SEC NEWS DIGEST


   Issue 2007-46                                           March 9, 2007


   COMMISSION ANNOUNCEMENTS


   SEC STAFF RELEASE REPORT CONCERNING  EXAMINATIONS  OF  RETAIL  OPTIONS
   ORDER ROUTING AND EXECUTION PRACTICES

   On March 8, the Commission's staff released a report  summarizing  the
   results of recent examinations and analysis of routing  and  execution
   practices in equity options. The "Report  Concerning  Examinations  of
   Options Order Routing and Execution" can be found on the  Commission's
   website  at
   http://www.sec.gov/news/studies/2007/optionsroutingreport.pdf.

   The Commission's Office of Compliance  Inspections  and  Examinations,
   with the staff from the Division of  Market  Regulation,  conducted  a
   series of examinations of the options order routing practices of eight
   broker-dealers that have a significant amount of retail options  order
   flow. In addition,  the  Office  of  Economic  Analysis  conducted  an
   analysis of quote competition among the options markets.

   Today's staff report describes broker-dealers' current  order  routing
   practices,  including  the  use   of   "smart   routing"   technology,
   opportunities for price improvement for  retail  options  orders,  and
   payment for order flow  and  internalization  practices.  Among  other
   things, the staff found the following.

   *	Many firms have begun to utilize order routing  technology  -  often
   called "smart routers" - to ensure  that  marketable  retail  customer
   options orders are sent to the market displaying the best price.

   *	While there has been improvement in order routing  firms'  processes
   to seek and obtain best execution for their retail customers'  options
   orders, multiple market centers often display the same best price,  so
   firms frequently rely on other competitive factors,  such  as  payment
   for order flow and other inducements, to  determine  to  which  market
   center to route customer orders.

   *	The amount of quote competition in the options markets has increased
   since 2000. For the most actively-traded options series, there are  at
   least four exchanges quoting at the NBBO for more  than  half  of  the
   trading  day,  and  the  NBBO  is  at  the  minimum  increment  for  a
   significant portion of the trading day.

   *	Because standardized execution quality statistics are  not  provided
   by each  of  the  options  exchanges,  most  firms  analyze  only  the
   execution quality provided to their own customer orders. The  lack  of
   standardized, widely  available  execution  quality  data  may  affect
   thorough best execution reviews by firms.

   The Report concludes that  these  findings  support  the  Commission's
   efforts to encourage the options markets to quote in penny  increments
   and support the need for standardized execution quality data  in  best
   execution analyses for the options market. (Press Rel. 2007-38)


   ENFORCEMENT PROCEEDINGS


   IN THE MATTER OF STEVEN LANDMANN

   On March 9, the Commission issued an Order Instituting  Administrative
   Proceedings Pursuant to Rule  102(e)  of  the  Commission's  Rules  of
   Practice, Making Findings  and  Imposing  Remedial  Sanctions  against
   Steven J. Landmann.  The  Order  finds  that  on  Feb.  6,  2007,  the
   Commission filed a complaint against Landmann,  alleging  that,  among
   other things, Landmann, at the  direction  of  others,  engaged  in  a
   fraudulent scheme which resulted in Engineered Support  Systems,  Inc.
   (ESSI)  filing  materially  false  and  misleading  statements  and/or
   materially  misstated  financial  statements  in  filings   with   the
   Commission. The complaint alleged that Landmann, at the  direction  of
   others, backdated company stock options to coincide with low points in
   the  closing  market  price  for  ESSI  common  stock,  resulting   in
   approximately $20 million of ill-gotten benefits to ESSI insiders. The
   complaint also alleged that Landmann,  at  the  direction  of  others,
   engaged in other manipulative stock option granting practices, such as
   canceling and reissuing options that had fallen  out-of-the-money  and
   issuing unauthorized options to non-employee directors. The Order also
   finds that on Feb. 12, 2007, the court entered an order,  by  consent,
   permanently enjoining Landmann from future violations of Section 17(a)
   of the Securities Act of 1933, Sections 10(b), 13(b)(5), and 14(a)  of
   the Securities Exchange Act of 1934 and Rules 10b-5,  13b2-1,  13b2-2,
   and 14a-9 thereunder, and  from  aiding  and  abetting  violations  of
   Sections 13(a), 13(b)(2)(A), and 13(b)(2)(B) of the Exchange  Act  and
   Rules 12b-20, 13a-1, and 13a-13 thereunder, and ordering  Landmann  to
   pay $518,972.50 in disgorgement, $108,099 in prejudgment interest, and
   a $259,486 civil penalty.

   Based on the above, the Order  suspends  Landmann  from  appearing  or
   practicing before the Commission as an accountant. Landmann  consented
   to the issuance of the Order without admitting or denying any  of  the
   findings in the Order. (Rels. 34-55432; AAER-2574; File No. 3-12587)

   IN THE MATTER OF CHRISTOPHER BRYAN

   On March 9, the Commission issued an Order Instituting  Administrative
   Proceedings Pursuant to Section 15(b) of the Securities  Exchange  Act
   of 1934, Making Findings,  and  Imposing  Remedial  Sanctions  against
   Christopher Bryan, of Corona Del Mar, Calif. The Order finds  that  on
   Nov. 21, 2006, a final judgment was entered by consent  against  Bryan
   permanently enjoining him from future  violations  of  Sections  5(a),
   5(c), and 17(a) of the Securities Act of 1933 and Sections  10(b)  and
   15(a)  of  the  Securities  Exchange  Act  of  1934  and  Rule   10b-5
   thereunder, in a civil action entitled SEC v. AirTrac, Inc.,  et  al.,
   Civil Action No. SACV 06-582  JVS  (RNBx)  (C.D.  Cal.)  in  the  U.S.
   District Court for the Central District of California.

   The Order further finds that the Commission's complaint alleged  that,
   in connection with the sale of AirTrac's securities, Bryan misused and
   misappropriated investor  funds,  falsely  stated  to  investors  that
   AirTrac was on the verge of signing lucrative contracts  with  several
   large, well-known telecommunications  firms,  and  falsely  stated  to
   investors that AirTrac was preparing  to  conduct  an  initial  public
   offering and had  applied  for  listing  its  stock  on  a  securities
   exchange. The complaint also  alleged  that  Bryan  and  AirTrac  sold
   unregistered securities.

   Based on the above, the Order bars Bryan  from  association  with  any
   broker or dealer. Bryan consented to the issuance of the Order without
   admitting or denying any of the  findings  in  the  Order,  except  he
   admitted the final judgment entered in the civil action.

