SEC NEWS DIGEST Issue 2007-28 February 12, 2007 COMMISSION ANNOUNCEMENTS ORDER OF SUSPENSION OF TRADING ENTERED AGAINST ONE PRICE CLOTHING STORES, INC. The Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the Exchange Act), of trading of the securities of One Price Clothing Stores, Inc. (One Price) (symbol ONPRQ), formerly of Duncan, South Carolina at 9:30 a.m. on Feb. 12, 2007, and terminating at 11:59 p.m. on Feb. 26, 2007. The Commission temporarily suspended trading in the securities of One Price due to the lack of current and accurate information about the company because it has not filed public reports since the period ended Nov. 1, 2003. The Commission cautions broker dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff in the Division of Market Regulation, Office of Interpretation and Guidance, at (202) 551-5760. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to One Price's securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker dealer or other person has any information which may relate to this matter, the Atlanta District Office of the Securities and Exchange Commission should be telephoned at (404) 842-7675. (Rel. 34-55270) JOSEPH UCUZOGLU NAMED AS SENIOR ADVISOR TO THE COMMISSION'S CHIEF ACCOUNTANT Conrad W. Hewitt, the Commission's Chief Accountant, announced today that Joseph B. Ucuzoglu has been named to serve in the SEC Office of the Chief Accountant as a senior advisor. In this capacity, Mr. Ucuzoglu will advise the chief accountant on complex accounting and auditing matters, and will assist in the development of strategic objectives that need to be pursued as part of the Office's agenda. Most recently, Mr. Ucuzoglu has been serving as a Professional Accounting Fellow in the Office of the Chief Accountant. In this capacity, he has primarily focused on a variety of accounting and reporting matters including the accounting for stock-based compensation, revenue recognition, income taxes, and business combinations. "I am very pleased that Joe has agreed to extend his stay and take on a senior advisory role," said Mr. Hewitt. "His extensive expertise in the accounting and auditing rules, along with the knowledge of the Commission he gained during his Professional Accounting Fellowship, will be invaluable as we work to implement our Office's agenda in the interest of investors." Prior to joining the Commission, Mr. Ucuzoglu was a senior manager with Deloitte & Touche, LLP, where he worked in the firm's National Office Accounting Services Group. Mr. Ucuzoglu is a graduate of the University of Southern California. (Press Rel. 2007-18) ENFORCEMENT PROCEEDINGS IN THE MATTER OF MARCOS MARTINEZ AND JAMES FRACE On Oct. 18, 2006, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 against Marcos Martinez and James Frace (Frace), former registered representatives of Platinum Investment Corporation (Platinum). On Feb. 12, 2007, the Commission issued an Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 as to James Frace (Order). The Order finds that: (1) Frace was a registered representative associated with Platinum, a broker-dealer registered with the Commission, from approximately February 2002 through July 2002; (2) Frace held Series 7 and 63 securities licenses; (3) on July 31, 2002, the Commission filed a civil action entitled SEC v. Platinum Investment Corporation, et al., 02 civ. 6093 (JSR), in the Southern District of New York against Platinum, Frace, and others alleging that from approximately August 2001 through July 2002, Frace and the other defendants together defrauded investors out of a total of at least $1.5 million by, among other things, making material misrepresentations to the investors in connection with the unregistered offer and sale of securities issued by affiliates of Platinum; (4) on Aug. 7, 2006, the Honorable Jed S. Rakoff of the U.S. District Court for the Southern District of New York entered an order granting the Commission's motion for summary judgment on its securities fraud and other claims against Frace but reserving decision as to the scope of the relief to be imposed against Frace; and (3) on Sept. 25, 2006, a final judgment was entered against Frace permanently enjoining him from future violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, Section 10(b) of the Exchange Act, and Exchange Act Rule 10b-5. Based on the above, the Order bars Frace from association with any broker or dealer. Frace consented to the issuance of the Order without admitting or denying any of the findings therein, except as to the Commission's jurisdiction over him and over the matters set forth in the Order and the entry of the final judgment. (Rel. 34-55276; File No. 3-12458) SEC CHARGES FORMER VICE PRESIDENT OF ENTERASYS NETWORKS, INC. WITH FINANCIAL FRAUD The Commission announced today that it filed a civil fraud action in the U.S. District Court for the District of New Hampshire against Gayle Spence Luacaw, a former vice