SEC NEWS DIGEST Issue 2006-231 December 1, 2006 COMMISSION ANNOUNCEMENTS CHANGE IN THE MEETING: DELETION OF ITEMS The following items will not be considered during the open meeting on Monday, December 4, 2006, at 10:00 a.m.: 1. The Commission will consider whether to propose a new rule under the Securities Act of 1933 to revise the criteria for natural persons to be considered "accredited investors" for purposes of investing in certain privately offered investment vehicles. 2. The Commission will consider whether to propose a new rule under the Investment Advisers Act of 1940 to prohibit advisers from making false or misleading statements to investors in certain pooled investment vehicles they manage, including hedge funds. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS COMMISSION DISMISSES APPEAL OF CALVIN FOX FOR FAILURE TO EXHAUST REMEDIES BEFORE EXCHANGE The Commission dismissed the appeal of Calvin David Fox from disciplinary action by the New York Stock Exchange, Inc. because Fox failed to exhaust the remedies provided by the NYSE before appealing to the Commission. On remand from the Commission, an NYSE hearing panel found that Fox had engaged in conduct inconsistent with just and equitable principles of trade and imposed sanctions. Although apprised of the pertinent deadlines, Fox failed to request that the NYSE Board of Directors review the hearing panel's decision within the time provided by the NYSE's rules. The NYSE Board declined to consider Fox's untimely request for review, and Fox appealed to the Commission. The Commission dismissed Fox's petition, finding that his request to the Board of Directors was untimely and that Fox's failure to exhaust the remedies provided by the NYSE precluded consideration of his appeal. (Rel. 34-54840; File No. 3-11062r) COMMISSION ORDERS HEARINGS ON REGISTRATION REVOCATION AGAINST SECURITIES OF FIVE DELINQUENT PINK SHEET COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS Commission Institutes Follow-Up Proceedings to Aug. 28, 2006, Trading Suspensions On November 30, the Commission instituted public administrative proceedings to determine whether to revoke or suspend the registration of each class of the securities of five companies for failure to make required periodic filings with the Commission. These proceedings represent follow-up action to the trading suspension orders issued by the Commission on Aug. 28, 2006 as to the securities of all five companies. In this matter, the Division of Enforcement alleges that American International Petroleum Corp., Metal Recovery Technologies, Inc., Seven Seas Petroleum, Inc., Touch America Holdings, Inc., and U.S. Plastic Lumber Corp. are delinquent in their required periodic filings with the Commission. The Division of Enforcement also alleges that the common stock of all of these issuers was quoted on the Pink Sheets as of Aug. 21, 2006. In these proceedings, instituted pursuant to Securities Exchange Act of 1934 (Exchange Act) Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in these proceedings will then determine whether the registrations pursuant to Exchange Act Section 12 of the securities of the respondents should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in these proceedings issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. For further information see Order Instituting Administrative Proceedings, In the Matter of Paystar Corp., et al., Administrative Proceeding File No. 3-12399; Order Instituting Administrative Proceedings, In the Matter of China Continental, Inc., et al., Administrative Proceeding File No. 3-12438; Order Instituting Administrative Proceedings, In the Matter of Cycomm International, Inc., et al., Administrative Proceeding File No. 3-12439; Order Instituting Administrative Proceedings, In the Matter of Amanda Company, Inc., et al., Administrative Proceeding File No. 3-12486; and Order of Suspension of Trading, In the Matter of Amanda Company, Inc., et al., Exchange Act Release No. 54369. (Rel. 34-54848; File No. 3- 12491) COMMISSION ORDERS HEARING ON REGISTRATION REVOCATION AGAINST FOUR COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS On December 1, the Commission instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registrations of each class of the securities of four companies for failure to make required periodic filings with the Commission: Exprofuels, Inc. Oilex, Inc. (OLEX) Windsor Acquisition Corp. Zeros USA, Inc. In this Order, the Division of Enforcement (Division) alleges that the four issuers are delinquent in their required periodic filings with the Commission. In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of the securities of these respondents should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-54852; File No. 3-12492) COMMISSION ORDERS HEARINGS ON REGISTRATION REVOCATION AGAINST SIX DELINQUENT COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS On December 1, the Commission instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registration of each class of the securities of six companies for failure to make required periodic filings with the Commission: Detour Media Group, Inc. (DTRM) DrivingAmerica.Com, Inc. Legends Enterprises, Inc. OXIR Investments, Inc. Spinplanet.Com, Inc.