   For further information, please see LR-19741A (June 27,  2006).  (Rel.
   34-55433; File No. 3-12588)

   IN THE MATTER OF C. BURT DUREN, CPA

   On March 9, the Commission issued an Order Instituting  Administrative
   Proceedings Pursuant to Rule  102(e)  of  the  Commission's  Rules  of
   Practice, Making Findings, and Imposing Remedial Sanctions against  C.
   Burt Duren. The Order finds that  Duren,  46,  was  employed  as  Vice
   President of Finance and Treasurer for One Price Clothing Stores, Inc.
   until October 2003, when he was appointed as CFO of the  company.  The
   Order further finds that on  March  1,  2007,  a  final  judgment  was
   entered  against  Duren,  permanently  enjoining   him   from   future
   violations of Section 17(a) of the Securities Act  of  1933,  Sections
   10(b) and 13(b)(5) of the Securities and  Exchange  Act  of  1934  and
   Rules 10b-5, 13a-14, 13b2-1 and  13b2-2  thereunder,  and  aiding  and
   abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B)  of
   the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder, in the
   civil action entitled SEC v. Leonard M. Snyder et  Al.,  Civil  Action
   Number 7-05-2471-RBH, in the United  States  District  Court  for  the
   District of South Carolina. The Order also finds that the complaint in
   the underlying injunctive action alleged, among other things, that  in
   order to increase One Price's allowable borrowings and  avoid  default
   under its credit facility,  Duren  and  others  caused  One  Price  to
   falsely report as inventory merchandise that  was  ordered  but  never
   shipped to the company. The complaint also  alleged  that  this  false
   reporting of in-transit inventory was a default under the terms of One
   Price's credit facility. Additionally, the complaint alleged that  One
   Price included the falsely inflated levels of inventory in its general
   ledger and thus reported false and inflated levels of inventory in the
   interim financial statements One Price filed with  the  Commission  on
   Forms 10-Q for the quarters ended May 3, Aug. 2, and Nov. 1, 2003.

   Based on the above, Duren is suspended from  appearing  or  practicing
   before the Commission as an accountant.  However,  after  three  years
   from the date of the order, Duren  may  request  that  the  Commission
   consider his reinstatement by  submitting  an  application  to  resume
   appearing or practicing before the Commission. Duren consented to  the
   issuance of  the  Order  without  admitting  or  denying  any  of  the
   allegations in the civil injunctive  action.  (Rels.  34-55434;  AAER-
   2575; File No. 3-12589)


   SELF-REGULATORY ORGANIZATIONS


   IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

   A proposed rule change, as modified by Amendment No. 1, filed  by  the
   NASDAQ Stock Market to assess a fee  for  unsuccessful  appeals  under
   Rule 11890  (SR-NASDAQ-2007-013)  has  become  effective  pursuant  to
   Section  19(b)(3)(A)  of  the  Securities  Exchange   Act   of   1934.
   Publication is expected in the Federal Register  during  the  week  of
   March 12. (Rel. 34-55413)

   A proposed rule change (SR-CBOE-2007-22) by the Chicago Board  Options
   Exchange to increase the class quoting limit in the option class  NYSE
   Group, Inc. (NYX), has become effective under Section  19(b)(3)(A)  of
   the Securities Exchange Act of 1934.  Publication  of  the  notice  is
   expected in the Federal Register during the week of  March  12.  (Rel.
   34-55413)

   A proposed rule change (SR-BSE-2007-10)  filed  by  the  Boston  Stock
   Exchange relating to Exchange fees and charges  has  become  effective
   under Section 19(b)(3)(A) under the Securities Exchange Act  of  1934.
   Publication is expected in the Federal Register  during  the  week  of
   March 12. (Rel. 34-55419)

   PROPOSED RULE CHANGE

   The New York Stock Exchange filed a  proposed  rule  change  (SR-NYSE-
   2007-19) under Section 19(b)(1) of the Securities Exchange Act of 1934
   to waive certain listing fees. Publication of the proposal is expected
   in the Federal Register during the week of March 12. (Rel. 34-55421)


   SECURITIES ACT REGISTRATIONS


   The following registration statements have been  filed  with  the  SEC
   under the Securities Act of 1933. The reported information appears  as
   follows: Form, Name, Address and Phone Number (if  available)  of  the
   issuer of the security; Title and the number and/or face amount of the
   securities  being  offered;  Name  of  the  managing  underwriter   or
   depositor (if  applicable);  File  number  and  date  filed;  Assigned
   Branch; and a designation if the statement is a New Issue.

   Registration statements may be obtained in person or by writing to the
   Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
   Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
   <publicinfo@sec.gov>.  In  most  cases,  this  information   is   also
   available on the Commission's website: <www.sec.gov>.

S-4     FREESCALE SEMICONDUCTOR INC, 6501 WILLIAM CANNON DRIVE, AUSTIN, TX, 
        78735, 5128952000 - 0 ($5,950,000,000.00) Non-Convertible Debt, 
        (File 333-141128 - Mar. 8) (BR. 10B)

S-8     China Media Group CORP, 9901 I.H. 10 WEST, SUITE 800, SAN ANTONIO, TX, 
        78230, 01186755 61657704 - 38,400,000 ($1,920,000.00) Equity, 
        (File 333-141129 - Mar. 8) (BR. 09A)

S-3ASR  WEST PHARMACEUTICAL SERVICES INC, 101 GORDON DR, P O BOX 645, 
        LIONVILLE, PA, 19341-0645, 6105942900 - 0 ($0.00) Other, 
        (File 333-141130 - Mar. 8) (BR. 06B)

SB-2    Smartec Holdings Inc., 3702 SOUTH VIRGINIA STREET, #G12-401, RENO, NV, 
        89502, (775) 338-2598 - 1,250,000 ($25,000.00) Equity, 
        (File 333-141131 - Mar. 8) (BR. 06)

S-3     SLC STUDENT LOAN RECEIVABLES I INC, 750 WASHINGTON BOULEVARD, 
        9TH FLOOR, STAMFORD, CT, 06901, 203-975-6112 - 
        1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-141134 - 
        Mar. 8) (BR. 05D)

S-8     MAPINFO CORP, ONE GLOBAL VIEW, TROY, NY, 12180, 5182856000 - 
        1,000,000 ($13,270,000.00) Equity, (File 333-141137 - Mar. 8) (BR. 03A)

S-3ASR  CHEVRON CORP, 6001 BOLLINGER CANYON ROAD, SAN RAMON, CA, 94583, 
        925-842-1000 - 0 ($0.00) Non-Convertible Debt, (File 333-141138 - 
        Mar. 8) (BR. 04C)

S-8     EVANS BOB FARMS INC, 3776 S HIGH ST, COLUMBUS, OH, 43207, 6144421866 - 
        4,000,000 ($142,280,000.00) Equity, (File 333-141139 - Mar. 8) (BR. 05A)

S-8     RAVEN MOON ENTERTAINMENT INC, 2005 TREE FORK LANE, STE 101, LONGWOOD, 
        FL, 32750, 407-774-4462 - 1,000,000,000 ($100,000.00) Equity, 
        (File 333-141140 - Mar. 8) (BR. 05C)

SB-2    Outsiders Entertainment, Inc., 153 WEST 27TH STREET, NEW YORK, NY, 
        10001, 212-924-8877 - 1,300,000 ($13,000.00) Equity, (File 333-141141 - 
        Mar. 8) (BR. )

S-1     AECOM TECHNOLOGY CORP, 555 SOUTH FLOWER STREET, SUITE 3700, 
        LOS ANGELES, CA, 90071, 0 ($200,000,000.00) Equity, (File 333-141142 - 
        Mar. 8) (BR. 08)

SB-2    Titan Global Holdings, Inc., 407 INTERNATIONAL PARKWAY, SUITE #403, 
        RICHARDSON, TX, 75081, (972) 470-9100. - 
        8,140,000 ($10,622,700.00) Equity, (File 333-141143 - Mar. 8) (BR. 11B)