president for the Executive Office of the President of Enterasys Networks, Inc. (Enterasys). The complaint alleges that from March 2000 through December 2001, Luacaw participated in a company-wide scheme to fraudulently inflate revenues at Enterasys and its former parent company, Cabletron Systems, Inc., and thereby convince the market that Enterasys was a viable independent company with consistently strong revenue growth. The Commission's complaint further alleges that Luacaw directly participated in transactions which involved undisclosed side agreements in which the purchaser was granted full return or exchange rights, or payment for the product was contingent upon the purchaser's resale of the product, or payment was contingent upon an investment by Enterasys. In the latter, Enterasys agreed to take a debt or equity interest in its customer, in return for that company's agreement to use those funds to purchase product from Enterasys. The Commission's complaint seeks an injunction against future violations of Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 13b2-1 and 13b2-2 thereunder; and from aiding and abetting any violation of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder. Additional relief requested includes disgorgement plus prejudgment interest and a civil money penalty. In a related criminal case, Luacaw pled guilty to one count of conspiracy to commit securities fraud and cooperated with the U.S. Attorney's Office for the District of New Hampshire in the prosecution of U.S. v. Barber et al., Criminal No. 04-126 (D.N.H.). [SEC v. Gayle Spence Luacaw, Civil Action No. 07cv037 (D.N.H.)] (LR-19998) SEC v. KIRK WRIGHT, ET AL. The Commission announced that on Feb. 9, 2007, the Honorable Charles A. Pannell, Jr., U.S. District Judge for the Northern District of Georgia, entered a default judgment as to defendant Kirk S. Wright (Wright) restraining and enjoining him from future violations of Sections 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and from future violations or aiding and abetting violations of Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. The Court also ordered disgorgement against Wright in the amount of $17,019,510 with prejudgment interest in the amount of $2,786,399, and imposed a civil penalty of $120,000. The Commission's complaint, filed on Feb. 27, 2006, alleged that from February 1997 to the present, approximately $115 million, and as much as $185 million, was raised from up to 500 investors through a fraudulent scheme involving the sale of investments in seven hedge funds by Wright and investment advisers controlled by him. International Management Associates, LLC and International Management Associates Advisory Group, LLC, through Wright, have been providing investors with quarterly statements that misrepresented both the amount of assets in the respective funds and the rates of return obtained by them. In fact, by 2005, the assets of the funds had been largely dissipated, and this fact was not disclosed to the investors of the funds. The complaint further alleged that Wright produced for certain investors account statements purportedly from a securities broker-dealer which showed over $155 million in securities in four accounts for August 2005. In fact, the first three accounts did not exist, and the fourth account number pertained to an account unrelated to the defendants. The complaint also alleged that account statements and summaries which Wright displayed to an investor's representative reflecting the balances of Platinum I, Platinum II and Emerald Funds as of Dec. 30, 2005, were fabricated and reflected assets which the funds did not possess at that time. [SEC v. Kirk S. Wright, International Management Associates, LLC; International Management Associates Advisory Group, LLC; International Management Associates Platinum Group, LLC; International Management Associates Emerald Fund, LLC; International Management Associates Taurus Fund, LLC; International Management Associates Growth & Income Fund, LLC; International Management Associates Sunset Fund, LLC; Platinum II Fund, LP; and Emerald II Fund, LP, Civil Action No. 1:06-CV-0438 (NDGA)] (LR-19999) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The NASDAQ Stock Market filed a proposed rule change (SR-NASDAQ-2006- 060) and Amendment No. 1 thereto to establish NASDAQ Last Sale data feeds. Publication is expected in the Federal Register during the week of February 12. (Rel. 34-55255) The Commission noticed a proposed rule change (SR-Phlx-2005-68) and amendment no. 1 submitted by the Philadelphia Stock Exchange relating to the deletion of Phlx Rule 702. Publication is expected in the Federal Register during the week of February 12. (Rel. 34-55256) APPROVAL OF PROPOSED RULE CHANGES The Commission approved on an accelerated basis a proposed rule change (SR-NSCC-2006-18) filed by the National Securities Clearing Corporation to create service to facilitate