SEC NEWS DIGEST Issue 2007-59 March 28, 2007 RULES AND RELATED MATTERS SEC AMENDS THE RULES ALLOWING A FOREIGN PRIVATE ISSUER TO EXIT THE EXCHANGE ACT REPORTING SYSTEM On March 27, the Commission issued a release adopting amendments to the rules that allow a foreign private issuer to exit the Exchange Act reporting system. New Rule 12h-6 will permit a foreign private issuer to terminate its Exchange Act registration and reporting obligations regarding a class of equity securities, assuming it meets the rule's other conditions, if the U.S. average daily trading volume of the subject class of securities has been no greater than 5 percent of the average daily trading volume of that class of securities on a worldwide basis during a recent 12-month period. The accompanying rule amendments will also help provide U.S. investors with ready access through the Internet on an ongoing basis to material information about a foreign private issuer of equity securities that is required by its home country after it has exited the Exchange Act reporting system. The adopted rules will become effective 60 days after their publication in the Federal Register. FOR FURTHER INFORMATION CONTACT: Elliot Staffin, Special Counsel, Office of International Corporate Finance, (202) 551-3450. (Rel. 34- 55540; International Series Release No. 1301; Press Rel. 2007-55) ENFORCEMENT PROCEEDINGS FINAL JUDGMENT BY CONSENT ENTERED AS TO MYRON OLESNYCKYJ The Commission today announced that it has settled its enforcement action against Myron F. Olesnyckyj, the former general counsel of Monster Worldwide, Inc. On March 26, the Honorable Howard Baer of the U.S. District Court for the Southern District of New York entered a final judgment that permanently enjoined Olesnyckyj from violating Section 17(a) of the Securities Act of 1933 and Sections 10(b), 13(b)(5) and 14(a) of the Securities Exchange Act of 1934 and Rules 10b-5, 13b2-1, 13b2-2 and 14a-9 thereunder, and from aiding and abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1, 13a-11 and 13a-13 thereunder. In addition, the judgment permanently enjoined Olesnyckyj from acting as an officer or director of a public company. Olesnyckyj, without admitting or denying the allegations in the complaint, consented to the entry of this final judgment. In a parallel criminal action, Olesnyckyj pleaded guilty to one count of securities fraud and one count of conspiracy to commit securities fraud and has agreed to pay a forfeiture of $381,000. Olesnyckyj has not yet been sentenced in the criminal action. On Feb. 15, 2007, the Commission filed its action against Olesnyckyj. The complaint alleged that, from 1997 through 2003, Olesnyckyj backdated stock options grants to coincide with the dates of low closing prices for the Company's common stock, resulting in grants of in-the-money options to numerous individuals. When making grants of options, certain officers and employees at Monster would select a low closing stock price at which they wanted to grant stock options. Olesnyckyj, or others acting at his direction, then prepared backdated documentation for Monster's Compensation Committee containing the grant date that reflected the low closing price for Monster's common stock. Olesnyckyj then caused Monster to misrepresent in its periodic filings and proxy statements that all stock options were granted at the fair market value of the stock on the date of the award, when that was simply not the case. In fact, by backdating the options, Monster granted undisclosed compensation to its employees, failed to recognize compensation expenses, and overstated its net income by $340 million from 1997 through 2005. Olesnyckyj personally profited by receiving backdated options. The complaint further alleged that Olesnyckyj misled Monster's outside auditors in an attempt to hide the backdating scheme by providing documentation to them that misrepresented the grant date of the stock option awards. [SEC v. Myron F. Olesnyckyj, USDC, SDNY, Civil Action No. 07 CV 1176 (HB) SDNY] (LR-20056; AAE Rel. 2583) JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF ENTERED AGAINST DEFENDANT EDUARDO MASFERRER AND MONETARY CLAIMS DISMISSED AS TO JOHN M.R. JACOBS The Commission announced that on March 8 the Honorable Adalberto Jordan, U.S. District Judge for the Southern District of Florida entered a Judgment of Permanent Injunction and Other Relief against Defendant Eduardo Masferrer. Masferrer consented to the entry of an injunction against future violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, aiding and abetting