S-3     CHASE MORTGAGE FINANCE CORP, 194 WOOD AVENUE SOUTH, 
        C/O A HARDY EUBANKS III, ISELIN, NJ, 08830, 7322050600 - 
        1,000,000 ($1,000,000.00) Debt, (File 333-141145 - Mar. 8) (BR. 05D)

S-3ASR  ALLIANT TECHSYSTEMS INC, 5050 LINCOLN DRIVE, EDINA, MN, 55436-1097, 
        9523513000 - 0 ($324,750,000.00) Debt Convertible into Equity, 
        (File 333-141151 - Mar. 8) (BR. 05A)

S-8     DOMTAR INC /CANADA, 395 DE MAISONNEUVE BLVD W, MONTREAL QUEBEC CANA, 
        A8, H3A 1L6, 5148485400 - 25,693,787 ($227,390,014.95) Equity, 
        (File 333-141152 - Mar. 8) (BR. 03A)

S-8     ZHONE TECHNOLOGIES INC, 7001 OAKPORT STREET, OAKLAND, CA, 94621, 
        5107777000 - 0 ($2,207,516.56) Equity, (File 333-141153 - Mar. 8) 
        (BR. 11B)

S-4     Williams Partners L.P., ONE WILLIAMS CENTER, TULSA, OK, 74172-0172, 
        (918) 573-2000 - 0 ($150,000,000.00) Non-Convertible Debt, 
        (File 333-141154 - Mar. 8) (BR. 02C)

F-10    ANGIOTECH PHARMACEUTICALS INC, 1618 STATION STREET, VANCOUVER, A1, 
        V6A 1B6, 0 ($325,000,000.00) Other, (File 333-141155 - Mar. 8) (BR. 01C)

S-4     Williams Partners L.P., ONE WILLIAMS CENTER, TULSA, OK, 74172-0172, 
        (918) 573-2000 - 0 ($600,000,000.00) Non-Convertible Debt, 
        (File 333-141156 - Mar. 8) (BR. 02C)

S-3ASR  SKYWORKS SOLUTIONS INC, 20 SYLVAN ROAD, WOBURN, MA, 01801, 6179355150 - 
        0 ($200,000,000.00) Debt Convertible into Equity, (File 333-141157 - 
        Mar. 8) (BR. 10C)

SB-2    BLS Media, Inc., 1683 DUARTE DRIVE, HENDERSON, NV, 89014, 
        (702)450-2163 - 4,000,000 ($400,000.00) Equity, (File 333-141158 - 
        Mar. 8) (BR. )


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following events:
	
1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	

   8-K reports may be obtained in person or by writing to the  Commission's  Public
   Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090  or  at  the
   following  e-mail  box  address:  <publicinfo@sec.gov>.  In  most  cases,   this
   information is also available on the Commission's website: <www.sec.gov>.




				      STATE     8K ITEM NO.
NAME OF ISSUER                        CODE   			    	        DATE     COMMENT

21ST CENTURY HOLDING CO                 FL       2.02,9.01                      03/08/07

ABERCROMBIE & FITCH CO /DE/             DE       7.01,9.01                      03/08/07

ABLE ENERGY INC                         DE       2.04,9.01                      01/10/07    AMEND

ABLEST INC                              DE       2.02,9.01                      03/07/07

ACCENTURE LTD                                    8.01                           03/08/07

ACE Securities Corp. Home Equity Loan   DE       9.01                           03/08/07

ACTEL CORP                              CA       7.01,9.01                      03/08/07

ACTIVANT SOLUTIONS INC /DE/             DE       1.01,9.01                      02/05/07

ACTIVISION INC /NY                      DE       8.01,9.01                      02/27/07

AEROPOSTALE INC                                  5.02,7.01,9.01                 03/08/07

AEROPOSTALE INC                                  7.01,9.01                      03/08/07

AeroVironment Inc                       DE       2.02,9.01                      03/08/07

AFFILIATED COMPUTER SERVICES INC        DE       5.02                           03/06/07

AIR METHODS CORP                        DE       2.02                           03/08/07

Aircastle LTD                           D0       8.01,9.01                      03/06/07

ALLIANCE BANCSHARES CALIFORNIA          CA       2.02,9.01                      02/20/07

ALLIANCE ONE INTERNATIONAL, INC.        VA       1.01,2.03,9.01                 03/02/07

ALLIN CORP                              DE       5.02,9.01                      02/13/07

Allis Chalmers Energy Inc.              DE       2.02,7.01,9.01                 03/08/07

Alon USA Energy, Inc.                   DE       2.02,9.01                      03/07/07

ALPHA INNOTECH CORP                     DE       2.02,9.01                      03/05/07

ALPHA PRO TECH LTD                      DE       2.02,9.01                      03/08/07

ALTAIR NANOTECHNOLOGIES INC             A6       2.02,9.01                      03/08/07

Altra Industrial Motion, Inc.           DE       8.01,9.01                      03/08/07

Altus Pharmaceuticals Inc.              DE       5.02                           03/04/07

AMEN PROPERTIES INC                     DE       5.02                           03/07/07

AMERICAN ACCESS TECHNOLOGIES INC        FL       2.02,9.01                      03/07/07

AMERICAS CARMART INC                    TX       2.02,9.01                      03/07/07

AMERICASBANK CORP                       MD       2.02,9.01                      03/07/07

ANNALY CAPITAL MANAGEMENT INC           MD       8.01,9.01                      03/07/07

ANNALY CAPITAL MANAGEMENT INC           MD       1.01,9.01                      03/07/07

ANNTAYLOR STORES CORP                   DE       7.01,9.01                      03/08/07

ANTHRACITE CAPITAL INC                  MD       2.02,8.01,9.01                 03/08/07

ANWORTH MORTGAGE ASSET CORP             MD       2.02,9.01                      03/08/07

APOLLO INVESTMENT CORP                  MD       7.01                           03/06/07

APPLIED DIGITAL SOLUTIONS INC           MO       1.01,9.01                      03/02/07

ARES CAPITAL CORP                       MD       2.02,5.02,7.01,9.01            03/08/07

ARI NETWORK SERVICES INC /WI            WI       2.02,7.01,9.01                 03/08/07

ARROW INTERNATIONAL INC                 PA       5.02,9.01                      03/06/07

ASCENDIA BRANDS, INC.                   DE       5.02,7.01,9.01                 03/07/07

ASG Consolidated LLC                    DE       8.01,9.01                      03/08/07

ASHFORD HOSPITALITY TRUST INC           MD       7.01,9.01                      03/08/07

ASHWORTH INC                            DE       2.02,9.01                      03/08/07

ASTA FUNDING INC                        DE       1.01,2.01,2.03,9.01            03/05/07

ATLAS AIR WORLDWIDE HOLDINGS INC        DE       2.02,9.01                      03/08/07

Aurora Oil & Gas CORP                   UT       8.01,9.01                      03/08/07

AVALON PHARMACEUTICALS INC                       1.01,9.01                      03/05/07

B&G Foods, Inc.                         DE       2.02,7.01,9.01                 03/08/07

