SEC NEWS DIGEST Issue 2007-31 February 15, 2007 COMMISSION ANNOUNCEMENTS SEC APPROVES SRO RULE CHANGES FOR NYSE GROUP AND EURONEXT COMBINATION On February 14, the Securities and Exchange Commission approved rule changes by New York Stock Exchange LLC and NYSE Arca, Inc. related to the proposed business combination between NYSE Group, Inc., the publicly-traded company that owns the New York Stock Exchange and NYSE Arca, and Euronext N.V. Euronext N.V. is a company organized under the laws of the Netherlands and is the owner of five European exchanges. The Commission-approved rule changes will enable the businesses of NYSE Group and Euronext to be wholly-owned subsidiaries of a new publicly-traded holding company, NYSE Euronext. NYSE Group and Euronext would each be a separate subsidiary of NYSE Euronext, and their respective businesses and assets will continue to be held as they are currently held. The business combination would be a cross- border transaction that fits within the framework the Commission has developed in connection with other transactions involving self- regulatory organizations. It would maintain the New York Stock Exchange's and NYSE Arca's ability to each meet obligations as self- regulatory organizations and continue to provide the Commission with tools necessary to effectively oversee these self-regulatory organizations. SEC Chairman Christopher Cox said, "Our capital markets and our trading markets have long been global, but this pending combination is a sign that the trend is accelerating. The SEC and the Euronext College of Regulators, based on extensive collaboration and consultation, are well prepared to undertake the cross-border regulatory responsibilities to which this combination will give rise." The Commission's orders approving the proposed rule changes of New York Stock Exchange LLC and NYSE Arca are available on the Commission's website at http://www.sec.gov/rules/sro/nyse/2007/34- 55293.pdf and http://www.sec.gov/rules/sro/nysearca/2007/34-55294.pdf. (Press Rel. 2007-21) FEE RATE ADVISORY #6 FOR FISCAL YEAR 2007 On February 15, the Commission announced that the Congress has passed and the President is expected to sign House Joint Resolution 20, the continuing resolution that will fund many federal agencies, including the Securities and Exchange Commission, for the remainder of FY 2007. This continuing resolution shall be deemed the Commission's "regular appropriation" for FY 2007, and therefore, when signed into law, will trigger changes in the rates of fees collected by the SEC. The Commission will issue a new fee advisory once the President has signed the appropriations bill. Five days after enactment of House Joint Resolution 20, the Section 6(b) fee rate applicable to the registration of securities, the Section 13(e) fee rate applicable to the repurchase of securities, and the Section 14(g) fee rate applicable to proxy solicitations and statements in corporate control transactions will decrease from the current rate of $107.00 per million dollars to $30.70 per million dollars, as previously announced. The precise date and time of the change to the new fee rate will be set forth in the fee advisory that the Commission will issue once the President has signed the appropriations bill. In addition, thirty days after the date of enactment of House Joint Resolution 20, the Section 31 fee rate applicable to securities transactions on the exchanges and over-the-counter markets will decrease from the current rate of $30.70 per million dollars to $15.30 per million dollars, as previously announced. Again, the precise date and time of the change to the new fee rate will be set forth in the fee advisory that the Commission will issue once the President has signed the appropriations bill. Additional information on the Section 31 fee rate will be available on the Internet websites of the New York Stock Exchange and the NASD at http://www.nyse.com and http://www.nasd.com, respectively. The Division of Market Regulation's Office of Interpretation and Guidance also is available to answer questions relating to Section 31. That office may be reached by phone at 202-551-5777 or by email at marketreg@sec.gov. A copy of the Commission's April 28, 2006, order regarding fee rates for FY 2007 is available at http://www.sec.gov/rules/other/2006/33- 8681.pdf. The Commission will issue further notices as appropriate to keep the public informed of developments relating to enactment of the Commission's regular appropriation and the effective dates for the above fee rate changes. These notices will be posted at the SEC's