SEC NEWS DIGEST Issue 2006-229 November 29, 2006 COMMISSION ANNOUNCEMENTS SCOTT TAUB, DEPUTY CHIEF ACCOUNTANT, TO LEAVE SEC The Securities and Exchange Commission announced today that Scott A. Taub, Deputy Chief Accountant in the Office of the Chief Accountant, will leave the Commission later this year. Mr. Taub played a key role in the Commission's implementation of the accounting reforms under the landmark Sarbanes-Oxley Act, and was responsible for the day-to-day operations of the Office of the Chief Accountant, including resolution of accounting and auditing practice issues, rulemaking, oversight of private sector standard-setting efforts, and regulation of auditors. "The Office will miss Scott's tremendous talents and invaluable insight, and I regret not having the pleasure to work with Scott for a longer period of time," said Conrad Hewitt, the Commission's Chief Accountant. "America's investors and capital markets have truly benefited from Scott's many accomplishments in public service at the agency." Mr. Taub said, "I have greatly enjoyed working at the SEC, and working with the extremely talented people at the agency. The mission of the agency and of the Office of the Chief Accountant is vitally important to investors and I am proud to have been a part of it." Mr. Taub returned to the Office of the Chief Accountant to serve as a Deputy Chief Accountant for the Commission in September 2002, and helped bring about improvements in many areas of accounting and financial reporting. He served as Chair of the Accounting and Disclosure Standing Committee of the International Organization of Securities Commissions. Mr. Taub also served as Acting Chief Accountant for nine months. Prior to serving as Deputy Chief Accountant, Mr. Taub, 38, spent most of career with Arthur Andersen. He joined Andersen after graduating from the University of Michigan in 1990. Mr. Taub was also a Professional Accounting Fellow in the Office of the Chief Accountant between 1999 and 2001. Mr. Taub has not yet determined where he will continue his career, but he intends to continue working to improve financial reporting. (Press Rel. 2006-196) ENFORCEMENT PROCEEDINGS COMMISSION REVOKES REGISTRATION OF SECURITIES OF SAMESSA HOLDING CORP. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS On November 29, the Commission revoked the registration of each class of registered securities of Samessa Holding Corp. (Samessa) for failure to make required periodic filings with the Commission. Without admitting or denying the findings in the order, except as to jurisdiction, which it admitted, Samessa consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Samessa Holding Corp. finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of Samessa's securities pursuant to Section 12(j) of the Exchange Act. This order settled the charges brought against Samessa in the Matter of FuelNation, Inc., et al. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . . For further information see Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of FuelNation, Inc., et al., Exchange Act Release No. 54716 (Nov. 8, 2006). (Rel. 34-54826; File No. 3-12475) SEC BRINGS SETTLED ACTION AGAINST ASHLAND INC. AND AN EMPLOYEE FOR UNDERSTATING ASHLAND'S ENVIRONMENTAL RESERVE On November 29, the Commission issued a settled administrative cease- and-desist order against Ashland Inc., a Fortune 500 chemical company incorporated in Kentucky, and William C. Olasin, a current Ashland employee, in connection with misstatements of Ashland's environmental reserve. In its Order, the Commission found that Ashland violated the reporting, books and records, and internal controls provisions of the Securities Exchange Act of 1934, and that Olasin, Ashland's former Director of Environmental Remediation, caused Ashland's violations and violated Exchange Act Rule 13b2-1. The Commission found that Olasin improperly reduced Ashland's cost estimates for remediating environmental contamination at dozens of sites across the country. Ashland used the improperly-reduced estimates to determine its environmental reserve and, as a result, materially understated its environmental reserve and overstated its net income in periodic reports filed with the Commission in 1999, 2000 and 2001. In 2002, three engineers who worked for Olasin raised questions about the environmental reserve in internal code of conduct questionnaires, with one engineer specifically alleging that Olasin was improperly reducing the reserve. Ashland conducted an internal audit in response, but failed to discover most of Olasin's improper reductions. The principal complainant believed that he was being subjected to retaliation, and filed a complaint with the Department of Labor under the whistleblower protection provisions of Section 806 of the Sarbanes-Oxley Act of 2002. The engineer ultimately settled his complaint against Ashland and left the company. Without admitting or denying the findings, Ashland consented to the Commission's Order finding that the company violated Sections 13(a), 13(b)(2)(A), and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1, and 13a-13 thereunder, and requiring that Ashland cease and desist from committing or causing any such violations and future violations. Ashland also consented to a number of undertakings, including the strengthening of its internal controls for determining its environmental reserve, and the retention of both its independent auditor and an outside firm to review its policies, procedures, and internal controls for determining its environmental reserve and for soliciting and investigating internal complaints, including measures to prevent retaliation against complainants. Without admitting or denying the findings, Olasin consented to the Commission's Order finding that he caused Ashland's violations and also violated Exchange Act Rule 13b2-1, and requiring that Olasin cease and desist from committing or causing any such violations and future violations. (Rel. 34-54830; AAE Rel. No. 2518; File