(n/k/a EntertainMax Worldwide, Inc.) Tessa Complete Health Care, Inc. (TSAH) In this Order, the Division of Enforcement (Division) alleges that the six issuers are delinquent in their required periodic filings with the Commission. In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of the securities of these respondents should be revoked, or in the alternative, suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-54853; File No. 3-12493) IN THE MATTER OF LARRY WEBMAN AND MELVIN WEBMAN On December 1, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) against Larry Webman and Melvin Webman (together, Respondents). In the Order, the Division of Enforcement alleges that between March 2002 and August 2003, Respondents acted as unregistered broker-dealers in connection with the offer and sale of U.S Gas & Electric, Inc. (U.S. Gas) securities and securities belonging to U.S. Gas's affiliated companies for which each of the Respondents received transaction-based compensation. The Order also alleges that on Nov. 16, 2006, a default judgment of permanent injunction was entered against each of the Respondents permanently enjoining them from future violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a)(1) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5, promulgated thereunder, in the civil action entitled Securities and Exchange Commission v. U.S. Gas & Electric, Inc., et al., (U.S. District Court for the Southern District of Florida, Civil Action No. C-06-22440-CIV-LENARD). The Commission's complaint in the civil action alleged that, during the relevant period, U.S. Gas raised approximately $6.8 million through a series of fraudulent offerings in unregistered transactions to more than 180 investors, many of whom were senior citizens. The complaint alleged that the Respondents, and others, made material misstatements and omissions to investors in the various offerings concerning, among other things, the returns on the investments and the use of proceeds. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Respondents an opportunity to dispute these allegations, and to determine what, if any, remedial sanctions against each of them are appropriate and in the public interest pursuant to Section 15(b) of the Exchange Act. The Commission directed that an Administrative Law Judge shall issue an initial decision in this matter within 210 days from the date of service of the Order. (Rel. 34-54858; File No. 3-12494) SEC CHARGES ROBERT GALLIVAN WITH INSIDER TRADING IN THE SECURITIES OF FIVE CALIFORNIA COMMUNITY BANKS; GALLIVAN AGREES TO PAY $338,000 TO SETTLE CHARGES On November 30, the Commission filed an insider trading complaint against Robert J. Gallivan (Gallivan) of Cardiff-by-the-Sea, California, alleging that over a 17-month period during 2002 and 2003, Gallivan violated the federal securities laws by serially purchasing, and/or recommending that friends and relatives purchase, the securities of five California community banks after learning material, nonpublic information regarding the proposed acquisition of each of these banks. The Commission's complaint alleges that, prior to the public announcement of proposed mergers involving Valencia Bank & Trust (announced Aug. 6, 2002), Monterey Bay Bank (announced April 8, 2003), Sun Country Bank (announced April 30, 2003), Mid Valley Bank (announced Sept. 16, 2003) and Harbor National Bank (announced Dec. 1, 2003), Gallivan obtained nonpublic information that each of the five banks was engaged in negotiations to be acquired. Gallivan obtained the merger information concerning Valencia, Monterey and Mid Valley through his position as a bank-owned life insurance sales representative with a compensation and benefits consulting firm that had sold insurance to these banks. Gallivan learned of the Valencia and Monterey mergers when consulted by the merging banks, and he learned of the Mid Valley merger when told by his employer that Mid Valley had made a request for merger-related benefits calculations. As to Sun Country and Harbor, Gallivan obtained the information in his capacity as a longtime friend and confidential adviser on California community banks to a prominent private investor negotiating to buy these