BANCINSURANCE CORP                      OH       5.02                           03/07/07

BANK JOS A CLOTHIERS INC /DE/           DE       8.01,9.01                      03/08/07

BASIC ENERGY SERVICES INC                        1.01,2.01,3.02,8.01,9.01       03/06/07

bebe stores, inc.                       CA       2.02,9.01                      03/03/07

BELL MICROPRODUCTS INC                  CA       8.01,9.01                      03/08/07

BIG 5 SPORTING GOODS CORP               DE       2.02,9.01                      03/08/07

BLACKBOARD INC                          DE       5.02                           03/08/07

BLUE COAT SYSTEMS INC                   DE       2.02,9.01                      03/08/07

BLUE RIVER BANCSHARES INC               IN       5.02                           03/07/07

BLUEFIRE ETHANOL FUELS INC              NV       5.02,9.01                      03/07/07

BLUEGREEN CORP                          MA       2.02,9.01                      03/05/07

Boxwoods, Inc                           DE       4.01,9.01                      01/17/07    AMEND

Boxwoods, Inc                           DE       4.01,9.01                      01/17/07    AMEND

BRINKS CO                               VA       7.01                           03/08/07

BROOKE CORP                             KS       2.02,9.01                      03/06/07

BROWN SHOE CO INC                       NY       2.02,8.01,9.01                 03/07/07

Burlington Coat Factory Investments H            2.02,9.01                      03/08/07

CABOT MICROELECTRONICS CORP             DE       5.02,5.03,9.01                 03/05/07

Calamos Asset Management, Inc. /DE/              5.03,9.01                      03/05/07

CARDINAL FINANCIAL CORP                 VA       7.01,9.01                      03/08/07

CARDTRONICS INC                         DE       2.02                           03/08/07

CAREMARK RX INC                         DE       8.01,9.01                      03/08/07

CARRIAGE SERVICES INC                   DE       2.02,9.01                      03/07/07

CARRIER ACCESS CORP                     DE       1.01,2.01,9.01                 03/02/07

CARROLLTON BANCORP                      MD       5.02,7.01,9.01                 03/08/07

CASCADE NATURAL GAS CORP                WA       1.01,2.03,9.01                 03/08/07

CASELLA WASTE SYSTEMS INC               DE       2.02,9.01                      03/07/07

CASEYS GENERAL STORES INC               IA       2.02,5.02,5.03,9.01            03/06/07

CBRL GROUP INC                          TN       7.01,9.01                      03/07/07

CELLSTAR CORP                           DE       8.01,9.01                      03/07/07

CENTENE CORP                                     5.02                           03/06/07

CENTENE CORP                                     7.01,8.01,9.01                 03/08/07

CENTRA FINANCIAL HOLDINGS INC           WV       4.02                           03/02/07

Chartwell International, Inc.           NV       2.03,3.02,5.03,9.01            03/02/07

CHARYS HOLDING CO INC                            1.01,2.01,2.03,3.02,9.01       09/01/06    AMEND

CHECKPOINT SYSTEMS INC                  PA       1.01,3.03,9.01                 03/08/07

CHEESECAKE FACTORY INC                  DE       5.02,5.03,8.01,9.01            03/05/07

CHENIERE ENERGY INC                     DE       7.01,9.01                      03/07/07

CHILDRENS PLACE RETAIL STORES INC                8.01,9.01                      03/08/07

CHINA DIGITAL WIRELESS INC                       5.02,8.01                      03/08/07

China Media Group CORP                  TX       8.01,9.01                      12/07/06    AMEND

CHINA SECURITY & SURVEILLANCE TECHNOL   D8       8.01,9.01                      03/08/07

CHIQUITA BRANDS INTERNATIONAL INC       NJ       1.01,9.01                      03/07/07

CHURCH & DWIGHT CO INC /DE/             DE       1.01                           03/08/07

CINEMARK USA INC /TX                    TX       8.01,9.01                      03/06/07

CITIGROUP INC                           DE       9.01                           03/06/07

CITIZENS FINANCIAL CORP/DE/             DE       2.02,9.01                      01/18/07    AMEND

CITIZENS INC                            CO       8.01,9.01                      03/02/07

CLAIRES STORES INC                      DE       2.02,9.01                      03/08/07

CLAYTON WILLIAMS ENERGY INC /DE         DE       5.03,9.01                      03/08/07

CLEVELAND CLIFFS INC                    OH       8.01                           03/05/07

COCA COLA ENTERPRISES INC               DE       5.02                           03/03/07

COLUMBUS MCKINNON CORP                  NY       2.01,9.01                      03/05/07

COMMUNICATIONS SYSTEMS INC              MN       3.01,8.01,9.01                 03/05/07

COMMUNITY CAPITAL BANCSHARES INC                 1.02,5.02                      03/02/07

COMPUTER SCIENCES CORP                  NV       7.01,9.01                      03/02/07

COMTECH TELECOMMUNICATIONS CORP /DE/    DE       2.02,5.02,9.01                 03/07/07

Consolidated Communications Holdings,   DE       2.02,9.01                      03/08/07

COOPER COMPANIES INC                    DE       2.02,9.01                      03/08/07

CORPORATE BOND BACKED CERT TR SER 199            8.01,9.01                      03/01/07

CORPORATE REALTY INCOME FUND I L P      DE       2.01,8.01,9.01                 02/28/07

COSTCO WHOLESALE CORP /NEW              WA       2.02,9.01                      03/08/07

Cougar Biotechnology, Inc.                       1.01                           03/02/07

CRITICAL THERAPEUTICS INC               DE       5.02                           03/02/07

CRM Holdings, Ltd.                               2.02,9.01                      03/08/07

CROSS A T CO                            RI       1.01,8.01,9.01                 03/05/07

CROWN CASTLE INTERNATIONAL CORP         DE       1.01,2.03,9.01                 03/06/07

CROWN MEDIA HOLDINGS INC                DE       2.02,9.01                      03/08/07

CROWN MEDIA HOLDINGS INC                DE       8.01,9.01                      03/08/07

CSG SYSTEMS INTERNATIONAL INC           DE       5.02                           03/06/07

CTI GROUP HOLDINGS INC                  DE       2.01,9.01                      12/22/06    AMEND

CUTTER & BUCK INC                       WA       2.02,7.01,9.01                 03/08/07

CV THERAPEUTICS INC                     DE       8.01,9.01                      03/06/07

CVS CORP                                DE       8.01,9.01                      03/08/07

DAVITA INC                              DE       5.02,5.03,9.01                 03/02/07

DAYTON POWER & LIGHT CO                 OH       8.01,9.01                      03/05/07

DEB SHOPS INC                           PA       2.02,9.01                      03/08/07

Delek US Holdings, Inc.                          2.02,5.02,9.01                 03/06/07

DELTA FINANCIAL CORP                    DE       2.02,9.01                      12/31/06

DEPOMED INC                             CA       5.02                           02/26/07

DESTINY MEDIA TECHNOLOGIES INC          CO       8.01,9.01                      03/05/07

Diamond Foods Inc                       DE       2.02,9.01                      03/08/07

DIEDRICH COFFEE INC                     CA       2.01,9.01                      02/02/07    AMEND

DIGIMARC CORP                           DE       2.02,9.01                      03/08/07

DigitalPost Interactive, Inc.           NV       4.01,9.01                      03/08/07