the exchange of account related information on an automated basis between members. Publication is expected in the Federal Register during the week of February 12. (Rel. 34-55259) The Commission approved a proposed rule change as modified by Amendment No. 1 thereto (SR-CBOE-2005-111) submitted by the Chicago Board Options Exchange relating to multiple representation exception procedures. Publication is expected in the Federal Register during the week of February 12. (Rel. 34-55263) The Commission approved a proposed rule change (SR-NYSE-2006-45) filed by the New York Stock Exchange to amend NYSE Rule 638 concerning mediation. Publication is expected in the Federal Register during the week of February 12. (Rel. 34-55264) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-BSE-2007-04) filed with the Commission by the Boston Stock Exchange to extend the time period for the Position Limits Pilot Program has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of February 12. (Rel. 34-55260) A proposed rule change (SR-CBOE-2007-09) and Amendment No. 1 thereto filed by the Chicago Board Options Exchange to amend CBOE Rules relating to CBOE's determination to trade options on the NASDAQ 100 Index (NDX) on the Hybrid 2.0 Platform and options on the S&P 100 (XEO) on the Hybrid Trading System has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of February 12. (Rel. 34-55262 ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-NASDAQ-2006-050), as modified by Amendment No. 3 thereto, filed by The NASDAQ Stock Market LLC under Rule 19b-4 of the Securities Exchange Act of 1934 adopting generic listing standards for exchange- traded funds based on international or global indexes or indexes described in exchange rules that have been previously approved by the Commission as underlying benchmarks for derivative securities. Publication is expected in the Federal Register during the week of February 12. (Rel. 34-55269) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3ASR INLAND REAL ESTATE CORP, 2901 BUTTERFIELD RD, OAK BROOK, IL, 60523, 6302188000 - 0 ($180,000,000.00) Other, (File 333-140535 - Feb. 9) (BR. 08B) S-3ASR RITE AID CORP, 30 HUNTER LANE, CAMP HILL OWN, PA, 17011, 7177612633 - 0 ($0.00) Other, (File 333-140537 - Feb. 9) (BR. 01B) S-8 KONGZHONG CORP, 35F, TENGDA TOWER,, NO. 168 XIWAI ST., HAIDIAN DISTRICT, BEIJING, F4, 100044, (8610) 8857-5892 - 40,000,000 ($7,415,000.00) Equity, (File 333-140538 - Feb. 9) (BR. 08C) S-8 ACORN FACTOR, INC., 200 RTE 17, MAHWAH, NJ, 07430, 2015292026 - 0 ($4,188,600.00) Equity, (File 333-140539 - Feb. 9) (BR. 03C) S-8 ACAMBIS PLC, POWERHOUSE TECHNOLOGY PK 100 FULBOURN RD, CAMBRIDGE CB1 9PT, ENGLAND, X0, 00000, 0114412232 - 1,000,000 ($2,130,000.00) Equity, (File 333-140540 - Feb. 9) (BR. 01B) S-8 Obagi Medical Products, Inc., 310 GOLDEN SHORE, LONG BEACH, CA, 90802, 562-628-1007 - 0 ($28,494,752.04) Equity, (File 333-140542 - Feb. 9) (BR. 01A) S-3 MULTIBAND CORP, 9449 SCIENCE CENTER DR, NEW HOPE, MN, 55428, 6125043000 - 0 ($6,985,144.00) Equity, (File 333-140543 - Feb. 9) (BR. 11C) S-1 Riverbed Technology, Inc., 501 SECOND STREET, SAN FRANCISCO, CA, 94107, (415) 247-8800 - 0 ($202,227,500.00) Equity, (File 333-140544 - Feb. 9) (BR. 03A) S-3 WPCS INTERNATIONAL INC, 140 SOUTH VILLAGE AVENUE, SUITE 20, EXTON, PA, 19341, 6109030400 - 1,109,023 ($11,838,820.53) Equity, (File 333-140546 - Feb. 9) (BR. 11A) SB-2 ProLink Holdings Corp., 410 SOUTH BENSON LANE, CHANDLER, AZ, 85224, 480-961-8800 - 5,449,004 ($8,173,506.00) Equity, (File 333-140547 - Feb. 9) (BR. 09A) S-11 Apple REIT Eight, Inc., 814 EAST MAIN STREET, RICHMOND, VA, 23219, 804.334.8121 - 0 ($1,000,000,000.00) Equity, (File 333-140548 - Feb. 9) (BR. 08A) SB-2 PEDIATRIC PROSTHETICS INC, 12926 WILLWCHASE, HOSTON, TX, 77070, 866-582-0966 - 83,303,569 ($3,332,142.76) Equity, (File 333-140554 - Feb. 9) (BR. 06A) S-8 SIRONA DENTAL SYSTEMS, INC., 30-00 47TH AVE, LONG ISLAND CITY, NY, 11101, 7189375765 - 0 ($42,670,000.00) Equity, (File 333-140555 - Feb. 9) (BR. 10C) S-1 SMART VIDEO TECHNOLOGIES INC, 3505 KOGER BOULEVARD, SUITE 400, DELUTH, GA, 30093, 7072793100 - 6,075,000 ($3,037,500.00) Equity, (File 333-140556 - Feb. 9) (BR. 08C) S-8 CAPE SYSTEMS GROUP, INC, 3619 KENNEDY ROAD, SOUTH PLAINFIELD, NJ, 07080, 908-756-2000 - 25,000,000 ($50,000.00) Equity, (File 333-140557 - Feb. 9) (BR. 03B) SB-2 SMART MOVE, INC., 5990 GREENWOOD PLAZA BLVD, SUITE 390, GREENWOOD VILLAGE, CO, 80111, 720-488-0204 - 0 ($18,031,501.00) Equity, (File 333-140558 - Feb. 9) (BR. 08C) S-8 PPG INDUSTRIES INC, ONE PPG PL 40 EAST, PITTSBURGH, PA, 15272, 4124343131 - 200,000 ($13,430,000.00) Equity, 25,000,000 ($25,000,000.00) Other, (File 333-140559 - Feb. 9) (BR. 06A) S-8 Vsurance, 4845 WEST LAKE ROAD, ERIE, PA, 16505, 814-838-8258 - 0 ($750,000.00) Equity, (File 333-140560 - Feb. 9) (BR. 08A) S-8 PPG INDUSTRIES INC, ONE PPG PL 40 EAST, PITTSBURGH, PA, 15272, 4124343131 - 10,000,000 ($671,500,000.00) Equity, (File 