01,2.03,7.01,9.01 03/28/07 SGS International, Inc. DE 2.02,4.02,9.01 03/30/07 SIGMATEL INC DE 5.02,9.01 02/28/07 AMEND SKECHERS USA INC DE 7.01 03/26/07 SOHU COM INC DE 5.02 03/27/07 Solo Cup CO DE 2.02,5.02,9.01 03/27/07 SONTRA MEDICAL CORP MN 2.02,9.01 03/30/07 SOUTHWEST CASINO CORP 5.02 03/28/07 Spectrum Brands, Inc. WI 7.01,9.01 03/29/07 SPHERIX INC DE 2.02,9.01 03/30/07 ST MARY LAND & EXPLORATION CO DE 8.01,9.01 03/30/07 Starm Mortgage Loan Trust 2007-2 DE 8.01,9.01 03/30/07 STATE BANCORP INC NY 8.01,9.01 03/27/07 STATION CASINOS INC NV 1.01,1.02,5.02,9.01 03/28/07 STERLING BANCSHARES INC TX 1.01,2.03,9.01 03/26/07 STONE ENERGY CORP DE 7.01,9.01 03/29/07 Structured Adjustable Rate Mortgage L DE 8.01,9.01 03/30/07 Structured Asset Securities CORP Mort DE 8.01,9.01 03/30/07 SUNGARD DATA SYSTEMS INC DE 7.01 03/26/07 SYNERGX SYSTEMS INC DE 3.01,9.01 03/30/07 Synova Healthcare Group Inc 9.01 01/12/07 AMEND TD BANKNORTH INC. DE 5.04,9.01 03/30/07 TEL OFFSHORE TRUST TX 7.01,9.01 03/30/07 TESCO CORP 7.01 03/30/07 TEXTRON FINANCIAL CORP DE 1.01,2.03,9.01 03/29/07 TEXTRON INC DE 1.01,2.03,9.01 03/30/07 THESTREET COM DE 1.01,5.02,9.01 03/26/07 TIENS BIOTECH GROUP USA INC 8.01,9.01 03/30/07 TIER TECHNOLOGIES INC DE 5.02,9.01 03/26/07 TIMBERLAND CO DE 5.02,9.01 03/29/07 TIME WARNER INC DE 5.02 03/29/07 TOWER AUTOMOTIVE INC DE 1.01,9.01 03/28/07 TOWER AUTOMOTIVE INC DE 1.01,9.01 03/28/07 TOWER AUTOMOTIVE INC DE 7.01,9.01 03/30/07 TRAVELCENTERS OF AMERICA LLC 4.01,9.01 03/26/07 TRIMERIS INC DE 2.05 03/28/07 TRX INC/GA GA 5.02 03/26/07 TUCOWS INC /PA/ PA 1.01 03/20/07 TUT SYSTEMS INC DE 2.01,3.01,3.03,5.01,9.01 03/30/07 TXU CORP /TX/ TX 8.01 03/28/07 U S ENERGY SYSTEMS INC DE 4.02 03/26/07 uBid.com Holdings, Inc. DE 5.02,9.01 03/26/07 UIL HOLDINGS CORP CT 5.02,9.01 03/30/07 ULURU INC. NV 4.01,9.01 03/29/07 UNION NATIONAL FINANCIAL CORP / PA PA 5.02,9.01 03/29/07 UNITED FUEL & ENERGY CORP NV 1.01,2.03,9.01 03/27/07 UNITY WIRELESS CORP DE 3.02 03/30/07 US AIRWAYS GROUP INC DE 5.02 03/26/07 US BioEnergy CORP 2.02,9.01 03/30/07 US CONCRETE INC DE 1.01,9.01 03/26/07 US DRY CLEANING CORP DE 9.01 02/15/07 AMEND USI HOLDINGS CORP DE 8.01,9.01 03/29/07 Utilicraft Aerospace Industries, Inc. NV 5.02 03/26/07 VALHI INC /DE/ DE 1.01,2.01,3.02,5.03,7.01,9.01 03/26/07 AMEND VASCULAR SOLUTIONS INC DE 7.01 03/28/07 VENDINGDATA CORP NV 1.01,3.02,9.01 03/27/07 VENTAS INC DE 1.01 03/27/07 VIASPACE Inc. NV 2.02,9.01 03/30/07 VIEW SYSTEMS INC NV 4.01,9.01 03/26/07 VMS NATIONAL PROPERTIES JOINT VENTURE IL 1.01,9.01 03/28/07 VOYAGER ENTERTAINMENT INTERNATIONAL I NV 2.01 03/30/07 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 03/26/07 Wells Fargo Home Equity Asset-Backed DE 9.01 03/30/07 WESCO INTERNATIONAL INC DE 8.01 03/30/07 WEST CORP DE 1.01,9.01 03/16/07 WESTERN GOLDFIELDS INC ID 7.01,9.01 03/30/07 WHX CORP DE 1.01,9.01 03/29/07 WILLIS GROUP HOLDINGS LTD D0 8.01,9.01 03/23/07 WILLIS GROUP HOLDINGS LTD D0 8.01,9.01 03/28/07 Winning Edge International, Inc. DE 8.01,9.01 03/30/07 WINTHROP RESIDENTIAL ASSOCIATES I MD 8.01 03/29/07 WORLDTRADESHOW COM INC 5.02,9.01 03/05/07 XERIUM TECHNOLOGIES INC DE 5.02,9.01 03/29/07 YARDVILLE NATIONAL BANCORP NJ 2.02 01/30/07 AMEND YARDVILLE NATIONAL BANCORP NJ 5.02 01/24/07 AMEND YELLOWCAKE MINING INC. 5.02 03/29/07 ZAP CA 5.02,9.01 03/26/07 ZIM CORP A6 5.02 03/28/07 ZION OIL & GAS INC DE 1.01,5.02,5.03,8.01,9.01 03/15/07