SEC NEWS DIGEST Issue 2006-250 December 29, 2006 COMMISSION ANNOUNCEMENTS SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN SECURITIES OF FOUR COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS The Commission announced the temporary suspension of trading of the securities of the following issuers, commencing at 9:30 a.m. EST on Dec. 29, 2006, through 11:59 p.m. EST on Jan. 16, 2007: * Cosmetic Center, Inc. (COCQ) * Impax Laboratories, Inc. (IPXL) * Phoenix Waste Services Company, Inc. (PXWSQ) * Telynx, Inc. (TLYN) The Commission temporarily suspended trading in the securities of the foregoing companies due to a lack of current and accurate information about the companies because they have not filed certain periodic reports with the Commission. This order was entered pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act). The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by these companies. Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at the termination of the trading suspensions, no quotation may be entered relating to the securities of the subject companies unless and until the broker or dealer has strictly complied with all of the provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it should refrain from entering quotations relating to the securities of these companies that have been subject to trading suspensions until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. Any broker or dealer with questions regarding the rule should contact the staff of the Securities and Exchange Commission in Washington, DC at (202) 551- 5720. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, they should immediately communicate it to the Delinquent Filings Branch of the Division of Enforcement at (202) 551- 5466, or by e-mail at DelinquentFilings@sec.gov. (Rel. 34-55020) SEC SUPPORTS DECISION OF SECURITIES MARKETS TO OBSERVE NATIONAL DAY OF MOURNING FOR FORMER PRESIDENT GERALD R. FORD The Securities and Exchange Commission strongly supports the markets' decision to honor the memory and historic contributions of former President Gerald R. Ford in observance of the national day of mourning. The decision that provides for closure of the equities markets and the early close of the bond markets on Jan. 2, 2007, was made by the markets in coordination with Commission staff. (Press Rel. 2006-222) ENFORCEMENT PROCEEDINGS IN THE MATTER OF VERITAS FINANCIAL ADVISORS, LLC, VERITAS ADVISORS, INC., PATRICK COX AND RITA WHITE On December 29, the Commission issued an Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934 and Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940 as to Veritas Financial Advisors, LLC, Veritas Advisors, Inc., and Patrick J. Cox (Order). Without admitting or denying the findings therein, Veritas Financial Advisors, LLC (Veritas Financial), Veritas Advisors, Inc. (Veritas Advisors), and Patrick J. Cox (Cox) agreed to the entry of the Order to settle previously-instituted administrative and cease- and-desist proceedings against them. The Order finds that Veritas Advisors and Cox fraudulently misappropriated client funds totaling more than $1,200,000. The Order further finds that both Veritas entities, which