DIRECT GENERAL CORP                              8.01,9.01                      03/08/07

DOCUMENT SECURITY SYSTEMS INC           NY       2.02,9.01                      03/08/07

DOLLAR GENERAL CORP                     TN       7.01,9.01                      03/08/07

DOMINION HOMES INC                      OH       1.01,9.01                      03/02/07

DONEGAL GROUP INC                       DE       8.01                           03/07/07

DPL INC                                 OH       8.01,9.01                      03/05/07

DSLA 2007-AR1                           DE       7.01,8.01,9.01                 02/22/07

Duke Energy CORP                        DE       5.02,9.01                      03/02/07

Duncan Energy Partners L.P.             DE       7.01                           03/07/07

DYNAMEX INC                             DE       2.02,7.01,9.01                 03/07/07

EARTH BIOFUELS INC                      DE       5.02,8.01                      03/05/07

EDAC TECHNOLOGIES CORP                  WI       2.02,9.01                      03/05/07

EDGE PETROLEUM CORP                     DE       2.02,9.01                      03/07/07

EL PASO ELECTRIC CO /TX/                TX       5.02                           03/02/07

EMC INSURANCE GROUP INC                 IA       7.01                           03/08/07

ENCOMPASS HOLDINGS, INC.                NV       8.01                           03/08/07

ENERGY CONVERSION DEVICES INC           DE       5.02,9.01                      03/05/07

Enterprise GP Holdings L.P.             DE       7.01                           03/07/07

ENTERPRISE PRODUCTS PARTNERS L P        DE       7.01,9.01                      03/07/07

Epic Bancorp                                     5.02,8.01                      03/08/07

EQUICAP INC                             CA       1.01,9.01                      03/07/07

EQUITY LIFESTYLE PROPERTIES INC         MD       8.01                           03/02/07

ESTERLINE TECHNOLOGIES CORP             DE       2.02,9.01                      03/05/07

EURONET WORLDWIDE INC                   DE       1.01,3.02,8.01,9.01            03/07/07

FACTORY CARD & PARTY OUTLET CORP        DE       2.02,9.01                      03/08/07

FAMILY DOLLAR STORES INC                DE       2.02,8.01,9.01                 03/07/07

FCB Bancorp                             CA       8.01                           03/07/07

Federal Home Loan Bank of Atlanta       X1       2.03                           03/06/07

Federal Home Loan Bank of Boston        X1       2.03                           03/05/07

Federal Home Loan Bank of Chicago       X1       2.03                           03/06/07

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                      03/05/07

Federal Home Loan Bank of Dallas                 2.03                           03/06/07

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01                      03/05/07

Federal Home Loan Bank of New York      X1       2.03,9.01                      03/06/07

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01                      03/05/07

Federal Home Loan Bank of San Francis   X1       2.03                           03/05/07

Federal Home Loan Bank of Seattle                2.03                           03/07/07

Federal Home Loan Bank of Topeka                 2.03                           03/06/07

FEDERATED DEPARTMENT STORES INC /DE/    DE       8.01,9.01                      03/07/07

FINISH LINE INC /IN/                    IN       2.02,9.01                      03/08/07

FIRST HARTFORD CORP                     ME       2.03                           03/06/07

FIRST STATE BANCORPORATION              NM       5.02,9.01                      03/06/07

Fittipaldi Logistics, Inc.              NV       1.01                           01/30/07

FIVE STAR PRODUCTS INC                  DE       9.01                           03/01/07    AMEND

FLEETWOOD ENTERPRISES INC/DE/           DE       2.02,9.01                      03/08/07

Fluid Media Networks, Inc.                       1.01,2.01,3.02,4.01,5.01,5.02,5.03,5.06,9.01   02/14/07    AMEND

FMS FINANCIAL CORP                      NJ       1.01,9.01                      03/07/07

FOOT LOCKER INC                         NY       2.02,7.01,9.01                 03/07/07

FOSTER L B CO                           PA       1.01,9.01                      03/08/07

FREDERICK COUNTY BANCORP INC            MD       4.01,9.01                      03/08/07

FREMONT GENERAL CORP                    NV       8.01,9.01                      03/07/07

FREMONT GENERAL CORP                    NV       1.01,9.01                      03/07/07

FTD Group, Inc.                                  1.01,8.01,9.01                 03/07/07

GAMETECH INTERNATIONAL INC              DE       2.02,9.01                      03/07/07

GAP INC                                 DE       7.01,9.01                      03/08/07

GENERAL CABLE CORP /DE/                 DE       7.01,9.01                      03/08/07

GENEVA ACQUISITION CORP                 DE       8.01,9.01                      02/16/07    AMEND

GENIUS PRODUCTS INC                     DE       1.01,9.01                      01/02/07

GENTA INC DE/                           DE       1.01,9.01                      03/07/07

GEOGLOBAL RESOURCES INC.                DE       1.01,9.01                      03/08/07

GEOPETRO RESOURCES CO                            5.03                           03/05/07

GLOBALSANTAFE CORP                               7.01,9.01                      03/08/07

GLOBETEL COMMUNICATIONS CORP            DE       1.01                           02/14/07

Golden West Brewing Company, Inc.       CA       1.01,9.01                      12/28/06

GRAFTECH INTERNATIONAL LTD              DE       2.02,9.01                      03/07/07

GRAHAM CORP                             DE       1.01,9.01                      03/07/07

GRANITE CITY FOOD & BREWERY LTD         MN       1.01,3.02,8.01,9.01            03/08/07

Greenwich Capital Commercial Funding             9.01                           03/08/07

GULF ISLAND FABRICATION INC             LA       5.02                           03/01/07

GULF ISLAND FABRICATION INC             LA       1.01                           03/05/07

Halo Technology Holdings, Inc.          NV       8.01                           03/08/07

HALOZYME THERAPEUTICS INC               NV       2.02,9.01                      03/08/07

HANCOCK FABRICS INC                     DE       5.02,7.01,8.01,9.01            03/08/07

HANSEN NATURAL CORP                     DE       7.01                           03/07/07

HANSEN NATURAL CORP                     DE       3.01,9.01                      03/05/07

HEALTHTRONICS, INC.                     GA       2.02,7.01,9.01                 03/05/07

HELIX BIOMEDIX INC                      DE       3.02                           03/05/07

HELMERICH & PAYNE INC                   DE       5.02,8.01,9.01                 03/07/07

HEMIS CORP                              NV       1.01                           02/28/07

Henry Bros. Electronics, Inc.           DE       1.01,2.02,5.02,9.01            03/02/07

HENRY SCHEIN INC                        DE       1.01                           03/05/07

HERLEY INDUSTRIES INC /NEW              DE       2.02,9.01                      03/06/07

HICKORY TECH CORP                       MN       2.02,7.01,9.01                 03/07/07

HOLLIS EDEN PHARMACEUTICALS INC /DE/    DE       8.01,9.01                      03/08/07

HOSPITALITY PROPERTIES TRUST            MD       8.01,9.01                      03/07/07

HSBC Finance CORP                                7.01,9.01                      03/08/07

HSBC Finance CORP                                8.01,9.01                      03/08/07

HSI Asset Securitization CORP Trust 2            8.01,9.01                      03/08/07