banks. Gallivan had a duty to keep all of the merger information confidential. The Commission's complaint further alleges that Gallivan bought Valencia, Monterey and Sun Country stock on the basis of this material, nonpublic information and in breach of his duty to maintain the confidentiality of the information. Gallivan personally profited by a total of $51,963 from his unlawful trades. Gallivan also unlawfully recommended that friends and relatives purchase stock in Valencia, Monterey, Mid Valley and Harbor. Gallivan's friends and relatives collectively profited by $54,748 from their trades in these bank stocks. Without admitting or denying the allegations in the complaint, Gallivan has agreed to pay a total of $338,000, consisting of: (1) $106,711 in disgorgement of illegal profits from his trading and that of his friends and relatives, (2) $17,867 in prejudgment interest, and (3) a civil penalty of $213,422, equal to two times the total illicit profits. Finally, he also has consented to the entry of a Final Judgment that permanently enjoins him from further violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5, which are antifraud provisions of the federal securities laws. The settlement is subject to approval by the U.S. District Court for the Southern District of California. In a separate matter on November 30, the U.S. Attorney's Office for the Southern District of California filed criminal charges against Gallivan with respect to his trading and/or recommending that others trade in the securities of four of the community banks. Gallivan entered a guilty plea to four counts of securities fraud regarding purchases made in Valencia, Monterey, Sun Country and Harbor stock. The Commission's investigation that led to these actions was conducted in cooperation with the United States Attorney's Office for the Southern District of California and the Federal Bureau of Investigation, which conducted their own separate, parallel investigation. The Commission also acknowledges the assistance provided by NASD Regulation Inc. in connection with this matter. [SEC v. Robert J. Gallivan, Civil Action No. 06-CV-2632-JAH (NLS) (S.D.Ca.)] (LR-19929) INVESTMENT COMPANY ACT RELEASES DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT For the month of November, 2006, a notice has been issued giving interested persons until Dec. 27, 2006, to request a hearing on any of the following applications for an order under Section 8(f) of the Investment Company Act declaring that the applicant has ceased to be an investment company: The Guardian Cash Fund, Inc. [File No. 811-3324] The Guardian Bond Fund, Inc. [File No. 811-3634] GIAC Funds, Inc. [File No. 811-6231] Old Mutual Analytic Global Long-Short Fund [File No. 811-21795] The Park Avenue Portfolio [File No. 811-5641] The Bramwell Funds, Inc. [File No. 811-8546] Morgan Stanley Total Return Income Securities Fund [File No. 811-10357] Columbia Daily Income Company [File No. 811-2507] Columbia Funds Trust III [File No. 811-881] Columbia Funds Trust IV [File No. 811-2865] Columbia Funds Trust II [File No. 811-3009] Columbia Funds Trust VIII [File No. 811-4552] Columbia Funds Trust XI [File No. 811-4978] Columbia Funds Trust V [File No. 811-5030] Columbia Funds Trust VI [File No. 811-6529] Columbia Oregon Municipal Bond Fund, Inc. [File No. 811-3983] Columbia Mid Cap Growth Fund, Inc. [File No. 811-4362] Columbia Balanced Fund, Inc. [File No. 811-6338] Columbia Small Cap Growth Fund, Inc. [File No. 811-7671] Columbia Real Estate Equity Fund, Inc. [File No. 811-8256] Columbia Technology Fund, Inc. [File No. 811-10159] Columbia Strategic Investor Fund, Inc. [File No. 811-10161] Columbia Funds Trust VII [File No. 811-6347] Columbia High Yield Fund, Inc. [File No. 811-7834] USAA Life Investment Trust [811-8672] MetLife of CT Variable Life Insurance Separate Account Four [File No. 811-7889] MetLife of CT Fund VA for Variable Annuities [File No. 811-8740] Tactical Growth and Income Stock Account for Variable Annuities [File No. 811-5090] Tactical Short-Term Bond Account for Variable Annuities [File No. 811-5089] The Travelers Growth and Income Stock Account for Variable Annuities [File No. 811-1539] The Travelers Quality Bond Account for Variable Annuities [File No. 811-2571] Travelers Money Market Account For Variable Annuities [File No. 811-3409] Tactical Aggressive Stock Account for Variable Annuities [File No. 811-5091] LSW Variable Annuity Account I [File No. 811-8681] LSW Variable Life Insurance Account [File No. 811-10315] Guardian Variable Contract Funds, Inc. [File No. 811-3636] (Rel. IC-27587 - November 30) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2006-19) and Amendment Nos. 1, 2 and 3 thereto have been filed by the