violations of Sections 13(a), 13(b)(2)(A), 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder. In addition to injunctive relief, the Judgment permanently bars Masferrer from acting as an officer or director of any issuer registered with the Commission pursuant to Section 12 of the Exchange Act. The Judgment also dismissed the Commission's claims against Masferrer for disgorgement and civil penalties. Previously, on Feb. 6, 2007, pursuant to the Commission's Motion, Judge Jordan dismissed the Commission's claims against John M.R. Jacobs for disgorgement and civil penalties without prejudice, based on Jacob's conviction and restitution order in the related criminal proceeding. [SEC v. Eduardo A. Masferrer, Juan Carlos Bernacé and John M.R. Jacobs, Civil Action No. 03-22524-CIV-Jordan (S.D. Fla.)] (LR- 20057) SEC CHARGES TWO FORMER ENRON IN-HOUSE LAWYERS WITH SECURITIES FRAUD AND RELATED VIOLATIONS On March 28, the Commission charged two former in-house attorneys of Enron Corp., Jordan H. Mintz, a former Enron Vice President and General Counsel of Enron's Global Finance group (EGF) and Rex R. Rogers, a former Enron Vice President and Associate General Counsel, in connection with a fraudulent scheme to make material misrepresentations in, and to omit material disclosures from, Enron's public filings. The Commission's complaint charges Mintz and Rogers with violating the antifraud and other provisions of the federal securities laws, and aiding and abetting Enron's violations of the antifraud and periodic reporting provisions. In addition, the complaint charges Mintz with violating the books and records and lying to auditors provisions, and Rogers with aiding and abetting violations of the insider stock sale reporting provision by Enron's then Chairman, Kenneth Lay. Mintz, as General Counsel of EGF, was responsible for managing the related party disclosures in Enron's 2000 Proxy Statement (incorporated in its 2000 Form 10-K) and second quarter 2001 Form 10-Q, and closing a fraudulent related party transaction while knowingly or recklessly disregarding that the transaction was in fulfillment of a secret oral side agreement. Rogers, as Enron's top securities lawyer, was responsible for the timing and content of all Enron's SEC filings, including Enron's 2000 Proxy Statement, second quarter 2001 Form 10-Q and relevant 2001 Form 4 filings. The Commission's complaint alleges the following: In 1999, Enron sold an interest in a troubled power project in Cuiaba, Brazil to a related party called LJM1, a partnership controlled by Enron's then Chief Financial Officer, Andrew Fastow, to deconsolidate the project (to take the asset off of its balance sheet) and recognize related earnings. (Fastow also controlled a second related party, a partnership called LJM2.) In conformity with relevant accounting rules, deconsolidation and earnings recognition were not appropriate because the seller (Enron) did not transfer to the buyer (LJM1) the usual risks and rewards of ownership, in that the sale included an oral side agreement that LJM1 would not lose money. The oral side agreement was neither memorialized in the deal documents nor disclosed to Enron's auditor. In 2001, Enron bought back LJM1's Cuiaba interest in satisfaction of the oral side agreement. Under the terms of the buyback, Enron paid LJM1 a profit despite the fact that LJM1's investment had decreased in value. The complaint alleges that Mintz knew, or was reckless in not knowing, of the oral side agreement and knowingly or recklessly directed the documenting and closing of the buyback in fulfillment of the oral side agreement. The complaint further alleges that Mintz knowingly or recklessly failed to disclose Enron's buyback of LJM1's Cuiaba interest as a "currently proposed" transaction in Enron's 2000 Proxy Statement (filed March 27, 2001), when he knew of, and was responsible for, the execution of the buyback agreement on March 28, 2001, the day after Enron's 2000 Proxy Statement was filed. The complaint also alleges that Mintz and Rogers knowingly or recklessly failed to disclose in Enron's 2000 Proxy Statement the monetary amount of Fastow's earnings from LJM1 and LJM2 (more than $18 million), including management fees and distributions, resulting from Enron-LJM transactions. According to the complaint, Mintz and Rogers further knowingly or recklessly made a materially false and/or misleading statement in Enron's second quarter 2001 Form 10-Q (filed Aug. 14, 2001) when stating in that filing that Fastow sold his interests in the LJM partnerships and those partnerships