333-140561 - Feb. 9) (BR. 06A) S-8 PPG INDUSTRIES INC, ONE PPG PL 40 EAST, PITTSBURGH, PA, 15272, 4124343131 - 50,000 ($3,357,500.00) Equity, 2,000,000 ($2,000,000.00) Other, (File 333-140562 - Feb. 9) (BR. 06A) S-8 MONOLITHIC POWER SYSTEMS INC, 6409 GUADALUPE MINES ROAD, SAN JOSE, CA, 95120, (408) 826-0600 - 2,125,856 ($26,108,549.44) Equity, (File 333-140563 - Feb. 9) (BR. 10B) S-8 Bristow Group Inc, 2000 W SAM HOUSTON PARKWAY SOUTH, SUITE 1700, HOUSTON, TX, 77042, 7132677600 - 2,000,000 ($7,496,000.00) Equity, (File 333-140565 - Feb. 9) (BR. 05B) SB-2 J-KAN, INC., 1823 PHOENIX AVE, FT SMITH, AR, 72903, 479-461-6810 - 1,686,000 ($1,686,000.00) Equity, (File 333-140567 - Feb. 9) (BR. 05) S-8 INTUIT INC, 2700 COAST AVENUE, MOUNTAIN VIEW, CA, 94043, 650-944-6000 - 0 ($32,063,229.55) Equity, (File 333-140568 - Feb. 9) (BR. 03C) S-3 OSTEOTECH INC, 51 JAMES WAY, EATONTOWN, NJ, 07724, 7325422800 - 0 ($1,585,975.50) Equity, (File 333-140569 - Feb. 9) (BR. 10C) S-8 MORTONS RESTAURANT GROUP INC, 325 NORTH LASALLE STREET, SUITE 500, CHICAGO, IL, 60610, 3129230030 - 1,789,000 ($35,601,100.00) Equity, (File 333-140570 - Feb. 9) (BR. 05B) SB-2 EDGEWATER FOODS INTERNATIONAL, INC., 5552 WEST ISLAND HWY, NONE, QUALICUM BEACH, A1, V9K2C8, 2507579811 - 10,474,386 ($13,092,982.50) Other, (File 333-140571 - Feb. 9) (BR. 04C) SB-2 SENTRA CONSULTING CORP, 466 CENTRAL AVE, CEDARHURST, NY, 11516, 625,000 ($50,000.00) Equity, (File 333-140572 - Feb. 9) (BR. 11) S-8 XILINX INC, 2100 LOGIC DR, SAN JOSE, CA, 95124, 4085597778 - 12,000,000 ($292,740,000.00) Equity, (File 333-140573 - Feb. 9) (BR. 10C) S-4 CBOE Holdings, Inc., 400 SOUTH LASALLE, CHICAGO, IL, 60605, 312 786 7200 - 0 ($183,800,000.00) Equity, (File 333-140574 - Feb. 9) (BR. 07) S-8 Fortress Investment Group LLC, 1345 AVENUE OF THE AMERICAS, 46TH FLOOR, NEW YORK, NY, 10105, 212-798-6100 - 0 ($2,127,500,000.00) Equity, (File 333-140576 - Feb. 9) (BR. 06) S-8 ISTA PHARMACEUTICALS INC, 15295 ALTON PARKWAY, IRVINE, CA, 92618, 949-788-6000 - 0 ($143,000.00) Equity, (File 333-140577 - Feb. 9) (BR. 01A) SB-2 Royal Blue Exploration, Inc., 160 WEST 5TH STREET, SUITE 208, NORTH VANCOUVER, A1, V7M 1J8, 604-904-2432 - 0 ($355,000.00) Equity, (File 333-140578 - Feb. 9) (BR. ) S-1 Allegiant Travel CO, 3301 N. BUFFALO DRIVE, SUITE B-9, LAS VEGAS, NV, 89129, 702-851-7300 - 0 ($61,932,500.00) Equity, (File 333-140579 - Feb. 9) (BR. 05C) S-3 UNIFI INC, 7201 WEST FRIENDLY RD, P O BOX 19109, GREENSBORO, NC, 27419-9109, 9192944410 - 0 ($24,166,666.00) Equity, (File 333-140580 - Feb. 9) (BR. 02C) S-8 Mellanox Technologies, Ltd., 2900 STENDER WAY, SANTA CLARA, CA, 95054, 408-970-3400 - 0 ($102,821,517.90) Equity, (File 333-140581 - Feb. 9) (BR. 10) SB-2 ProLink Holdings Corp., 410 SOUTH BENSON LANE, CHANDLER, AZ, 85224, 480-961-8800 - 13,283,248 ($19,924,872.00) Equity, (File 333-140582 - Feb. 9) (BR. 09A) S-8 Harbin Electric, Inc, NO. 9, HA PING XI LU, HA PING LU JI ZHONG QU HARBIN KAI FA QU, HARBIN, F4, 150001, 86 45182621768 - 1,500,000 ($17,430,000.00) Equity, (File 333-140583 - Feb. 9) (BR. 10B) S-3 PONIARD PHARMACEUTICALS, INC., 300 ELLIOTT AVENUE WEST, SUITE 500, SEATTLE, WA, 98119-4114, 2062817001 - 0 ($75,000,000.00) Equity, (File 333-140584 - Feb. 9) (BR. 01B) S-8 Trycera Financial, Inc., 18023 SKY PARK CIRCLE, SUITE G, IRVINE, CA, 92614, 949-273-4300 - 4,908,000 ($4,042,262.50) Equity, (File 333-140585 - Feb. 9) (BR. 11B) S-4 KKR Financial Holdings LLC, 555 CALIFORNIA STREET, 50TH FLOOR, SAN FRANCISCO, CA, 94104, (415) 315-3620 - 0 ($2,200,709,901.00) Equity, (File 333-140586 - Feb. 9) (BR. ) SB-2 Sino Charter Inc., BLOCK C FLAT 410, LOTUS HILL GOLF APARTM, LOTUS HILL TOWN, PANYU DISTRICT, GUANGZHOU, F4, 511440, (86) 20-8484-7776 - 1,500,000 ($150,000.00) Equity, (File 333-140587 - Feb. 9) (BR. ) S-8 METALLINE MINING CO, 1330 E MARGARET AVE, COEUR D ALENE, ID, 83815, 2086652002 - 5,000,000 ($15,450,000.00) Equity, (File 333-140588 - Feb. 9) (BR. 04B) S-8 bebe stores, inc., 400 VALLEY DR, BRISBANE, CA, 94005, 4157153900 - 0 ($9,215,000.00) Equity, (File 333-140589 - Feb. 9) (BR. 02B) S-3 BOOTS & COOTS INTERNATIONAL WELL CONTROL INC, 11615 N. HOUSTON ROSSLYN, HOUSTON, TX, 77086, 7136217911 - 0 ($68,321,500.00) Equity, (File 333-140590 - Feb. 9) (BR. 04B) SB-2 LUCYS CAFE INC, 2685 PARK CENTER DRIVE, BUILDING A, SIMI VALLEY, CA, 93065, 805-433-8000 - 10,235,000 ($20,470,000.00) Equity, (File 333-140591 - Feb. 9) (BR. 05B) S-4 HYTHIAM INC, 11150 SANTA MONICA BOULEVARD, SUITE 1500, LOS ANGELES, CA, 90025, 310 444 4300 - 0 ($5,772,000.00) Equity, (File 333-140592 - Feb. 9) (BR. 01C) S-3 HYTHIAM INC, 11150 SANTA MONICA BOULEVARD, SUITE 1500, LOS ANGELES, CA, 90025, 310 444 4300 - 0 ($1,909,671.00) Equity, (File 333-140593 - Feb. 9) (BR. 01C) S-3 HYTHIAM INC, 11150 SANTA MONICA BOULEVARD, SUITE 1500, LOS ANGELES, CA, 90025, 310 444 4300 - 0 ($2,439,558.00) Equity, (File 333-140594 - Feb. 9) (BR. 01C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT -------------------------------------------------------------------------------------------------------- 310 HOLDINGS, INC. NV 5.02 01/10/07 ABX AIR INC 8.01,9.01 02/08/07 ACCESS INTEGRATED TECHNOLOGIES INC DE 2.02,9.01 02/09/07 ACTION PRODUCTS INTERNATIONAL INC FL 1.01,2.02,9.01 02/01/07 ACTIVISION INC /NY DE 3.01 02/08/07 Advance America, Cash Advance Centers DE 2.02,9.01 02/07/07 AMEND ADVANCED CELL TECHNOLOGY, INC. DE 1.01,5.02 02/05/07 ADVANCED PLANT PHARMACEUTICALS INC DE 1.01,2.01,3.02,9.01 02/07/07 AEOLUS PHARMACEUTICALS, INC. DE 2.02,9.01 02/08/07 AETNA INC /PA/ PA 5.02,9.01 02/06/07 AFFILIATED MANAGERS GROUP INC DE 1.01,2.03,8.01,9.01 02/08/07 AFTERMARKET TECHNOLOGY CORP DE 5.02 02/02/07 AGCO CORP /DE DE 2.02,9.01 02/09/07 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.01,9.01 02/08/07 Alexza Pharmaceuticals Inc. DE 7.01,9.01 02/08/07 ALLEGHENY ENERGY, INC MD 2.02,9.01 02/08/07 ALLIED DEFENSE GROUP INC DE 2.02,4.02,9.01 02/06/07 Amerasia Khan Enterprises Ltd. NV 1.01,2.01,3.02,5.01,5.02,5.03, 02/08/07 5.06,9.01 AMERICAN AIRLINES INC DE 8.01 02/02/07 AMEND AMERICAN EAGLE OUTFITTERS INC DE 7.01,9.01 02/07/07 AMERICAN ECOLOGY CORP DE 5.02 02/08/07 AMERICAN REAL ESTATE PARTNERS L P DE 1.01,2.03,8.01,9.01 02/09/07 AMERICAN SCIENCE & ENGINEERING INC MA 2.02,9.01 02/09/07 AMERICAN STATES WATER CO CA 8.01 02/07/07 AMERIGROUP CORP 5.02 02/02/07 AMR CORP DE 8.01 02/02/07 AMEND ANAVEX LIFE SCIENCES CORP. NV 5.02,9.01 02/08/07 ANDERSONS INC OH 2.02 02/08/07 ANDREW CORP DE 5.02 02/07/07 ANESIVA, INC. DE 5.02,9.01 02/06/07 AON CORP DE 2.02,9.01 02/08/07 APARTMENT INVESTMENT & MANAGEMENT CO MD 5.02 02/05/07 APPLIED DNA SCIENCES INC NV 8.01,9.01 02/08/07 APTARGROUP INC DE 2.02,5.02,9.01 02/06/07 ARAMARK CORP/DE DE 5.02,9.01 02/06/07 ARBOR REALTY TRUST INC MD 2.02,9.01 02/09/07 ARC WIRELESS SOLUTIONS INC UT 7.01,8.01,9.01 02/09/07 Ardent Acquisition CORP DE 7.01,8.01 02/09/07 ARES CAPITAL CORP MD 7.01,9.01 02/09/07 ARGON ST, Inc. DE 2.02,9.01 02/09/07 AMEND ARQULE INC DE 2.02,9.01 02/08/07 ARTESIAN RESOURCES CORP DE 8.01 02/01/07 ASPEN INSURANCE HOLDINGS LTD D0 2.02,7.01,9.01 02/08/07 ASPEN INSURANCE HOLDINGS LTD D0 7.01,9.01 02/09/07 ASSURED GUARANTY LTD 2.02,9.01 02/08/07 ASTA FUNDING INC DE 1.01,9.01 02/05/07 ASTA FUNDING INC DE 2.02,9.01 02/09/07 ATEL CAPITAL EQUIPMENT FUND IX LLC CA 4.01,9.01 02/05/07 ATEL CAPITAL EQUIPMENT FUND VII LP CA 4.01,9.01 02/05/07 ATEL CAPITAL EQUIPMENT FUND VIII LLC CA 4.01,9.01 02/05/07 ATEL CAPITAL EQUIPMENT FUND X LLC CA 4.01,9.01 02/05/07 ATEL Capital Equipment Fund XI, LLC CA 4.01,9.01 02/05/07 ATEL CASH DISTRIBUTION FUND V L P CA 4.01,9.01 02/05/07 ATEL CASH DISTRIBUTION FUND VI LP CA 4.01,9.01 02/05/07 ATLANTIS BUSINESS DEVELOPMENT CORP DE 5.02 12/19/05 ATMOS ENERGY CORP TX 5.02,9.01 02/07/07 AVANIR PHARMACEUTICALS CA 2.02,9.01 02/09/07 AVATAR HOLDINGS INC DE 5.02 02/05/07 AVIS BUDGET GROUP, INC. DE 1.01,9.01 02/09/07 BARRETT BUSINESS SERVICES INC MD 2.02,9.01 02/08/07 BAUSCH & LOMB INC NY 5.02,8.01 02/07/07 BEARINGPOINT INC DE 4.01,8.01,9.01 02/06/07 Behringer Harvard Opportunity REIT I, MD 9.01 12/08/06 AMEND Behringer Harvard Opportunity REIT I, MD 9.01 12/13/06 AMEND Behringer Harvard Opportunity REIT I, MD 9.01 12/20/06 AMEND BELDEN CDT INC. DE 1.01,9.01 02/06/07 BENIHANA INC DE 2.02,9.01 02/09/07 BERKLEY W R CORP DE 2.02,9.01 02/08/07 BERKLEY W R CORP DE 8.01,9.01 02/08/07 BIO IMAGING TECHNOLOGIES INC DE 1.01,9.01 02/06/07 BioMETRX DE 4.02 02/09/07 BioMETRX DE 9.01 05/27/05 AMEND BIOVERIS CORP DE 2.02 12/31/06 BJs RESTAURANTS INC CA 8.01,9.01 02/08/07 BLACK GARDENIA CORP NV 1.01,2.03,3.02,5.01 02/09/07 BON TON STORES INC PA 5.02 02/09/07 BPI Energy Holdings, Inc. 8.01,9.01 02/08/07 BRADY CORP WI 2.02,8.01,9.01 02/08/07 BRANTLEY CAPITAL CORP MD 8.01,9.01 02/07/07 Bridge Capital Holdings CA 2.02,9.01 02/08/07 BRINKS CO VA 5.02,9.01 02/08/07 Bristow Group Inc DE 2.02,9.01 12/31/06 BROADCOM CORP CA 5.02 02/05/07 BROOKE CORP KS 1.01,9.01 02/08/07 BROOKS AUTOMATION INC DE 5.02 02/05/07 BUILD A BEAR WORKSHOP INC DE 1.01,9.01 02/06/07 CADMUS COMMUNICATIONS CORP/NEW VA 2.02,9.01 02/09/07 CADMUS COMMUNICATIONS CORP/NEW VA 8.01 02/05/07 CAMBREX CORP DE 2.01,2.05,5.02,8.01,9.01 02/09/07 Cambridge Display Technology, Inc. DE 5.02,9.01 02/05/07 CAMDEN PROPERTY TRUST TX 2.02,9.01 02/08/07 CAPITAL GOLD CORP NV 3.02,5.02,8.01 02/05/07 CAPITAL GROWTH SYSTEMS INC /FL/ FL 1.01,3.02,5.02,9.01 02/05/07 CAPITAL ONE FUNDING, LLC 8.01,9.01 02/06/07 CAPSTEAD MORTGAGE CORP MD 2.02,9.01 02/08/07 CAPSTEAD MORTGAGE CORP MD 5.02 02/08/07 CAPSTONE TURBINE CORP DE 2.02,9.01 02/09/07 CAREMARK RX INC DE 8.01,9.01 02/09/07 CARRIAGE SERVICES INC DE 2.02,9.01 02/08/07 Carrington Mortgage Loan Trust, Serie DE 8.01,9.01 02/09/07 CASUAL MALE RETAIL GROUP INC DE 2.02,9.01 02/08/07 CCH II LLC 7.01,9.01 02/09/07 CCO HOLDINGS LLC 7.01,9.01 02/09/07 Celanese CORP DE 5.02,5.03,8.01,9.01 02/08/07 CELSION CORP MD 1.01,9.01 02/07/07 CENTER FINANCIAL CORP CA 