Internet web site at http://www.sec.gov. ENFORCEMENT PROCEEDINGS DEFAULT ORDER AGAINST COMBINED COMPANIES CORP. On February 15, an Administrative Law Judge issued an Order Making Findings and Revoking Registrations by Default in Combined Companies Corp., Administrative Proceeding No. 3-12531. The Order Instituting Proceedings alleged that Combined Companies Corp., Communication Ventures, Inc., InTechnologies, Inc., Repco, Inc., Sutra Management Corp., Syndicate Ventures, Inc., Transwave Corp., Veda Corp., and 1 Solution Corp. failed repeatedly to file required annual and quarterly reports while their securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true for all Respondents and revokes each class of their respective registered securities, pursuant to Section 12(j) of the Securities Exchange Act of 1934. (Rel. 34-55297; File No. 3-12531) DEFAULT ORDER AGAINST SCOTT BROCKOP On February 15, an administrative law judge issued an Order Making Findings and Imposing Sanction by Default in Scott W. Brockop, Admin. Proc. 3-12485. The Order Instituing Proceedings (OIP) alleged that on Oct. 26, 2006, a final judgment by default was entered in the United States District Court for the Eastern District of New York against Brockop enjoining him from future violations of Sections 5 and 17(a) of the Securities Act of 1933, Sections 10(b) and 15(a) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. In addition, the OIP alleges that the final judgment found Brockop liable for disgorgement of $41,634.10, plus prejudgment interest of $17,427.81, and directed him to pay a civil penalty of $41,634.10. The Default Order finds the allegations in the OIP to be true and bars Brockop from association with any broker or dealer, pursuant to Section 15(b) of the Securities Exchange Act of 1934. (Rel. 34-55298; File No. 3-12485) SEC CHARGES FORMER GENERAL COUNSEL OF MONSTER WORLDWIDE, INC. FOR BACKDATING OPTIONS On February 15, the Commission filed a civil action in federal district court in New York, N.Y. against Myron F. Olesnyckyj, the former general counsel of Monster Worldwide, Inc. The Commission charged Olesnyckyj with securities fraud for participating in a multi- year scheme to secretly backdate stock options granted to thousands of Monster officers, directors and employees. The complaint alleges that, from 1997 through 2003, Olesnyckyj backdated stock options grants to coincide with the dates of low closing prices for the company's common stock, resulting in grants of in-the-money options to numerous individuals. When making grants of options, certain officers and employees at Monster would select a low closing stock price at which they wanted to grant stock options. Olesnyckyj, or others acting at his direction, then prepared backdated documentation for Monster's Compensation Committee containing the grant date that reflected the low closing price for Monster's common stock. Olesnyckyj then caused Monster to misrepresent in its periodic filings and proxy statements that all stock options were granted at the fair market value of the stock on the date of the award, when that was simply not the case. In fact, by backdating the options, Monster granted undisclosed compensation to its employees, failed to recognize compensation expenses, and overstated its net income by $340 million from 1997 through 2005. Olesnyckyj, 45 and a resident of New Providence, N.J., personally profited by receiving backdated options. The complaint further alleges that Olesnyckyj misled Monster's outside auditors in an attempt to hide the backdating scheme by providing documentation to them that misrepresented the grant date of the stock option awards. The complaint charges Olesnyckyj with violations of the antifraud provisions of the federal securities laws and with violating or aiding and abetting the violation of reporting requirements. The Commission is seeking permanent injunctive relief, disgorgement of ill-gotten gains, civil monetary penalties, and an officer and director bar. [SEC v. Myron F. Olesnyckyj, United States District Court for the Southern District of New York, Civil Action No. 07 CV 1176, HB, S.D.N.Y. February 15, 2007] (LR-20004) INVESTMENT COMPANY ACT RELEASE MFS SERIES TRUST X, ET AL. An order has been issued on an application filed by MFS Series Trust X, et al. under Section 17(d) of the Investment Company Act and Rule 17d-1 under the Act. The order permits certain registered open-end investment companies in the same group of investment companies to enter into a special servicing agreement. (Rel. IC-27698 - February 13) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the