HYDRIL CO                               DE       5.02,9.01                      03/02/07

ICO INC                                 TX       7.01,9.01                      03/08/07

IDEXX LABORATORIES INC /DE              DE       5.02                           03/02/07

IDT CORP                                DE       2.02,9.01                      03/08/07

InfoSearch Media, Inc.                  DE       5.02                           12/18/06    AMEND

INFOSONICS CORP                                  5.02                           03/05/07

INFOUSA INC                             DE       8.01,9.01                      03/08/07

INHIBITEX, INC.                                  2.02,9.01                      03/08/07

INNODATA ISOGEN INC                     DE       2.02,9.01                      03/08/07

INNOVATIVE CARD TECHNOLOGIES INC        DE       8.01                           03/08/07

INNOVATIVE SOLUTIONS & SUPPORT INC      PA       7.01,9.01                      03/07/07

INSIGHT ENTERPRISES INC                 DE       3.01,9.01                      03/06/07

INSMED INC                              VA       1.01,9.01                      03/07/07

INTERNAP NETWORK SERVICES CORP          DE       8.01,9.01                      03/05/07

INTERNATIONAL TEXTILE GROUP INC         DE       1.01,1.02,3.02,5.03,9.01       03/02/07

INTERNET COMMERCE CORP                  DE       1.01,5.02,8.01,9.01            03/01/07

INTROGEN THERAPEUTICS INC                        2.02,9.01                      03/08/07

INVESTMENT TECHNOLOGY GROUP INC         DE       8.01,9.01                      03/08/07

IRON MOUNTAIN INC                       DE       5.02,9.01                      03/07/07

ISIS PHARMACEUTICALS INC                DE       2.02,9.01                      03/08/07

ISRAMCO INC                             DE       2.01,2.03                      03/02/07

ITC Holdings Corp.                      MI       2.02,9.01                      03/07/07

IXYS CORP /DE/                          DE       3.01                           03/07/07

J P MORGAN CHASE & CO                   DE       9.01                           03/06/07

JETBLUE AIRWAYS CORP                    DE       1.02,5.02                      03/06/07

JONES SODA CO                           WA       2.02,9.01                      03/08/07

K TRON INTERNATIONAL INC                NJ       1.01                           03/02/07

K2 INC                                  DE       7.01                           03/07/07

KAL ENERGY INC                          DE       1.01,5.02,9.01                 03/01/07

KENTEX PETROLEUM INC                    NV       1.01,7.01,9.01                 03/07/07

KERYX BIOPHARMACEUTICALS INC            DE       2.02                           03/08/07

KINDER MORGAN ENERGY PARTNERS L P       DE       7.01                           03/07/07

KINDER MORGAN MANAGEMENT LLC            DE       7.01                           03/07/07

KOHLS CORPORATION                       WI       7.01,9.01                      03/08/07

KORN FERRY INTERNATIONAL                DE       2.02,8.01,9.01                 03/08/07

KRISPY KREME DOUGHNUTS INC              NC       1.01,3.02,9.01                 03/02/07

KUHLMAN COMPANY, INC                    MN       1.01                           03/02/07

LA JOLLA PHARMACEUTICAL CO              DE       8.01,9.01                      03/08/07

LAKES ENTERTAINMENT INC                 MN       8.01,9.01                      03/02/07

LAKES ENTERTAINMENT INC                 MN       1.01,1.02,2.01,9.01            03/02/07

LEVITT CORP                             FL       2.02                           03/08/07

LIBERTY STAR GOLD CORP                  NV       7.01,9.01                      03/02/07

LION INC/WA                             WA       2.02,9.01                      03/08/07

LOCAL.COM                               DE       8.01,9.01                      03/08/07

LUMERA CORP                                      2.02,7.01,9.01                 03/08/07

Marine Park Holdings, Inc.              DE       4.01,9.01                      02/21/07    AMEND

MARKWEST ENERGY PARTNERS L P                     7.01,9.01                      03/07/07

MASTR ASSET BACKED SECURITIES TRUST 2   DE       7.01                           02/06/07

MAUI LAND & PINEAPPLE CO INC            HI       5.02                           03/05/07

MAYS J W INC                            NY       2.02                           03/08/07

McAfee, Inc.                            DE       5.02,9.01                      03/05/07

MEDecision, Inc.                        PA       2.02,9.01                      03/08/07

MEDICAL STAFFING NETWORK HOLDINGS INC   DE       7.01,9.01                      03/08/07

MEDIVATION, INC.                        DE       3.01,9.01                      03/08/07

MEDTRONIC INC                           MN       5.02                           03/08/07

MELT INC                                NV       4.02                           03/07/07

Mercantile Bancorp, Inc.                DE       1.01,9.01                      03/02/07

Merisant Worldwide, Inc.                DE       5.02,9.01                      03/05/07

MERRILL LYNCH MORTGAGE INVESTORS TRUS   DE       8.01,9.01                      09/26/05    AMEND

MERRILL LYNCH MORTGAGE INVESTORS TRUS   DE       8.01,9.01                      10/25/05    AMEND

MERRILL LYNCH MORTGAGE INVESTORS TRUS   DE       8.01,9.01                      11/25/05    AMEND

MERRILL LYNCH MORTGAGE INVESTORS TRUS   DE       8.01,9.01                      12/27/05    AMEND

Merrill Lynch Mortgage Investors Trus   DE       8.01,9.01                      03/08/07

Merrill Lynch Mortgage Investors Trus   DE       8.01,9.01                      03/08/07

METABASIS THERAPEUTICS INC                       2.02,9.01                      03/08/07

Metabolic Research, Inc.                IN       8.01,9.01                      03/07/07

MICRO COMPONENT TECHNOLOGY INC          MN       2.02,9.01                      03/05/07

Mittal Steel USA Inc.                   DE       1.01,9.01                      03/08/07

MOBILEPRO CORP                          DE       8.01                           03/06/07

MOHEGAN TRIBAL GAMING AUTHORITY                  5.02                           03/04/07

MONEY CENTERS OF AMERICA, INC.          DE       1.01,5.02                      03/01/07

Morgan Stanley ABS Capital I Inc. Tru   DE       8.01                           03/02/07

Morgan Stanley ABS Capital I Inc. Tru   DE       8.01                           03/02/07

Morgan Stanley ABS Capital I Inc. Tru   DE       8.01                           03/02/07

Morgan Stanley ABS Capital I Inc. Tru   DE       8.01                           03/02/07

Morgan Stanley Capital I Trust 2007-H   DE       8.01,9.01                      02/28/07

Morgan Stanley Home Equity Loan Trust   DE       8.01                           03/02/07

MOTHERS WORK INC                        DE       5.02,9.01                      03/02/07

MS STRUCTURED SATURNS SERIES 2002-1     DE       8.01                           03/08/07

NANOVIRICIDES, INC.                     NV       1.01,9.01                      03/07/07

National CineMedia, Inc.                DE       1.01                           03/02/07

NATIONAL SEMICONDUCTOR CORP             DE       2.02,8.01,9.01                 03/08/07

NaturalNano , Inc.                      NV       1.01,7.01,9.01                 03/07/07