5.02 02/05/07 CERNER CORP /MO/ DE 1.01,9.01 02/06/07 CH2M HILL COMPANIES LTD OR 8.01 02/09/07 CHARTER COMMUNICATIONS HOLDINGS LLC DE 7.01,9.01 02/09/07 CHARTER COMMUNICATIONS INC /MO/ DE 7.01,9.01 02/09/07 ChaseFlex Trust Series 2007-1 DE 8.01,9.01 01/25/07 CHECKFREE CORP \GA\ DE 5.03,9.01 02/08/07 CHICOS FAS INC FL 5.02,9.01 02/08/07 CHINA CLEAN ENERGY INC DE 7.01,9.01 02/08/07 AMEND CHINA SECURITY & SURVEILLANCE TECHNOL D8 1.01,2.03,9.01 02/05/07 CHIQUITA BRANDS INTERNATIONAL INC NJ 5.02 02/06/07 CIRCUIT CITY STORES INC VA 2.05,2.06,5.02,9.01 02/05/07 CITIGROUP MORTGAGE LOAN TRUST 2007-WF 9.01 01/08/07 CKRUSH, INC. DE 2.01,9.01 02/05/07 CMALT (CitiMortgage Alternative Loan DE 8.01,9.01 02/09/07 COLLECTORS UNIVERSE INC DE 2.02,9.01 02/09/07 COLLEGIATE PACIFIC INC DE 7.01,9.01 02/09/07 COMMUNICATION INTELLIGENCE CORP DE 1.01,2.03,3.02,7.01 02/09/07 COMPUTER SCIENCES CORP NV 8.01 02/06/07 CONCEPT VENTURES CORP UT 1.01,9.01 02/09/07 CONMED CORP NY 2.02,9.01 02/08/07 COOPERATIVE BANKSHARES INC NC 8.01,9.01 02/09/07 COUNTRYWIDE FINANCIAL CORP DE 2.02,9.01 02/09/07 COVANTA HOLDING CORP DE 1.01,8.01,9.01 02/05/07 COVENTRY HEALTH CARE INC DE 2.02,9.01 02/09/07 CRAFTMADE INTERNATIONAL INC DE 5.02 02/05/07 CRAWFORD & CO GA 5.05,9.01 02/06/07 CROWN CASTLE INTERNATIONAL CORP DE 2.02,9.01 02/08/07 CTS CORP IN 2.02,4.02,9.01 02/09/07 Curtis Acquisition, Inc. DE 4.01 02/02/07 CURTISS WRIGHT CORP DE 5.02 02/06/07 CURTISS WRIGHT CORP DE 2.02,9.01 02/08/07 CWABS Asset-Backed Certificates Trust DE 9.01 02/09/07 CYBER DEFENSE SYSTEMS INC FL 1.01 02/05/07 CYCLE COUNTRY ACCESSORIES CORP NV 2.02,9.01 02/07/07 D&E COMMUNICATIONS INC PA 7.01 02/09/06 DAWSON GEOPHYSICAL CO TX 7.01,9.01 02/06/07 DELTA PETROLEUM CORP/CO CO 5.02,9.01 02/05/07 Deltron, Inc. NV 5.02 09/15/06 DEVELOPERS DIVERSIFIED REALTY CORP OH 5.02,9.01 02/08/07 DEXCOM INC 5.02 02/05/07 DIGITAL ANGEL CORP DE 1.01,2.03,3.02,9.01 02/06/07 DIVERSIFAX INC DE 1.01,2.01,2.03,3.02,9.01 02/05/07 DRS TECHNOLOGIES INC DE 2.02,9.01 02/09/07 Dynegy Acquisition, Inc. DE 8.01,9.01 02/06/07 Eastern Environment Solutions Corp. 8.01 12/27/06 ELCOM INTERNATIONAL INC DE 5.02 02/06/07 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 5.02 02/05/07 ELKCORP DE 7.01,9.01 02/09/07 Embarq CORP DE 2.02,9.01 02/08/07 EMC CORP MA 8.01,9.01 02/07/07 EMERSON ELECTRIC CO MO 5.02 02/06/07 EMTEC INC/NJ UT 1.01,1.02,2.03 02/05/07 ENDOCARE INC DE 2.03 02/08/07 ENIGMA SOFTWARE GROUP, INC DE 3.03,5.03,9.01 02/09/06 EQUITY OFFICE PROPERTIES TRUST MD 1.01,3.03,5.01,8.01,9.01 02/09/07 EUROBANCSHARES INC 8.01 02/06/07 EVANS BOB FARMS INC DE 7.01,9.01 02/06/07 eXegenics Inc DE 3.02,5.01,5.02,8.01,9.01 02/09/07 EXELON CORP PA 1.01 02/09/07 EXPRESS SCRIPTS INC DE 7.01 02/08/07 EXPRESS SCRIPTS INC DE 8.01,9.01 02/09/07 FAIRPOINT COMMUNICATIONS INC DE 5.02 01/15/07 AMEND Federal Home Loan Bank of Cincinnati X1 2.02 02/09/07 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 02/05/07 AMEND Federal Home Loan Bank of San Francis X1 5.02 02/05/07 Fidelity National Information Service 2.02,9.01 02/06/07 FINLAY ENTERPRISES INC /DE DE 2.02,9.01 02/08/07 FINLAY FINE JEWELRY CORP DE 2.02,9.01 02/08/07 FIRST BANCORP /PR/ PR 8.01,9.01 02/05/07 AMEND FIRST NATIONAL CORP /VA/ VA 5.03,9.01 02/07/07 FNB United Corp. NC 7.01,9.01 02/09/07 FONAR CORP DE 2.02 02/09/07 FORD MOTOR CO DE 5.02 02/07/07 Fortunet, Inc. NV 2.02 02/08/07 FORWARD INDUSTRIES INC NY 2.02,9.01 02/07/07 FOSTER L B CO PA 1.01,9.01 02/09/07 FUTOMIC INDUSTRIES INC NJ 1.01,9.01 02/05/07 GARDNER DENVER INC DE 7.01 02/07/07 GENELABS TECHNOLOGIES INC /CA CA 8.01,9.01 02/08/07 GENERAL NUTRITION CENTERS, INC. 8.01,9.01 02/08/07 GENESIS HEALTHCARE CORP PA 2.02,9.01 02/08/07 GILEAD SCIENCES INC DE 5.02 01/22/07 AMEND GLOBAL CROSSING LTD 8.01,9.01 02/08/07 GLOBAL ENERGY INC NV 3.02,5.01,9.01 02/07/07 GLOBIX CORP DE 7.01,9.01 02/08/07 GREAT CHINA INTERNATIONAL HOLDINGS, I NV 5.02 02/05/07 Great Wolf Resorts, Inc. DE 2.02,9.01 02/09/07 GREATER ATLANTIC FINANCIAL CORP DE 8.01,9.01 02/09/07 GSAMP Trust 2006-HE8 DE 8.01,9.01 12/27/06 GSAMP Trust 2007-H1 DE 8.01,9.01 01/31/07 HALLMARK FINANCIAL SERVICES INC NV 7.01,9.01 02/09/06 HALOZYME THERAPEUTICS INC NV 1.01 02/05/07 Hampden Bancorp, Inc. DE 2.02,9.01 02/06/07 HAMPTON ROADS BANKSHARES INC VA 8.01 02/08/07 HANCOCK FABRICS INC DE 2.02,2.05,7.01,9.01 02/08/07 HANDHELD ENTERTAINMENT, INC. DE 1.01,2.01,8.01,9.01 02/05/07 HARLAND JOHN H CO GA 2.02,8.01 12/31/06 HARLEYSVILLE NATIONAL CORP PA 8.01,9.01 02/08/07 HARTFORD LIFE INSURANCE CO CT 5.01,9.01 02/09/07 HASBRO INC RI 2.02,9.01 02/09/07 HASTINGS ENTERTAINMENT INC TX 5.02 02/05/07 HAUPPAUGE DIGITAL INC DE 2.02,9.01 02/08/07 HAWAIIAN HOLDINGS INC DE 5.02 02/08/07 HEALTH CARE PROPERTY INVESTORS INC MD 8.01,9.01 02/09/07 HEALTH MANAGEMENT ASSOCIATES INC DE 5.02,9.01 02/06/07 HEALTHSOUTH CORP DE 8.01,9.01 02/09/06 HERITAGE COMMERCE CORP CA 1.01,8.01,9.01 02/08/07 HESS CORP DE 5.02 02/07/06 HOOKER FURNITURE CORP VA 2.02,7.01,8.01,9.01 