were no longer related parties to Enron. Mintz and Rogers knew, or were reckless in not knowing, that this statement was materially false and/or misleading because (a) the Cuiaba repurchase was pending (it closed on Aug. 15, 2001, the day after the Form 10-Q was filed), (b) the Cuiaba repurchase was negotiated and agreed to while Fastow controlled LJM1, and (c) Enron continued to provide the LJM partnerships with the use of Enron employees, facilities and equipment during the third and fourth quarters of 2001. The complaint further alleges that Rogers knowingly or recklessly failed to disclose in Enron's 2000 Proxy Statement that during 2000, Lay sold $16 million of Enron stock to Enron to repay Lay's Enron line of credit. According to the complaint, Rogers also knowingly or recklessly authorized Lay and others to fail to disclose in Lay's 2001 monthly SEC Form 4 filings that during 2001, Lay sold an additional $70 million of Enron stock to Enron to repay his Enron line of credit. The complaint also alleges that Mintz directly or indirectly made, or caused to be made, materially false and/or misleading representations to Enron's auditor concerning Enron's second quarter 2001 Form 10-Q. The complaint alleges that Mintz reviewed and approved misrepresentations to be made to Enron's auditor so the auditor would sign off on the statement in the Form 10-Q that Fastow sold his interests in the LJM partnerships and those partnerships were no longer related parties to Enron. The specific misrepresentations were that there were no unfulfilled obligations, commitments, contingencies or special arrangements between Enron and the LJM entities related to the sale of Fastow's LJM interests, and there were no pending transactions between the LJM entities and Enron for which the terms were negotiated and agreed to prior to the effective date of the sale of Fastow's LJM interests. Mintz knew, or was reckless in not knowing, that these representations were materially false and/or misleading because, among other reasons, Mintz knew (a) from documenting and closing the Cuiaba buyback, that the Cuiaba buyback had been pending since, and its terms were negotiated and agreed to, in March 2001, and (b) the LJM entities continued to have a commitment or special arrangement with Enron whereby the LJM entities used Enron employees, equipment and facilities to conduct LJM business during the third and fourth quarters of 2001. According to the complaint, by engaging in this conduct, Mintz and Rogers violated Section 17(a) of the Securities Act of 1933, Sections 10(b) and 14(a) of the Securities Exchange Act of 1934 (Exchange Act) and Exchange Act Rules 10b-5 and 14a-9. In addition, the complaint alleges that Mintz violated Exchange Act Section 13(b)(5) and Exchange Act Rules 13b2-1 and 13b2-2, and aided and abetted Enron's violations of Exchange Act Section 13(b)(2)(A). The complaint further alleges that through their conduct, Mintz and Rogers also aided and abetted violations of Exchange Act Sections 10(b), 13(a) and 14(a) and Exchange Act Rules 10b-5, 12b-20, 13a-1, 13a-13 and 14a-9. According to the complaint, Rogers also aided and abetted Lay's violations of Exchange Act Section 16(a) and Exchange Act Rules 16a-2 and 16a-3. The complaint seeks permanent injunctions, disgorgement with prejudgment interest and civil money penalties from both defendants, as well as orders barring them from serving as an officer or director of a publicly-traded company. The Commission's investigation is continuing. [SEC v. Jordan H. Mintz and Rex R. Rogers, Civil Action No. 07-1027 (S.D. Tex.)] (LR-20058; AAE Rel. 2584) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by The NASDAQ Stock Market relating to trading one-, two-, and three-character symbols (SR-NASDAQ-2007-025) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55519) The Commission issued notice of immediate effectiveness of a proposed rule change (SR-NYSEArca-2007-26) filed by NYSE Arca under Rule 19b-4 of the Securities Exchange Act of 1934 relating to certain types of orders on Ox. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55522) A proposed rule change filed by the National Stock Exchange to modify fees for transactions executed through NSX BLADE and ITS Plans priced at less than $1.00 per share (SR-NSX-2007-03) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55524) A proposed rule change filed by National Futures Association (SR-NFA- 2007-01) relating to NFA Compliance Rule 2-10 has become effective under Section 19(b)(7) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55525) A proposed rule change filed by the National Association of Securities Dealers to adopt new NASD Rule 7000E series relating to fees and credits for the NASD/NYSE Trade Reporting Facility (SR-NASD-2007-025) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55526) A proposed rule change (SR-BSE-2007-13) filed by the Boston Stock Exchange to amend the existing fee schedules has become effective under Section 19(b)(3)(A) of the Act. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55529) A proposed rule change filed by the New York Stock Exchange relating to Rule 123D (Openings and Halts In Trading) (SR-NYSE-2007-30) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55537) A proposed rule change and Amendment No. 1 thereto filed by the National Stock Exchange to modify fees for transactions executed through NSTS and ITS Plans (SR-NSX-2007-01) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55541) A proposed rule change and Amendment No. 1 filed by the National Stock Exchange to amend the Exchange's tape rebate programs for transactions through NSTS to establish an equivalent Tape A rebate program (SR-NSX- 2007-02) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55542) PROPOSED RULE CHANGES The Commission issued notice of a proposed rule change filed by the New York Stock Exchange (SR-NYSE-2007-28) to exempt limited partnerships from certain of its shareholder approval rules. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55528) The American Stock Exchange filed a proposed rule change (SR-Amex- 2007-13) under Rule 19b-4 of the Securities Exchange Act of 1934 relating to Exchange rules regarding specialist commissions. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55533) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change and Amendment No. 1 thereto submitted under Section 19(b)(1) of the Securities Exchange Act of 1934 by the Chicago Board Options Exchange (SR-CBOE-2006-94) relating to Off-Floor DPMs. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55531) The Commission issued an order approving a proposed rule change submitted by the New York Stock Exchange (SR-NYSE-2007-01) to Amend Listing and Annual Fees Applicable to Investment Company Units, Currency Trust Shares, Commodity Trust Shares and streetTRACKS® Gold Shares. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55536) APPROVAL OF AMENDMENT TO PLAN The Commission approved an amendment to the plan for the allocation of regulatory responsibilities submitted pursuant to Rule 17d-2 of the Securities Exchange Act of 1934 by the American Stock Exchange, the Boston Stock Exchange, the Chicago Board Options Exchange, the International Securities Exchange, the National Association of Securities Dealers, the New York Stock Exchange, the NYSE Arca., and the Philadelphia Stock Exchange (File No. S7-966). Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55532) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change by the American Stock Exchange (SR-Amex-2007-21), a proposed rule change as modified by Amendment No. 1 thereto by the Boston Stock Exchange (SR-BSE-2007-07), a proposed rule change by the Chicago Board Options Exchange (SR-CBOE- 2007-13), a proposed rule change as modified by Amendment No. 1 thereto by the International Securities Exchange (SR-ISE-2007-12), a proposed rule change as modified by Amendment No. 1 thereto by NYSE Arca (SR-NYSEArca-2007-28), and a proposed rule change as modified by Amendment Nos. 1 and 2 thereto by the Philadelphia Stock Exchange (SR- Phlx-2007-21) relating to Linkage Orders. Publication is expected in the Federal Register during the week of April 2, 2007. (Rel. 34-55539) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 CYBER DEFENSE SYSTEMS INC, 10901 ROOSEVELT BOULEVARD, SUITE 100-D, ST. PETERSBURG, FL, 33716, 7275770873 - 15,000,000 ($2,910,000.00) Equity, (File 333-141590 - Mar. 27) (BR. 05B) S-8 CAPITAL GOLD CORP, 76 BEAVER ST, SUITE 500, NEW YORK, NY, 10005, 2123442785 - 10,000,000 ($4,500,000.00) Equity, (File 333-141591 - Mar. 27) (BR. 04A) S-1 Hanover-STC Acquisition Corp., 590 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY, 10022, 847.714.1733 - 21,562,500 ($172,500,000.00) Equity, (File 333-141593 - Mar. 27) (BR. 09) S-3ASR EQUINIX INC, 301 VELOCITY WAY, 5TH FLOOR, FOSTER CITY, CA, 94404, 650-513-7000 - 0 ($230,000,000.00) Equity, (File 333-141594 - Mar. 27) (BR. 11C) S-4 Western Goldfields Inc., 2 BLOOR STREET, SUITE 2102, P.O. BOX 110, TORONTO, A6, M4W 3E2, (416) 324-6000 - 150,000,000 ($268,500,000.00) Equity, (File 333-141595 - Mar. 