were controlled by Cox, fraudulently failed to disclose their precarious financial condition to their advisory clients and did not maintain certain required books and records for investment advisers, and that Veritas Advisors failed to maintain proper custody of client assets and failed to maintain its registration with the Commission as an investment adviser after its registration lapsed. Pursuant to the Order, both Veritas entities have been censured for their respective willful violations of the securities laws, and Veritas Financial's registration as an investment adviser has been revoked. Further, Cox has been ordered to cease-and- desist from committing or causing violations of various provisions of the securities laws, has been barred from association with any investment adviser and has been ordered to pay a civil monetary penalty in the amount of $120,000. (Rels. 34-55021; IA-2577; File No. 3-12355) COMMISSION ORDERS HEARINGS ON REGISTRATION REVOCATION AGAINST SEVEN COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS In conjunction with today's trading suspension, the Commission today also instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registration of each class of the securities of seven companies for failure to make required periodic filings with the Commission: * Cosmetic Center, Inc. (COCQ) * Discovery Zone, Inc. * Donlar Biosyntrex Corp. * Donlar Corp. (DLRC) * Impax Laboratories, Inc. (IPXL) * Phoenix Waste Services Company, Inc. (PXWSQ) * Telynx, Inc. (TLYN) In this Order, the Division of Enforcement (Division) alleges that the seven issuers are delinquent in their required periodic filings with the Commission. In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of the securities of these respondents should be revoked, or in the alternative, suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. For further information see also the Order of Suspension of Trading, In the Matter of Cosmetic Center, Inc., et al., Rel. 34-55020. (Rel. 34-55022; File No. 3-12519) INVESTMENT COMPANY ACT RELEASES DELAWARE INVESTMENTS DIVIDEND AND INCOME FUND, ET AL. The Commission has issued an order pursuant to Section 38(a) of the Investment Company Act rescinding a prior Commission order issued under Section 6(c) of the Act that granted an exemption from Section 19(b) of the Act and Rule 19b-1 under the Act. (Rel. IC-27611 - December 27) OPAL PRIVATE EQUITY FUND, LP, ET AL. A notice has been issued giving interested persons until Jan. 22, 2007, to request a hearing on an application filed by Opal Private Equity Fund, LP, et al. for an order to exempt certain investment funds formed for the benefit of eligible current and former employees of Schottenstein, Zox & Dunn Co., L.P.A. and its affiliates from certain provisions of the Investment Company Act. Each fund will be an "employees' securities company" as defined in Section 2(a)(13) of the Act. (Rel. IC-27612 - December 27) TRAVELERS MONEY MARKET ACCOUNT FOR VARIABLE ANNUITIES An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that Travelers Money Market Account For Variable Annuities has ceased to be an investment company. (Rel. IC-27616 - December 28) THE TRAVELERS QUALITY BOND ACCOUNT