02/07/07 HORNBY INTERNATIONAL INC/CA 5.03 02/08/07 Horne International, Inc. DE 7.01,9.01 02/06/07 HSI ASSET SECURITIZATION CORP TRUST 2 8.01,9.01 01/30/07 HUB INTERNATIONAL LTD A6 5.02 02/07/07 ICON CASH FLOW PARTNERS L P SEVEN DE 8.01,9.01 02/07/07 ICON INCOME FUND EIGHT /DE DE 8.01,9.01 02/08/07 ICON INCOME FUND EIGHT B LP 8.01,9.01 02/08/07 ICON INCOME FUND TEN LLC DE 8.01,9.01 02/08/07 ICON Leasing Fund Eleven, LLC DE 8.01,9.01 02/08/07 IEC ELECTRONICS CORP DE 2.02,9.01 02/09/07 IMMUNOMEDICS INC DE 2.02,9.01 02/08/07 INNOVATIVE SOLUTIONS & SUPPORT INC PA 5.02,9.01 02/09/07 INTERNATIONAL FOOD & WINE CONSULTANTS NV 4.01,9.01 02/09/07 AMEND INTERPHASE CORP TX 2.02,9.01 02/08/07 INVACARE CORP OH 1.01,3.02,9.01 02/05/07 IRIDEX CORP DE 1.01,5.02,9.01 02/06/07 ISOTIS SA V8 8.01,9.01 02/08/07 JACO ELECTRONICS INC NY 2.02,9.01 02/09/07 K2 INC DE 7.01,9.01 02/09/07 KANBAY INTERNATIONAL INC 2.02,8.01,9.01 02/08/07 Kentucky First Federal Bancorp 5.02 02/09/07 KINTERA INC 5.02,9.01 02/08/07 KKR Financial Corp 1.01,7.01,9.01 02/09/07 KOSAN BIOSCIENCES INC CA 1.01,9.01 02/08/07 LA JOLLA PHARMACEUTICAL CO DE 7.01,9.01 02/08/07 LA JOLLA PHARMACEUTICAL CO DE 5.02 02/05/07 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 02/09/07 LADISH CO INC WI 2.02,9.01 02/08/07 LAIDLAW INTERNATIONAL INC DE 1.01,3.03,8.01,9.01 02/09/07 LAS VEGAS SANDS CORP NV 1.01,7.01,9.01 02/05/07 Lazy Days R.V. Center, Inc. 8.01 02/08/07 LEAR CORP DE 1.01,9.01 02/09/07 LEAR CORP DE 1.01,9.01 02/09/07 AMEND LEHMAN BROTHERS HOLDINGS INC DE 9.01 02/06/07 LEVEL 3 COMMUNICATIONS INC DE 8.01,9.01 02/08/07 LEVEL 3 COMMUNICATIONS INC DE 2.02,9.01 02/08/07 LEVI STRAUSS & CO DE 4.01,9.01 02/05/07 LIONS GATE ENTERTAINMENT CORP /CN/ 2.02,9.01 02/09/07 LITTELFUSE INC /DE DE 5.02,5.03,9.01 02/02/07 LIXTE BIOTECHNOLOGY HOLDINGS, INC. 1.01,3.02,9.01 02/05/07 LML PAYMENT SYSTEMS INC A1 9.01 02/08/07 LSB INDUSTRIES INC DE 3.02 02/09/07 Luminent Mortgage Trust 2007-1 8.01,9.01 02/09/07 MASTERCARD INC DE 2.02,7.01,9.01 02/09/07 MASTERCARD INC DE 5.02 02/05/07 MASTR Asset Backed Securities Trust 2 DE 2.01,9.01 12/07/06 MATTEL INC /DE/ DE 1.01,9.01 02/09/07 MAUI LAND & PINEAPPLE CO INC HI 5.02 02/05/07 MDC HOLDINGS INC DE 8.01 02/09/07 MEADOW VALLEY CORP NV 5.03,9.01 02/05/07 MEDCOM USA INC DE 4.01,9.01 02/07/07 MENTOR CORP /MN/ MN 5.02 01/29/07 MERCURY COMPUTER SYSTEMS INC MA 5.02 02/09/07 Merrill Lynch Mortgage Investors Trus DE 8.01,9.01 02/09/07 MIDDLEBURG FINANCIAL CORP VA 2.02,9.01 02/07/07 MINE SAFETY APPLIANCES CO PA 5.02,9.01 02/06/07 Monogram Biosciences, Inc. DE 1.02 02/02/07 MOSCOW CABLECOM CORP DE 8.01,9.01 02/08/07 MSW ENERGY HOLDINGS LLC DE 1.01,8.01,9.01 02/05/07 MUELLER INDUSTRIES INC DE 8.01,9.01 02/08/07 MV Oil Trust DE 7.01,9.01 02/09/07 MYRIAD GENETICS INC DE 8.01,9.01 02/07/07 NATIONAL BANK OF INDIANAPOLIS CORP IN 2.02,9.01 02/09/07 NATIONAL FUEL GAS CO NJ 4.01,9.01 02/08/07 AMEND NATIONAL MERCANTILE BANCORP CA 1.01,2.03,3.02,9.01 01/24/07 AMEND NationsHealth, Inc. DE 1.01,2.03,9.01 02/05/07 NATURE VISION, INC. MN 1.01,2.01,5.02,9.01 02/05/07 NAVARRE CORP /MN/ MN 2.02,9.01 02/05/07 NAVISTAR INTERNATIONAL CORP DE 3.01 02/09/07 NBTY INC DE 7.01,9.01 02/08/07 NCT GROUP INC DE 5.02 02/07/07 NELNET INC NE 2.02,5.02,9.01 02/07/07 NEUSTAR INC 1.01,1.02,2.03,9.01 02/06/07 NEW MEXICO SOFTWARE, INC NV 4.01,9.01 01/12/07 AMEND NEW YORK HEALTH CARE INC NY 5.02,9.01 02/06/07 NEWS CORP 8.01,9.01 02/09/07 NEWTEK BUSINESS SERVICES INC NY 5.02,9.01 02/05/07 NORTHSTAR REALTY 5.03,8.01,9.01 01/31/07 Nuance Communications, Inc. DE 7.01 02/09/07 O CHARLEYS INC TN 2.02 02/07/07 Oakmont Acquisition Corp. DE 1.01,9.01 02/08/07 OCTILLION CORP 7.01,8.01,9.01 02/07/07 OLIN CORP VA 8.01,9.01 02/09/07 Optimum Interactive (USA) Ltd. DE 1.01,5.01,5.02,9.01 02/09/07 OTTER TAIL CORP MN 2.02,3.03,9.01 02/05/07 P F CHANGS CHINA BISTRO INC 1.01 02/05/07 PACIFIC FINANCIAL CORP WA 7.01 02/09/07 PACIFIC MERCANTILE BANCORP CA 2.02,9.01 02/09/07 PALOMAR MEDICAL TECHNOLOGIES INC DE 5.02 02/09/07 PANERA BREAD CO DE 2.02,9.01 02/08/07 Patient Safety Technologies, Inc DE 3.01 02/07/07 PATRIOT INVESTMENT CORP NV 4.01,9.01 02/08/07 PAYLESS SHOESOURCE INC /DE/ DE 2.05,7.01,9.01 02/05/07 PEDIATRIC SERVICES OF AMERICA INC DE 4.02 02/09/07 PEDIATRIC SERVICES OF AMERICA INC DE 2.02,9.01 02/09/07 PEOPLES ENERGY CORP IL 2.02,7.01,9.01 02/09/07 Petals Decorative Accents, Inc. DE 4.01,5.02,9.01 02/07/07 PetroHunter Energy Corp MD 5.02,7.01,9.01 02/07/07 PetroHunter Energy Corp MD 1.01,2.03,7.01,9.01 01/09/07 AMEND PHARMION CORP 5.02 02/07/07 PHYSICAL SPA & FITNESS INC DE 2.01,3.02 02/07/07 PINGCHUAN PHARMACEUTICAL INC NC 2.01,3.02,5.01 01/30/07 AMEND PNC FINANCIAL SERVICES GROUP INC PA 8.01,9.01 02/08/07 POLYCOM INC DE 5.02 02/07/07 POLYMER GROUP INC DE 5.02 02/07/07 POWER INTEGRATIONS INC CA 5.02 02/05/07 PRIMEDIA INC DE 7.01,9.01 02/09/07 PROSPECT ENERGY CORP MD 9.01 02/09/07 PRUDENTIAL BANCORP INC OF PENNSYLVANI 2.02,9.01 02/09/07 PRUDENTIAL FINANCIAL