No. 3-12487) INVESTMENT COMPANY ACT RELEASES FIDELITY MANAGEMENT & RESEARCH COMPANY, ET AL. An order has been issued on an application filed by Fidelity Management & Research Company, et al. for an exemption from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order permits the applicants to enter into and materially amend subadvisory agreements without shareholder approval and grants relief from certain disclosure requirements. (Rel. IC-27585 - November 28) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . F-6 Genesis Lease LTD, ROSELAWN HOUSE, UNIV. BUSINESS COMPLEX, NATIONAL TECHNOLOGY PARK, LIMERICK, L2, 00000, 353-61-633-333 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-138968 - Nov. 28) (BR. 06) S-8 HANSEN MEDICAL INC, 380 NORTH BERNARDO AVENUE, MOUNTAIN VIEW, CA, 94043, 650 404 5800 - 0 ($39,706,288.77) Equity, (File 333-138969 - Nov. 28) (BR. 10) S-3ASR SOVRAN SELF STORAGE INC, 6467 MAIN ST, WILLIAMSVILLE, NY, 14221, 7166331850 - 0 ($0.00) Equity, (File 333-138970 - Nov. 28) (BR. 08C) S-8 HIRSCH INTERNATIONAL CORP, 200 WIRELESS BOULEVARD, HAPPAUGE, NY, 11788, 5164367100 - 1,000,000 ($2,030,000.00) Equity, (File 333-138971 - Nov. 28) (BR. 06C) S-8 FBL FINANCIAL GROUP INC, 5400 UNIVERSITY AVE, WEST DES MOINES, IA, 50266, 5152255400 - 0 ($18,572,500.00) Equity, (File 333-138973 - Nov. 28) (BR. 01A) S-8 Uraniumcore CO, 56 HARRISON ST, SUITE 501, NEW ROCHELLE, NY, 10801, 914-576-8457 - 2,500,000 ($250,000.00) Debt Convertible into Equity, (File 333-138974 - Nov. 28) (BR. 03A) SB-2 Universal Tracking Solutions,Inc., 3317 S. HIGLEY ST., SUITE 114-475, GILBERT, AZ, 85297, 877-279-8877 - 9,142,500 ($1,828,500.00) Equity, (File 333-138975 - Nov. 28) (BR. 10) S-3ASR SL GREEN REALTY CORP, 420 LEXINGTON AVENUE, ATTN: STEVEN KAHN, NEW YORK, NY, 10170, 2125942700 - 0 ($0.00) Other, (File 333-138976 - Nov. 28) (BR. 08C) SB-2 Electronic Sensor Technology, Inc, 1077 BUSINESS CENTER CIRCLE, NEWBURY PARK, CA, 91320, (805) 480-1994 - 19,906,669 ($8,435,750.00) Equity, (File 333-138977 - Nov. 28) (BR. 10B) S-8 SANDISK CORP, 140 CASPIAN COURT, SUNNYVALE, CA, 94089, 4085620500 - 5,388,283 ($256,212,856.65) Equity, (File 333-138978 - Nov. 28) (BR. 03B) S-3ASR GILEAD SCIENCES INC, 333 LAKESIDE DR, FOSTER CITY, CA, 94404, 6505743000 - 0 ($1,300,000,000.00) Debt Convertible into Equity, (File 333-138979 - Nov. 28) (BR. 01B) S-1 PROFESSIONAL VETERINARY PRODUCTS LTD /NE/, 10077 SOUTH 134TH STREET, OMAHA, NE, 68138, 4023314440 - 0 ($1,500,000.00) Equity, (File 333-138982 - Nov. 28) (BR. 02C) S-8 WJ COMMUNICATIONS INC, 401 RIVER OAKS PARKWAY, SAN JOSE, CA, 95134, 408-577-6200 - 0 ($7,544,000.00) Equity, (File 333-138983 - Nov. 28) (BR. 10C) S-8 ACHILLION PHARMACEUTICALS INC, 1003 WEST SEVENTH ST, SUITE 401, FREDERICK, MD, 21701, 3016968889 - 2,093,750 ($28,789,062.50) Equity, (File 333-138984 - Nov. 28) (BR. 01A) S-8 GILEAD SCIENCES INC, 333 LAKESIDE DR, FOSTER CITY, CA, 94404, 6505743000 - 2,927,473 ($66,075,114.84) Equity, (File 333-138985 - Nov. 28) (BR. 01B) S-3 