FOR VARIABLE ANNUITIES An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that The Travelers Quality Bond Account for Variable Annuities has ceased to be an investment company. (Rel. IC- 27617 - December 28) TACTICAL AGGRESSIVE STOCK ACCOUNT FOR VARIABLE ANNUITIES An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that Tactical Aggressive Stock Account for Variable Annuities has ceased to be an investment company. (Rel. IC- 27618 - December 28) USAA LIFE INVESTMENT TRUST An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that USAA Life Investment Trust has ceased to be an investment company. (Rel. IC-27619 - December 28) DEUTSCHE BANK TRUST COMPANY AMERICAS A notice has been issued giving interested persons until Jan. 22, 2007, to request a hearing on an application filed by Deutsche Bank Trust Company Americas for an order to exempt an issuer of asset- backed securities from certain requirements of Rule 3a-7(a)(4)(i) under the Investment Company Act to enable such an issuer to appoint Deutsche Bank Trust Company Americas to act as a trustee to the issuer when Deutsche Bank Trust Company Americas is affiliated with an underwriter for the issuer's securities. (Rel. IC-27644 - December 28) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change filed by the American Stock Exchange (SR-Amex-2006-57) relating to stop orders for Exchange Traded Funds and Trust Issued Receipts. Publication is expected in the Federal Register during the week of Jan. 1, 2007. (Rel. 34-55006) The Commission approved a proposed rule change (SR-Amex-2006-98) submitted by the American Stock Exchange relating to the codification of Exchange policy regarding specialist commissions. Publication is expected in the Federal Register during the week of Jan. 1, 2007. (Rel. 34-55008) PROPOSED RULE CHANGES The NASDAQ Stock Market filed a proposed rule change (SR-NASDAQ-2006- 053) to assess previously-approved fees to former INET data recipients. Publication is expected in the Federal Register during the week of Jan. 1, 2007. (Rel. 34-55007) The Chicago Board Options Exchange filed a proposed rule change (SR- CBOE-2006-109) to revise the definition of "Complex Trade" in the CBOE's Intermarket Linkage rules. Publication is expected in the Federal Register during the week of Jan. 1, 2007. (Rel. 34-55012) TRUST INDENTURE ACT RELEASES SOFTWARE BROKERS OF AMERICA, INC. The Commission issued an order on an application by Software Brokers of America, Inc. under Section 304(d) of the Trust Indenture Act. The order conditionally exempts from the certificate or opinion delivery requirements of Section 314(d) of the Trust Indenture Act certain provisions of an indenture dated Aug. 25, 2005, as supplemented by an indenture dated Oct. 31, 2006, between Intcomex, Inc., Software Brokers of America, Intcomex Holdings, LLC, Intcomex Holdings SPC-I, LLC, and The Bank of New York, as trustee. (Rel. TI-2445) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 RED CARPET ENTERTAINMENT INC, 400 CORPORATE POINTE, SUITE 300, CULVER CITY, CA, 90230, (310) 590-4589 - 842,500 ($421,250.00) Equity, (File 333-139696 - Dec. 28) (BR. 06) S-8 ORALABS HOLDING CORP, 2901 SOUTH TEJON STREET, ENGLEWOOD, CO, 