SEC NEWS DIGEST Issue 2007-48 March 13, 2007 ENFORCEMENT PROCEEDINGS COMMISSION REVOKES REGISTRATIONS OF SECURITIES OF MCCARTHY GRENACHE, INC. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS On March 13, the Commission revoked the registration of each class of registered securities of McCarthy Grenache, Inc. (McCarthy) for failure to make required periodic filings with the Commission. Without admitting or denying the findings in the order, except as to jurisdiction, which it admitted, McCarthy consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to McCarthy Grenache, Inc. finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of McCarthy's securities pursuant to Section 12(j) of the Exchange Act. This order settled the charges brought against McCarthy in the Matter of Capmacco Corp., et al., Administrative Proceeding File No. 3-12539. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . . For further information see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Capmacco Corp., et al., Administrative Proceeding File No. 3-12539, Exchange Act Release No. 55115 (Jan. 17, 2007). (Rel. 34-55449; File No. 3-12539) CHRISTIAN BLAKE SANCTIONED Christian Blake (Blake) has been barred from association with a broker-dealer and from participating in an offering of penny stock and ordered to cease and desist from violations of the antifraud provisions of the securities laws. The sanctions were ordered in an administrative proceeding before an administrative law judge. Blake's wrongdoing occurred in connection with the securities of Americom Networks International, Inc. (Americom), while he was associated with Preston Langley Asset Management (Preston Langley), a broker-dealer. He and others at Preston Langley used fraudulent means to sell Americom stock to customers at inflated prices. Their practices included high pressure sales tactics, a "no net selling" policy, unauthorized purchases in customer accounts, false claims of inside information, and predictions about Americom's future stock price based on misrepresentations and omissions. Blake has also been convicted of securities fraud in a parallel criminal proceeding arising out of the same facts at issue in the administrative proceeding. He was sentenced to three years of imprisonment, followed by three years of supervised release, and ordered to pay $1,682,494 in restitution. (Rels. 33-8785; 34-55451; File No. 3-10624) COURT ENTERS FINAL JUDGMENT SETTING DISGORGEMENT AND A CIVIL PENALTY AGAINST AIBY PIERRE-LOUIS The Commission announced that on Feb. 28, 2007, the Honorable K. Michael Moore, U.S. District Judge for the Southern District of Florida found Aiby Pierre-Louis liable for disgorgement of $5.9 million, plus prejudgment interests in the amount of $817,309.43, for his involvement in a Ponzi scheme that targeted more than 600 Haitian- Americans living in South Florida through local radio programs and presentations to Haitian-American church congregations. Additionally, the Court ordered Pierre-Louis to pay a civil money penalty of $120,000. [SEC v. Focus Financial Associates, Inc., Civil Action No. 05-21527-CIV-Moore/Garber (S.D. FL)] (LR-20038) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change as modified by Amendment Nos. 1 and 2 thereto filed by the International Securities Exchange (SR-ISE-2007-10) relating to cancellation fees has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55422) A proposed rule change (SR-ISE-2007-17) filed by the International Securities Exchange relating to an ISE Stock Exchange fee waiver has become effective under Section 19(b)(3)(A) of the Act. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55427) A proposed rule change (SR-CBOE-2007-23) and Amendment No. 1 thereto filed by the Chicago Board Options Exchange to increase the class quoting limit in the option class InterContinental Exchange, Inc. has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55428) A proposed rule change (SR-CBOE-2007-24) and Amendment No. 1 thereto filed by the Chicago Board Options Exchange to increase the class quoting limit in the option class Baidu.com, Inc has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55429) A proposed rule change filed by NYSE Arca, through its wholly owned subsidiary NYSE Arca Equities, Inc., amending fees for round-lot transactions in NYSE-listed securities (other than ETFs) routed outside the book (SR-NYSEArca-2007-23) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55435) A proposed rule change (SR-CBOE-2007-19) filed by the Chicago Board Options Exchange to extend two pilot programs that allow RMMs and e- DPMs to have up to one affiliated Market-Maker physically present in the trading crowd has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55438) A proposed rule change filed by the New York Stock Exchange to eliminate the Individual Investor Express Delivery Service (SR-NYSE- 2007-16) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55439) APPROVAL OF PROPOSED RULE CHANGES The Commission noticed a proposed rule change as amended by Amendment No. 2 and granted accelerated approved to a proposed rule change as amended by the Chicago Board Options Exchange (SR-CBOE-2006-73) to amend certain of its rules to provide for the listing and trading of options on the CBOE Russell 2000 Volatility Index. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55425) The Commission granted approval to a proposed rule change (SR- NYSEArca-2007-09) submitted by the NYSE Arca relating to the expansion of business activities of Archipelago Securities, L.L.C. Publication is expected in the Federal Register during the week of March 19. (Rel. 34-55442) PROPOSED RULE CHANGES NYSE Arca filed a proposed rule change (SR-NYSEArca-2007-24) to waive certain listing fees. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55430) The NASDAQ Stock Market filed a proposed rule change (SR-NASDAQ-2007- 006) to establish Daily Share Volume Service and Fees for the Service. Publication is expected in the Federal Register during the week of March 19. (Rel. 34-55444) The NASDAQ Stock Market filed a proposed rule change (SR-NASDAQ-2006- 049) to incorporate full depth of the Nasdaq quoting of NYSE- and Amex-listed stocks into the TotalView entitlement and modify the user Fee Schedule for TotalView Data, and to replace Nasdaq OpenView to provide the individual Nasdaq market participants' best bids and offers in NYSE- and Amex-listed stocks. Publication is expected in the Federal Register during the week of March 19. (Rel. 34-55445) AMENDMENTS TO PROPOSED RULE CHANGE AND ORDER APPROVING AMENDED PROPOSAL The Commission noticed Amendment Nos. 2 and 3 to a proposed rule change (SR-Amex-2006-118) submitted by the American Stock Exchange relating to generic listing standards for series of Portfolio Depositary Receipts and Index Fund Shares based on fixed income indexes and granted accelerated approval of proposed rule change as amended. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55437) JOINT INDUSTRY PLANS NOTICE OF SUMMARY EFFECTIVENESS OF JOINT AMENDMENT NO. 22 ON A TEMPORARY BASIS The Commission published notice of summary effectiveness for a period not to exceed 120 days of a joint amendment to the Plan for the Purpose of Creating and Operating an Intermarket Options Linkage submitted under Rule 608 of the Securities Exchange Act of 1934 by the American Stock Exchange, Boston Stock Exchange, Chicago Board Options Exchange, International Securities Exchange, NYSE Arca, and Philadelphia Stock Exchange relating to response time for certain orders sent through the Linkage. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55436) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 KMA GLOBAL SOLUTIONS INTERNATIONAL INC, 5570 A KENNEDY ROAD, MISSISSAUGA, A6, L4Z2A9, 905 568 5220 - 26,242,328 ($10,496,931.20) Equity, (File 333-141214 - Mar. 12) (BR. 08B) S-3 DIGITAL ANGEL CORP, 490 VILLAUME AVENUE, SOUTH ST. PAUL, MN, 55075, 6514551621 - 0 ($15,619,308.00) Equity, (File 333-141215 - Mar. 12) (BR. 11B) S-4 JAG MEDIA HOLDINGS INC, 6865 SW 18TH STREET SUITE B13, BACA RATON, FL, 33433, 7322921800 - 0 ($21,000,000.00) Equity, (File 333-141217 - Mar. 12) (BR. 08B) F-3ASR BHP BILLITON FINANCE USA LTD, 0 ($0.00) ADRs/ADSs, (File 333-141218 - Mar. 12) (BR. 04) S-8 SUBJEX CORP, 43 MAIN ST SE, STE 228, MINNEAPOLIS, MN, 55414, 6123629224 - 0 ($500,000.00) Equity, (File 333-141219 - Mar. 12) (BR. 08C) S-3ASR USG CORP, 125 SOUTH FRANKLIN STREET, DEPARTMENT 188, CHICAGO, IL, 60606, 312-606-4000 - 0 ($0.00) Equity, (File 333-141220 - Mar. 12) (BR. 06A) SB-2 PCMT CORP, 4 NAFCHA STREET, JERUSALEM, L3, 95508, 011 972 500 1128 - 0 ($50,000.00) Debt, (File 333-141221 - Mar. 12) (BR. 02) SB-2 Legend Marketing, Corp., 873 EAST 14TH STREET, NORTH VANCOUVER, A1, V7L 2P5, 604-765-0455 - 3,775,000 ($113,250.00) Equity, (File 333-141222 - Mar. 12) (BR. 11) S-8 SIFCO INDUSTRIES INC, 970 E 64TH ST, CLEVELAND, OH, 44103, 2168818600 - 221,500 ($1,494,050.00) Equity, (File 333-141225 - Mar. 12) (BR. 05C) S-8 ANESIVA, INC., 650 GATEWAY BOULEVARD, --, SOUTH SAN FRANCISCO, CA, 94080, 6506249600 - 1,968,540 ($14,645,937.60) Equity, (File 333-141226 - Mar. 12) (BR. 01A) S-8 Allegiant Travel CO, 3301 N. BUFFALO DRIVE, SUITE B-9, LAS VEGAS, NV, 89129, 702-851-7300 - 0 ($89,206,740.00) Equity, (File 333-141227 - Mar. 12) (BR. 05C) S-3 MAGELLAN MIDSTREAM HOLDINGS LP, P.O. BOX 22186, TULSA, OK, 74121, 9185747000 - 40,646,551 ($1,497,383,172.00) Limited Partnership Interests, (File 333-141228 - Mar. 12) (BR. 04B) F-10 AGNICO EAGLE MINES LTD, 145 KING STREET EAST, SUITE 500, TORONTO, A6, M5C 2Y7, 4169471212 - 0 ($544,684,772.24) Equity, (File 333-141229 - Mar. 12) (BR. 04B) N-2 Cohen & Steers Closed-End Opportunity Plus Fund, Inc, 280 PARK AVENUE, NEW YORK, NY, 10017, 212-832-3232 - 50,000 ($1,000,000.00) Equity, (File 333-141230 - Mar. 12) (BR. ) S-3 SMITH & WESSON HOLDING CORP, 2100 ROOSEVELT AVENUE, SPRINGFIELD, MA, 01104, 4137473573 - 80,000,000 ($80,000,000.00) Debt Convertible into Equity, (File 333-141231 - Mar. 12) (BR. 06C) S-8 CENTRAL PACIFIC FINANCIAL CORP, 220 S KING ST, HONOLULU, HI, 96813, 8085440500 - 0 ($17,945,000.00) Equity, (File 333-141232 - Mar. 12) (BR. 07A) S-8 GULF WESTERN PETROLEUM CORP, 4801 WOODWAY DRIVE, SUITE 306W, HOUSTON, TX, 77056, 713 355 7001 - 9,000,000 ($8,370,000.00) Equity, (File 333-141234 - Mar. 12) (BR. 04C) S-1 AMERICAN BAR ASSOCIATION MEMBERS STATE STREET COLLECTIVE TR, 225 FRANKLIN ST, C/O STATE ST BANK & TRUST CO, BOSTON, MA, 02110, 6179853000 - 0 ($200,000,000.00) Other, (File 333-141236 - Mar. 12) (BR. 06C) S-8 PC MALL INC, 2555 WEST 190TH STREET, TORRANCE, CA, 90504, 3103545600 - 370,635 ($4,036,215.00) Equity, (File 333-141237 - Mar. 12) (BR. 02C) S-3 VIASAT INC, 6155 EL CAMINO REAL, CARLSBAD, CA, 92009, 760-476-2200 - 437,564 ($14,247,084.00) Equity, (File 333-141238 - Mar. 12) (BR. 11C) S-8 Sovereign Exploration Associates International, Inc., 503 WASHINGTON AVENUE, SUITE 2D, NEWTOWN, PA, 18940, 215-860-1051 - 3,000,000 ($1,500,000.00) Equity, (File 333-141239 - Mar. 12) (BR. 08A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 360 GLOBAL WINE CO NV 5.02,8.01 03/07/07 ABM INDUSTRIES INC /DE/ DE 5.02,8.01,9.01 03/08/07 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 03/08/07 ACTIVE POWER INC DE 4.02,9.01 03/08/07 ADOLOR CORP 8.01 03/12/07 AEP INDUSTRIES INC DE 2.02,9.01 03/12/07 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 4.02,5.02 03/08/07 Agassiz Energy, LLC MN 3.02 03/06/07 AIR BROOK AIRPORT EXPRESS INC NJ 1.02,9.01 03/12/07 ALLEGHENY TECHNOLOGIES INC DE 7.01,9.01 03/12/07 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 03/09/07 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 03/09/07 ALLIED WASTE INDUSTRIES INC DE 8.01 03/09/07 ALMOST FAMILY INC DE 2.02,9.01 03/12/07 Alon USA Energy, Inc. DE 5.02 03/07/07 AMERICAN DENTAL PARTNERS INC DE 5.02 03/07/07 AMERICAN LOCKER GROUP INC DE 1.01,2.03,8.01,9.01 03/12/07 AMERICAN SPECTRUM REALTY INC MD 5.02,9.01 03/08/07 AMERICHIP INTERNATIONAL INC 4.02 03/12/07 AMGEN INC DE 1.01 03/06/07 AMIS HOLDINGS INC 8.01 03/02/07 AML COMMUNICATIONS INC DE 8.01,9.01 03/07/07 AMYLIN PHARMACEUTICALS INC DE 1.01,5.02 03/07/07 ANADIGICS INC DE 9.01 03/12/07 APPLEBEES INTERNATIONAL INC DE 8.01,9.01 03/12/07 ASG Consolidated LLC DE 8.01,9.01 03/12/07 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 03/08/07 ASPEN EXPLORATION CORP DE 4.01,9.01 03/01/07 AMEND ASSURANT INC 5.02,9.01 03/09/07 ASTA FUNDING INC DE 2.02,7.01,9.01 03/09/07 ATS MEDICAL INC MN 5.02 03/06/07 AVATAR HOLDINGS INC DE 1.01 12/15/06 AVAX TECHNOLOGIES INC DE 8.01,9.01 03/07/07 AVENTINE RENEWABLE ENERGY HOLDINGS IN 8.01,9.01 03/09/07 AVITAR INC /DE/ DE 1.01,3.02,9.01 03/09/07 AXSYS TECHNOLOGIES INC DE 1.01 03/08/07 BALDWIN TECHNOLOGY CO INC DE 5.02,9.01 03/08/07 BALLANTYNE OF OMAHA INC DE 1.01,2.02,9.01 03/06/07 BANCTRUST FINANCIAL GROUP INC AL 5.03,9.01 03/07/07 BARNES GROUP INC DE 1.01,2.03,3.02,8.01,9.01 03/12/07 BEACON ROOFING SUPPLY INC 1.01,7.01,9.01 03/09/07 BERRY PLASTICS HOLDING CORP DE 1.01,9.01 03/12/07 BioScrip, Inc. DE 1.01,9.01 03/07/07 BKF CAPITAL GROUP INC DE 4.01,9.01 02/06/07 AMEND BLUEGREEN CORP MA 2.03 03/09/07 BOK FINANCIAL CORP ET AL OK 1.01,9.01 03/12/07 BOSTON COMMUNICATIONS GROUP INC MA 5.02 03/06/07 BOSTON SCIENTIFIC CORP DE 8.01,9.01 03/12/07 BRAINSTORM CELL THERAPEUTICS INC 1.01,2.03,3.02,8.01,9.01 03/07/07 BRIDGFORD FOODS CORP CA 2.02,9.01 03/12/07 BRISTOL WEST HOLDINGS INC 5.02 03/06/07 BROADVISION INC DE 2.02,9.01 03/07/07 BUCKEYE TECHNOLOGIES INC DE 8.01,9.01 03/09/07 CABOT CORP DE 5.02 03/08/07 CALIFORNIA COASTAL COMMUNITIES INC DE 2.02,9.01 03/07/07 CALLON PETROLEUM CO DE 1.01,9.01 03/08/07 CALLON PETROLEUM CO DE 2.02,7.01,9.01 03/09/07 Cambridge Display Technology, Inc. DE 8.01,9.01 03/12/07 CANO PETROLEUM, INC 1.01,9.01 03/06/07 CANTEL MEDICAL CORP DE 2.02,9.01 03/08/07 CAPITAL ONE FINANCIAL CORP DE 7.01 03/12/07 CAPITAL ONE MASTER TRUST NY 8.01,9.01 03/09/07 CARBIZ INC A6 1.01,2.03,3.02,9.01 03/06/07 CAREMARK RX INC DE 8.01,9.01 03/09/07 CASTLE A