American Stock Exchange relating to the listing and trading of options on the Nuveen Municipal Fund Index. Publication is expected in the Federal Register during the week of December 4. (Rel. 34-54813) The NASDAQ Stock Market filed a proposed rule change (SR-NASDAQ-2006- 047) to clarify the process an issuer must follow when applying for initial listing in connection with a reverse merger. Publication is expected in the Federal Register during the week of December 4. (Rel. 34-54825) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-CBOE-2006-81), as modified by Amendment No. 1 thereto, submitted by the Chicago Board Options Exchange relating to minor rule violations in connection with trade reporting. Publication is expected in the Federal Register during the week of December 4. (Rel. 34-54827) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Commission issued notice of immediate effectiveness of a proposed rule change and Amendment No. 1 thereto (SR-NSX-2006-13) filed by the National Stock Exchange to implement a fee schedule under NSX Rule 16.1(a) and 16.1(c) for transactions executed through NSX BLADE. Publication is expected in the Federal Register during the week of December 4. (Rel. 34-54829) A proposed rule change filed by the Chicago Board Options Exchange relating to the appointment of CBSX DPMs (SR-CBOE-2006 100) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 4. (Rel. 34-54831) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 Estore of NY, Inc., 1845 CONEY ISLAND AVENUE, BROOKLYN, NY, 11230, 718-787-0314 - 12,500 ($25,000.00) Equity, (File 333-139011 - Nov. 30) (BR. ) S-3 DOUBLE EAGLE PETROLEUM CO, 777 OVERLAND TRAIL, PO BOX 766, CASPER, WY, 82602, 3072379330 - 0 ($200,000,000.00) Unallocated (Universal) Shelf, (File 333-139012 - Nov. 30) (BR. 04B) S-3ASR PSYCHIATRIC SOLUTIONS INC, 113 SEABOARD LANE, SUITE C-100, FRANKLIN, TN, 37067, 615-312-5700 - 0 ($0.00) Equity, (File 333-139013 - Nov. 30) (BR. 01B) SB-2 Ketner Global Investments Inc, 1100 NORTH UNIVERSITY AVENUE, SUITE 135, LITTLE ROCK, AR, 72207, 1-800-280-8192 - 349,340 ($174,670.00) Equity, (File 333-139015 - Nov. 30) (BR. 06) S-3ASR streetTRACKS GOLD TRUST, C/O WORLD GOLD TRUST SERVICES LLC, 444 MADISON AVE 3RD FL, NEW YORK, NY, 10022, 2123173800 - 0 ($0.00) Equity, (File 333-139016 - Nov. 30) (BR. 04A) S-8 HUDSON VALLEY HOLDING CORP, 21 SCARSDALE ROAD, YONKERS, NY, 10707, 9149616100 - 847,223 ($33,434,185.65) Equity, (File 333-139017 - Nov. 30) (BR. 07A) S-8 MERCURY COMPUTER SYSTEMS INC, 199 RIVERNECK RD, CHELMSFORD, MA, 01824, 9782561300 - 2,449,981 ($31,947,752.24) Equity, (File 333-139019 - Nov. 30) (BR. 10B) S-8 MERCURY COMPUTER SYSTEMS INC, 199 RIVERNECK RD, CHELMSFORD, MA, 01824, 9782561300 - 300,000 ($3,912,000.00) Equity, (File 333-139020 - Nov. 30) (BR. 10B) S-8 TEFRON LTD, 28 CHIDA ST, ISRAEL, BNEI BRAK, 51371, 446,274 ($2,909,578.00) Equity, (File 333-139021 - Nov. 30) (BR. 02C) S-8 LAMSON & SESSIONS CO, 25701 SCIENCE PARK DR, CLEVELAND, OH, 44122-7313, 2164643400 - 10,000,000 ($10,000,000.00) Equity, (File 333-139022 - Nov. 30) (BR. 10B) S-8 ICAD INC, 4 TOWNSEND WEST, SUITE 17, NASHUA, NH, 03063, 603-882-5200 - 2,694,750 ($5,332,396.43) Equity, (File 333-139023 - Nov. 30) (BR. 10B) SB-2 XFONE INC, 960 HIGH ROAD, LONDON UNITED KINGDOM, X0, N12 9RY, 442084469494 - 12,258,689 ($37,525,929.10) Equity, (File 333-139024 - Nov. 30) (BR. 11A) S-8 HMS HOLDINGS CORP, 401 PARK AVENUE SOUTH, NEW YORK, NY, 10016, 2126854545 - 1,000,000 ($13,490,000.00) Equity, (File 333-139025 - Nov. 30) (BR. 08B) S-8 CENTRUE FINANCIAL CORP, 122 W MADISON STREET, --, OTTAWA, IL, 61350, 815-431-2815 - 0 ($5,408,152.00) Equity, (File 333-139026 - Nov. 30) (BR. 07A) S-1 EPICEPT CORP, 270 SYLVAN AVENUE, ENGLEWOOD CLIFFS, NJ, 07632, 2018948980 - 0 ($1,250,000.00) Equity, (File 333-139027 - Nov. 30) (BR. 01A) F-3ASR ALCATEL LUCENT, 33 RUE EMERIAU CEDIX 15, 2288 B H RIJSWIJK, PARIS FRANCE, I0, 75015, 3314076101 - 0 ($548,211,903.00) Equity, (File 333-139029 - Nov. 30) (BR. 11A) F-3ASR ALCATEL LUCENT, 33 RUE EMERIAU CEDIX 15, 2288 B H RIJSWIJK, PARIS FRANCE, I0, 75015, 3314076101 - 0 ($1.00) Equity, (File 333-139030 - Nov. 30) (BR. 11A) S-3 PHOTOMEDEX INC, 147 KEYSTONE DRIVE, MONTGOMERYVILLE, PA, 18936, 2156193600 - 12,444,000 ($14,835,736.80) Equity, (File 333-139031 - Nov. 30) (BR. 10C) S-8 FALCONSTOR SOFTWARE INC, 125 BAYLIS ROAD, MELVILLE, NY, 11747, 631 777 5188 - 1,500,000 ($11,633,541.25) Equity, (File 333-139032 - Nov. 30) (BR. 03B) S-3 VIASPACE Inc., 171 NORTH ALTADENA DR., SUITE 101, ALTADENA, CA, 91107, 626-768-3360 - 0 ($44,002,819.04) Equity, (File 333-139033 - Nov. 30) (BR. 10C) SB-2 Surfect Holdings, Inc, 1200-G CANDELARIA NE, ALBUQUERQUE, NM, 87112, 505-294-6354 - 13,459,916 ($31,249,448.43) Equity, (File 333-139034 - Nov. 30) (BR. 09) S-8 JACKSON RIVERS CO, 402 WEST BROADWAY SUITE 400, SAN DIEGO, CA, 92101, 6196154242 - 45,914,644 ($91,829.00) Equity, (File 333-139035 - Nov. 30) (BR. 11C) S-8 US GLOBAL NANOSPACE INC, 2533 NORTH CARSON STREET, STE 5107, CARSON CITY, NV, 89706, 775-841-3246 - 49,000,000 ($980,000.00) Equity, (File 333-139036 - Nov. 30) (BR. 02B) SB-2 XTRA-GOLD RESOURCES CORP, 428 ASPEN FOREST DR, OAKVILLE, NY, 000000, 12,146,478 ($14,575,774.00) Equity, (File 333-139037 - Nov. 30) (BR. ) SB-2 THEATER XTREME ENTERTAINMENT GROUP, INC, 250 CORPORATE BOULEVARD, SUITES E & F, NEWARK, DE, 19702, 3024551334 - 1,833,000 ($2,016,300.00) Equity, (File 333-139038 - Nov. 30) (BR. 02A) S-1 BPZ ENERGY INC, 580 WESTLAKE PARK BLVD., SUITE 525, HOUSTON, TX, 77079, 2815566200 - 0 ($14,559,060.00) Equity, (File 333-139039 - Nov. 30) (BR. 04A) S-8 EQUITABLE FINANCIAL CORP, 113-115 NORTH LOCUST STREET, GRAND ISLAND, NE, 68801, (308) 434-3136 - 226,208 ($2,465,668.00) Equity, (File 333-139040 - Nov. 30) (BR. 07C) S-8 CONOLOG CORP, 5 COLUMBIA RD, SOMERVILLE, NJ, 08876, 9087228081 - 450,000 ($1,705,500.00) Equity, (File 333-139041 - Nov. 30) (BR. 10A) S-11 Shopoff Properties Trust, Inc., 8951 RESEARCH DRIVE, IRVINE, CA, 92618, 949-417-1396 - 0 ($200,000,000.00) Equity, (File 333-139042 - Nov. 30) (BR. ) S-8 VTEX ENERGY INC, 11811 NORTH FREEWAY, SUITE 200, HOUSTON, TX, 77060, 281-445-5880 - 2,500,000 ($800,000.00) Equity, (File 333-139043 - Nov. 30) (BR. 04B) SB-2 Heritage Explorations, Inc., 510-130 SOUTH BRODIE STREET, THUNDER BAY, A6, P7E 6M3, 807-626-9869 - 3,460,000 ($346,000.00) Equity, (File 333-139045 - Nov. 30) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ABERCROMBIE & FITCH CO /DE/ DE 7.01,9.01 11/30/06 Abington Community Bancorp, Inc. PA 8.01,9.01 11/30/06 Abington Community Bancorp, Inc. PA 8.01,9.01 11/30/06 ACCO BRANDS CORP DE 5.02 11/30/06 ACE Securities Corp. Home Equity Loan DE 9.01 11/30/06 ACE Securities Corp. Home Equity Loan DE 9.01 11/30/06 Agfeed Industries, Inc NV 4.01,5.02,5.03,9.01 11/24/06 AHPC Holdings, Inc. MD 3.01 11/27/06 ALCOA INC PA 7.01,9.01 11/29/06 Aleris International, Inc. DE 7.01,9.01 11/30/06 ALEXANDER & BALDWIN INC HI 8.01,9.01 11/21/06 ALICO INC FL 2.02,9.01 11/28/06 ALLOY INC DE 2.02,9.01 11/30/06 Alternative Loan Trust 2006-OA19 8.01,9.01 11/28/06 Alternative Loan Trust 2006-OA19 9.01 11/30/06 ALTUS EXPLORATIONS INC NV 8.01 11/29/06 AMEDIA NETWORKS, INC. DE 1.01,2.03 11/24/06 AMERICAN EAGLE OUTFITTERS INC DE 7.01,9.01 11/29/06 AMERICAN REAL ESTATE PARTNERS L P DE 1.01,9.01 11/24/06 American Reprographics CO DE 5.02,9.01 11/22/06 ANALYTICAL SURVEYS INC CO 1.01,3.02,9.01 11/30/06 ANNTAYLOR STORES CORP DE 7.01,9.01 11/30/06 APEX SILVER MINES LTD 8.01 11/27/06 ARI NETWORK SERVICES INC /WI WI 2.02,9.01 11/30/06 AROTECH CORP DE 3.02 11/30/06 ARTISTDIRECT INC DE 1.01,5.02,9.01 11/28/06 ASIAINFO HOLDINGS INC DE 1.01,8.01,9.01 11/30/06 Asset Backed Securities CORP Home Equ DE 8.01,9.01 11/30/06 Asset Backed Securities CORP Home Equ DE 8.01,9.01 11/30/06 AURELIO RESOURCE CORP NV 5.02,9.01 11/28/06 AUTOMATIC DATA PROCESSING INC DE 2.02 09/30/06 AVVAA WORLD HEALTH CARE PRODUCTS INC NV 5.02 11/28/06 AXT INC DE 8.01,9.01 11/30/06 B2Digital, Inc. DE 1.01,3.02,8.01,9.01 11/24/06 Banc of America Funding 2006-I Trust DE 9.01 11/30/06 BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 11/30/06 BARD C R INC /NJ/ NJ 8.01 11/27/06 BCAP 2006-RR1 8.01,9.01 11/30/06 BCAP LLC Trust 2006-AA2 8.01,9.01 11/30/06 Bear Stearns Asset Backed Securities DE 9.01 11/30/06 Bear Stearns Asset Backed Securities DE 9.01 11/30/06 Bear Stearns Asset Backed Securities DE 9.01 11/30/06 Bear Stearns Mortgage Funding Trust 2 DE 8.01,9.01 11/30/06 Bear Stearns Mortgage Funding Trust 2 DE 9.01 11/30/06 bebe stores, inc. CA 2.02,9.01 11/25/06 BILL BARRETT CORP 7.01,9.01 11/29/06 BIOENVISION INC DE 1.01,5.02,9.01 11/27/06 BioMETRX DE 9.01 05/27/05 AMEND BIW LTD CT 8.01,9.01 11/30/06 BLAIR CORP DE 8.01,9.01 11/29/06 BRISTOL MYERS SQUIBB CO DE 2.02,9.01 10/26/06 AMEND BROCADE COMMUNICATIONS SYSTEMS INC DE 5.02 11/24/06 BROWN FORMAN CORP DE 2.02,9.01 11/30/06 Bunge LTD 3.03,8.01,9.01 11/30/06 CALIFORNIA NEWS TECH NV 8.01 11/27/06 AMEND CALIFORNIA PIZZA KITCHEN INC DE 8.01,9.01 11/30/06 CARDINAL HEALTH INC OH 2.05,7.01,9.01 11/29/06 Caribou Coffee Company, Inc. MN 7.01,9.01 11/30/06 CASUAL MALE RETAIL GROUP INC DE 5.02 11/27/06 CATALYST SEMICONDUCTOR INC DE 2.02,9.01 11/30/06 CELLEGY PHARMACEUTICALS INC CA 2.01,9.01 11/30/06 CENTRAL FEDERAL CORP DE 5.04,9.01 11/30/06 CHARLOTTE RUSSE HOLDING INC 5.02 11/28/06 CHESAPEAKE UTILITIES CORP DE 8.01,9.01 11/30/06 CHILDRENS PLACE RETAIL STORES INC 8.01,9.01 11/30/06 CHINA BIOPHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 