80110, 3037839499 - 1,000,000 ($4,200,000.00) Equity, (File 333-139697 - Dec. 28) (BR. 06A) S-3 ZILA INC, 5227 NORTH 7TH STREET, PHOENIX, AZ, 85014-2800, 6022666700 - 14,503,000 ($36,837,620.00) Equity, (File 333-139698 - Dec. 28) (BR. 01C) SB-2 Cytta Corp., 710 WEST 16TH AVENUE, VANCOUVER, A1, V5Z 1S7, 604-760-4440 - 6,000,000 ($120,000.00) Equity, (File 333-139699 - Dec. 28) (BR. 08) S-3 Prestige Brands Holdings, Inc., 90 NORTH BROADWAY, IRVINGTON, NY, 10533, (914) 524-6810 - 12,650,000 ($165,968,000.00) Equity, (File 333-139702 - Dec. 28) (BR. 01B) S-8 ST. BERNARD SOFTWARE, INC., 15015 AVENUE OF SCIENCE, SAN DIEGO, CA, 92128, 650-926-7022 - 0 ($7,124,844.41) Equity, (File 333-139703 - Dec. 28) (BR. 03C) S-11 Cornerstone Institutional Growth REIT, Inc., 1920 MAIN STREET, SUITE 400, IRVINE, CA, 92614, 949-852-1007 - 0 ($495,000,000.00) Other, (File 333-139704 - Dec. 28) (BR. ) S-4 WELLSFORD REAL PROPERTIES INC, 535 MADISON AVENUE, 26TH FLOOR, NEW YORK, NY, 10022, 2128383400 - 6,795,266 ($14,890,377.00) Equity, (File 333-139705 - Dec. 28) (BR. 08C) S-3 Cogdell Spencer Inc., 4401 BARCLAY DOWNS DRIVE, SUITE 300, CHARLOTTE, NC, 28209-4670, 704-940-2900 - 0 ($118,960,157.20) Equity, (File 333-139706 - Dec. 28) (BR. 08C) F-3 LANOPTICS LTD, LANOPTICS BLDG, RAMAT GABRIELINDUSTRIAL PARK, MIGDAL HA EMEK ISRAE, L4, 2129365100 - 3,878,235 ($54,877,025.25) Equity, (File 333-139707 - Dec. 28) (BR. 03A) S-3 LECROY CORP, 700 CHESTNUT RIDGE RD, CHESTNUT RIDGE, NY, 10977, 9144252000 - 72,000 ($72,000,000.00) Debt Convertible into Equity, (File 333-139708 - Dec. 28) (BR. 10B) S-8 INTERNATIONAL FOOD PRODUCTS GROUP INC, 180 NEWPORT CENTER DRIVE, SUITE 180, NEWPORT BEACH, CA, 92660, 9497208470 - 60,000,000 ($1,020,000.00) Equity, (File 333-139709 - Dec. 28) (BR. 02B) S-1 Community Pioneers LLC, 987 VALLEY VIEW ROAD, NEW HOLLAND, PA, 17557-9792, 717-445-7097 - 1,250,000 ($25,000,000.00) Equity, (File 333-139710 - Dec. 28) (BR. ) SB-2 Tank Sports, Inc., 10925 SCHMIDT ROAD, EL MONTE, CA, 91733, 626-350-4039 - 6,000,000 ($6,240,000.00) Other, (File 333-139711 - Dec. 28) (BR. 02A) S-3 BABYUNIVERSE, INC., 150 SOUTH U.S. HIGHWAY ONE, SUITE 500, JUPITER, FL, 33477, 561-277-6400 - 0 ($1,844,325.40) Equity, (File 333-139712 - Dec. 28) (BR. 02A) S-3 INTERMUNE INC, 3280 BAYSHORE, BLVD, BRISBANE, CA, 94005, 415 466 2200 - 0 ($221,535,800.00) Equity, 0 ($175,000,000.00) Unallocated (Universal) Shelf, (File 333-139713 - Dec. 28) (BR. 01A) S-1 NANO PROPRIETARY INC, 3006 LONGHORN BOULEVARD, SUITE 107, AUSTIN, TX, 78758, 5123315020 - 2,303,597 ($3,109,855.95) Equity, (File 333-139714 - Dec. 28) (BR. 11C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1 800 FLOWERS COM INC DE 2.02 12/28/06 1ST CONSTITUTION BANCORP NJ 5.02,9.01 12/21/06 99 CENTS ONLY STORES CA 8.01,9.01 12/27/06 ACME COMMUNICATIONS INC DE 5.02,9.01 12/19/06 ADVANCED MICRO DEVICES INC DE 2.03 12/27/06 AIRTRAX INC NJ 1.01,9.01 12/26/06 Akeena Solar, Inc. DE 1.01,1.02,2.03,9.01 12/19/06 AKORN INC LA 1.01,2.03,9.01 12/21/06 ALESCO FINANCIAL INC 2.03 12/21/06 ALLIANCE DATA SYSTEMS CORP DE 1.01,7.01,9.01 12/22/06 Allis Chalmers Energy Inc. DE 7.01,9.01 12/28/06 ALPHARMA INC DE 1.01,1.02,3.03,8.01,9.01 12/28/06 AMERICA FIRST