27) (BR. ) S-8 BANKRATE INC, 11811 US HIGHWAY ONE, STE 101, N PALM BEACH, FL, 33408, 5616277330 - 0 ($35,309.00) Equity, (File 333-141596 - Mar. 27) (BR. 08A) SB-2 RMD Technologies, Inc., 308 WEST 5TH STREET, HOLTVILLE, CA, 92250, 760-356-2039 - 0 ($291,200.00) Equity, (File 333-141597 - Mar. 27) (BR. 06C) S-8 CanAm Uranium Corp, 1255 WEST PENDER STREET, VANCOUVER, A1, V6E 2V1, 604-719-8658 - 7,000,000 ($8,470,000.00) Equity, (File 333-141598 - Mar. 27) (BR. 04) S-8 CNB Financial Corp., 33 WALDO STREET, PO BOX 830, WORCESTER, MA, 01613-0830, 508-752-4800 - 398,400 ($4,705,104.00) Equity, (File 333-141599 - Mar. 27) (BR. 07) S-8 ALLSCRIPTS HEALTHCARE SOLUTIONS INC, 222 MERCHANDISE MART PLAZA, SUITE 2024, CHICAGO, IL, 60654, 3124640764 - 0 ($40,320,000.00) Equity, (File 333-141600 - Mar. 27) (BR. 09B) S-4 MARSHALL & ILSLEY CORP/WI/, ATTN: OFFICE OF THE GENERAL COUNSEL, 770 NORTH WATER STREET, MILWAUKEE, WI, 53202, 4147657801 - 0 ($40,755,547.48) Equity, (File 333-141601 - Mar. 27) (BR. 07A) S-8 GLOBALSANTAFE CORP, 15375 MEMORIAL DRIVE, -, HOUSTON, TX, 77079-4483, 281-925-6000 - 2,775,725 ($173,760,385.00) Equity, (File 333-141602 - Mar. 27) (BR. 04C) S-3 HARMONIC INC, 549 BALTIC WAY, SUNNYVALE, CA, 94089, 4085422500 - 3,579,715 ($37,050,050.25) Equity, (File 333-141603 - Mar. 27) (BR. 11B) S-8 IDEARC INC., 2200 WEST AIRFIELD DRIVE, DFW AIRPORT, TX, 75261, (972) 453-7000 - 0 ($202,500,000.00) Equity, (File 333-141604 - Mar. 27) (BR. 05A) S-3ASR VENTAS INC, 10350 ORMSBY PARK PLACE, SUITE 300, LOUISVILLE, KY, 40223, 5023579000 - 0 ($78,387,593.00) Equity, (File 333-141605 - Mar. 27) (BR. 08C) S-3 LAKELAND BANCORP INC, 250 OAK RIDGE RD, OAK RIDGE, NJ, 07438, 9736972000 - 0 ($861,625.00) Equity, (File 333-141606 - Mar. 27) (BR. 07A) S-3 J P MORGAN ACCEPTANCE CORP I, 270 PARK AVENUE, NEW YORK, NY, 10017, 2128343850 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-141607 - Mar. 27) (BR. 05) S-3ASR AKAMAI TECHNOLOGIES INC, 8 CAMBRIDGE CENTER, CAMBRIDGE, MA, 02142, 6174443000 - 2,785,034 ($142,287,388.00) Equity, (File 333-141608 - Mar. 27) (BR. 08A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1st Pacific Bancorp CA 8.01,9.01 03/27/07 2-Track Global, Inc. 2.02 12/31/06 A21 INC TX 5.02,9.01 03/20/07 ABERCROMBIE & FITCH CO /DE/ DE 8.01 03/23/07 ACCENTURE LTD 2.02,9.01 03/27/07 ACCENTURE SCA 2.02,9.01 03/27/07 ACHILLION PHARMACEUTICALS INC 2.02,9.01 03/27/07 ADUDDELL INDUSTRIES INC CO 1.01,9.01 03/21/07 ADVANCIS PHARMACEUTICAL CORP 2.02,9.01 03/27/07 ADVENTRX PHARMACEUTICALS INC DE 5.02 03/22/07 AEHR TEST SYSTEMS CA 2.02,9.01 03/27/07 AIRTRAX INC NJ 4.02,9.01 03/15/07 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 03/27/07 ALNYLAM PHARMACEUTICALS, INC. 5.02 03/22/07 ALTIRIS INC DE 8.01 03/22/07 AMB FINANCIAL CORP DE 1.01,2.02,3.02,9.01 03/22/07 AMB PROPERTY LP DE 2.03,9.01 03/21/07 AMERICAN CAPITAL STRATEGIES LTD 8.01,9.01 03/27/07 AMERICAN ECOLOGY CORP DE 5.02 03/22/07 AMERICAN ITALIAN PASTA CO DE 1.01,9.01 03/21/07 AMERICAN PHYSICIANS SERVICE GROUP INC TX 1.01,5.02 03/27/07 ANGIODYNAMICS INC DE 2.02,9.01 03/27/07 APPALACHIAN BANCSHARES INC GA 5.02,9.01 03/21/07 APTIMUS INC WA 2.02,9.01 03/27/07 ARCH CAPITAL GROUP LTD. 8.01 03/26/07 ARENA PHARMACEUTICALS INC DE 1.01 03/21/07 ARES CAPITAL CORP MD 7.01,9.01 03/27/07 ARROW INTERNATIONAL INC PA 2.02,9.01 03/27/07 ASIA PREMIUM TELEVISION GROUP NV 3.03 03/27/07 ATHEROGENICS INC GA 8.01,9.01 03/27/07 ATLANTIS PLASTICS INC FL 3.01,9.01 03/23/07 AVANIR PHARMACEUTICALS CA 5.02 03/21/07 AVENTINE RENEWABLE ENERGY HOLDINGS IN 1.01,3.02,9.01 03/21/07 AVENTINE RENEWABLE ENERGY HOLDINGS IN 5.02,9.01 03/27/07 B&D Food Corp. DE 5.02 03/27/07 BALLY TECHNOLOGIES, INC. NV 5.02,9.01 03/08/07 BANDAG INC IA 1.01,8.01,9.01 03/23/07 Bear Stearns Asset Backed Securities DE 9.01 02/28/07 Bear Stearns Asset Backed Securities 9.01 11/09/06 Behringer Harvard Opportunity REIT I, MD 1.01 03/21/07 BEL FUSE INC /NJ NJ 8.01,9.01 03/26/07 Benda Pharmaceutical, Inc. MN 8.01,9.01 03/27/07 BIOCRYST PHARMACEUTICALS INC DE 8.01,9.01 03/27/07 BIOFIELD CORP \DE\ DE 4.01,9.01 03/27/07 AMEND BMW Vehicle Owner Trust 2004-A 9.01 03/25/07 BMW Vehicle Owner Trust 2005-A 9.01 03/25/07 BRAINSTORM CELL THERAPEUTICS INC 5.03,9.01 03/21/07 BRAZAURO RESOURCES CORP 3.02,9.01 03/22/07 BRIDGE BANCORP INC NY 8.01,9.01 03/27/07 BRIGHAM EXPLORATION CO DE 2.02,7.01,9.01 03/26/07 Bristow Group Inc DE 1.01 03/22/07 BROOKSTONE INC DE 1.01,2.03,9.01 03/21/07 BSD MEDICAL CORP DE 7.01,9.01 03/27/07 CALIFORNIA OIL & GAS CORP 7.01,9.01 03/27/07 Cambridge Display Technology, Inc. DE 5.02,9.01 03/22/07 CAMBRIDGE HEART INC DE 