NATUREWELL INC                          CA       8.01,9.01                      03/08/07

NATUREWELL INC                          CA       8.01,9.01                      03/08/07

NBTY INC                                DE       7.01,9.01                      03/07/07

Neenah Paper Inc                        DE       2.05,8.01,9.01                 03/07/07

Neenah Paper Inc                        DE       2.01,9.01                      03/07/07

Neiman Marcus, Inc.                     DE       2.02,9.01                      03/08/07

Neiman Marcus, Inc.                     DE       2.02,7.01                      03/08/07

NEPTUNE INDUSTRIES, INC.                FL       4.01                           03/07/07

NeuroMetrix, Inc.                                1.01,3.03,9.01                 03/07/07

NEW CENTURY FINANCIAL CORP              MD       2.02,5.02,8.01,9.01            03/02/07

New York & Company, Inc.                         7.01,9.01                      03/08/07

NewGen Technologies, Inc                NV       1.01                           03/07/07

NEWS CORP                                        8.01,9.01                      03/07/07

NEXEN INC                               A0       5.02                           02/28/07

NITROMED INC                            DE       2.02,9.01                      03/08/07

NOBLE CORP                                       7.01,9.01                      03/08/07

NORD RESOURCES CORP                     DE       1.01,9.01                      03/08/07

NORDSTROM INC                           WA       7.01                           03/08/07

NORTH AMERICAN TECHNOLOGIES GROUP INC            1.01,2.03,9.01                 03/07/07

NORTHWEST PIPELINE CORP                 DE       2.04                           03/05/07

NORTHWESTERN CORP                       DE       8.01,9.01                      03/08/07

NOVATEL WIRELESS INC                    DE       5.02,9.01                      03/05/07

NYFIX INC                               DE       2.02,8.01,9.01                 03/06/07

NYMAGIC INC                             NY       2.02,9.01                      03/05/07

OCEANEERING INTERNATIONAL INC           DE       1.01                           03/08/07

OGE ENERGY CORP                         OK       8.01,9.01                      03/08/07

OIL DRI CORPORATION OF AMERICA          DE       2.02,9.01                      02/27/07

Oilsands Quest Inc                               1.01,3.02,8.01,9.01            03/06/07

OMNI ENERGY SERVICES CORP               LA       1.01,9.01                      03/02/07

OMNI ENERGY SERVICES CORP               LA       2.01,9.01                      03/02/07

OMNI ENERGY SERVICES CORP               LA       2.01,9.01                      03/02/07

Omrix Biopharmaceuticals, Inc.          DE       2.02                           03/08/07

OMTOOL LTD                              DE       5.02                           02/23/07    AMEND

ON2 TECHNOLOGIES, INC.                  DE       2.02,9.01                      03/08/07

ONLINE RESOURCES CORP                   DE       5.02                           02/16/07    AMEND

Opteum Inc.                             MD       7.01,9.01                      03/07/07

Option One Mortgage Loan Trust 2007-C   DE       9.01                           02/08/07

ORBIT INTERNATIONAL CORP                DE       2.02                           03/08/07

ORCHID CELLMARK INC                              2.02,9.01                      03/08/07

OSTEOTECH INC                           DE       2.02,9.01                      03/08/07

PAR PHARMACEUTICAL COMPANIES, INC.      DE       5.02,9.01                      03/08/07

PAYLESS SHOESOURCE INC /DE/             DE       1.01,9.01                      03/06/07

PENINSULA GAMING CORP.                  DE       2.02                           03/07/07

PHH CORP                                MD       1.01,2.03,9.01                 03/06/07

PIER 1 IMPORTS INC/DE                   DE       8.01,9.01                      03/08/07

PINNACLE FOODS GROUP INC                DE       8.01,9.01                      03/08/07

PNC FINANCIAL SERVICES GROUP INC        PA       2.01,9.01                      03/02/07

POLYMEDICA CORP                         MA       8.01                           03/07/07

Polypore, Inc.                          DE       2.02,9.01                      03/07/07

PORTA SYSTEMS CORP                      DE       1.01                           03/05/07

POWER EFFICIENCY CORP                   DE       1.01,3.02,9.01                 03/02/07

PPG INDUSTRIES INC                      PA       7.01                           03/08/07

PPOL INC                                CA       8.01,9.01                      03/08/07

PROASSURANCE CORP                       DE       5.02                           03/07/07

PROCENTURY CORP                                  7.01,9.01                      03/08/07

PROCERA NETWORKS INC                    NV       9.01                           08/31/06    AMEND

PROTON LABORATORIES INC                 WA       1.01                           02/20/07

PS BUSINESS PARKS INC/CA                CA       7.01,9.01                      03/01/07

QAD INC                                 DE       5.02                           03/05/07

QUANTA SERVICES INC                     DE       5.02                           03/02/07

QUIKSILVER INC                          DE       2.02,9.01                      03/08/07

RAMP Series 2007-RS1 Trust              DE       8.01,9.01                      03/08/07

RASC Series 2007-EMX1 Trust             DE       8.01,9.01                      03/08/07

READERS DIGEST ASSOCIATION INC          DE       1.01,1.02,2.01,2.03,3.01,3.02,5.01,5.02,5.03   03/08/07

REDHOOK ALE BREWERY INC                 WA       5.02                           03/06/07

REGEN BIOLOGICS INC                     DE       1.01,3.02,3.03,5.03,7.01,9.01  03/02/07

REHABCARE GROUP INC                     DE       2.02,7.01,9.01                 12/31/06

REPROS THERAPEUTICS INC.                DE       5.02,9.01                      03/07/07

Republic Property Trust                 MD       2.02,7.01,9.01                 03/08/07

Resource Capital Corp.                  MD       2.02,9.01                      12/31/06

RF MONOLITHICS INC /DE/                 DE       1.01,9.01                      03/08/07

RUSH ENTERPRISES INC \TX\               TX       5.02                           03/06/07

SAFEGUARD SCIENTIFICS INC               PA       2.02,9.01                      03/08/07

SANDERS MORRIS HARRIS GROUP INC         TX       2.02,4.02,7.01,9.01            03/07/07

SAVANNAH BANCORP INC                    GA       4.01                           03/07/07

SCORES HOLDING CO INC                   UT       1.01,1.02,5.02,8.01,9.01       02/28/07

SCPIE HOLDINGS INC                      DE       2.02,9.01                      03/08/07

Securitized Asset Backed Receivables             8.01                           03/02/07

Securitized Asset Backed Receivables             8.01                           03/02/07

SELIGMAN NEW TECHNOLOGIES FUND II INC   MD       7.01,9.01                      03/08/07

SELIGMAN NEW TECHNOLOGIES FUND, INC              7.01,9.01                      03/08/07

SEMTECH CORP                            DE       2.02,7.01,9.01                 03/08/07

Seneca Gaming Corp                      XX       1.01,9.01                      03/02/07

Shea Development Corp.                  NV       5.03,9.01                      03/02/07

Shea Development Corp.                  NV       1.01,2.01,3.02,5.01,5.02,
                                                 5.03,5.06,9.01                 03/02/07

SIENA TECHNOLOGIES, INC.                NV       1.01,2.03,9.01                 03/02/07

SILVERLEAF RESORTS INC                           2.02,9.01                      03/07/07

SIMPLETECH INC                          CA       5.03,9.01                      03/07/07

Skinny Nutritional Corp.                         1.01,3.02                      03/07/07