APARTMENT INVESTORS INC MD 2.01,2.03,8.01,9.01 12/21/06 AMERICAN BANCORP OF NEW JERSEY INC NJ 5.02 12/28/06 AMERICAN ENTERPRISE DEVELOPMENT CORP TX 1.01,5.02,5.05 12/27/06 American Home Mortgage Investment Tru DE 9.01 12/28/06 American Railcar Industries, Inc./DE DE 5.02 12/21/06 AMERICAN REAL ESTATE PARTNERS L P DE 1.01,5.02,9.01 12/27/06 ANR PIPELINE CO DE 1.01,2.01,8.01,9.01 12/21/06 Ardea Biosciences, Inc./DE DE 1.01,2.01,5.02,5.03,5.06,9.01 12/21/06 ARGO TECH CORP DE 8.01 12/24/06 ARRAY BIOPHARMA INC DE 8.01,9.01 12/28/06 AVATAR HOLDINGS INC DE 5.02,7.01,9.01 12/21/06 AVISTA CORP WA 8.01 12/26/06 Banc of America Alternative Loan Trus DE 9.01 12/28/06 BankFinancial CORP 5.03,9.01 12/27/06 Bear Stearns Alt-A Trust 2006-8 DE 8.01,9.01 12/28/06 Bear Stearns Asset Backed Securities DE 9.01 11/30/06 AMEND BED BATH & BEYOND INC NY 5.02,8.01 12/21/06 Behringer Harvard Opportunity REIT I, MD 7.01 12/19/06 AMEND BETTER BIODIESEL, INC 2.01,3.02,5.01,5.02,9.01 09/29/06 AMEND BioMed Realty Trust Inc MD 1.01,2.03,9.01 12/21/06 BLACK HILLS CORP /SD/ SD 8.01,9.01 12/28/06 BLACK HILLS POWER INC SD 8.01,9.01 12/28/06 BRAINSTORM CELL THERAPEUTICS INC 3.03,5.03,9.01 12/21/06 Brand Energy & Infrastructure Service DE 8.01,9.01 12/22/06 Brownsville CO NV 5.02 12/27/06 Bywater Resources, Inc DE 4.01,9.01 12/26/06 C&D TECHNOLOGIES INC DE 1.01,9.01 12/21/06 CABCO SERIES 2004-102 TRUST (SBC COMM DE 8.01,9.01 12/15/06 CALLISTO PHARMACEUTICALS INC DE 1.01,3.02,5.03,9.01 12/20/06 AMEND CANO PETROLEUM, INC 7.01,9.01 12/28/06 CAPITAL CITY BANK GROUP INC FL 4.01 12/21/06 CARDIOGENESIS CORP /CA CA 5.02 12/21/06 CASUAL MALE RETAIL GROUP INC DE 1.01 12/28/06 CATALYST SEMICONDUCTOR INC DE 1.01,3.03,5.03,9.01 12/21/06 CATALYST SEMICONDUCTOR INC DE 5.02,9.01 12/21/06 Cell Power Technologies Inc 4.01,9.01 12/08/06 AMEND CENTRAL EUROPEAN DISTRIBUTION CORP DE 5.02 12/22/06 CENTURY REALTY TRUST IN 8.01,9.01 12/28/06 CHAMPION INDUSTRIES INC WV 2.02,9.01 12/27/06 CHATTEM INC TN 1.01,2.03,9.01 12/22/06 CHINA NORTH EAST PETROLEUM HOLDINGS L NV 2.01,9.01 10/08/06 CHINDEX INTERNATIONAL INC DE 5.02 12/21/06 CITIGROUP INC DE 9.01 12/28/06 CITIZENS FINANCIAL CORP /KY/ KY 1.01,2.03,9.01 12/28/06 CLARCOR INC DE 8.01,9.01 12/27/06 CNL INCOME PROPERTIES INC MD 2.01 12/22/06 Cogdell Spencer Inc. MD 8.01,9.01 12/28/06 COST PLUS INC/CA/ CA 1.01,1.02,2.03 12/21/06 COST U LESS INC WA 1.01 12/27/06 Courtside Acquisition Corp DE 8.01,9.01 12/28/06 CREDIT SUISSE (USA) INC DE 9.01 12/28/06 CRM Holdings, Ltd. 5.02,7.01,9.01 12/27/06 CWALT INC DE 9.01 12/28/06 CWALT INC DE 9.01 12/28/06 CWALT INC DE 9.01 12/28/06 CWHEQ Home Equity Loan Trust, Series 8.01,9.01 12/28/06 CWHEQ Home Equity Loan Trust, Series 9.01 12/28/06 CWHEQ Home Equity Loan Trust, Series 8.01,9.01 12/28/06 CWMBS INC DE 9.01 12/28/06 CWMBS INC DE 9.01 12/28/06 Cyclacel Pharmaceuticals, Inc. DE 5.02 12/21/06 DANA CORP VA 7.01,9.01 12/28/06 DATALOGIC INTERNATIONAL INC DE 5.02 12/21/06 DEBT RESOLVE INC DE 1.01,2.03,9.01 12/22/06 Deep Down, Inc. NV 2.01 12/14/06 AMEND DG FastChannel, Inc DE 1.01,9.01 12/22/06 DIGIRAD CORP DE 1.01 12/27/06 DIGIRAD CORP DE 1.01,5.02 12/28/06 AMEND Digital Learning Management CO DE 1.01 12/21/06 DIGITAL NETWORK ALLIANCE