1.01,3.02,5.03,9.01 03/21/07 CAMDEN NATIONAL CORP ME 7.01,9.01 03/27/07 CAPITAL CITY BANK GROUP INC FL 4.01,9.01 12/21/06 AMEND CAPITAL GOLD CORP NV 5.02,8.01 03/22/07 CAPITAL GROWTH SYSTEMS INC /FL/ FL 9.01 11/22/06 AMEND CAPITAL ONE FUNDING, LLC 8.01,9.01 03/23/07 CARDIOGENESIS CORP /CA CA 2.02,9.01 03/27/07 Celanese CORP DE 1.01,3.03,8.01,9.01 03/21/07 Cellu Tissue Holdings, Inc. DE 1.01,2.01,2.03,9.01 03/21/07 CENVEO, INC CO 8.01,9.01 03/23/07 CHITTENDEN CORP /VT/ VT 5.02,9.01 03/21/07 CHL Mortgage Pass-Through Trust 2007- 8.01,9.01 02/27/07 Citi Trends Inc 2.02,7.01,9.01 03/21/07 CITIZENS COMMUNICATIONS CO DE 1.01,2.03,9.01 03/23/07 CITY NATIONAL CORP DE 1.01 03/27/07 CLAYTON WILLIAMS ENERGY INC /DE DE 1.01,2.03,8.01,9.01 03/27/07 COGNEX CORP MA 5.02,9.01 03/27/07 COLONIAL BANCGROUP INC DE 1.01,9.01 03/21/07 COMMAND SECURITY CORP NY 1.01,3.02,9.01 03/22/07 CONEXANT SYSTEMS INC DE 5.02,9.01 03/26/07 Connected Media Technologies, Inc. 1.01,8.01,9.01 03/23/07 CONSOLIDATED CONTAINER CO LLC DE 8.01,9.01 03/21/07 COVER ALL TECHNOLOGIES INC DE 3.02,9.01 03/23/07 CRAY INC WA 7.01 03/21/07 CROSSTEX ENERGY INC DE 1.01,3.02,3.03,5.03,7.01,9.01 03/23/07 CROSSTEX ENERGY LP DE 1.01,3.02,3.03,5.03,7.01,9.01 03/23/07 CV THERAPEUTICS INC DE 8.01,9.01 03/27/07 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 02/28/07 CYTYC CORP DE 8.01,9.01 03/26/07 DCAP GROUP INC DE 1.01,5.02 02/02/07 DELTA AIR LINES INC /DE/ DE 7.01,9.01 03/26/07 DERMA SCIENCES, INC. PA 4.02 03/22/07 DESIGN WITHIN REACH INC DE 3.01,9.01 03/21/07 DESIGN WITHIN REACH INC DE 5.02 03/20/07 AMEND DEVCON INTERNATIONAL CORP FL 2.01,2.06,7.01,9.01 03/21/07 AMEND DIAMOND ENTERTAINMENT CORP NJ 8.01,9.01 03/26/07 DICKS SPORTING GOODS INC DE 5.02 03/21/07 Digital Music Group, Inc. DE 1.01 03/22/07 DIVERSA CORP DE 1.01,5.03,9.01 03/22/07 DOCUMENT SECURITY SYSTEMS INC NY 8.01,9.01 03/27/07 DOMINION HOMES INC OH 5.02,9.01 03/21/07 DYADIC INTERNATIONAL INC DE 1.01 03/27/07 EAST KANSAS AGRI ENERGY LLC KS 8.01 03/21/07 ECOTALITY, INC. NV 7.01,9.01 03/19/07 ELECTROGLAS INC DE 1.01,2.03,3.02,8.01,9.01 03/21/07 ELECTRONIC CLEARING HOUSE INC NV 1.01,1.02,7.01,9.01 03/26/07 EMBARCADERO TECHNOLOGIES INC 3.01,9.01 03/21/07 EMERSON ELECTRIC CO MO 7.01 03/27/07 EMPIRE FINANCIAL HOLDING CO FL 1.01,2.01 03/26/07 EMPIRE GLOBAL CORP. DE 4.01,8.01 02/16/07 ENDURANCE SPECIALTY HOLDINGS LTD 8.01 03/27/07 ENER1 INC FL 7.01 03/27/07 ENERGY EAST CORP NY 8.01,9.01 03/27/07 ENERGY PARTNERS LTD DE 8.01,9.01 03/21/07 EQUINIX INC DE 1.01,7.01,9.01 03/26/07 EQUINIX INC DE 8.01,9.01 03/27/07 ETHAN ALLEN INTERIORS INC DE 7.01,9.01 03/26/07 EXCELSIOR LASALLE PROPERTY FUND INC 4.01,9.01 03/21/07 eXegenics Inc DE 3.03,9.01 03/26/07 EXIDE TECHNOLOGIES DE 1.01,5.02,9.01 03/21/07 Federal Home Loan Bank of Atlanta X1 2.03 03/21/07 Federal Home Loan Bank of Boston X1 2.03 03/21/07 Federal Home Loan Bank of Chicago X1 2.03 03/22/07 Federal Home Loan Bank of Dallas 2.03 03/21/07 Federal Home Loan Bank of Des Moines X1 2.03,9.01 03/21/07 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 03/21/07 Federal Home Loan Bank of New York X1 2.03,9.01 03/22/07 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 03/21/07 Federal Home Loan Bank of San Francis X1 2.03 03/21/07 Federal Home Loan Bank of Seattle 2.03 03/26/07 Federal Home Loan Bank of Topeka 2.03 03/22/07 Fidelity National Information Service 7.01,9.01 03/27/07 FINISAR CORP DE 1.01,3.02,8.01,9.01 03/23/07 FIRST NIAGARA FINANCIAL GROUP INC DE 5.02,9.01 03/21/07 FIRST STATE BANCORPORATION NM 8.01,9.01 03/26/07 FMC TECHNOLOGIES INC DE 7.01,9.01 03/23/07 FNB BANCORP/CA/ 8.01,9.01 03/27/07 FOOTSTAR INC DE 8.01,9.01 03/27/07 FOUR OAKS FINCORP INC NC 5.02,9.01 03/26/07 FREEPORT MCMORAN COPPER & GOLD INC DE 1.01,9.01 03/22/07 FRONTIER FUND DE 8.01 03/01/07 FULTON FINANCIAL CORP PA 7.01,8.01,9.01 03/26/07 FX ENERGY INC NV 7.01,9.01 03/27/07 G REIT INC MD 2.01,7.01,9.01 03/22/07 GameStop Corp. DE 2.02,9.01 03/27/07 GCO Education Loan Funding Trust-I DE 8.01,9.01 03/16/07 GENE LOGIC INC DE 5.02,9.01 03/21/07 GENELABS TECHNOLOGIES INC /CA CA 2.02,9.01 03/27/07 GENERAL ENVIRONMENTAL CORP/NH 8.01 03/27/07 GEO GROUP INC FL 8.01,9.01 03/26/07 GETTING READY CORP 3.02,9.01 03/21/07 GLOBAL AIRCRAFT SOLUTIONS, INC. AZ 4.01,9.01 03/27/07 AMEND GLOBAL AXCESS CORP NV 1.01,9.01 03/23/07 GlobalOptions Group, Inc. DE 2.02,9.01 03/27/07 Golden Aria Corp. 1.02 03/23/07 GRANITE CONSTRUCTION INC DE 5.02 03/22/07 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 03/23/07 GREATER BAY BANCORP CA 4.01,9.01 03/23/07 HANCOCK FABRICS INC DE 1.03,5.02,7.01,9.01 03/27/07 HARMONIC INC