11/29/06 AMEND CHINA CLEAN ENERGY INC DE 5.03 11/28/06 CHORDIANT SOFTWARE INC DE 4.02,5.02,9.01 11/30/06 CHRISTOPHER & BANKS CORP DE 7.01,9.01 11/30/06 Citigroup Mortgage Loan Trust 2006-AR 9.01 11/17/06 CITIZENS BANKING CORP MI 8.01,9.01 11/30/06 CITIZENS HOLDING CO /MS/ MS 7.01,9.01 11/29/06 CLAIRES STORES INC DE 2.02,9.01 11/30/06 CLEAR CHOICE FINANCIAL, INC. NV 5.02,9.01 11/27/06 CLINICAL DATA INC DE 7.01,9.01 11/29/06 Colonial Bankshares Inc X1 8.01,9.01 11/28/06 Complete Production Services, Inc. DE 1.01,8.01,9.01 11/29/06 COMPOSITE TECHNOLOGY CORP NV 1.01,3.02,7.01,9.01 11/27/06 COMPUDYNE CORP NV 1.01,9.01 11/24/06 CONEXANT SYSTEMS INC DE 1.01 11/22/06 CONNS INC DE 2.02,9.01 11/30/06 CONSTAR INTERNATIONAL INC DE 1.01 11/20/06 AMEND COVENANT TRANSPORT INC NV 1.01,2.01,9.01 09/14/06 AMEND CRESCENT FINANCIAL CORP NC 5.02 11/28/06 CWABS Asset-Backed Certificates Trust DE 9.01 11/30/06 CWABS Asset-Backed Certificates Trust DE 9.01 11/30/06 CWALT INC DE 9.01 11/30/06 CWALT INC DE 9.01 11/30/06 CWALT INC DE 9.01 11/30/06 CWHEQ Home Equity Loan Trust, Series 9.01 11/30/06 CYTOGENIX INC NV 5.02 11/30/06 DANA CORP VA 7.01,9.01 11/30/06 DAYTON SUPERIOR CORP OH 7.01,9.01 11/29/06 DCP Midstream Partners, LP DE 5.02,8.01 11/27/06 DCP Midstream Partners, LP DE 5.02,8.01 11/27/06 DEAN FOODS CO DE 8.01,9.01 11/29/06 DEERE & CO DE 8.01 11/29/06 DEL MONTE FOODS CO DE 2.02,7.01,9.01 11/30/06 DELPHI CORP DE 7.01,9.01 11/30/06 DELTA AIR LINES INC /DE/ DE 2.02,9.01 11/30/06 DENIA ENTERPRISES INC 5.02 11/28/06 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01 11/30/06 DIEBOLD INC OH 1.01,2.03 11/27/06 DIGITAL INSIGHT CORP DE 1.01,7.01,9.01 11/29/06 DIVALL INSURED INCOME PROPERTIES 2 LI WI 8.01,9.01 11/27/06 DNB FINANCIAL CORP /PA/ PA 8.01,9.01 11/29/06 DOUBLE EAGLE PETROLEUM CO MD 7.01,9.01 11/30/06 DRUGSTORE COM INC DE 5.02,7.01,9.01 11/28/06 DURECT CORP DE 8.01,9.01 11/30/06 ECOM ECOM COM INC FL 8.01 11/30/06 EDULINK INC NV 4.01,9.01 11/28/06 EMBARCADERO TECHNOLOGIES INC 2.02,8.01,9.01 11/30/06 Energy Transfer Equity, L.P. DE 1.01,2.02,3.02,9.01 11/27/06 EP GLOBAL COMMUNICATIONS INC 1.01,9.01 11/30/06 ERF Wireless, Inc. NV 8.01,9.01 11/29/06 EXCELLIGENCE LEARNING CORP DE 3.03,5.01,5.02,8.01,9.01 11/29/06 EXCELSIOR LASALLE PROPERTY FUND INC 3.02 11/29/06 EXCELSIOR PRIVATE EQUITY FUND II INC MD 8.01 11/20/06 EXCELSIOR VENTURE PARTNERS III LLC DE 8.01 11/20/06 EXIDE TECHNOLOGIES DE 8.01,9.01 11/30/06 FACTORY CARD & PARTY OUTLET CORP DE 2.02,9.01 11/30/06 FAMILY DOLLAR STORES INC DE 2.02,3.01,9.01 11/30/06 FC FINANCIAL SERVICES INC 5.02 11/30/06 Federal Home Loan Bank of Atlanta X1 2.03 11/27/06 Federal Home Loan Bank of Boston X1 2.03 11/27/06 Federal Home Loan Bank of Chicago X1 2.03 11/27/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 11/27/06 Federal Home Loan Bank of Des Moines X1 2.03,9.01 11/27/06 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 11/27/06 Federal Home Loan Bank of New York X1 2.03,9.01 11/27/06 Federal Home Loan Bank of New York X1 8.01 11/30/06 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/27/06 Federal Home Loan Bank of San Francis X1 2.03 11/27/06 Federal Home Loan Bank of Seattle 2.03 11/30/06 Federal Home Loan Bank of Topeka 2.03 11/27/06 FEDERAL REALTY INVESTMENT TRUST MD 9.01 11/28/06 FINISAR CORP DE 2.02,4.02,9.01 11/28/06 FINISH LINE INC /IN/ IN 2.02,9.01 11/30/06 FIRST COMMUNITY BANCSHARES INC /NV/ NV 8.01,9.01 11/30/06 FIRST COMMUNITY CORP /SC/ SC 5.03,9.01 11/21/06 FIRST FEDERAL BANCSHARES OF ARKANSAS TX 8.01,9.01 11/30/06 First Franklin Mortgage Loan Trust 20 DE 9.01 11/03/06 First Franklin Mortgage Loan Trust 20 DE 8.01,9.01 11/30/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 11/30/06 FIRST PACTRUST BANCORP INC MD 8.01,9.01 11/30/06 FIRST RELIANCE BANCSHARES INC SC 5.02 11/24/06 Fittipaldi Logistics, Inc. NV 5.03,9.01 11/27/06 FLORIDA ROCK INDUSTRIES INC FL 2.02,9.01 11/29/06 FOAMEX INTERNATIONAL INC DE 8.01,9.01 11/27/06 FORGENT NETWORKS INC DE 1.01,2.01 11/22/06 Fuel Systems Solutions, Inc. DE 5.02 11/28/06 GALAXY ENERGY CORP CO 1.01,9.01 11/29/06 Gaming Partners International CORP NV 7.01,9.01 11/30/06 GAP INC DE 7.01,9.01 11/30/06 GAP INC DE 5.02,9.01 11/29/06 GARTNER INC DE 5.03,8.01,9.01 11/27/06 GENERAL MOTORS CORP DE 1.01,2.01,8.01,9.01 11/30/06 GEOCOM RESOURCES INC NV 7.01,9.01 11/30/06 GERBER SCIENTIFIC INC CT 2.02,9.01 11/30/06 GLACIER BANCORP INC DE 8.01,9.01 11/29/06 GLENBOROUGH REALTY TRUST INC MD 5.01,8.01,9.01 11/29/06 Global Developments Inc. DE 5.02 11/01/06 Global Developments Inc. DE 2.01 11/03/06 Global Developments Inc. DE 8.01 11/06/06 Global Developments Inc. DE 8.01 11/06/06 Global Developments Inc. DE 5.02 11/09/06 Global Developments Inc. DE 5.02 11/09/06 Global Developments