INTERNATIONA DE 5.02 12/18/06 Digital Realty Trust, Inc. MD 1.01,9.01 12/21/06 DigitalFX International Inc FL 1.01,3.02,9.01 12/22/06 Directed Electronics, Inc. FL 1.01,5.02,9.01 12/21/06 DOE RUN RESOURCES CORP NY 1.01,8.01,9.01 12/21/06 EATON CORP OH 1.01 12/24/06 EBIX INC DE 5.02 12/21/06 ENCYSIVE PHARMACEUTICALS INC DE 8.01 12/28/06 ENER1 INC FL 5.02 12/21/06 ENTREMED INC DE 5.03,9.01 12/28/06 ETERNAL TECHNOLOGIES GROUP INC DE 2.01,9.01 12/20/06 EVERGREENBANCORP INC WA 8.01 12/28/06 EXXON MOBIL CORP NJ 8.01 12/22/06 EYE CARE CENTERS OF AMERICA INC TX 1.01 12/21/06 Federal Home Loan Bank of Chicago X1 2.03 12/22/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 12/26/06 Federal Home Loan Bank of Des Moines X1 2.03,9.01 12/26/06 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 12/22/06 Federal Home Loan Bank of New York X1 2.03,9.01 12/22/06 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 12/22/06 Federal Home Loan Bank of San Francis X1 2.03 12/22/06 Federal Home Loan Bank of San Francis X1 7.01,9.01 12/28/06 Federal Home Loan Bank of Seattle 2.03 12/27/06 FIELDPOINT PETROLEUM CORP CO 7.01,8.01,9.01 12/28/06 FIELDSTONE INVESTMENT CORP 1.01,9.01 12/27/06 FIRST BANCORP /PR/ PR 1.01 08/25/06 FIRST CHESTER COUNTY CORP PA 5.02 12/21/06 First Franklin Mortgage Loan Trust, S DE 8.01,9.01 12/28/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 12/28/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 12/28/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 12/28/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 12/28/06 FIRSTCITY FINANCIAL CORP DE 1.01,2.03,9.01 12/20/06 FORE HOLDINGS LLC 2.01 12/21/06 GCO Education Loan Funding Trust-I DE 8.01,9.01 12/15/06 GENERAL MILLS INC DE 5.02,9.01 12/21/06 GENTEK INC DE 1.01,2.06,9.01 12/22/06 GEOGLOBAL RESOURCES INC DE 7.01,9.01 12/28/06 GLACIER BANCORP INC DE 5.02,9.01 12/27/06 GLADSTONE COMMERCIAL CORP MD 1.01,2.03,9.01 12/22/06 GoFish Corp. 1.01,3.02,9.01 12/22/06 GOLDEN TELECOM INC DE 1.01 12/15/06 AMEND Golden West Brewing Company, Inc. CA 5.02 12/28/06 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 1.01,9.01 12/22/06 GORMAN RUPP CO OH 8.01 12/27/06 GREEN MOUNTAIN POWER CORP VT 8.01,9.01 12/22/06 GREER BANCSHARES INC SC 5.02 12/21/06 GSAA Home Equity Trust 2006-S1 DE 9.01 12/28/06 H&R BLOCK INC MO 1.01 12/21/06 HAMPSHIRE GROUP LTD DE 3.01 12/21/06 HANOVER DIRECT INC 8.01,9.01 12/22/06 HAWK CORP DE 1.01,9.01 12/21/06 HEI INC MN 3.01,9.01 12/26/06 HERITAGE BANKSHARES INC /VA VA 7.01,9.01 12/28/06 HINES HORTICULTURE INC DE 8.01 12/22/06 HOST AMERICA CORP DE 3.02 12/22/06 HSBC Finance CORP 5.03,9.01 12/14/06 HSBC Home Equity Loan Trust (USA) 200 DE 8.01,9.01 12/14/06 HUSKER AG LLC NE 8.01,9.01 12/22/06 IBT BANCORP INC /MI/ MI 5.02,9.01 12/26/06 ICO Global Communications (Holdings) DE 1.01,9.01 12/22/06 IMMERSION CORP DE 5.02 12/22/06 IMMUNOGEN INC MA 1.01,9.01 12/21/06 IndyMac Home Equity Mortgage Loan Ass DE 8.01,9.01 12/12/06 IndyMac INDX Mortgage Loan Trust 2006 9.01 12/28/06 INDYMAC MBS INC 9.01 12/28/06 INDYMAC MBS INC 9.01 12/28/06 INDYMAC MBS INC 9.01 12/28/06 Inland American Real Estate Trust, In MD 2.01,2.03,9.01 12/21/06 INTEGRATED ELECTRICAL SERVICES INC DE 2.02 