DE 9.01 03/27/07 HEALTHCARE REALTY TRUST INC MD 2.02,9.01 03/26/07 HERTZ CORP DE 1.01 03/21/07 HERTZ GLOBAL HOLDINGS INC 1.01 03/21/07 HI TECH PHARMACAL CO INC NY 8.01 03/23/07 HIENERGY TECHNOLOGIES INC DE 8.01 03/23/07 HILTON HOTELS CORP DE 1.01,3.03,5.03,9.01 03/22/07 HOKU SCIENTIFIC INC DE 8.01,9.01 03/26/07 HOME DEPOT INC DE 5.02,9.01 03/21/07 Home Loan Trust 2007-HI1 DE 8.01,9.01 03/27/07 Home Loan Trust 2007-HI1 DE 8.01,9.01 03/27/07 HOMELAND ENERGY SOLUTIONS LLC 1.01 03/23/07 HUDSON HIGHLAND GROUP INC DE 5.02,9.01 03/23/07 Hughes Communications, Inc. DE 2.02,9.01 03/26/07 Hughes Network Systems, LLC DE 2.02,9.01 03/26/07 HYDROFLO INC 4.01,9.01 03/15/07 ICON Leasing Fund Eleven, LLC DE 8.01 03/27/07 iCURIE, INC. NV 1.01,5.02,9.01 03/22/07 IDM PHARMA, INC. DE 5.03,9.01 03/22/07 IEC ELECTRONICS CORP DE 2.06,9.01 03/27/07 II-VI INC PA 8.01,9.01 03/26/07 IKANOS COMMUNICATIONS CA 5.02 03/20/07 IKON OFFICE SOLUTIONS INC OH 1.01,9.01 03/26/07 IndyMac RAST 2004-R2 8.01 03/26/07 IndyMac Residential Mortgage-Backed T DE 9.01 03/21/07 INGRAM MICRO INC DE 5.02,8.01,9.01 03/27/07 INHIBITEX, INC. 5.02 03/23/07 INTEGRAL SYSTEMS INC /MD/ MD 5.02 03/24/07 INTERDIGITAL COMMUNICATIONS CORP PA 7.01,9.01 03/27/07 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 03/27/07 INTREPID TECHNOLOGY & RESOURCE INC ID 5.02 03/26/07 INTROGEN THERAPEUTICS INC 1.01 03/22/07 INYX INC NV 8.01 03/26/07 INYX INC NV 7.01,9.01 03/26/07 IPORUSSIA INC DE 1.01,3.02,9.01 03/26/07 ISIS PHARMACEUTICALS INC DE 8.01,9.01 03/26/07 J P MORGAN CHASE & CO DE 9.01 03/23/07 JCM PARTNERS LLC DE 5.03,8.01,9.01 03/21/07 Keewatin Windpower Corp. NV 1.01,7.01,9.01 03/26/07 KEYSTONE AUTOMOTIVE OPERATIONS INC PA 5.02 03/21/07 KILROY REALTY CORP MD 8.01,9.01 03/26/07 KING PHARMACEUTICALS INC TN 5.02,9.01 03/21/07 LANDEC CORP \CA\ CA 2.02,9.01 03/27/07 LCA VISION INC DE 5.02,7.01,9.01 03/22/07 LEGG MASON INC MD 5.02 02/26/07 AMEND LENNAR CORP /NEW/ DE 2.02,9.01 03/27/07 LEVITT CORP FL 2.03 03/21/07 LEXINGTON REALTY TRUST MD 1.01,2.03,3.02,8.01,9.01 03/21/07 LPATH, INC NV 1.01,2.03 03/23/07 LSI LOGIC CORP DE 5.02,9.01 03/21/07 MAX RE CAPITAL LTD 8.01,9.01 03/26/07 MCCORMICK & CO INC MD 2.02,9.01 03/27/07 MedAire, Inc. NV 8.01 03/27/07 Merrill Lynch First Franklin Mortgage DE 8.01,9.01 03/27/07 METROPCS COMMUNICATIONS INC 1.01,3.03,9.01 03/22/07 MID AMERICA APARTMENT COMMUNITIES INC TN 1.01,9.01 03/27/07 MID-STATE BANCSHARES CA 8.01,9.01 03/21/07 MILASTAR CORP DE 1.01,7.01,9.01 03/27/07 MineCore International, Inc CO 8.01 03/27/07 MONMOUTH CAPITAL CORP NJ 1.01,8.01,9.01 03/26/07 MONMOUTH REAL ESTATE INVESTMENT CORP MD 1.01,5.03,8.01,9.01 03/26/07 MONRO MUFFLER BRAKE INC NY 2.02,9.01 03/26/07 MOSAIC CO 7.01,9.01 03/26/07 MOTOROLA INC DE 5.02,9.01 03/21/07 AMEND MOTORSPORTS EMPORIUM, INC. NV 1.01,3.02,5.01,5.02,8.01,9.01 03/14/07 Mueller Water Products, Inc. DE 5.02,9.01 03/22/07 MULTI FINELINE ELECTRONIX INC 5.02 03/21/07 MULTIMEDIA GAMES INC TX 1.01,9.01 03/21/07 MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01 03/21/07 MYLAN LABORATORIES INC PA 8.01,9.01 03/26/07 NATIONAL BEEF PACKING CO LLC DE 1.01,9.01 03/21/07 NATIONAL INSTRUMENTS CORP /DE/ DE 5.02,9.01 03/21/07 NATIONAL OILWELL VARCO INC DE 5.02,9.01 03/26/07 nCoat, Inc. DE 5.02 03/19/07 NEOPHARM INC DE 5.02,9.01 03/23/07 Neuralstem, Inc. DE 3.02,9.01 03/27/07 NEW CENTURY BANCORP INC NC 5.02 03/21/07 NEWTEK BUSINESS SERVICES INC NY 2.02,9.01 03/21/07 AMEND NEXMED INC NV 2.02,9.01 03/27/07 NGP Capital Resources CO MD 7.01,9.01 03/27/07 NIKE INC OR 2.02,9.01 03/26/07 NORTH PITTSBURGH SYSTEMS INC PA 5.03,8.01,9.01 03/22/07 NORTHWAY FINANCIAL INC NH 8.01,9.01 03/22/07 NOVADEL PHARMA INC DE 2.02,9.01 03/26/07 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL F MA 3.01 03/21/07 NUVEEN INSURED MUNICIPAL OPPORTUNITY MN 3.01 03/21/07 NUVEEN INSURED PREMIUM INCOME MUNICIP MA 3.01 03/21/07 NUVEEN INSURED QUALITY MUNICIPAL FUND 3.01 03/21/07 NUVEEN MUNICIPAL ADVANTAGE FUND INC 3.01 03/21/07 NUVEEN MUNICIPAL INCOME FUND INC MN 3.01 03/21/07 NUVEEN MUNICIPAL MARKET OPPORTUNITY F MN 3.01 03/21/07 NUVEEN MUNICIPAL VALUE FUND INC MN 3.01 03/21/07 NUVEEN PERFORMANCE PLUS MUNICIPAL FUN MN 3.01 03/21/07 NUVEEN PREMIER INSURED MUNICIPAL INCO MD 3.01 03/21/07 NUVEEN PREMIUM INCOME MUNICIPAL FUND MA 3.01 03/21/07 NUVEEN PREMIUM INCOME MUNICIPAL FUND MN 3.01 03/21/07 NUVEEN PREMIUM INCOME MUNICIPAL FUND 3.01 03/21/07 NYMEX HOLDINGS INC DE 1.01,9.01 03/21/07 OAKLEY INC WA 2.01,9.01 01/12/07 AMEND OCEANFIRST FINANCIAL CORP DE 2.02,9.01 01/19/07 AMEND OLD SECOND BANCORP INC DE 8.01,9.01 03/27/07 OMNICARE INC DE 1.01 