M & CO MD 2.02,5.02,9.01 12/31/06 CASTLE A M & CO MD 2.02,5.02 12/31/06 AMEND CBS CORP DE 5.02 03/06/07 CCH II LLC 1.01,2.03,2.04,8.01,9.01 03/06/07 CCO HOLDINGS LLC 1.01,2.03,2.04,8.01,9.01 03/06/07 CDI CORP PA 5.02 03/06/07 CDOOR CORP DE 5.02,8.01,9.01 03/01/07 CENTER BANCORP INC NJ 8.01 03/07/07 CERIDIAN CORP /DE/ DE 1.02,5.02,9.01 03/08/07 CHARTER COMMUNICATIONS HOLDINGS LLC DE 1.01,2.03,2.04,8.01,9.01 03/06/07 CHARTER COMMUNICATIONS INC /MO/ DE 1.01,2.03,2.04,8.01,9.01 03/06/07 China Fruits Corportion DE 1.01 03/12/07 China Housing & Land Development, Inc NV 1.01,9.01 03/09/07 CHURCHILL DOWNS INC KY 2.02,9.01 03/12/07 CLX INVESTMENT COMPANY, INC. CO 5.02 03/09/07 COAST DISTRIBUTION SYSTEM INC DE 7.01,9.01 03/07/07 Cold Spring Capital Inc. DE 8.01 03/09/07 Coleman Cable, Inc. DE 1.01,9.01 03/11/07 COLONIAL COMMERCIAL CORP NY 1.01,5.02,9.01 03/12/07 COMFORCE CORP DE 2.02,9.01 03/09/07 Compass Diversified Trust DE 2.02,9.01 03/12/07 CORNELL COMPANIES INC DE 5.02,7.01,9.01 03/08/07 COSI INC DE 5.02,9.01 03/12/07 COUNTRYWIDE FINANCIAL CORP DE 2.02,9.01 03/12/07 Covalence Specialty Materials Corp. DE 1.01,8.01,9.01 03/09/07 Covalence Specialty Materials Corp. DE 2.02,9.01 03/12/07 CRAFTY ADMIRAL ENTERPRISES LTD NV 5.03 03/09/07 CREE INC NC 1.01,8.01,9.01 03/11/07 Crusade Global Trust No. 1 of 2007 8.01,9.01 03/08/07 Crusade Global Trust No. 1 of 2007 8.01,9.01 03/08/07 CSP INC /MA/ MA 2.02,9.01 12/31/06 CUMMINS INC IN 3.03,9.01 03/12/07 CWHEQ Home Equity Loan Trust, Series 8.01,9.01 02/28/07 CWHEQ Home Equity Loan Trust, Series 8.01,9.01 02/28/07 CYPRESS SEMICONDUCTOR CORP /DE/ DE 8.01,9.01 03/06/07 Delanco Bancorp Inc X1 8.01,9.01 03/12/07 DENNYS CORP DE 5.02 03/06/07 DEVRY INC DE 8.01,9.01 03/12/07 DEXCOM INC 1.01,2.03,3.02,9.01 03/06/07 Dhanoa Minerals Ltd. NV 3.02,8.01,9.01 03/06/07 Diamond Foods Inc DE 7.01,9.01 03/12/07 DJO INC DE 1.01,9.01 03/06/07 DOLLAR GENERAL CORP TN 1.01,8.01,9.01 03/12/07 DOMINOS PIZZA INC 1.01,1.02,2.03,8.01,9.01 03/08/07 Domtar CORP DE 5.02 03/06/07 DOR BIOPHARMA INC DE 2.02,9.01 03/12/07 DREAMS INC UT 1.01,2.01,3.02,9.01 03/12/07 AMEND DTE ENERGY CO MI 5.02 03/08/07 DTS, INC. DE 5.02 03/06/07 Duke Energy Carolinas, LLC NC 8.01,9.01 03/06/07 Duke Energy CORP DE 8.01,9.01 03/06/07 DYNASIL CORP OF AMERICA NJ 3.02,8.01 03/09/07 Dynegy Acquisition, Inc. DE 8.01,9.01 03/12/07 EARTHLINK INC DE 5.02 03/07/07 ECOLLEGE COM DE 8.01,9.01 03/12/07 EDGE PETROLEUM CORP DE 5.02,9.01 03/07/07 ELECSYS CORP KS 2.02,9.01 03/12/07 ELECTRO ENERGY INC FL 8.01 03/09/07 EMERITUS CORP\WA\ WA 3.02,8.01,9.01 03/08/07 EMERSON RADIO CORP DE 3.01,9.01 03/07/07 ENERGY PARTNERS LTD DE 8.01,9.01 03/12/07 ENTERGY CORP /DE/ DE 5.02,9.01 03/12/07 EQUITY LIFESTYLE PROPERTIES INC MD 5.02 03/07/07 EXPRESS SCRIPTS INC DE 8.01,9.01 03/12/07 FEDERATED DEPARTMENT STORES INC /DE/ DE 2.03,9.01 03/12/07 FIBERSTARS INC /CA/ CA 5.02,7.01,9.01 03/07/07 FIELDPOINT PETROLEUM CORP CO 9.01 01/01/07 AMEND FIRST ALBANY COMPANIES INC NY 1.01 03/06/07 FIRST INVESTORS FINANCIAL SERVICES GR TX 2.02,9.01 03/12/07 FIRST UNITED ETHANOL LLC 5.02 03/06/07 FOOT LOCKER INC NY 1.01,9.01 03/07/07 FORD MOTOR CO DE 8.01,9.01 03/12/07 FORD MOTOR CREDIT CO DE 8.01,9.01 03/12/07 Fortunet, Inc. NV 8.01,9.01 03/09/07 FOUNDRY NETWORKS INC DE 3.01,9.01 03/06/07 FreightCar America, Inc. DE 5.02,9.01 03/08/07 GAIAM INC CO 2.02,9.01 03/12/07 GENERAL NUTRITION CENTERS, INC. 1.01,5.02,8.01,9.01 03/07/07 GENESCO INC TN 7.01 03/12/07 GENWORTH LIFE & ANNUITY INSURANCE CO VA 8.01,9.01 03/12/07 Global Beverage