12/21/06 Integrated Management Information, In 3.02 12/15/06 INTEL CORP DE 8.01,9.01 12/28/06 INTER TEL INC AZ 8.01 12/22/06 INTERDIGITAL COMMUNICATIONS CORP PA 8.01,9.01 12/22/06 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 12/27/06 INVERNESS MEDICAL INNOVATIONS INC DE 1.01 12/23/06 INVERNESS MEDICAL INNOVATIONS INC DE 7.01 12/04/06 INVERTED PARADIGMS CORP DE 7.01 12/28/06 IPSCO INC 7.01,9.01 12/28/06 ISONICS CORP CA 3.01 12/26/06 J P MORGAN CHASE & CO DE 9.01 12/26/06 JABIL CIRCUIT INC DE 1.01,1.02,2.03 12/21/06 JACO ELECTRONICS INC NY 1.01 12/22/06 JPMAC 2006-CW1 DE 8.01,9.01 12/28/06 AMEND JPMAC 2006-HE2 DE 8.01,9.01 12/28/06 AMEND JPMAC 2006-NC1 DE 8.01,9.01 12/28/06 AMEND JPMAC 2006-WMC2 DE 8.01,9.01 12/28/06 AMEND JPMAC 2006-WMC3 DE 8.01,9.01 12/28/06 AMEND KBS Real Estate Investment Trust, Inc MD 1.01 12/21/06 KEY ENERGY SERVICES INC MD 5.02,9.01 12/22/06 KILLBUCK BANCSHARES INC OH 5.02 12/26/06 LANBO FINANCIAL GROUP, INC. NV 1.02 12/15/06 LEHMAN BROTHERS HOLDINGS INC DE 9.01 12/22/06 LENOX GROUP INC DE 7.01 12/22/06 LEVCOR INTERNATIONAL INC DE 8.01,9.01 12/28/06 LEVEL 3 COMMUNICATIONS INC DE 8.01,9.01 12/27/06 LITTELFUSE INC /DE DE 1.01 12/22/06 LSB BANCSHARES INC /NC/ NC 7.01,9.01 12/28/06 LSB CORP MA 4.01,9.01 12/21/06 MAC-GRAY CORP DE 1.01,2.03,9.01 12/21/06 MANARIS CORP NV 1.01,9.01 12/22/06 MANPOWER INC /WI/ WI 8.01 12/21/06 MASTR Asset Backed Securities Trust 2 DE 9.01 12/05/06 MASTR Asset Backed Securities Trust 2 DE 9.01 12/07/06 MDI, INC. DE 5.02,9.01 12/28/06 MDI, INC. DE 3.01,9.01 12/28/06 MEDAREX INC NJ 5.02,9.01 12/21/06 MEDWAVE INC DE 5.02 12/22/06 MELO BIOTECHNOLOGY HOLDINGS INC. A6 1.01,9.01 10/10/06 MELO BIOTECHNOLOGY HOLDINGS INC. A6 5.01,5.02,9.01 07/31/06 AMEND MELO BIOTECHNOLOGY HOLDINGS INC. A6 2.01,9.01 11/22/06 AMEND MERCHANTS BANCSHARES INC DE 5.02,9.01 12/21/06 AMEND Merrill Lynch Mortgage Investors Trus DE 8.01,9.01 12/28/06 MOCON INC MN 5.02 12/22/06 Morgans Hotel Group Co. DE 7.01,9.01 12/28/06 MTI TECHNOLOGY CORP DE 1.01,9.01 12/21/06 NABORS INDUSTRIES LTD D0 8.01,9.01 12/27/06 NABORS INDUSTRIES LTD D0 8.01,9.01 12/28/06 NANOSENSORS INC 3.02,9.01 12/27/06 NEENAH FOUNDRY CO WI 8.01,9.01 12/28/06 NEOMEDIA TECHNOLOGIES INC DE 5.02,9.01 12/22/06 NEW ULM TELECOM INC MN 1.02,9.01 12/22/06 NEWMARKET CORP VA 1.01,2.03,8.01,9.01 12/21/06 NEXTPHASE WIRELESS, INC. NV 5.02,9.01 12/28/06 NICOR INC IL 5.02,7.01,9.01 12/28/06 NORTH AMERICAN SCIENTIFIC INC 5.02,9.01 12/21/06 NORTHWEST BIOTHERAPEUTICS INC DE 2.03 12/21/06 OCEAN BIO CHEM INC FL 8.01 12/26/06 ON SEMICONDUCTOR CORP DE 1.01,9.01 12/27/06 Onstream Media CORP FL 8.01,9.01 12/21/06 OPEN ENERGY CORP NV 2.01,3.02,8.01,9.01 12/21/06 OUTDOOR CHANNEL HOLDINGS INC 1.01,5.02,9.01 12/21/06 PALADIN REALTY INCOME PROPERTIES INC MD 8.01 12/26/06 PALMETTO REAL ESTATE TRUST SC 3.02 12/28/06 PANERA BREAD CO DE 5.02 12/27/06 PARK NATIONAL CORP /OH/ OH 5.02 12/27/06 PARKVALE FINANCIAL CORP PA 5.02,9.01 12/21/06 PATHFINDER BANCORP INC DE 8.01 12/28/06 PAXAR CORP NY 5.03,9.01 12/28/06 PINNACLE ENTERTAINMENT INC DE 5.02,9.01 12/21/06 Premier Indemnity Holding CO FL 4.01,9.01 07/17/06 PRESIDENT CASINOS INC DE 2.01,9.01 12/20/06 AMEND PRIDE BUSINESS DEVELOPMENT HOLDINGS, 1.01,3.02,9.01 