Inc. DE 5.02 11/09/06 Global Developments Inc. DE 8.01 11/13/06 Global Developments Inc. DE 8.01 11/14/06 Global Developments Inc. DE 5.02 11/15/06 Global Developments Inc. DE 2.01 11/21/06 Global Developments Inc. DE 2.01 11/21/06 Global Developments Inc. DE 2.01 11/30/06 GLOBAL INNOVATIVE SYSTEMS INC NV 4.01 11/25/06 GMAC LLC DE 1.01,5.01,5.02,8.01,9.01 11/30/06 GOLDRANGE RESOURCES, INC. NV 5.03,9.01 11/30/06 GONDWANA ENERGY LTD / NY NV 1.01,5.02,9.01 11/27/06 GOODRICH PETROLEUM CORP DE 7.01,9.01 11/30/06 GREAT WEST LIFE & ANNUITY INSURANCE C CO 8.01 11/30/06 GREEN PLANET SOLUTIONS CORP DE 5.01,5.02,9.01 11/24/06 GreenPoint Mortgage Funding Trust 200 DE 8.01,9.01 11/30/06 GreenPoint Mortgage Funding Trust 200 DE 8.01,9.01 11/30/06 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 11/28/06 GSAA Home Equity Trust 2006-18 DE 9.01 11/30/06 GSI GROUP INC DE 8.01 11/30/06 H&R BLOCK INC MO 2.02,5.02,9.01 11/29/06 HARSCO CORP DE 8.01 11/27/06 HARTFORD LIFE INSURANCE CO CT 9.01 11/30/06 HARVEY ELECTRONICS INC NY 5.02,8.01,9.01 11/27/06 HAWAIIAN HOLDINGS INC DE 1.01,9.01 11/24/06 HEINZ H J CO PA 2.02,9.01 11/30/06 HIGHBURY FINANCIAL INC DE 8.01,9.01 11/30/06 HomeBanc Mortgage Trust 2006-2 DE 8.01,9.01 11/30/06 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 5.02 11/29/06 Hughes Network Systems, LLC DE 8.01,9.01 11/30/06 HUSKER AG LLC NE 8.01,9.01 11/30/06 iBroadband, Inc. NV 4.01 11/29/06 IMMUNICON CORP 8.01 11/29/06 INDUSTRIAL DISTRIBUTION GROUP INC DE 5.02 11/28/06 INSITE VISION INC DE 1.01,9.01 11/28/06 INTERGRAPH CORP DE 2.01,3.01,3.03,5.01,5.02,9.01 11/29/06 INTERNATIONAL BUSINESS MACHINES CORP NY 5.03,9.01 11/30/06 INTERPLAY ENTERTAINMENT CORP DE 7.01,9.01 11/30/06 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 11/29/06 INTUIT INC DE 1.01,7.01,9.01 11/29/06 ION MEDIA NETWORKS INC. DE 7.01,9.01 11/30/06 IRWIN FINANCIAL CORP IN 5.02,8.01,9.01 11/30/06 ISLAND PACIFIC INC DE 1.01,2.03,3.02,9.01 11/30/06 J P MORGAN CHASE & CO DE 4.01,9.01 11/30/06 JEFFERSONVILLE BANCORP NY 8.01,9.01 11/28/06 JO-ANN STORES INC OH 7.01,9.01 11/30/06 Keewatin Windpower Corp. NV 3.02,7.01,9.01 11/27/06 KEWAUNEE SCIENTIFIC CORP /DE/ DE 2.02,9.01 11/29/06 KOHLS CORPORATION WI 7.01,9.01 11/30/06 Koppers Holdings Inc. PA 1.01,9.01 11/27/06 KYOCERA CORP 4.01,9.01 02/02/06 LACLEDE GROUP INC MO 5.02 11/30/06 LAKELAND INDUSTRIES INC DE 2.02 11/30/06 Lehman Mortgage Trust 2006-8 DE 8.01,9.01 11/30/06 Lehman XS Trust 2006-19 DE 8.01,9.01 11/30/06 Lehman XS Trust Series 2006-18N DE 8.01,9.01 11/30/06 LEVI STRAUSS & CO DE 5.02,9.01 10/24/06 AMEND Liberty Global, Inc. 7.01 11/29/06 LIFE PARTNERS HOLDINGS INC TX 8.01 11/29/06 LILLY ELI & CO IN 2.05,2.06 11/28/06 LIONS PETROLEUM, INC DE 5.02 11/28/06 LNB BANCORP INC OH 5.02 11/28/06 LONGS DRUG STORES CORP MD 7.01,9.01 11/30/06 LSB INDUSTRIES INC DE 3.02 11/30/06 Lusora Healthcare Systems Inc. NV 1.01,2.01,5.02 11/29/06 MARSHALL EDWARDS INC DE 5.02,9.01 11/24/06 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 11/30/06 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 11/30/06 MASTR Asset Backed Securities Trust 2 DE 9.01 11/15/06 MASTR Asset Backed Securities Trust 2 DE 9.01 11/01/06 MASTR Asset Securitization Trust 2006 DE 6.04 11/27/06 MCF CORP DE 8.01,9.01 11/30/06 MCG CAPITAL CORP DE 1.01,2.03,9.01 11/29/06 MCMORAN EXPLORATION CO /DE/ DE 8.01,9.01 11/30/06 MDU COMMUNICATIONS INTERNATIONAL INC DE 5.02 11/30/06 MEDCO HEALTH SOLUTIONS INC DE 7.01,9.01 11/30/06 Merilus, Inc. NV 5.02 11/29/06 METROMEDIA INTERNATIONAL GROUP INC DE 7.01,9.01 11/29/06 METROPOLITAN EDISON CO PA 1.01 11/29/06 MIDNIGHT HOLDINGS GROUP INC DE 4.01,9.01 11/29/06 AMEND MINERALS TECHNOLOGIES INC DE 8.01,9.01 11/29/06 MINISTRY PARTNERS INVESTMENT CORP CA 3.02,5.01 05/08/06 MOBIUS MANAGEMENT SYSTEMS INC DE 5.02 11/29/06 Morgans Hotel Group Co. DE 1.01,9.01 11/29/06 MOTIENT CORP DE 1.01,2.03,7.01,9.01 11/27/06 Mutual Federal Bancorp, Inc. X1 1.01,8.01,9.01 11/29/06 NATHANIEL ENERGY CORP NV 5.02 11/29/06 NAVISTAR INTERNATIONAL CORP DE 7.01 11/30/06 Neiman Marcus, Inc. DE 2.02,7.01,9.01 11/30/06 NETGEAR, INC DE 5.02,9.01 11/30/06 NETSMART TECHNOLOGIES INC DE 5.02,8.01 11/18/06 AMEND New York & Company, Inc. 7.01,9.01 11/30/06 Newport Gold, Inc. NV 3.02,9.01 11/27/06 Nomura Asset Acceptance Corporation, DE 9.01 11/30/06 NORDSTROM INC WA 7.01 11/30/06 NORTH POINTE HOLDINGS CORP 5.02,9.01 11/29/06 NORTHWEST AIRLINES CORP DE 2.02,9.01 11/30/06 NOVASTAR MORTGAGE FUNDING CORP DE 8.01,9.01 11/30/06 NRG ENERGY, INC. DE 7.01,9.01 11/30/06 NTL INC DE 8.01 11/28/06 NUTRACEUTICAL INTERNATIONAL CORP DE 2.02,9.01 11/30/06 OAKRIDGE ENERGY INC UT 8.01,9.01 11/29/06 OCEAN BIO CHEM INC FL 4.01 11/27/06 AMEND ODYSSEY HEALTHCARE INC DE 7.01,9.01 11/28/06 OGDEN GOLF CO CORP UT 1.01,9.01 