Philadelphia Stock Exchange relating to the Trading Phase Date of Regulation NMS (SR-Phlx-2007-11) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of February 19. (Rel. 34-55273) A proposed rule change filed by NASD regarding fees and credits for the NASD/BSE Trade Reporting Facility (SR-NASD-2007-003) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of February 19. (Rel. 34-55280) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change and Amendment No. 1 thereto (SR-Amex-2006-77) submitted by the American Stock Exchange to amend Rules 918 and 918-Ante regarding trading rotations, halts and suspensions. Publication of the order is expected in the Federal Register during the week of February 19. (Rel. 34-55272) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 Innovative Consumer Products, Inc., 10436 GWYNNS FALLS, LAS VEGAS, NV, 89183, 702-756-1521 - 4,165,000 ($12,495.00) Debt Convertible into Equity, (File 333-140685 - Feb. 14) (BR. ) S-8 GAMEZNFLIX INC, 2240 SHELTER ISLAND DRIVE #202, SAN DIEGO, CA, 92106, 6192263536 - 0 ($560,000.00) Equity, (File 333-140686 - Feb. 14) (BR. 05A) S-8 CLEVELAND BIOLABS INC, 11000 CEDAR AVENUE, SUITE 290, CLEVELAND, OH, 44106, 2162292251 - 2,000,000 ($14,893,400.00) Equity, (File 333-140687 - Feb. 14) (BR. 01A) S-4 SOURCE PETROLEUM INC., SUITE 305 - 1530 WEST 8TH AVENUE, VANCOUVER, A1, V6J 5M6, 778.863.2259 - 70,845,827 ($75,805,034.89) Equity, (File 333-140688 - Feb. 14) (BR. 04A) S-1 JMP Group Inc., 600 MONTGOMERY STREET, SAN FRANCISCO, CA, 94111, 415-835-8900 - 0 ($100,000,000.00) Equity, (File 333-140689 - Feb. 14) (BR. ) S-1 Inter-Atlantic Financial, Inc., 400 MADISON AVENUE, NEW YORK, X1, 10017, 212-581-2100 - 0 ($129,150,100.00) Other, (File 333-140690 - Feb. 14) (BR. ) S-8 OPENWAVE SYSTEMS INC, 2100 SEAPORT BLVD., REDWOOD CITY, CA, 94063, 650-480-8000 - 9,740,332 ($86,262,379.64) Equity, (File 333-140691 - Feb. 14) (BR. 03B) S-1 ASIA TIME CORP, ROOM 1601-1604, 16/F., CRE CENTRE, 889 CHEUNG SHA WAN ROAD, KOWLOON, HONG KONG, F4, 0000000, 852-23100101 - 4,298,365 ($15,216,778.00) Equity, (File 333-140692 - Feb. 14) (BR. 09) S-8 A21 INC, A21, INC., 7660 CENTURION PARKWAY, JACKSONVILLE, FL, 32256, 9045650066 - 7,505,514 ($2,191,654.00) Equity, (File 333-140693 - Feb. 14) (BR. 08A) S-1 INSULET CORP, 9 OAK PARK DRIVE, BEDFORD, MA, 01730, (781) 457-5000 - 0 ($86,250,000.00) Equity, (File 333-140694 - Feb. 14) (BR. ) SB-2 CITY NETWORK INC, 6767 W. TROPICANA AVE., SUITE 207, LAS VEGAS, NV, 89103-4754, 011-886-2-8226-5566 - 15,069,455 ($1,054,861.85) Equity, (File 333-140695 - Feb. 14) (BR. 08A) SB-2 Boatatopia, 2514 VIA DE PALLON CIRCLE, HENDERSON, NV, 89074, 702-866-5835 - 550,000 ($55,000.00) Equity, (File 333-140696 - Feb. 14) (BR. ) S-4 HLS SYSTEMS INTERNATIONAL LTD, 625 BORADWAY, SUITE 1111, SAN DIEGO, CA, 92101, 619 795 4627 - 1,300,000 ($2,784,748.00) Equity, (File 333-140700 - Feb. 14) (BR. 09) S-8 Allot Communications Ltd., 5 HANAGAR STREET, INDUSTRIAL ZONE B, HOD-HASHARON, L3, 45800, 972-9-761-9200 - 4,947,644 ($24,261,004.00) Equity, (File 333-140701 - Feb. 14) (BR. 03) S-8 BIONOVO INC, 5858 HORTON STREET,, SUITE 375, EMERYVILLE, CA, 94608, 510-601-2000 - 6,561,588 ($21,981,319.80) Equity, (File 333-140702 - Feb. 14) (BR. 01C) SB-2 ENER1 INC, 500 WEST CYPRESS CREEK ROAD, SUITE 100, FORT LAUDERDALE, FL, 33309, (954) 556-4020 - 58,445,000 ($21,040,200.00) Equity, (File 333-140703 - Feb. 14) (BR. 10B) S-8 CATALYST PAPER CORP, 16TH FLOOR, 250 HOWE STREET, VANCOUVER BC CANADA, A1, V6C 3R8, 604-654-4139 - 7,340,500 ($25,031,105.00) Equity, 2,659,500 ($9,361,440.00) Other, (File 333-140704 - Feb. 14) (BR. 03A) S-8 Giant Oil & Gas Inc., 246 STEWART GREEN S.W. SUITE 4010, CALGARY, A0, T3H 3C8, 1-604-613-1334 - 5,000,000 ($15,000,000.00) Equity, (File 333-140705 - Feb. 14) (BR. 04) S-8 HYPERION SOLUTIONS CORP, 5450 GREAT AMERICA PARKWAY, SANTA CLARA, CA, 95054, 408-744-9500 - 1,634,565 ($67,801,756.20) Equity, (File 333-140706 - Feb. 14) (BR. 03B) S-8 IROBOT CORP, 63 SOUTH AVENUE, BURLINGTON, MA, 01803, 781-345-0200 - 0 ($17,921,576.16) Equity, (File 333-140707 - Feb. 14) (BR. 11A) S-8 THINKENGINE NETWORKS, INC., 100 NICKERSON ROAD, MARLBOROUGH, MA, 01752, 5086247600 - 1,563,866 ($4,761,971.97) Equity, (File 333-140708 - Feb. 14) (BR. 11C) S-8 THINKENGINE NETWORKS, INC., 100 NICKERSON ROAD, MARLBOROUGH, MA, 01752, 5086247600 - 150,000 ($456,750.00) Equity, (File 333-140709 - Feb. 14) (BR. 11C) S-8 THINKENGINE NETWORKS, INC., 100 NICKERSON ROAD, MARLBOROUGH, MA, 01752, 5086247600 - 566,666 ($1,725,497.97) Equity, (File 333-140710 - Feb. 14) (BR. 11C) SB-2 