SKYSTAR BIO-PHARMACEUTICAL CO           NV       4.01,9.01                      02/28/07    AMEND

SMARTIRE SYSTEMS INC                             1.01,2.03,3.02,9.01            03/08/07

SmartPros Ltd.                          DE       2.02,9.01                      03/08/07

SOLAR ENERTECH CORP                     NV       1.01,3.02,9.01                 03/07/07

SONOSITE INC                                     2.02,9.01                      02/15/07    AMEND

SONUS NETWORKS INC                      DE       3.01,9.01                      03/02/07

SOUNDVIEW HOME LOAN TRUST 2007-1        DE       7.01                           02/16/07

Soundview Home Loan Trust 2007-NS1      DE       7.01                           03/02/07

Soundview Home Loan Trust 2007-NS1      DE       9.01                           03/02/07

SOUTHWEST GEORGIA FINANCIAL CORP        GA       5.02,9.01                      03/07/07

SPARK NETWORKS PLC                      X0       5.02                           03/05/07

SPATIALIGHT INC                         NY       1.01,9.01                      03/06/07

STANDARD PARKING CORP                   DE       2.02,7.01                      03/07/07

STAPLES INC                             DE       5.02                           03/06/07

STAR SCIENTIFIC INC                     DE       7.01,8.01,9.01                 03/06/07

STRATS (SM) TRUST FOR JPMORGAN CHASE             8.01,9.01                      03/01/07

STRATS SM TRUST FOR IBM CORP SEC SERI            8.01                           03/05/07

STRATS SM TRUST FOR IBM CORP SEC SERI            8.01                           03/01/07

STRATS SM TRUST FOR JPMORGAN CHASE &             8.01                           03/05/07

Strats(SM) Trust for JPMorgan Chase C            8.01,9.01                      03/01/07

STRATS(SM) Trust For Morgan Stanley S            8.01,9.01                      03/01/07

SUMMIT HOTEL PROPERTIES LLC                      1.01,2.03,9.01                 03/05/07

SUN BANCORP INC /NJ/                    NJ       5.02                           02/21/07

SUN HEALTHCARE GROUP INC                DE       2.02,9.01                      03/08/07

SUPERCONDUCTOR TECHNOLOGIES INC         DE       1.01                           03/02/07

SUPERIOR ENERGY SERVICES INC            DE       5.02,8.01                      03/02/07

Surge Global Energy, Inc.                        1.01,2.01,3.02,5.03,9.01       03/02/07

Syzygy Entertainment Ltd                OH       2.01,7.01,9.01                 02/16/07    AMEND

TALEO CORP                              DE       1.01,2.01,9.01                 03/02/07

TARGETED GENETICS CORP /WA/             WA       5.01                           03/02/07

TEAM FINANCIAL INC /KS                  KS       1.01,9.01                      03/02/07

TEAMSTAFF INC                           NJ       5.02,8.01,9.01                 03/02/07

TEAMSTAFF INC                           NJ       8.01,9.01                      03/02/07

TECH DATA CORP                          FL       2.02,9.01                      03/08/07

TEKELEC                                 CA       5.02                           03/06/07

TELESTONE TECHNOLOGIES CORP             CO       8.01,9.01                      03/08/07

TELOS CORP                              MD       8.01,9.01                      03/08/07

TEPPCO PARTNERS LP                      DE       7.01,8.01,9.01                 03/07/07

TERAYON COMMUNICATION SYSTEMS           DE       5.02                           03/06/07

TERCICA INC                             DE       2.02,9.01                      03/08/07

TEREX CORP                              DE       5.02,9.01                      03/06/07

TERRACE VENTURES INC                    NV       1.01,9.01                      02/28/07    AMEND

TESCO CORP                                       2.02,9.01                      03/08/07

TETRIDYN SOLUTIONS INC                  NV       7.01,9.01                      03/07/07

THINKPATH INC                           A6       1.01,9.01                      03/08/07

TOTAL LUXURY GROUP INC                  IN       9.01                           03/06/07

TRADESTAR SERVICES, INC.                NV       1.01,2.01,2.03,3.02,5.03,9.01  03/02/07

TRANSGENOMIC INC                        DE       2.02,9.01                      03/08/07

TRINITY INDUSTRIES INC                  DE       5.02,5.03,9.01                 03/05/04

TRINITY INDUSTRIES INC                  DE       5.02                           12/14/06    AMEND

Trinsic, Inc.                           DE       5.02                           03/02/07

TRUE RELIGION APPAREL INC               NV       5.02,9.01                      03/05/07

TURBOCHEF TECHNOLOGIES INC              DE       2.02,9.01                      03/08/07

U.S. Shipping Partners L.P.             DE       8.01                           03/08/07

UFP TECHNOLOGIES INC                    DE       2.02,9.01                      03/07/07

UNITED RETAIL GROUP INC/DE              DE       1.01,5.03,8.01                 03/02/07

UNUMPROVIDENT CORP                      DE       5.02,9.01                      03/07/07

URSTADT BIDDLE PROPERTIES INC           MD       2.02,9.01                      03/08/07

US BioEnergy CORP                                5.02,9.01                      03/07/07

US CONCRETE INC                         DE       1.01,2.03,9.01                 03/02/07

USA Mobility, Inc                       DE       2.02,9.01                      03/07/07

VA SOFTWARE CORP                        DE       1.01,5.02,9.01                 03/07/07

VALASSIS COMMUNICATIONS INC             DE       1.01,2.01,2.03,8.01,9.01       03/02/07

VCAMPUS CORP                            DE       3.02                           03/07/07

VERAMARK TECHNOLOGIES INC               DE       1.01,9.01                      03/02/07

VeriChip CORP                           DE       2.02,9.01                      03/08/07

VeriChip CORP                           DE       5.02,9.01                      03/02/07

Viacom Inc.                             DE       5.02                           03/05/07

VIASYS HEALTHCARE INC                   DE       5.02                           03/02/07

VIRAGE LOGIC CORP                       CA       5.02,9.01                      03/02/07

VIRAL GENETICS INC /DE/                 DE       1.01,3.02,9.01                 03/02/07

W&T OFFSHORE INC                        TX       2.02,9.01                      03/08/07

Warner Chilcott Ltd                     D0       2.02,9.01                      03/07/07

Warner Music Group Corp.                DE       8.01,9.01                      03/08/07

Washington Mutual Asset-Backed Certif   DE       6.01                           03/08/07

Waterbank of America (USA) Inc.         UT       4.01,9.01                      11/30/06    AMEND

WCI COMMUNITIES INC                              5.02                           03/02/07

WESCO INTERNATIONAL INC                 DE       8.01                           03/08/07

WESTMORELAND COAL CO                    DE       1.01,9.01                      03/08/07

WHOLE FOODS MARKET INC                  TX       5.02,8.01,9.01                 03/05/07

WILLBROS GROUP INC                      R1       2.02,9.01                      03/07/07

WIND RIVER SYSTEMS INC                  DE       2.02,9.01                      03/08/07

WINNEBAGO INDUSTRIES INC                IA       7.01,9.01                      03/08/07

WISCONSIN ENERGY CORP                   WI       8.01                           03/05/07