Solutions, Inc. 4.01,9.01 03/02/07 AMEND GOLDEN CYCLE GOLD CORP CO 7.01,9.01 03/12/07 GOLDFIELD CORP DE 5.02 03/06/07 GP STRATEGIES CORP DE 2.02,9.01 03/12/07 Great Wolf Resorts, Inc. DE 5.02 03/05/07 GREENBRIER COMPANIES INC DE 7.01,9.01 03/09/07 GREENE COUNTY BANCSHARES INC TN 1.01,9.01 03/09/07 GSAA Home Equity Trust 2007-2 DE 8.01,9.01 02/23/07 GSAA Home Equity Trust 2007-3 DE 8.01,9.01 02/23/07 GSAMP Trust 2006-NC2 DE 8.01,9.01 07/29/06 AMEND GSE SYSTEMS INC DE 8.01,9.01 03/12/07 HALOZYME THERAPEUTICS INC NV 1.01 03/07/07 HANOVER DIRECT INC 1.01,9.01 03/07/07 HARRIS INTERACTIVE INC DE 1.01,7.01,9.01 03/09/07 HARTFORD FINANCIAL SERVICES GROUP INC DE 1.01,9.01 03/06/07 HEALTHSOUTH CORP DE 7.01,9.01 03/12/07 HESKA CORP DE 2.02,9.01 12/31/06 HINES HORTICULTURE INC DE 5.02 03/06/07 HOOKER FURNITURE CORP VA 2.02 03/12/07 Horne International, Inc. DE 3.02 03/12/07 HUB GROUP INC DE 1.01,9.01 03/08/07 I2 TELECOM INTERNATIONAL INC WA 1.02,8.01,9.01 03/12/07 IDENIX PHARMACEUTICALS INC 5.02,9.01 03/06/07 IGIA, Inc. DE 8.01 02/28/07 Impac Secured Assets Corp., Mortgage CA 9.01 02/22/07 IMPERIAL OIL LTD 8.01,9.01 03/12/07 InfoSearch Media, Inc. DE 8.01,9.01 03/09/07 INPUT OUTPUT INC DE 7.01 03/12/07 INSURE.COM, INC DE 4.01,9.01 03/12/07 Intellect Neurosciences, Inc. 5.02 03/07/07 INTER TEL (DELAWARE), INC DE 5.03,9.01 03/06/07 Interactive Television Networks NV 5.02 02/15/07 INTERNATIONAL BARRIER TECHNOLOGY INC/ 7.01,9.01 03/06/07 INTERNATIONAL BUSINESS MACHINES CORP NY 7.01 03/12/07 INTERNATIONAL ELECTRONICS INC MA 8.01,9.01 03/07/07 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 5.02 03/09/07 INTERNATIONAL SHIPHOLDING CORP DE 5.02 03/12/07 INTEST CORP DE 2.02,5.02,9.01 03/06/07 INTUIT INC DE 1.01,2.03,8.01,9.01 03/07/07 INVISA INC 1.01,9.01 03/08/07 IRON MOUNTAIN INC DE 8.01,9.01 03/12/07 ITRONICS INC TX 1.01,2.03,3.02,9.01 03/07/07 iVOW, Inc. DE 1.02 02/28/07 IWT TESORO CORP NV 1.01,9.01 03/10/07 IXIA CA 2.02,9.01 03/12/07 J P MORGAN CHASE & CO DE 9.01 03/08/07 Jazz Technologies, Inc. DE 5.02 03/06/07 JL HALSEY CORP 1.01,2.03,5.02,9.01 03/07/07 JMAR TECHNOLOGIES INC DE 1.01,3.02 03/06/07 JMAR TECHNOLOGIES INC DE 7.01 03/05/07 JOY GLOBAL INC DE 7.01 03/09/07 JUNIPER NETWORKS INC DE 2.02,9.01 03/12/07 JUNIPER NETWORKS INC DE 5.02,9.01 03/09/07 KAL ENERGY INC DE 4.01,9.01 03/06/07 KATY INDUSTRIES INC DE 1.01,2.02,2.03,9.01 03/12/07 KEYCORP /NEW/ OH 5.02,9.01 03/08/07 KMG America CORP VA 2.02,9.01 03/12/07 KVH INDUSTRIES INC \DE\ DE 5.02 03/06/07 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 03/12/07 LCC INTERNATIONAL INC DE 1.01,2.01,2.03,9.01 03/09/07 LCC INTERNATIONAL INC DE 2.02,9.01 03/12/07 LECG CORP DE 8.01 03/12/07 LEUCADIA NATIONAL CORP NY 2.01 03/08/07 LIBERTY DIVERSIFIED HOLDINGS INC NV 4.01 02/27/07 AMEND LIGHTING SCIENCE GROUP CORP DE 1.01,1.02,3.02,5.02,7.01 03/07/07 LIME ENERGY CO. DE 2.02,9.01 03/12/07 LITHIUM TECHNOLOGY CORP DE 3.02,9.01 03/08/07 LONGVIEW FIBRE CO WA 8.01 03/12/07 M I HOMES INC OH 2.03,9.01 03/09/07 MAGNETEK, INC. DE 8.01 03/12/07 MAN SANG HOLDINGS INC NV 1.01,9.01 03/08/07 MANATRON INC MI 2.02,8.01,9.01 03/12/07 MANTECH INTERNATIONAL CORP DE 5.02,9.01 03/06/07 MASCO CORP /DE/ DE 8.01,9.01 03/09/07 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 03/12/07 AMEND MAUI LAND & PINEAPPLE CO INC HI 2.02,9.01 03/02/07 MAX RE CAPITAL LTD 5.02,9.01 03/06/07 MBI Financial, Inc. NV 1.01,2.01 02/12/07 AMEND MDU RESOURCES GROUP INC DE 8.01 03/07/07 MEADOW VALLEY CORP NV 1.01,9.01 03/08/07 MEDIANEWS GROUP INC DE 5.02 03/07/07 