12/22/06 PROFESSIONAL LEASE MANAGEMENT INCOME DE 8.01 12/28/06 PROQUEST CO DE 8.01,9.01 12/28/06 Q COMM INTERNATIONAL INC UT 1.01,3.02,9.01 12/22/06 R H DONNELLEY CORP DE 5.02 12/22/06 RALI Series 2006-QO10 Trust 8.01,9.01 12/28/06 RALI Series 2006-QS18 Trust DE 8.01,9.01 12/28/06 RathGibson Inc DE 1.01,2.03 12/22/06 Renaissance Home Equity Loan Trust 20 9.01 12/01/06 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 8.01,9.01 12/21/06 SACO I Trust 2006-10 DE 9.01 10/30/06 SANGAMO BIOSCIENCES INC DE 1.02,2.01,9.01 12/22/06 SAVVIS, Inc. DE 1.01,8.01,9.01 12/21/06 SCICLONE PHARMACEUTICALS INC DE 5.03,9.01 12/22/06 SEALED AIR CORP/DE DE 5.02,9.01 12/28/06 Securitized Asset Backed Receivables 8.01,9.01 12/12/06 Securitized Asset Backed Receivables 8.01,9.01 12/28/06 SENESCO TECHNOLOGIES INC DE 1.01,9.01 12/21/06 SERACARE LIFE SCIENCES INC 7.01 12/21/06 SERVICE CORPORATION INTERNATIONAL TX 5.02 12/28/06 SES SOLAR INC. 1.01,2.03 12/20/06 SILICON IMAGE INC DE 1.01,9.01 12/21/06 SINCLAIR BROADCAST GROUP INC MD 1.01,2.03,2.04 12/21/06 SIRNA THERAPEUTICS INC DE 8.01,9.01 12/28/06 Skinny Nutritional Corp. 1.01,3.02,5.02,5.03,8.01,9.01 12/22/06 SMITHTOWN BANCORP INC NY 5.02,9.01 12/22/06 SOLUTIA INC DE 7.01,9.01 12/08/06 SOLUTIA INC DE 7.01,9.01 12/28/06 Soundview Home Loan Trust 2006-EQ2 DE 9.01 12/20/06 SPECTRX INC DE 1.01,2.03 12/28/06 STAR GAS PARTNERS LP DE 4.02,9.01 12/26/06 STARTEK INC DE 1.01 12/21/06 STATER BROS HOLDINGS INC DE 7.01,9.01 12/19/06 STOCKERYALE INC MA 1.01,9.01 12/27/06 STRATEGIC DISTRIBUTION INC DE 5.02 12/20/06 Structured Asset Securities CORP Mort DE 8.01,9.01 12/28/06 SUNLINK HEALTH SYSTEMS INC OH 5.02,9.01 12/21/06 SUPERIOR BANCORP DE 5.02,8.01,9.01 12/28/06 SURREY BANCORP NC 8.01,9.01 12/28/06 SYKES ENTERPRISES INC FL 5.02,9.01 12/21/06 SYNIVERSE HOLDINGS INC DE 5.02,9.01 12/21/06 SYNTAX-BRILLIAN CORP DE 1.01,2.03,9.01 11/22/06 TANDY LEATHER FACTORY INC DE 5.02 12/28/06 TARGET CORP MN 5.02 12/27/06 TASKER PRODUCTS CORP NV 2.03,3.02 12/22/06 TITAN INTERNATIONAL INC IL 8.01,9.01 12/28/06 TRANSNATIONAL FINANCIAL NETWORK INC CA 9.01 12/27/06 AMEND TREND MINING CO DE 8.01 12/22/06 TRI COUNTY FINANCIAL CORP /MD/ 2.01,9.01 12/28/06 TRI VALLEY CORP DE 3.02 12/22/06 TRIAD GUARANTY INC DE 5.02,9.01 12/26/06 TRIARC COMPANIES INC DE 5.02,9.01 12/21/06 TWEETER HOME ENTERTAINMENT GROUP INC DE 5.02 12/28/06 TXP CORP NV 2.03,9.01 12/21/06 ULTRALIFE BATTERIES INC DE 5.02,9.01 12/21/06 Under Armour, Inc. MD 1.01,9.01 12/22/06 UTG INC 1.01 12/27/06 VASCULAR SOLUTIONS INC DE 1.01 12/28/06 VIEW SYSTEMS INC NV 4.02 12/22/06 VIRAGEN INC DE 1.01,9.01 12/22/06 VIRAGEN INTERNATIONAL INC DE 1.01,9.01 12/22/06 WAYNE SAVINGS BANCSHARES INC /DE/ DE 7.01,9.01 12/28/06 WELLS REAL ESTATE FUND I GA 1.01 12/22/06 WELLS REAL ESTATE INVESTMENT TRUST IN MD 7.01,9.01 12/28/06 WESCORP ENERGY INC 1.01,3.02,7.01,9.01 12/14/06 AMEND WILSONS THE LEATHER EXPERTS INC MN 5.02,9.01 12/21/06 XENOMICS INC FL 1.01,3.02,4.01,9.01 12/21/06 XFONE INC NV 1.01,3.02,8.01,9.01 12/24/06 XO HOLDINGS INC DE 5.02 12/27/06 YARDVILLE NATIONAL BANCORP NJ 2.01,8.01,9.01 12/28/06 ZANETT INC DE 1.01,2.03,9.01 12/21/06 ZILA INC DE 2.02,9.01 07/31/06 ZOLTEK COMPANIES INC DE 1.01,2.03,9.01 12/21/06