NAVISITE INC, 400 MINUTEMAN RD, ANDOVER, MA, 01810, 9786828300 - 8,806,873 ($32,321,223.91) Equity, (File 333-138986 - Nov. 28) (BR. 08A) S-4 US BANCORP \DE\, U.S.BANCORP, 800 NICOLLET MALL, MINNEAPOLIS, MN, 55402, (651)466-3000 - 0 ($70,866,893.00) Equity, (File 333-138987 - Nov. 28) (BR. 07C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT A.C. Moore Arts & Crafts, Inc. PA 5.02,7.01,9.01 11/22/06 ACTIS GLOBAL VENTURES INC NV 4.01 11/21/06 Advanced Life Sciences Holdings, Inc. 7.01,9.01 11/28/06 AEI REAL ESTATE FUND XV LTD PARTNERSH DE 2.01,9.01 11/21/06 AGCO CORP /DE DE 8.01 11/28/06 AIRGAS INC DE 1.01,9.01 11/22/06 AKAMAI TECHNOLOGIES INC DE 5.02 11/21/06 AMEND ALLEGHENY TECHNOLOGIES INC DE 7.01 11/28/06 AMCON DISTRIBUTING CO DE 7.01 11/28/06 AMERIANA BANCORP IN 8.01,9.01 11/22/06 American Home Mortgage Assets Trust 2 DE 9.01 10/30/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 11/27/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 11/27/06 AMERICAN ITALIAN PASTA CO DE 2.02,8.01,9.01 11/21/06 AMERICAN REAL ESTATE PARTNERS L P DE 1.01,2.01,9.01 11/21/06 AMERICAN RIVER BANKSHARES CA 1.01,9.01 11/27/06 AMERICAN SCIENCE & ENGINEERING INC MA 1.01,9.01 11/28/06 AMERICAN TECHNOLOGY CORP /DE/ DE 8.01 11/27/06 American Telecom Services Inc 8.01,9.01 11/28/06 AMERICAN WOODMARK CORP VA 8.01,9.01 10/31/06 AMERISOURCEBERGEN CORP DE 5.02 11/22/06 ANGIODYNAMICS INC DE 1.01,5.03,7.01,9.01 11/27/06 APPLIED NEUROSOLUTIONS INC DE 1.01,3.02 11/27/06 ARBOR REALTY TRUST INC MD 8.01,9.01 11/27/06 ARGENTEX MINING CORP NV 3.02 10/02/06 AMEND ARTHROCARE CORP DE 5.02 11/22/06 ASHWORTH INC DE 5.02,9.01 11/27/06 ASIAINFO HOLDINGS INC DE 5.02,9.01 11/28/06 ASTORIA FINANCIAL CORP DE 8.01,9.01 11/28/06 AtriCure, Inc. DE 5.02,9.01 11/27/06 AVENTINE RENEWABLE ENERGY HOLDINGS IN 2.02,9.01 11/28/06 BA Credit Card Trust 8.01,9.01 11/28/06 BALDWIN TECHNOLOGY CO INC DE 4.01 11/28/06 BALDWIN TECHNOLOGY CO INC DE 1.01,1.02,2.01,2.03,9.01 11/21/06 BANCFIRST CORP /OK/ OK 2.04,7.01,8.01,9.01 11/28/06 BANCSHARES OF FLORIDA INC FL 8.01,9.01 11/14/06 BANKUNITED FINANCIAL CORP FL 5.02 11/21/06 BAY BANKS OF VIRGINIA INC VA 2.02,9.01 11/24/06 BIOSPECIFICS TECHNOLOGIES CORP DE 1.01,9.01 11/28/06 BIOSTEM, INC. NV 8.01,9.01 11/27/06 BJS WHOLESALE CLUB INC DE 5.02,9.01 11/21/06 BKF CAPITAL GROUP INC DE 5.02 11/21/06 Boulder Specialty Brands, Inc. DE 7.01,9.01 11/28/06 BRISTOL WEST HOLDINGS INC 5.02,7.01,9.01 11/21/06 BROADWING CORP DE 1.01,8.01,9.01 11/21/06 CALGON CARBON CORPORATION DE 8.01 11/28/06 CALGON CARBON CORPORATION DE 2.02 11/28/06 Cambridge Display Technology, Inc. DE 1.01,1.02,9.01 11/22/06 Cape Fear Bank CORP NC 5.02,9.01 11/22/06 CAPITAL MORTGAGE PLUS L P DE 8.01,9.01 11/21/06 CAPITAL RESOURCE FUNDING INC NC 8.01 11/01/06 Cardiac Science CORP 5.02,7.01,9.01 11/27/06 CARRIAGE SERVICES INC DE 1.01,2.03,9.01 11/22/06 CATHAY MERCHANT GROUP, INC. DE 4.01,9.01 11/28/06 CDRV Investors, Inc. DE 8.01 11/28/06 CENTENNIAL COMMUNICATIONS CORP /DE DE 1.01,2.02,9.01 11/28/06 CentraCore Properties