MEDICAL STAFFING NETWORK HOLDINGS INC DE 7.01,9.01 03/12/07 MEDISCIENCE TECHNOLOGY CORP NJ 1.01 03/10/07 METALLINE MINING CO NV 1.01,3.02 03/06/07 METHODE ELECTRONICS INC DE 1.01,9.01 02/28/07 MICROTEK MEDICAL HOLDINGS, INC GA 5.02 03/08/07 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 03/12/07 Mill Basin Technologies, Ltd. NV 4.01,9.01 01/17/07 AMEND MODERN MEDICAL MODALITIES CORP NY 1.01,3.02,9.01 03/09/07 AMEND MOSCOW CABLECOM CORP DE 8.01,9.01 03/09/07 AMEND MOST HOME CORP NV 3.02 03/12/07 MS STRUCTURED SATURNS SERIES 2002-1 DE 8.01 03/09/07 MSX INTERNATIONAL INC DE 7.01,9.01 03/12/07 MYERS INDUSTRIES INC OH 8.01 03/07/07 N-VIRO INTERNATIONAL CORP DE 5.02,9.01 12/30/06 NABI BIOPHARMACEUTICALS DE 2.02,9.01 03/12/07 NATIONAL BANK OF INDIANAPOLIS CORP IN 5.02 03/06/07 NATIONAL DENTEX CORP /MA/ MA 5.02 03/06/07 NATIONAL HEALTH REALTY INC MD 8.01 03/09/07 NEUROLOGIX INC/DE DE 7.01,9.01 03/12/07 NEW CENTURY FINANCIAL CORP MD 1.01,1.02,2.04,8.01,9.01 03/07/07 NEWFIELD EXPLORATION CO /DE/ DE 4.01,9.01 03/08/07 NEWS CORP 8.01,9.01 03/12/07 NOBEL LEARNING COMMUNITIES INC DE 8.01,9.01 03/12/07 NOBILITY HOMES INC FL 2.02,9.01 03/08/07 NORTH BAY BANCORP/CA CA 2.02,9.01 03/07/07 NOVASTAR FINANCIAL INC MD 7.01,9.01 03/12/07 NTELOS HOLDINGS CORP 1.01,9.01 03/09/07 NUVIM INC DE 3.02 12/01/06 OLIN CORP VA 7.01,9.01 03/12/07 OMEGA VENTURES INC NV 1.01,3.02,5.01,5.02,9.01 04/19/06 OMNI MEDICAL HOLDINGS INC UT 5.02 11/13/06 OMNICOMM SYSTEMS INC DE 3.02 03/12/07 ON2 TECHNOLOGIES, INC. DE 1.01 03/06/07 Onstream Media CORP FL 1.01,2.01,3.02,7.01,9.01 03/06/07 ORTHOVITA INC 2.02,5.02,9.01 03/06/07 OUTDOOR CHANNEL HOLDINGS INC 1.01 03/08/07 PACIFICHEALTH LABORATORIES INC DE 2.02 03/12/07 PACIFICORP /OR/ OR 5.02 03/12/07 PANACOS PHARMACEUTICALS, INC. DE 8.01,9.01 03/12/07 ParaFin CORP CO 3.02,4.01 03/07/07 PARLUX FRAGRANCES INC DE 3.01,9.01 03/12/07 PATRON SYSTEMS INC DE 4.02 03/06/07 PAYMENT DATA SYSTEMS INC NV 2.04,9.01 03/09/07 PEOPLES LIBERATION INC DE 2.02,9.01 03/12/07 PeopleSupport, Inc. DE 2.02,9.01 01/11/07 PEREGRINE PHARMACEUTICALS INC DE 2.02,9.01 03/12/07 PHYSICIANS FORMULA HOLDINGS, INC. DE 5.02,8.01,9.01 03/07/07 PHYSICIANS FORMULA HOLDINGS, INC. DE 2.02,7.01,9.01 03/12/07 PINNACLE FOODS GROUP INC DE 7.01 03/12/07 PIONEER NATURAL RESOURCES CO DE 1.01,9.01 03/12/07 PLY GEM HOLDINGS INC DE 2.02,7.01,9.01 03/12/07 POINT 360 CA 2.01,9.01 03/07/07 POSSIS MEDICAL INC MN 7.01,9.01 03/12/07 PRESIDENTIAL ASSOCIATES I LTD PARTNER MD 8.01 03/12/07 PRICELINE COM INC DE 7.01,9.01 03/12/07 PROASSURANCE CORP DE 7.01,9.01 03/12/07 PROLIANCE INTERNATIONAL, INC. DE 5.02 03/07/07 Protalix BioTherapeutics, Inc. FL 8.01,9.01 03/09/07 PROVIDENT BANKSHARES CORP MD 5.02,7.01,9.01 03/07/07 PURCHASESOFT INC DE 4.01 03/09/07 PYRAMID BREWERIES INC WA 2.02,9.01 03/09/07 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 2.02,9.01 03/12/07 QUESTCOR PHARMACEUTICALS INC CA 2.02,9.01 03/12/07 QUICKLOGIC CORPORATION CA 1.01,9.01 03/07/07 QUIDEL CORP /DE/ DE 8.01,9.01 03/12/07 RAMTRON INTERNATIONAL CORP DE 1.01,9.01 03/06/07 RAVEN GOLD CORP NV 5.03,7.01,9.01 03/06/07 RAVEN INDUSTRIES INC SD 2.02,9.01 03/12/07 REALNETWORKS INC WA 5.02 03/07/07 REALNETWORKS INC WA 8.01 03/07/07 REDDY ICE HOLDINGS INC DE 7.01,9.01 03/12/07 REGAL BELOIT CORP WI 5.02 03/07/07 REGENERATION TECHNOLOGIES INC FL 5.02,9.01 03/07/07 REINSURANCE GROUP OF AMERICA INC MO 1.01,2.03,9.01 03/06/07 RELIANT ENERGY INC DE 5.02,5.03,8.01,9.01 03/06/07 RETAIL VENTURES INC OH 5.02 03/08/07 Rockwood Holdings, Inc. DE 2.02,9.01 03/12/07 