Postal Holdings, 3310 S. NELLIS, SUITE 24, LAS VEGAS, NV, 89121, 702-866-5800 - 500,000 ($50,000.00) Equity, (File 333-140711 - Feb. 14) (BR. ) S-3 GENELABS TECHNOLOGIES INC /CA, 505 PENOBSCOT DR, REDWOOD CITY, CA, 94063, 6503969500 - 7,558,112 ($12,924,372.00) Equity, (File 333-140712 - Feb. 14) (BR. 01A) S-8 DICKS SPORTING GOODS INC, 200 INDUSTRY DR, PITTSBURGH, PA, 15275, 4128090100 - 621,028 ($19,791,833.00) Equity, (File 333-140713 - Feb. 14) (BR. 02C) S-1 NovaBay Pharmaceuticals, Inc., 6980 HORTON STREET, SUITE 500, EMERYVILLE, CA, 94608, (510) 899-8800 - 0 ($23,000,000.00) Equity, (File 333-140714 - Feb. 14) (BR. ) S-8 STRATTEC SECURITY CORP, 3333 WEST GOOD HOPE ROAD, MILWAUKEE, WI, 53209, 4142473333 - 100,000 ($4,583,000.00) Equity, (File 333-140715 - Feb. 14) (BR. 05C) S-8 KYPHON INC, 1221 CROSSMAN AVENUE, SUNNYVALE, CA, 94089, 4085486500 - 4,407,806 ($194,825,025.20) Equity, (File 333-140716 - Feb. 14) (BR. 10B) SB-2 ELUXURYHOUSE INC, 4000 HOLLYWOOD BOULEVARD, SUITE 400, HOLLYWOOD, FL, 33021, 9549644870 - 1,010,000 ($101,000.00) Equity, (File 333-140717 - Feb. 14) (BR. ) SB-2 Kreido Biofuels, Inc., 1140 AVENIDA ACASO, CAMARILLO, CA, 93012, (604) 738-0540 - 37,037,038 ($81,481,484.00) Equity, (File 333-140718 - Feb. 14) (BR. 06) S-8 HANDHELD ENTERTAINMENT, INC., 539 BRYANT STREET, SUITE 403, SAN FRANCISCO, CA, 94107, 415-495-6470 - 3,074,085 ($3,017,514.00) Equity, (File 333-140719 - Feb. 14) (BR. 02B) S-3 BCAP LLC, 200 PARK AVENUE, NEW YORK, NY, 10166, (212) 412-4000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-140720 - Feb. 14) (BR. 05) SB-2 ADS MEDIA GROUP INC, 3811 BEE CAVE ROAD, SUITE 120, AUSTIN, TX, 78746, 5123280433 - 500,000 ($550,000.00) Equity, (File 333-140721 - Feb. 14) (BR. 11C) SB-2 URANIUM ENERGY CORP, 9801 ANDERSON MILL ROAD, AUSTIN, TX, 78750, 512-721-1022 - 8,100,000 ($47,385,000.00) Equity, (File 333-140722 - Feb. 14) (BR. 04C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 3D SYSTEMS CORP DE 5.02,9.01 02/13/07 ACA Capital Holdings Inc 2.02,9.01 02/14/07 ACA Capital Holdings Inc 5.02,8.01,9.01 02/13/07 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 02/12/07 ACCREDITED HOME LENDERS HOLDING CO DE 2.02,9.01 02/14/07 ACG HOLDINGS INC DE 2.02 02/14/07 Acquicor Technology Inc DE 8.01,9.01 02/14/07 ADVANCED MICRO DEVICES INC DE 5.03,9.01 02/08/07 ALCiS Health, Inc. DE 4.02 02/14/07 ALLIED HOLDINGS INC GA 7.01,9.01 02/14/07 Alpha Natural Resources, Inc. DE 2.02,9.01 02/14/07 Alternative Loan Trust 2006-HY12 8.01,9.01 02/13/07 AMERICAN CAPITAL STRATEGIES LTD 2.02,9.01 02/13/07 AMERICAN LAND LEASE INC DE 2.02,7.01,9.01 02/12/07 AMERICAN OIL & GAS INC NV 5.02,8.01 02/08/07 AMERICAN PHYSICIANS CAPITAL INC MI 2.02,9.01 02/14/07 AMERICAN POWER CONVERSION CORP MA 8.01,9.01 02/14/07 American Railcar Industries, Inc./DE DE 8.01,9.01 02/13/07 American Railcar Industries, Inc./DE DE 2.02,9.01 02/13/07 AMERICAN RIVER BANKSHARES CA 7.01,9.01 02/13/07 AMERICAN ROCK SALT CO LLC 7.01 02/14/07 ANGELICA CORP /NEW/ MO 7.01,9.01 02/14/07 ANHEUSER-BUSCH COMPANIES, INC. DE 5.02 02/01/07 Apple REIT Seven, Inc. VA 9.01 12/12/06 AMEND APPLIED DIGITAL SOLUTIONS INC MO 1.01,8.01,9.01 02/08/07 APPLIED SPECTRUM TECHNOLOGIES INC MN 5.02,5.03,9.01 02/09/07 ARBOR REALTY TRUST INC MD 8.01,9.01 02/14/07 ASG Consolidated LLC DE 2.02,8.01,9.01 02/14/07 Asia Link, Inc. CO 5.01 02/14/07 AtriCure, Inc. DE 1.01,5.02,9.01 02/09/07 Aurora Oil & Gas CORP UT 7.01,9.01 02/14/07 AVATECH SOLUTIONS INC DE 2.02,9.01 02/14/07 AVICI SYSTEMS INC DE 2.02,9.01 02/14/07 AVISTA CORP WA 2.02,9.01 02/14/07 Banc of America Funding 2007-1 Trust DE 8.01,9.01 01/30/07 BANDAG INC IA 1.01,9.01 12/05/06 AMEND BARNWELL INDUSTRIES INC DE 8.01 02/13/07 BEA SYSTEMS INC DE 4.02,5.02,8.01,9.01 02/08/07 BEAR STEARNS DEPOSITOR INC SERIES 200 8.01,9.01 02/12/07 BEAR STEARNS DEPOSITOR INC TRUST CERT 9.01 02/12/07 Bear Stearns Mortgage Funding Trust 2 DE 9.01 01/30/07 BEAZER HOMES USA INC DE 1.02,5.02 02/12/07 BELO CORP DE 2.02,9.01 02/08/07 BFC FINANCIAL CORP FL 7.01 02/13/07 BIO BRIDGE SCIENCE INC DE 1.01,3.02,9.01 02/13/07 BIOMIMETIC THERAPEUTICS, INC. DE 8.01,9.01 02/09/07 BLACKSANDS PETROLEUM, INC. NV 5.02 02/08/07 BOSTON PROPERTIES INC DE 2.03 02/12/07 BOSTON PROPERTIES LTD PARTNERSHIP 2.03 02/12/07 BRANDYWINE OPERATING PARTNERSHIP LP / DE 5.02,9.01 02/09/07 BRANDYWINE REALTY TRUST MD 5.02,9.01 02/09/07 BRINKER INTERNATIONAL INC DE 5.02,9.01 02/14/07 BRISTOL MYERS SQUIBB CO DE 5.02 02/09/07 Burlington Coat Factory Investments H 8.01,9.01 02/14/07 CANARGO ENERGY CORP DE 7.01,9.01 02/12/07 CANARGO ENERGY CORP DE 7.01,8.01,9.01 02/14/07 CAPTEC FRANCHISE CAPITAL