Trust MD 1.01,1.02,2.03,9.01 11/21/06 CENTRAL EUROPEAN DISTRIBUTION CORP DE 8.01,9.01 11/28/06 CENTURY PROPERTIES GROWTH FUND XXII CA 1.01,9.01 11/21/06 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 11/28/06 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 11/28/06 CHEESECAKE FACTORY INCORPORATED DE 8.01,9.01 11/27/06 CHESAPEAKE ENERGY CORP OK 8.01 11/27/06 CHINA FUND INC MD 7.01,9.01 10/01/06 China Media Group CORP TX 1.01 11/27/06 China Mineral Acquisition CORP 1.01,2.03,3.01,8.01,9.01 11/27/06 CHOICEPOINT INC GA 2.02,9.01 11/28/06 CINCINNATI BELL INC OH 5.02 11/22/06 CIT FUNDING CO, LLC 1.01,9.01 11/22/06 Citicorp Mortgage Securities Trust, S DE 9.01 11/28/06 Citigroup Commercial Mortgage Trust 2 DE 1.01 11/21/06 CITIGROUP INC DE 9.01 11/22/06 CKRUSH, INC. DE 8.01,9.01 11/27/06 CLAYTON WILLIAMS ENERGY INC /DE DE 7.01,9.01 11/28/06 CLEVELAND CLIFFS INC OH 5.02,9.01 11/22/06 CMS ENERGY CORP MI 2.01,9.01 11/21/06 COLGATE PALMOLIVE CO DE 4.01,9.01 11/22/06 COLONIAL BANCGROUP INC DE 7.01,9.01 11/28/06 COMCAST CORP PA 5.02,9.01 11/27/06 Constellation Energy Partners LLC DE 1.01,3.02,5.03,7.01,9.01 11/20/06 Copano Energy, L.L.C. DE 7.01,8.01,9.01 11/27/06 CORNERSTONE BANCSHARES INC TN 8.01,9.01 11/28/06 Cornerstone Core Properties REIT, Inc MD 1.01,9.01 11/21/06 CSAB Mortgage-Backed Trust 2006-4 DE 8.01,9.01 11/28/06 DAIMLERCHRYSLER WHOLESALE RECEIVABLES DE 8.01,9.01 11/28/06 DATAWATCH CORP DE 1.01,2.02,9.01 11/27/06 DAYTON POWER & LIGHT CO OH 1.01,1.02,2.03,9.01 11/21/06 DHB INDUSTRIES INC DE 5.02,9.01 11/22/06 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 11/27/06 DIGENE CORP DE 5.02 11/22/06 DIGITAL INSIGHT CORP DE 2.05 11/27/06 Dolby Laboratories, Inc. DE 3.02 11/21/06 DOVER MOTORSPORTS INC DE 5.02,9.01 11/28/06 DRESS BARN INC CT 2.02,9.01 11/28/06 DST Media, Inc DE 8.01 11/15/06 Duke Energy CORP DE 5.02,5.04 11/27/06 DYCOM INDUSTRIES INC FL 1.01 11/21/06 DYNEGY INC /IL/ IL 8.01,9.01 11/28/06 EATON VANCE CORP MD 7.01,9.01 11/28/06 EDO CORP NY 2.01,9.01 09/15/06 AMEND ELECTRO ENERGY INC FL 5.02,8.01,9.01 11/21/06 EMAGIN CORP DE 5.02,9.01 11/27/06 EMERSON ELECTRIC CO MO 7.01 11/28/06 EMMIS COMMUNICATIONS CORP IN 3.01,8.01,9.01 11/22/06 ENDEVCO INC TX 5.02 10/31/06 ENDOVASC INC NV 5.02,9.01 11/28/06 ERICO INTERNATIONAL CORP 8.01,9.01 11/28/06 ETHANEX ENERGY, INC. NV 1.01,9.01 11/22/06 EURONET WORLDWIDE INC DE 1.01,3.02,9.01 11/21/06 EVEREST RE GROUP LTD D0 5.02,9.01 11/27/06 EVERGREENBANCORP INC WA 8.01,9.01 11/22/06 EXPLORATION CO OF DELAWARE INC DE 7.01,9.01 11/27/06 FACEPRINT GLOBAL SOLUTIONS INC WY 8.01 11/15/06 Federal Home Loan Bank of Dallas 2.03 11/21/06 Federal Home Loan Bank of Des Moines X1 2.03,9.01 11/21/06 Federal Home Loan Bank of New York X1 2.03,9.01 11/22/06 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/22/06 Federal Home Loan Bank of Topeka 2.03 11/24/06 FEDERAL NATIONAL MORTGAGE ASSOCIATION 7.01,9.01 11/28/06 FERRELLGAS PARTNERS L P DE 7.01 11/28/06 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 1.01,2.03,9.01 