03/22/07 ONEOK INC /NEW/ OK 7.01,9.01 03/27/07 ONEOK Partners LP DE 7.01,9.01 03/27/07 Option One Mortgage Loan Trust 2007-2 DE 2.01,9.01 03/01/07 Optionable Inc 1.01,9.01 03/23/07 OPTIUM CORP DE 8.01 03/27/07 ORTEC INTERNATIONAL INC DE 1.01 03/22/07 OSI SYSTEMS INC CA 8.01,9.01 03/27/07 PAINCARE HOLDINGS INC CT 2.04,9.01 03/22/07 PAXAR CORP NY 5.02,9.01 03/22/07 PEOPLES COMMUNITY BANCORP INC /MD/ MD 1.01,9.01 03/21/07 PERINI CORP MA 5.02 03/13/07 PINNACLE BANCSHARES INC AL 2.02,9.01 03/27/07 PREFORMED LINE PRODUCTS CO OH 1.01 03/22/07 PRG SCHULTZ INTERNATIONAL INC GA 3.02 03/21/07 PROLIANCE INTERNATIONAL, INC. DE 5.02,9.01 03/26/07 ProUroCare Medical Inc. 1.01 03/21/07 PROXYMED INC /FT LAUDERDALE/ FL 5.02 03/22/07 R F INDUSTRIES LTD NV 2.02,9.01 03/23/07 RAM ENERGY RESOURCES INC DE 8.01 03/12/07 RASC Series 2007-EMX1 Trust DE 8.01,9.01 03/27/07 RASC Series 2007-KS3 Trust DE 8.01,9.01 03/27/07 RAYMOND JAMES FINANCIAL INC FL 7.01,9.01 03/26/07 RAYTHEON CO/ DE 2.01,5.02,9.01 03/26/07 RENTRAK CORP OR 5.02,9.01 03/26/07 RG America, Inc. NV 2.04,9.01 03/27/07 RIO VISTA ENERGY PARTNERS LP DE 3.02,5.02 03/21/07 RIVER VALLEY BANCORP IN 8.01,9.01 03/20/07 Robcor Properties Inc 1.01,9.01 03/27/07 ROCKWOOD SPECIALTIES GROUP INC 1.01,2.03,9.01 03/23/07 ROTECH HEALTHCARE INC DE 1.01 03/26/07 SABRE HOLDINGS CORP DE 8.01,9.01 03/26/07 SAN HOLDINGS INC CO 1.01,9.01 03/23/07 SAPIENT CORP DE 3.01,9.01 03/21/07 SATCON TECHNOLOGY CORP DE 7.01 03/15/07 SATELLITE NEWSPAPERS CORP NV 2.03 03/26/07 SATELLITE NEWSPAPERS CORP NV 3.03,5.03,8.01 03/27/07 SAUER DANFOSS INC DE 1.01 03/21/07 SCIENTIFIC INDUSTRIES INC DE 2.01,9.01 12/05/06 AMEND SCM MICROSYSTEMS INC DE 5.02 03/23/07 Security With Advanced Technology, In CO 3.02,5.03,7.01,8.01,9.01 03/27/07 SELECTICA INC DE 1.01,9.01 03/27/07 SEPRACOR INC /DE/ DE 8.01 03/23/07 SERVICE CORPORATION INTERNATIONAL TX 9.01 03/27/07 SHARPER IMAGE CORP DE 5.02,5.03,9.01 03/23/07 Shire plc 8.01,9.01 03/26/07 Shire plc 8.01,9.01 03/26/07 SHORE BANCSHARES INC MD 7.01,9.01 03/27/07 SIENA TECHNOLOGIES, INC. NV 4.02 03/22/07 SIMMONS CO DE 7.01 03/26/07 SIX FLAGS, INC. DE 7.01,9.01 03/27/07 SL GREEN REALTY CORP MD 8.01,9.01 03/21/07 SL INDUSTRIES INC NJ 1.01,2.02,9.01 03/26/07 SMURFIT STONE CONTAINER CORP DE 7.01,9.01 03/26/07 Solar Power, Inc. NV 1.01,9.01 03/21/07 SOUNDVIEW HOME LOAN TRUST 2007-1 DE 2.01,9.01 02/16/07 AMEND SOUTH STREET FINANCIAL CORP NC 3.01,9.01 03/26/07 SPACEHAB INC \WA\ WA 5.02 03/22/07 SPATIALIGHT INC NY 5.02 03/23/07 Specialty Underwriters Alliance, Inc. DE 1.01,3.02,9.01 03/22/07 SPECTRE GAMING INC MN 1.01,2.03 03/16/07 Spheris Inc. DE 2.02,9.01 03/27/07 STAAR SURGICAL CO DE 3.02 03/21/07 STARBUCKS CORP WA 1.01,2.03,9.01 03/27/07 STERLING CHEMICALS INC DE 8.01 03/27/07 SUNPOWER CORP CA 1.01 03/21/07 SUTRON CORP VA 2.02,9.01 03/22/07 Swank, Inc. DE 5.02,5.03,8.01,9.01 03/26/07 SWIFT TRANSPORTATION CO INC NV 1.01,5.03,9.01 03/22/07 SWMX, INC. DE 1.01,2.02,9.01 03/23/07 SYNNEX CORP DE 8.01,9.01 03/27/07 Synovics Pharmaceuticals NV 8.01,9.01 03/21/07 TD AMERITRADE HOLDING CORP DE 5.02 03/27/07 TECHNITROL INC PA 8.01,9.01 03/27/07 TECHNOCONCEPTS, INC. CO 2.04,9.01 03/21/07 TECHNOLOGY RESEARCH CORP FL 8.01 03/22/07 TENGASCO INC TN 5.02,9.01 03/27/07 TEXAS INDUSTRIES INC DE 8.01,9.01 03/26/07 TIAA REAL ESTATE ACCOUNT NY 2.02,7.01,9.01 03/27/07 TIDEWATER INC DE 5.02,9.01 03/27/07 TLC VISION CORP A6 5.02,9.01 03/27/07 TRANSBOTICS CORP DE 8.01,9.01 03/27/07 TRANSCOMMUNITY FINANCIAL CORP VA 5.02,9.01 03/21/07 TRANSMERIDIAN EXPLORATION INC DE 8.01,9.01 03/26/07 TRANSMETA CORP DE 3.01,9.01 03/21/07 TRICO MARINE SERVICES INC DE 5.02,9.01 03/21/07 TRIZETTO GROUP INC DE 2.01,9.01 01/10/07 AMEND ULTRALIFE BATTERIES INC DE 1.01,9.01 03/23/07 UNITRIN INC DE 8.01,9.01 03/26/07 UNITRIN INC DE 8.01 03/26/07 AMEND URS CORP /NEW/ DE 5.02,8.01,9.01 03/22/07 USA SUPERIOR ENERGY HOLDINGS, INC. NV 4.01,9.01 03/16/07 VALERO GP HOLDINGS LLC DE 5.03,9.01 03/21/07 VALERO L P DE 5.03,9.01 03/21/07 VALHI INC /DE/ DE 1.01,2.01,3.02,5.03,7.01,9.01 03/26/07 VAXGEN INC DE 5.02 03/21/07 VIEWSONIC CORP DE 5.02,9.01 03/21/07 VITRAN CORP INC 8.01 03/27/07 Wachovia Mortgage Loan Trust, Series DE 8.01,9.01 03/27/07 Washington Mutual Mortgage Pass-Throu DE 6.01 03/27/07 Washington Mutual Mortgage Pass-Throu DE 6.01 03/27/07 WESCORP ENERGY INC 1.01,9.01 03/23/07 WESTSIDE ENERGY CORP NV 1.01,2.03 03/26/07 Willdan Group, Inc. DE 5.02,9.01 03/23/07 WORLD HEART CORP A6 2.02,9.01 03/27/07 WorldSpace, Inc DE 2.02,9.01 03/26/07 WORLDSTAR ENERGY, CORP. NV 4.01,9.01 03/26/07 XTENT INC 5.02 03/21/07 XVARIANT INC NV 4.01,4.02,9.01 03/14/07