INC NJ 4.01 02/09/07 PULASKI FINANCIAL CORP MO 8.01,9.01 02/06/07 PXRE GROUP LTD 1.02 02/08/07 QLT INC/BC A1 1.01,2.03,8.01,9.01 02/09/07 QUICK MED TECHNOLOGIES INC NV 1.01 02/09/07 RADIAN GROUP INC DE 2.02,5.02,9.01 02/05/07 RALI Series 2006-QH1 Trust DE 8.01,9.01 02/08/07 AMEND Rand Logistics, Inc. DE 7.01,9.01 02/08/07 Rand Logistics, Inc. DE 7.01,9.01 02/09/07 RBC Bearings INC 1.02 02/09/07 RBS GLOBAL INC DE 7.01,9.01 02/07/07 READERS DIGEST ASSOCIATION INC DE 1.01,3.03,9.01 02/08/07 READING INTERNATIONAL INC NV 1.01,2.03,3.02,9.01 02/05/07 REMOTE KNOWLEDGE INC DE 1.01,7.01,9.01 01/05/07 AMEND REMY INTERNATIONAL, INC. DE 2.01,9.01 02/09/07 RENAISSANCE LEARNING INC WI 8.01,9.01 02/07/07 RENAISSANCERE HOLDINGS LTD 2.02,9.01 02/06/07 AMEND RENTECH INC /CO/ CO 2.02,9.01 02/09/07 RENTRAK CORP OR 2.02,9.01 02/09/07 Republic Property Trust MD 5.02 02/08/07 RESEARCH FRONTIERS INC DE 7.01 02/09/07 RIVIERA HOLDINGS CORP NV 7.01,9.01 02/08/07 RLI CORP IL 8.01,9.01 02/08/07 RMD Technologies, Inc. CA 5.02 02/07/07 RONCO CORP DE 4.02 02/05/07 SALTON INC DE 1.01,3.02,3.03,8.01,9.01 02/07/07 SCANA CORP SC 2.02,8.01,9.01 02/09/07 SEALED AIR CORP/DE DE 8.01,9.01 02/09/07 SECURITISATION ADVISORY SERVICES PTY 8.01,9.01 02/08/07 SECURITISATION ADVISORY SERVICES PTY 8.01,9.01 02/08/07 SIENA TECHNOLOGIES, INC. NV 1.01,9.01 02/05/07 SIGMA DESIGNS INC CA 5.02 02/05/07 SILICON IMAGE INC DE 1.01,9.01 02/05/07 SILICON LABORATORIES INC DE 1.01,2.01,9.01 02/08/07 SIRONA DENTAL SYSTEMS, INC. DE 2.02,9.01 02/09/07 SMI PRODUCTS INC 1.01,5.03,8.01,9.01 02/09/07 SOHU COM INC DE 2.02,5.02,9.01 02/05/07 SOUTHERN CO DE 5.02 02/05/07 SPARK NETWORKS PLC X0 8.01,9.01 02/08/07 SPARTAN STORES INC MI 1.01,2.01,9.01 03/24/06 AMEND SPATIALIZER AUDIO LABORATORIES INC DE 4.01,9.01 02/08/07 SPEAR & JACKSON INC 8.01 01/31/07 SPORT CHALET INC DE 2.02,9.01 02/06/07 SPSS INC DE 5.02,9.01 02/08/07 STAGE STORES INC NV 8.01,9.01 02/08/07 STAR GAS PARTNERS LP DE 2.02,7.01,9.01 02/09/07 STARBUCKS CORP WA 2.02 01/31/07 AMEND STEAK & SHAKE CO IN 1.01,9.01 02/07/07 STEELCASE INC MI 5.02,9.01 02/08/07 Stereotaxis, Inc. DE 5.02,7.01,9.01 02/07/07 STERLING BANCORP NY 2.02,7.01,9.01 02/09/07 STONE FIELD MANAGEMENT CO WY 4.01,9.01 01/22/07 STRONGHOLD TECHNOLOGIES INC NV 1.03 01/25/07 SUBJEX CORP MN 8.01 02/09/07 SULPHCO INC NV 5.02 02/07/07 Sun American Bancorp DE 2.02,8.01,9.01 02/06/07 SUNRISE TELECOM INC 2.02,9.01 12/31/06 SUNRISE TELECOM INC 5.02 02/05/07 Sunstone Hotel Investors, Inc. MD 5.02 02/07/07 SUNTRON CORP DE 8.01,9.01 02/05/07 T-3 ENERGY SERVICES INC TX 8.01,9.01 02/09/07 TASKER PRODUCTS CORP NV 5.02 02/05/07 TELKONET INC 8.01,9.01 02/06/07 TEMPUR PEDIC INTERNATIONAL INC DE 5.02,9.01 02/05/07 TEREX CORP DE 5.02,9.01 02/08/07 THERMADYNE HOLDINGS CORP /DE DE 1.01,7.01 02/05/07 TIDEWATER INC DE 7.01,9.01 02/06/07 TIMKEN CO OH 5.02,9.01 02/05/07 TITAN INTERNATIONAL INC IL 1.01,9.01 02/08/07 TOUCHSTONE APPLIED SCIENCE ASSOCIATES DE 2.02,9.01 02/09/07 TRANSCONTINENTAL REALTY INVESTORS INC NV 8.01 02/07/07 TRIAD FINANCIAL CORP CA 5.02 02/06/07 TRIARC COMPANIES INC DE 7.01,9.01 02/09/07 TRIMBLE NAVIGATION LTD /CA/ CA 8.01,9.01 02/09/07 TRIQUINT SEMICONDUCTOR INC DE 7.01 02/08/07 TUCOWS INC /PA/ PA 2.02,9.01 02/08/07 TVIA INC DE 5.02 02/08/07 U S WIRELESS DATA INC DE 1.01,9.01 02/06/07 U.S. ENERGY HOLDINGS INC. NV 5.01 01/01/07 U.S. Shipping Partners L.P. DE 2.02,9.01 02/06/07 UBRANDIT COM NV 2.01,3.02,5.01,5.02,5.06 02/09/07 UNITED AMERICA INDEMNITY, LTD E9 5.02,9.01 02/05/07 UNITED AMERICA INDEMNITY, LTD E9 2.02,9.01 02/08/07 UNITED HERITAGE CORP UT 2.04,8.01,9.01 02/05/07 UNITY WIRELESS CORP DE 2.02 02/08/07 UNIVISION COMMUNICATIONS INC DE 2.02,9.01 02/09/07 UNIVISION COMMUNICATIONS INC DE 7.01 02/09/07 VERITEC INC NV 5.02 02/09/07 VERSAR INC DE 1.01 01/26/07 VICOR CORP DE 5.02 02/07/07 VIEWCAST COM INC DE 7.01 02/09/07 VINEYARD NATIONAL BANCORP CA 2.02,9.01 02/09/07 VIRAL GENETICS INC /DE/ DE 8.01 02/09/07 Vistula Communications Services, Inc. DE 5.02,9.01 02/05/07 Vistula Communications Services, Inc. DE 5.02 02/09/07 VITAL SIGNS INC NJ 2.02,9.01 02/08/07 VITAL SIGNS INC NJ 8.01,9.01 02/08/07 VOLTERRA SEMICONDUCTOR CORP 7.01 01/29/07 WaMu Mortgage Pass-Through Certificat DE 9.01 01/25/07 WARNING MANAGEMENT SERVICES INC NY 4.01,5.02 02/09/07 AMEND WERNER ENTERPRISES INC NE 5.02,9.01 02/08/07 WESTERN GOLDFIELDS INC ID 7.01,9.01 02/08/07 WEYERHAEUSER CO WA 2.02,9.01 02/09/07 Willdan Group, Inc. DE 5.02,7.01,9.01 02/06/07 WILLIAM LYON HOMES DE 5.02,9.01 02/05/07 WILLIAMS SCOTSMAN INTERNATIONAL INC DE 2.02,9.01 02/09/07 WILLOW FINANCIAL BANCORP, INC. PA 2.02,9.01 02/07/07 WINDSTREAM CORP DE 1.01,5.03,9.01 02/06/07 WINLAND ELECTRONICS INC MN 5.02,9.01 02/05/07 WIRELESS AGE COMMUNICATIONS INC NV 5.02,9.01 02/04/07 WORLD WRESTLING ENTERTAINMENTINC DE 5.02,9.01 02/09/07 WORLDWATER & POWER CORP DE 5.02,9.01 02/05/07 XILINX INC DE 5.02 02/09/07 YOUNG INNOVATIONS INC MO 7.01 02/09/07 YRC WORLDWIDE INC DE 7.01,9.01 02/07/07