PARTNERS L P DE 2.01,9.01 02/08/07 CAROLINA BANK HOLDINGS INC NC 7.01,8.01,9.01 02/13/07 CAROLINA NATIONAL CORP SC 7.01,9.01 02/05/07 CATALINA MARKETING CORP/DE DE 7.01 02/14/07 Cavit Sciences, Inc. 2.01,9.01 02/13/07 CBRL GROUP INC TN 7.01,9.01 02/14/07 CELL THERAPEUTICS INC WA 1.01,9.01 02/13/07 Centennial Bank Holdings, Inc. DE 2.02,5.02,7.01,9.01 02/13/07 CH ENERGY GROUP INC NY 2.02,7.01,9.01 02/14/07 CH ENERGY GROUP INC NY 2.02,7.01,9.01 02/14/07 AMEND CHAMPION ENTERPRISES INC MI 2.02,9.01 02/13/07 CHARLES & COLVARD LTD NC 2.02 02/14/07 CHARMING SHOPPES INC PA 5.02 02/08/07 CHECKFREE CORP \GA\ DE 1.01,7.01,9.01 02/13/07 CHINA DIGITAL MEDIA CORP NV 1.01 02/13/07 China Natural Health, Inc FL 1.01,2.01,3.02,5.01,5.02,5.06,9.01 02/13/07 CHITTENDEN CORP /VT/ VT 8.01,9.01 02/07/07 CHL Mortgage Pass-Through Trust 2007- 8.01,9.01 01/30/07 CHOICE HOTELS INTERNATIONAL INC /DE DE 2.02,9.01 02/13/07 CHORDIANT SOFTWARE INC DE 2.02,9.01 02/14/07 CITIZENS FIRST BANCORP INC DE 5.02,8.01,9.01 02/12/07 CMS ENERGY CORP MI 1.01,9.01 02/13/07 CNB CORP /SC/ SC 2.02,9.01 02/09/07 CNL Hotels & Resorts, Inc. MD 2.01,9.01 02/08/07 COACH INC MD 8.01 02/09/07 COASTAL FINANCIAL CORP /DE DE 5.02,9.01 02/12/07 COCA COLA CO DE 2.02,9.01 02/14/07 COCA COLA CO DE 1.01 02/14/07 COCA COLA ENTERPRISES INC DE 2.02 02/13/07 COCA COLA ENTERPRISES INC DE 5.02,9.01 02/08/07 Cold Spring Capital Inc. DE 1.02,9.01 02/14/07 COMDISCO HOLDING CO INC DE 2.02,9.01 02/14/07 COMPOSITE TECHNOLOGY CORP NV 5.02 02/14/07 COMPX INTERNATIONAL INC DE 7.01,9.01 02/14/07 CONCURRENT COMPUTER CORP/DE DE 5.02 02/12/07 CORILLIAN CORP OR 1.01,7.01,9.01 02/13/07 CORPORATE OFFICE PROPERTIES TRUST MD 2.02,9.01 02/14/07 CORTLAND BANCORP INC OH 2.02 02/14/07 CRDENTIA CORP DE 1.01,1.02,2.03,9.01 01/19/07 CROSS COUNTRY HEALTHCARE INC DE 2.02,9.01 02/12/07 CROWN CRAFTS INC DE 2.02,9.01 02/14/07 CSX CORP VA 7.01,9.01 02/14/07 CVB FINANCIAL CORP CA 8.01,9.01 02/08/07 CWHEQ Home Equity Loan Trust, Series 8.01,9.01 12/29/06 CYBEROPTICS CORP MN 2.02,9.01 02/14/07 DADE BEHRING HOLDINGS INC DE 2.02,9.01 02/14/07 DATAJUNGLE SOFTWARE INC NV 3.02 02/09/07 DATALINK CORP MN 5.02,9.01 02/13/07 DAVITA INC DE 2.02,9.01 02/14/07 DAWSON GEOPHYSICAL CO TX 7.01,9.01 02/13/07 DEERE & CO DE 2.02,7.01,8.01,9.01 02/14/07 DEERE JOHN CAPITAL CORP DE 2.02,7.01,8.01,9.01 02/14/07 Dekania Corp. DE 8.01,9.01 02/07/07 DEL LABORATORIES INC DE 7.01,9.01 02/14/07 DELPHAX TECHNOLOGIES INC MN 2.02,9.01 02/14/07 DELTA AIR LINES INC /DE/ DE 2.02,9.01 02/14/07 DEMATCO INC DE 2.01,5.01,9.01 12/11/06 AMEND DIGIRAD CORP DE 2.02,9.01 02/14/07 DIGITAL LIFESTYLES GROUP INC DE 1.01,2.03 09/07/06 DISCOVER CARD MASTER TRUST I DE 6.02,9.01 02/09/07 DOCUCORP INTERNATIONAL INC DE 7.01,9.01 02/14/07 DOMINOS INC DE 2.03 02/14/07 DOWNEY FINANCIAL CORP DE 7.01,9.01 01/31/07 DREW INDUSTRIES INC DE 2.02,7.01,9.01 02/13/07 DYNAVAX TECHNOLOGIES CORP DE 2.02,9.01 02/13/07 Dynegy Acquisition, Inc. DE 8.01,9.01 02/14/07 EAGLE ROCK ENERGY PARTNERS L P DE 1.01 02/09/07 EASTGROUP PROPERTIES INC MD 2.02,9.01 12/31/06 EBIX INC DE 8.01,9.01 02/12/07 EDGEWATER TECHNOLOGY INC/DE/ DE 2.02,9.01 02/14/07 Education Management LLC DE 1.01,5.02,9.01 02/08/07 EFUNDS CORP DE 8.01 02/13/07 EGPI FIRECREEK, INC. NV 5.02,8.01 02/10/07 ELDORADO ARTESIAN SPRINGS INC CO 5.02 02/08/07 Electronic Sensor Technology, Inc 1.01,5.02,9.01 10/16/06 AMEND ELITE PHARMACEUTICALS INC /DE/ DE 1.01,8.01,9.01 02/09/07 ELKCORP DE 1.01,1.02,3.03,5.02,7.01,9.01 02/09/07 ELOYALTY CORP DE 7.01,9.01 02/14/07 EMERGE INTERACTIVE INC DE 1.01,1.02,1.03,2.04,5.02,9.01 02/14/07 ENCORE ACQUISITION CO DE 2.02,9.01 02/13/07 ENCORE WIRE CORP /DE/ DE 7.01,9.01 02/13/07 ENDURANCE SPECIALTY HOLDINGS LTD 7.01,9.01 02/13/07 ENERGY WEST INC MT 2.02,9.01 02/13/07 ENERGY XXI (BERMUDA) LTD D0 2.02,9.01 02/14/07 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 8.01,9.01 02/09/07 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 5.02,8.01,9.01 02/08/07 EQUITY INNS INC TN 2.02,7.01,9.01 02/14/07 ESCALADE INC IN 8.01,9.01 02/14/07 ESPEED INC DE 2.02,9.01 02/13/07 EVERGREEN SOLAR INC DE 2.02,9.01 02/14/07 EXABYTE CORP /DE/ DE 8.01 11/21/06 EXPRESS SCRIPTS INC DE 8.01,9.01 02/13/07 FACTSET RESEARCH SYSTEMS INC DE 5.02,9.01 02/13/07 FAIR ISAAC CORP DE 5.02,9.01 02/13/07 FALCONSTOR SOFTWARE INC DE 7.01 02/13/07 FIDELITY SOUTHERN CORP GA 7.01,9.01 02/14/07 FIRST KEYSTONE FINANCIAL INC 2.02,9.01 02/14/07 FISHER COMMUNICATIONS INC WA 2.02,9.01 02/14/07 FMC TECHNOLOGIES INC DE 2.02,9.01 02/13/07 FORD MOTOR CO DE 8.01,9.01 02/13/07 FORD MOTOR CO DE 8.01,9.01 02/13/07 FORD MOTOR CREDIT CO DE 8.01,9.01 02/13/07 FORD MOTOR CREDIT