ROME BANCORP INC DE 5.02 03/08/07 ROYAL GOLD INC DE 8.01,9.01 03/06/07 ROYAL GOLD INC DE 8.01,9.01 03/09/07 S1 CORP /DE/ DE 7.01,8.01,9.01 03/12/07 SALEM COMMUNICATIONS CORP /DE/ DE 2.02,7.01,9.01 03/12/07 SAN JOAQUIN BANCORP CA 1.01,9.01 12/21/06 SAN JOAQUIN BANCORP CA 5.02,9.01 02/28/07 SANTA FE ENERGY TRUST TX 8.01,9.01 03/12/07 SCOLR Pharma, Inc. DE 2.02,9.01 03/12/07 SCORE ONE INC NV 8.01 03/08/07 SECURED FINANCIAL NETWORK, INC. NV 4.02,9.01 03/08/07 SELECTIVE INSURANCE GROUP INC NJ 7.01 03/12/07 SIERRA PACIFIC RESOURCES /NV/ NV 7.01,9.01 03/09/07 SILVERLEAF RESORTS INC 1.01,5.02,9.01 03/08/07 SMALL BUSINESS CO DE 1.01,3.02,9.01 03/06/07 SMURFIT STONE CONTAINER CORP DE 7.01,9.01 03/12/07 SOLUTIA INC DE 1.01,9.01 03/12/07 SONICBLUE INC DE 8.01,9.01 01/31/07 SOUTH DAKOTA SOYBEAN PROCESSORS LLC 1.01,2.03 03/06/07 Spectrum Brands, Inc. WI 1.01,8.01,9.01 03/12/07 SPECTRX INC DE 1.01,2.03,3.02 03/12/07 STAGE STORES INC NV 8.01,9.01 03/08/07 STAGE STORES INC NV 8.01,9.01 03/08/07 STANDARD MOTOR PRODUCTS INC NY 2.02,5.02 03/07/07 Storm Cat Energy CORP 5.02,9.01 03/09/07 STURM RUGER & CO INC DE 2.01,9.01 03/08/07 Summer Infant, Inc. DE 2.01,2.02,3.02,3.03,5.01,5.02, 03/06/07 5.03,5.06,9.01 SUN HEALTHCARE GROUP INC DE 8.01,9.01 03/09/07 SUN HEALTHCARE GROUP INC DE 8.01,9.01 03/12/07 SUN HYDRAULICS CORP FL 2.02,9.01 03/07/07 SUNTERRA CORP MD 1.01,5.03,9.01 03/09/07 SYNERGETICS USA INC 8.01,9.01 03/12/07 TECHNOLOGY FUNDING PARTNERS III L P DE 8.01 03/12/07 TECHNOLOGY FUNDING VENTURE PARTNERS I DE 8.01 03/12/07 TELESTONE TECHNOLOGIES CORP CO 8.01,9.01 03/12/07 TEMPUR PEDIC INTERNATIONAL INC DE 7.01,9.01 03/12/07 TENNECO INC DE 5.02 03/06/07 TENTHGATE INC 3.02 03/09/07 TENTHGATE INC 1.01,9.01 03/12/07 TERCICA INC DE 1.01 03/06/07 TERRA INDUSTRIES INC MD 8.01 03/08/07 TEXAS INSTRUMENTS INC DE 7.01,9.01 03/12/07 THERMAGE INC DE 5.02 03/06/07 THOR INDUSTRIES INC DE 5.02,8.01,9.01 03/12/07 TOTAL LUXURY GROUP INC IN 9.01 03/08/07 TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 1.01,5.02,9.01 03/06/07 TRACKPOWER INC WY 5.02,8.01,9.01 02/23/07 TRANS-INDIA ACQUISITION CORP DE 8.01,9.01 03/12/07 TRANSACT TECHNOLOGIES INC DE 2.02,9.01 03/12/07 TRAVELERS COMPANIES, INC. MN 8.01,9.01 03/12/07 TRIZETTO GROUP INC DE 5.02 03/07/07 TRM CORP OR 9.01 01/24/07 AMEND TRW AUTOMOTIVE HOLDINGS CORP DE 7.01,8.01,9.01 03/12/07 TRW AUTOMOTIVE HOLDINGS CORP DE 7.01,8.01,9.01 03/12/07 U S PRECIOUS METALS INC DE 8.01 03/06/07 U S WIRELESS DATA INC DE 1.01,9.01 03/07/07 uBid.com Holdings, Inc. DE 5.02,9.01 03/07/07 UCN INC DE 2.02,9.01 03/12/07 UIL HOLDINGS CORP CT 7.01,9.01 03/12/07 UNITED INDUSTRIAL CORP /DE/ DE 5.02,9.01 03/06/07 UNITEDHEALTH GROUP INC MN 8.01,9.01 03/12/07 USG CORP DE 7.01,8.01,9.01 03/12/07 VAIL RESORTS INC DE 2.02,9.01 03/12/07 VeriChip CORP DE 5.02 03/06/07 VERINT SYSTEMS INC 8.01,9.01 03/12/07 VINEYARD NATIONAL BANCORP CA 8.01 03/12/07 VINEYARD NATIONAL BANCORP CA 5.02,9.01 03/12/07 VITAL IMAGES INC MN 5.03,9.01 03/06/07 VIVUS INC CA 8.01,9.01 03/09/07 WASTE CONNECTIONS INC/DE DE 7.01 03/12/07 WASTE SERVICES, INC. A6 5.02,9.01 03/12/07 WHITNEY INFORMATION NETWORK INC CO 8.01 03/08/07 WILLBROS GROUP INC R1 2.02,9.01 03/07/07 AMEND Willdan Group, Inc. DE 1.01,7.01,9.01 03/06/07 WILLIS GROUP HOLDINGS LTD D0 5.02,8.01,9.01 03/09/07 WINTRUST FINANCIAL CORP IL 1.01,2.03 03/09/07 WIRELESS FACILITIES INC DE 2.02,9.01 03/12/07 WPT ENTERPRISES INC 2.02,9.01 03/12/07 Wright Express CORP 1.01,8.01,9.01 03/06/07 X RITE INC MI 5.02 03/08/07 XL CAPITAL LTD 8.01,9.01 03/12/07