11/27/06 OMNIVISION TECHNOLOGIES INC DE 2.02,9.01 11/30/06 ON SEMICONDUCTOR CORP DE 8.01,9.01 11/29/06 ONE LIBERTY PROPERTIES INC MD 1.01,9.01 11/29/06 ONEOK INC /NEW/ OK 7.01,9.01 11/30/06 ONEOK Partners LP DE 7.01,9.01 11/30/06 ORTHOVITA INC 8.01,9.01 11/28/06 PAR PHARMACEUTICAL COMPANIES, INC. DE 5.02 11/26/06 PARKE BANCORP, INC. NJ 8.01,9.01 11/28/06 PFIZER INC DE 8.01,9.01 11/30/06 PFIZER INC DE 8.01,9.01 11/30/06 PFIZER INC DE 8.01,9.01 11/30/06 PharmaNet Development Group Inc DE 5.02,9.01 11/27/06 PHARSIGHT CORP CA 7.01,9.01 11/30/06 PIER 1 IMPORTS INC/DE DE 8.01,9.01 11/30/06 Pike Electric CORP 5.02,9.01 11/27/06 POLYDEX PHARMACEUTICALS LTD/BAHAMAS 1.01,9.01 10/02/06 POTASH CORP OF SASKATCHEWAN INC 2.03,8.01,9.01 11/29/06 Prime Mortgage Trust 2006-2 DE 9.01 11/30/06 PRO CARD CORP FL 1.01,8.01 11/30/06 PROASSURANCE CORP DE 7.01,9.01 11/29/06 PROXYMED INC /FT LAUDERDALE/ FL 8.01 11/21/06 PSYCHIATRIC SOLUTIONS INC DE 8.01,9.01 11/29/06 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 8.01,9.01 11/30/06 Quintana Maritime LTD 1T 2.01,9.01 11/24/06 RALI Series 2006-QH1 Trust DE 8.01,9.01 11/30/06 RALI Series 2006-QO9 Trust DE 8.01,9.01 11/30/06 RAYMOND JAMES FINANCIAL INC FL 7.01,9.01 11/30/06 RECKSON ASSOCIATES REALTY CORP MD 8.01,9.01 11/30/06 Red Mile Entertainment Inc 5.02,9.01 11/28/06 REFAC OPTICAL GROUP DE 5.02,9.01 11/30/06 REPUBLIC BANCORP INC MI 7.01 11/30/06 RESIDENTIAL CAPITAL, LLC DE 1.01,9.01 11/27/06 REVLON CONSUMER PRODUCTS CORP DE 5.02,7.01,9.01 11/30/06 REVLON INC /DE/ DE 5.02,7.01,9.01 11/30/06 RUSS BERRIE & CO INC NJ 2.05,5.02 11/28/06 S1 CORP /DE/ DE 5.02,8.01,9.01 11/29/06 SAFARI ASSOCIATES INC 5.02,5.03,8.01 11/30/06 SAKS INC TN 8.01,9.01 11/30/06 SASCO 2006-BC4 DE 8.01,9.01 11/30/06 SCANSOURCE INC SC 8.01,9.01 11/27/06 Scientigo, Inc. DE 5.02,7.01,9.01 11/28/06 SELECT COMFORT CORP 7.01,9.01 11/30/06 SEMPRA ENERGY CA 5.02 11/28/06 SEMTECH CORP DE 2.02,7.01,9.01 11/30/06 SEQUIAM CORP CA 1.01 11/29/06 SERVICE CORPORATION INTERNATIONAL TX 2.01,2.03,9.01 11/28/06 SERVICEMASTER CO DE 8.01,9.01 11/30/06 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 1.01,1.02,2.05,5.02,9.01 11/27/06 SIFCO INDUSTRIES INC OH 5.02,9.01 11/30/06 SIMCLAR INC FL 4.01,9.01 11/30/06 SL GREEN REALTY CORP MD 8.01 11/28/06 SLM FUNDING LLC DE 9.01 11/30/06 SMART TRUCK SYSTEMS INC NV 5.01,5.02,5.03 11/29/06 SMITH MICRO SOFTWARE INC DE 8.01,9.01 11/30/06 SMITHFIELD FOODS INC VA 2.02,9.01 11/30/06 SMITHFIELD FOODS INC VA 5.02 11/29/06 SMITHTOWN BANCORP INC NY 8.01 11/28/06 SMITHTOWN BANCORP INC NY 8.01 11/29/06 SOLUTIA INC DE 7.01,9.01 11/30/06 SOURCE INTERLINK COMPANIES INC DE 1.01,5.02,5.03,8.01,9.01 11/29/06 SPARK NETWORKS PLC X0 5.02,9.01 11/27/06 Stanley-Martin Communities, LLC DE 1.01,9.01 11/27/06 STARINVEST GROUP, INC. NV 5.02 11/22/06 Structured Adjustable Rate Mortgage L DE 8.01,9.01 11/30/06 Structured Asset Securities CORP Mort DE 8.01,9.01 11/30/06 SUPERIOR ENERGY SERVICES INC DE 1.01,2.03,8.01,9.01 11/29/06 TC PIPELINES LP DE 8.01,9.01 11/30/06 TECHNICAL OLYMPIC USA INC DE 8.01,9.01 11/29/06 TELOS CORP MD 8.01 11/29/06 THRESHOLD PHARMACEUTICALS INC DE 8.01,9.01 11/29/06 Tiger Ethanol International Inc. NV 1.01,3.02,8.01,9.01 11/01/06 TODCO DE 8.01,9.01 11/29/06 TODCO DE 7.01,9.01 11/30/06 TOLLGRADE COMMUNICATIONS INC \PA\ PA 1.01,9.01 11/27/06 TOWER AUTOMOTIVE INC DE 7.01,9.01 11/30/06 TRANSOCEAN INC E9 1.01,9.01 11/27/06 TRI VALLEY CORP DE 3.02 11/29/06 TRULITE INC DE 1.01,2.03,9.01 10/26/06 U S ENERGY SYSTEMS INC DE 1.01,2.04,5.03,8.01,9.01 11/28/06 U S GOLD CORP CO 8.01,9.01 11/30/06 U S GOLD CORP CO 8.01,9.01 11/30/06 UNICA CORP 2.02,9.01 11/30/06 UNIFY CORP DE 2.02,9.01 11/30/06 UNITED DOMINION REALTY TRUST INC MD 8.01,9.01 11/30/06 UNITEDHEALTH GROUP INC MN 5.02,9.01 11/29/06 UPSTREAM BIOSCIENCES INC. NV 5.03,9.01 11/27/06 UREX ENERGY CORP. 3.02,9.01 11/22/06 VIASPACE Inc. NV 8.01,9.01 11/30/06 VISTA GOLD CORP 8.01,9.01 11/29/06 Vistula Communications Services, Inc. DE 1.02 11/27/06 WaMu Asset Acceptance Corp. DE 6.01 11/30/06 WASTE MANAGEMENT INC DE 8.01,9.01 11/30/06 WESTERN GOLDFIELDS INC ID 7.01,9.01 11/30/06 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 1.01,9.01 11/27/06 WILSON HOLDINGS, INC. NV 7.01,9.01 11/30/06 WINDSTREAM CORP DE 8.01,9.01 11/29/06 WISCONSIN PUBLIC SERVICE CORP WI 8.01,9.01 11/27/06 Wonder Auto Technology, Inc NV 1.01,2.03,9.01 11/24/06 WOODWARD GOVERNOR CO DE 5.03,9.01 11/28/06 X-CHANGE CORP 8.01 11/15/06 Xenonics Holdings, Inc. NV 2.02,9.01 11/30/06 XETA TECHNOLOGIES INC OK 2.02,9.01 11/29/06 XILINX INC DE 8.01,9.01 11/30/06 XM SATELLITE RADIO HOLDINGS INC DE 8.01 11/30/06 Yukon Resources Corp. NV 3.02,7.01,9.01 11/24/06 ZEOLITE EXPLORATION CO 7.01,9.01 11/30/06 ZOLTEK COMPANIES INC DE 7.01,8.01,9.01 11/29/06