CO DE 8.01,9.01 02/13/07 FORRESTER RESEARCH INC DE 2.02,9.01 02/14/07 FORWARD AIR CORP TN 8.01,9.01 02/14/07 FRANKLIN ELECTRONIC PUBLISHERS INC PA 1.01,2.02,9.01 12/22/06 GameStop Corp. DE 8.01,9.01 02/13/07 GARMIN LTD 2.02,9.01 02/14/07 GEN PROBE INC DE 1.01,5.03,9.01 02/08/07 GEN PROBE INC DE 1.01,5.02,9.01 02/13/07 GENCO SHIPPING & TRADING LTD 1.01,8.01,9.01 02/14/07 GENELABS TECHNOLOGIES INC /CA CA 1.01,3.02,8.01,9.01 02/08/07 GENZYME CORP MA 2.02,9.01 02/14/07 GeoPharma, Inc. FL 7.01,9.01 02/13/07 GLOBAL PAYMENT TECHNOLOGIES INC DE 2.02,9.01 02/13/07 GOLD RESOURCE CORP CO 7.01 02/14/07 GOLDEN EAGLE INTERNATIONAL INC CO 1.01,3.02,9.01 02/05/07 GOLDEN STAR RESOURCES LTD 1.01,5.02,9.01 02/08/07 GRANITE CONSTRUCTION INC DE 2.02,9.01 02/14/07 Grant Life Sciences, Inc. NV 1.01,2.03,3.02,9.01 02/07/07 GREAT ATLANTIC & PACIFIC TEA CO INC MD 5.02 02/09/07 GREAT LAKES BANCORP, INC. DE 2.02,9.01 02/13/07 GREENVILLE FIRST BANCSHARES INC SC 7.01,9.01 02/14/07 Gregg Appliances Inc 2.02,9.01 02/14/07 GRYPHON GOLD CORP NV 7.01,9.01 02/14/07 GUESS INC DE 2.02,8.01,9.01 02/12/07 HALOZYME THERAPEUTICS INC NV 1.01,3.02 02/13/07 HAPC, Inc. DE 4.02,8.01,9.01 02/14/07 HAPC, Inc. DE 8.01,9.01 02/14/07 AMEND HARRIS CORP /DE/ DE 8.01 02/09/07 HEALTHCARE SERVICES GROUP INC PA 2.02,5.02,9.01 02/13/07 HEALTHTRONICS, INC. GA 7.01,9.01 02/14/07 HINES HORTICULTURE INC DE 1.02 02/07/07 AMEND Home Equity Mortgage Loan Asset-Backe DE 9.01 02/05/07 HORIZON HEALTH CORP /DE/ DE 8.01,9.01 02/14/07 HOST AMERICA CORP DE 1.01,9.01 02/07/07 HSBC Funding (USA) Inc. V DE 8.01,9.01 02/14/07 HSBC PRIVATE LABEL CREDIT CARD MASTER DE 8.01,9.01 02/14/07 HYDROGEN ENGINE CENTER, INC. NV 9.01 02/14/07 IMAGE ENTERTAINMENT INC DE 2.02,9.01 02/14/07 IMAGENETIX INC /NV/ NV 2.02,9.01 02/14/07 IndyMac INDA Mortgage Loan Trust 2007 8.01,9.01 01/30/07 Ingen Technologies, Inc. 1.01,9.01 02/13/07 Innovive Pharmaceuticals, Inc. DE 7.01,9.01 02/13/07 INSURE.COM, INC DE 1.01,9.01 02/14/07 INTEGRATED ALARM SERVICES GROUP INC DE 8.01 02/14/07 INTEGRATED ELECTRICAL SERVICES INC DE 5.02,9.01 02/08/07 INTERCONTINENTALEXCHANGE INC 2.01,9.01 01/12/07 AMEND INTUIT INC DE 9.01 02/06/07 AMEND ISOTIS SA V8 8.01,9.01 02/13/07 Ivivi Technologies, Inc. NJ 2.02,9.01 02/14/07 JACLYN INC DE 2.02,9.01 02/14/07 JAKKS PACIFIC INC DE 5.02 02/14/07 JARDEN CORP DE 2.02,9.01 02/14/07 JEFFERIES GROUP INC /DE/ DE 5.02 02/08/07 JONES APPAREL GROUP INC PA 2.02,9.01 02/14/07 JOURNAL COMMUNICATIONS INC 2.02,9.01 02/14/07 JOURNAL COMMUNICATIONS INC 8.01,9.01 02/14/07 KANSAS CITY SOUTHERN DE 8.01,9.01 02/13/07 KAYDON CORP DE 2.02,9.01 02/14/07 KEANE, INC. MA 2.02,9.01 02/14/07 KONA GRILL INC DE 2.02,9.01 02/13/07 KREISLER MANUFACTURING CORP DE 2.02,9.01 02/14/07 KVH INDUSTRIES INC \DE\ DE 2.02,9.01 02/14/07 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 02/14/07 LADENBURG THALMANN FINANCIAL SERVICES FL 1.01,3.02,9.01 02/13/07 LANCE INC NC 5.02 02/08/07 LB-UBS Commercial Mortgage Trust 2006 1.01,9.01 12/05/06 AMEND LBI MEDIA HOLDINGS INC 5.02,7.01,9.01 02/14/07 LEAR CORP DE 5.02,9.01 02/08/07 LEHMAN ABS CORP ROYAL & SUN ALLIANCE DE 8.01 02/05/07 LEHMAN BROTHERS HOLDINGS INC DE 9.01 02/09/07 Lehman XS Trust 2007-1 DE 8.01,9.01 01/31/07 LENOX GROUP INC DE 1.01,7.01,9.01 02/09/07 LEXINGTON REALTY TRUST MD 8.01,9.01 02/08/07 LIBERTY MEDIA CORP 7.01 02/13/07 LIBERTY MEDIA LLC 7.01 02/13/07 LMT 2007-1 DE 8.01,9.01 01/30/07 LOJACK CORP MA 5.02,9.01 02/09/07 LYDALL INC /DE/ DE 2.02,9.01 02/14/07 MACC PRIVATE EQUITIES INC DE 8.01,9.01 02/14/07 MACE SECURITY INTERNATIONAL INC DE 5.02,9.01 02/08/07 MASCO CORP /DE/ DE 2.02,9.01 02/14/07 MATHSTAR INC MN 8.01,9.01 02/14/07 McCormick & Schmicks Seafood Restaura 2.02,9.01 02/14/07 MCF CORP DE 7.01,9.01 02/14/07 MDU COMMUNICATIONS INTERNATIONAL INC DE 7.01,9.01 02/14/07 MEADOW VALLEY CORP NV 1.01,3.03,5.03,9.01 02/13/07 MEADOWBROOK INSURANCE GROUP INC MI 2.02,9.01 02/13/07 MEDCATH CORP DE 8.01,9.01 02/13/07 MEDICINES CO /DE DE 2.02,9.01 02/14/07 Mellanox Technologies, Ltd. L3 8.01 02/13/07 Merrill Lynch Mortgage Investors Trus DE 8.01,9.01 01/30/07 MESA LABORATORIES INC /CO CO 2.02,9.01 02/13/07 MGM MIRAGE DE 2.02,9.01 02/14/07 MGP INGREDIENTS INC KS 7.01,9.01 02/14/07 MILLENNIUM CELL INC DE 2.02,9.01 02/13/07 MOBILEPRO CORP DE 8.01 02/07/07 MOLINA HEALTHCARE INC DE 7.01,9.01 01/18/07 AMEND Morgan Stanley Capital I Trust 2007-T DE 8.01,9.01 02/14/07 MOTIENT CORP DE 1.01,9.01 02/08/07 MTR GAMING GROUP INC DE 1.01,8.01,9.01 01/17/07 Nalco Holding CO 1.01,9.01 02/14/07 NATIONAL BANKSHARES INC VA 5.02 02/14/07 National Interstate CORP OH 8.01,9.01 02/08/07 NATIONAL MENTOR HOLDINGS, INC. DE 2.02,9.01 02/14/07 NATIONAL QUALITY CARE INC DE 4.01,9.01 01/30/07 AMEND NATIONAL RESEARCH CORP WI 2.02,9.01 02/13/07 NATIONAL SCIENTIFIC CORP/AZ 4.01,9.01 01/26/07 AMEND NATIONWIDE HEALTH PROPERTIES INC MD 2.02,9.01 02/13/07 NAVIGATORS GROUP INC DE 2.02,7.01 02/14/07 Neiman Marcus, Inc. DE 8.01,9.01 02/08/07 NETWORK APPLIANCE INC CA 2.02,9.01 02/14/07 NEW BRUNSWICK SCIENTIFIC CO INC NJ 5.02,9.01 02/14/07 NEW YORK MORTGAGE TRUST INC MD 1.01,5.02,9.01 02/06/07 NEWS CORP 8.01,9.01 02/14/07 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 01/31/07 NORTHEAST UTILITIES MA 5.02 02/13/07 NOVAMED INC DE 2.02,9.01 02/14/07 NOVASTAR FINANCIAL INC MD 2.03,9.01 02/08/07 Novelis Inc. A6 8.01,9.01 02/14/07 NOVELL INC DE 5.02 02/13/07 NowAuto Group, Inc. NV 2.02,7.01,9.01 02/14/07 NTS REALTY HOLDINGS LP DE 2.01,9.01 02/13/07 NUCRYST Pharmaceuticals Corp. A0 9.01 02/14/07 NUCRYST Pharmaceuticals Corp. A0 2.02,9.01 02/14/07 NUTRI SYSTEM INC /DE/ DE 2.02,7.01,8.01,9.01 02/14/07 Oasys Mobile, Inc. DE 2.02,9.01 02/14/07 OFFICE DEPOT INC DE 2.02,9.01 02/14/07 OLD LINE BANCSHARES INC 2.02,9.01 02/12/07 OLD POINT FINANCIAL CORP VA 1.01 02/14/07 OLD SECOND BANCORP INC DE 2.02,9.01 02/14/07 Opteum Inc. MD 2.02,9.01 02/14/07 OSTEOTECH INC DE 8.01,9.01 02/13/07 PACIFIC GAS & ELECTRIC CO CA 8.01 02/13/07 PACIFIC GAS & ELECTRIC CO CA 8.01 02/13/07 AMEND PALATIN TECHNOLOGIES INC DE 1.01,9.01 02/12/07 PARADISE MUSIC & ENTERTAINMENT INC DE 5.02 02/01/07 AMEND PARALLEL PETROLEUM CORP DE 5.02,9.01 02/08/07 PAXAR CORP NY 2.02,9.01 02/13/07 PETROQUEST ENERGY INC DE 2.02 02/14/07 PG&E CORP CA 8.01 02/13/07 PG&E CORP CA 8.01 02/13/07 AMEND PHARMACOPEIA DRUG DISCOVERY INC DE 8.01,9.01 02/14/07 PHC INC /MA/ MA 9.01 02/14/07 PIER 1 IMPORTS INC/DE DE 8.01,9.01 02/13/07 PMC SIERRA INC DE 3.03,9.01 02/13/07 PNM RESOURCES INC NM 2.02,9.01 12/31/06 PORTFOLIO RECOVERY ASSOCIATES INC DE 2.02,9.01 02/14/07 PRB Energy, Inc. NV 1.01,2.03,9.01 02/12/07 PRESSTEK INC /DE/ DE 8.01,9.01 02/08/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 02/09/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 02/09/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 02/09/07 PRO PHARMACEUTICALS INC NV 8.01 02/14/07 PROGRESS ENERGY INC NC 2.02,9.01 02/14/07 PROGRESSIVE CORP/OH/ OH 7.01,9.01 02/14/07 PROLOGIS MD 3.02,8.01,9.01 02/12/07 PROXYMED INC /FT LAUDERDALE/ FL 5.02,9.01 02/09/07 PSYCHEMEDICS CORP DE 2.02,9.01 02/13/07 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 7.01 02/14/07 Puda Coal, Inc. 7.01,9.01 02/13/07 QMED INC DE 2.02,9.01 02/09/07 QUALSTAR CORP CA 2.02,9.01 02/14/07 QUESTAR CORP UT 2.02,9.01 02/13/07 RadNet, Inc. NY 8.01,9.01 02/12/07 RALI Series 2007-QA1 Trust DE 8.01,9.01 02/12/07 RALI Series 2007-QH1 Trust DE 8.01,9.01 02/14/07 RALI Series 2007-QO1 Trust DE 8.01,9.01 02/14/07 RALI Series 2007-QS1 Trust DE 8.01,9.01 02/13/07 RALI Series 2007-QS2 Trust DE 8.01,9.01 02/13/07 RANCHO SANTA MONICA DEVELOPMENTS INC. 8.01,9.01 02/13/07 RANGE RESOURCES CORP DE 8.01,9.01 02/13/07 RARE HOSPITALITY INTERNATIONAL INC GA 2.02,7.01,9.01 02/14/07 RBS GLOBAL INC DE 2.02,9.01 02/13/07 AMEND REALNETWORKS INC WA 2.02,9.01 02/14/07 REEDS INC DE 8.01 01/27/07 RESEARCH FRONTIERS INC DE 1.01 02/14/07 Residential Asset Securitization Trus 8.01,9.01 01/30/07 RFMSI Series 2007-S1 Trust DE 8.01,9.01 02/13/07 RFMSI Series 2007-SA1 Trust DE 8.01,9.01 02/13/07 RFMSI Series 2007-SA1 Trust DE 8.01,9.01 02/13/07 Rochdale Mining Corp. NV 8.01 02/09/07 Rockville Financial Inc. 8.01,9.01 02/14/07 ROKWADER, INC. 1.01,3.02,9.01 02/12/07 ROOMLINX INC NV 5.02,8.01,9.01 02/08/07 RURAL/METRO CORP /DE/ DE 4.02,8.01 02/12/07 RYDER SYSTEM INC FL 5.02,9.01 02/08/07 RYERSON INC. DE 2.02,8.01,9.01 02/14/07 RYERSON INC. DE 8.01,9.01 02/14/07 SALIX PHARMACEUTICALS LTD 8.01,9.01 02/14/07 SALTON INC DE 2.02,8.01,9.01 02/13/07 SELIGMAN NEW TECHNOLOGIES FUND II INC MD 7.01 02/14/07 SELIGMAN NEW TECHNOLOGIES FUND, INC 7.01 02/14/07 SHANNON INTERNATIONAL INC 1.01,5.02,8.01,9.01 02/14/07 SHORE BANCSHARES INC MD 5.02,9.01 01/24/07 SHORE BANCSHARES INC MD 1.01,5.02,9.01 07/26/06 AMEND SILICON IMAGE INC DE 2.02,9.01 02/08/07 SILVERSTAR HOLDINGS LTD B0 2.01,9.01 12/04/06 AMEND SINCLAIR BROADCAST GROUP INC MD 2.02,9.01 02/14/07 SIRICOMM INC DE 1.01,5.02,9.01 02/12/07 SIX FLAGS INC DE 7.01,9.01 02/14/07 AMEND SKYTERRA COMMUNICATIONS INC DE 8.01 02/12/07 SOLECTRON CORP DE 5.02,9.01 02/14/07 SONICBLUE INC DE 8.01,9.01 12/31/06 SOUTH JERSEY INDUSTRIES INC NJ 4.02,9.01 02/12/07 SOUTHERN COMMUNITY FINANCIAL CORP 7.01,9.01 02/14/07 SOVRAN SELF STORAGE INC MD 2.02,9.01 02/14/07 SPARTON CORP OH 2.02,9.01 02/14/07 STANDARD MANAGEMENT CORP IN 8.01,9.01 02/13/07 STAR ENERGY CORP NV 1.01,2.03,3.02,7.01,9.01 02/09/07 STIFEL FINANCIAL CORP DE 2.02,9.01 12/31/06 STRATOS INTERNATIONAL INC DE 2.02,9.01 02/09/07 STREICHER MOBILE FUELING INC FL 1.01,3.03,5.03,9.01 02/14/07 Structured Asset Securities CORP 2007 DE 8.01,9.01 01/30/07 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 02/06/07 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 02/06/07 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 02/06/07 STRUCTURED PRODUCTS CORP CASTSM STEP DE 8.01,9.01 02/01/07 STRUCTURED PRODUCTS CORP CORTS R TR F DE 8.01,9.01 02/01/07 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 02/01/07 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 02/01/07 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 02/01/07 STRUCTURED PRODUCTS CORP CORTS TR II DE 8.01,9.01 02/01/07 STRUCTURED PRODUCTS CORP CORTS TR II DE 8.01,9.01 02/01/07 STRUCTURED PRODUCTS CORP CORTS TR III DE 8.01,9.01 02/01/07 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 02/01/07 STRUCTURED PRODUCTS CORP TIERSSM CORP DE 8.01,9.01 02/01/07 STRUCTURED PRODUCTS CORTS TR FOR SOUT DE 8.01,9.01 02/01/07 SUNAIR SERVICES CORP FL 2.02,9.01 02/14/07 SUNLINK HEALTH SYSTEMS INC OH 2.02,7.01 02/14/07 SUPERVALU INC DE 2.05,9.01 02/08/07 SUPERVALU INC DE 5.02,9.01 02/08/07 SUREWEST COMMUNICATIONS CA 4.01 02/13/07 SURREY BANCORP NC 7.01,9.01 02/14/07 SYMYX TECHNOLOGIES INC DE 5.02,9.01 02/12/07 TAC Acquisition Corp. DE 3.01,8.01,9.01 02/14/07 Technology Holdings, Inc. 1.01,2.01,5.01,5.02,5.06,9.01 02/14/07 TECHWELL INC 5.02 02/08/07 TECHWELL INC 2.02,9.01 02/14/07 Telanetix,Inc DE 2.03,3.02,9.01 02/12/07 TELIK INC DE 2.05,9.01 02/12/07 TEREX CORP DE 2.02,9.01 02/14/07 THERMA WAVE INC DE 7.01,9.01 02/13/07 Thomas Weisel Partners Group, Inc. DE 2.02,5.02,9.01 02/14/07 TITANIUM METALS CORP DE 2.02,7.01,9.01 02/14/07 TRANSOCEAN INC E9 2.02,7.01,9.01 02/14/07 TRANSOCEAN INC E9 5.02 02/07/07 TreeHouse Foods, Inc. DE 2.02,7.01,9.01 02/14/07 TRIAD HOSPITALS INC DE 5.02 02/08/07 TRIPATH TECHNOLOGY INC 1.03,7.01,9.01 02/08/07 TUXIS CORP MD 3.01,9.01 02/13/07 TX Holdings, Inc. GA 8.01 02/13/07 UNIGENE LABORATORIES INC DE 5.02 02/08/07 UNITED AUTO GROUP INC DE 1.01,2.02,9.01 02/14/07 United States Oil Fund, LP DE 9.01 01/31/07 UNIVERSAL FOREST PRODUCTS INC MI 2.03,9.01 02/14/07 US XPRESS ENTERPRISES INC NV 1.01,9.01 02/13/07 USEC INC DE 5.02,9.01 02/08/07 UTEK CORP 8.01,9.01 02/12/07 VALENTIS INC DE 2.02,9.01 02/14/07 VEECO INSTRUMENTS INC DE 7.01,9.01 02/12/07 VERMONT PURE HOLDINGS LTD/DE DE 2.02,9.01 02/14/07 VIASPACE Inc. NV 8.01,9.01 02/14/07 VION PHARMACEUTICALS INC DE 9.01 12/12/06 AMEND WABASH NATIONAL CORP /DE DE 2.02,9.01 02/12/07 WABASH NATIONAL CORP /DE DE 7.01,9.01 02/14/07 WaMu Mortgage Pass-Through Certificat DE 6.01 02/14/07 Washington Mutual Mortgage Pass-Throu DE 9.01 01/30/07 Waterbank of America (USA) Inc. UT 5.03,9.01 02/14/07 WATERFORD GAMING LLC DE 8.01 02/14/07 WCI COMMUNITIES INC 5.02,9.01 02/14/07 WEBSTER FINANCIAL CORP DE 8.01,9.01 02/14/07 WELLCO ENTERPRISES INC NC 2.02 02/13/07 WELLS REAL ESTATE FUND I GA 7.01,9.01 02/14/07 WELLS REAL ESTATE FUND II GA 7.01,9.01 02/14/07 WELLS REAL ESTATE FUND II-OW GA 7.01,9.01 02/14/07 WELLS REAL ESTATE FUND III L P GA 7.01,9.01 02/14/07 WELLS REAL ESTATE FUND IX LP GA 7.01,9.01 02/14/07 WELLS REAL ESTATE FUND VI L P GA 7.01,9.01 02/14/07 WELLS REAL ESTATE FUND VII L P GA 7.01,9.01 02/14/07 WELLS REAL ESTATE FUND VII L P GA 7.01,9.01 02/14/07 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 02/14/07 WELLS REAL ESTATE FUND X L P GA 7.01,9.01 02/14/07 WELLS REAL ESTATE FUND XI L P GA 7.01,9.01 02/14/07 WELLS REAL ESTATE FUND XII LP GA 7.01,9.01 02/14/07 WELLS REAL ESTATE FUND XIII L P 7.01,9.01 02/14/07 WELLS REAL ESTATE FUND XIV LP GA 7.01,9.01 02/14/07 WELLS REAL ESTATE INVESTMENT TRUST IN MD 5.02,8.01,9.01 02/12/07 WESTERN SIZZLIN CORP DE 8.01 02/10/07 WESTLAKE CHEMICAL CORP 2.01,9.01 11/30/06 AMEND WINNER MEDICAL GROUP INC NV 2.02,9.01 02/14/07 WINSONIC DIGITAL MEDIA GROUP LTD NV 1.01,2.03,5.02,9.01 02/08/07 WORLDBID CORP NV 1.01,1.02,8.01,9.01 02/09/07 WQN, Inc. 7.01 02/14/07 XCEL ENERGY INC MN 2.02,9.01 02/14/07 XCORPOREAL, INC. DE 4.01,9.01 02/13/07 Xenonics Holdings, Inc. NV 2.02,9.01 02/14/07 XENOPORT INC DE 2.02,9.01 02/14/07 XM SATELLITE RADIO HOLDINGS INC DE 1.01,2.03,9.01 02/13/07 XRG INC DE 1.02,2.05,2.06,5.02 02/09/07 XTO ENERGY INC DE 8.01,9.01 02/14/07 YARDVILLE NATIONAL BANCORP NJ 8.01,9.01 02/14/07 ZEBRA TECHNOLOGIES CORP/DE DE 2.02,9.01 02/14/07 Zone Mining LTD 1.01,2.01,3.02,5.06,9.01 02/09/07 ZYGO CORP DE 5.02,9.01 02/08/07