11/22/06 FIRST ADVANTAGE CORP DE 5.02 11/27/06 FIRST COMMUNITY BANCORP /CA/ CA 1.01,8.01,9.01 11/21/06 FIRST NILES FINANCIAL INC DE 8.01,9.01 11/21/06 FIRST STATE BANCORPORATION NM 8.01,9.01 11/28/06 First Valley Bancorp, Inc. CT 1.01,9.01 11/21/06 FORD MOTOR CREDIT CO DE 8.01,9.01 11/27/06 FRANKLIN BANK CORP 7.01,9.01 11/28/06 GALAXY ENERGY CORP CO 8.01 10/24/06 AMEND GATEWAY DISTRIBUTORS LTD NV 9.01 06/19/06 AMEND GCO Education Loan Funding Trust-I DE 8.01,9.01 11/15/06 GENERAL COMPONENTS, INC. NV 5.02 11/23/06 General Finance CORP DE 7.01,9.01 11/28/06 GENWORTH LIFE & ANNUITY INSURANCE CO VA 9.01 11/28/06 GLADSTONE COMMERCIAL CORP MD 1.01,2.03,9.01 11/22/06 GLOBAL EPOINT INC NV 4.01,9.01 11/20/06 GLOBAL POWER EQUIPMENT GROUP INC/ DE 1.01,2.03,5.02,9.01 11/21/06 GMACM Home Equity Loan Trust 2006-HE5 DE 8.01,9.01 11/27/06 GNC CORP DE 1.01,8.01,9.01 11/21/06 GOLDSPRING INC FL 5.02,5.03,8.01 11/20/06 GOTTSCHALKS INC DE 2.02,9.01 11/28/06 Granite Master Issuer plc X0 8.01,9.01 11/24/06 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 11/24/06 GREATBATCH, INC. DE 5.02,9.01 11/27/06 GRUPO KCSM SA de CV O5 8.01 11/21/06 HANOVER DIRECT INC DE 1.01,9.01 11/27/06 HarborView 2006-11 DE 8.01,9.01 11/13/06 HARDINGE INC NY 1.01,2.03,9.01 11/21/06 HEALTHSOUTH CORP DE 7.01,9.01 11/27/06 HEARTLAND, INC. MD 5.02,8.01 11/28/06 HEWLETT PACKARD CO DE 5.02 11/27/06 AMEND HINES REAL ESTATE INVESTMENT TRUST IN 2.01,7.01,8.01,9.01 11/21/06 HINES REAL ESTATE INVESTMENT TRUST IN 9.01 09/27/06 AMEND HOLMES BIOPHARMA, INC. NV 3.01 11/28/06 HONDA AUTO REC 2003-3 OWNER TRUST DE 8.01,9.01 11/21/06 HONDA AUTO REC 2003-4 OWNER TRUST DE 8.01,9.01 11/15/06 HONDA AUTO REC 2003-5 OWNER TRUST DE 8.01,9.01 11/20/06 HONDA AUTO RECEIVABLES 2004-1 OWNER T DE 8.01,9.01 11/21/06 Honda Auto Receivables 2004-2 Owner T 8.01,9.01 11/15/06 Honda Auto Receivables 2004-3 Owner T CA 8.01,9.01 11/20/06 Honda Auto Receivables 2005-1 Owner T CA 8.01,9.01 11/21/06 Honda Auto Receivables 2005-2 Owner T 8.01,9.01 11/15/06 Honda Auto Receivables 2005-3 Owner T CA 8.01,9.01 11/20/06 Honda Auto Receivables 2005-4 Owner T CA 8.01,9.01 11/21/06 Honda Auto Receivables 2005-5 Owner T CA 8.01,9.01 11/15/06 Honda Auto Receivables 2005-6 Owner T CA 8.01,9.01 11/20/06 HONDA RECEIVABLES CORP AUTO REC 2003 DE 8.01,9.01 11/21/06 HORIZON BANCORPORATION INC FL 9.01 11/28/06 IMCOR PHARMACEUTICAL CO NV 4.01 11/21/06 INNOFONE COM INC NV 4.01,9.01 11/28/06 INTEGRATED SECURITY SYSTEMS INC DE 1.01,2.03,3.02,9.01 11/21/06 INTER PARFUMS INC DE 1.01 11/27/06 International Coal Group, Inc. DE 7.01,9.01 11/28/06 INTERNATIONAL PAPER CO /NEW/ NY 8.01,9.01 11/28/06 iPCS, INC DE 8.01,9.01 11/28/06 Irish Mag, Inc. 5.02 11/28/06 IRONCLAD PERFORMANCE WEAR CORP 1.01,2.03,9.01 11/21/06 iVOW, Inc. DE 3.01,8.01,9.01 11/17/06 J.P. Morgan Chase Commercial Mortgage DE 8.01,9.01 11/28/06 JACKSON HEWITT TAX SERVICE INC DE 2.02,9.01 11/28/06 JLG INDUSTRIES INC PA 1.01,8.01,9.01 11/21/06 JLG INDUSTRIES INC PA 3.01,9.01 11/28/06 JONES APPAREL GROUP INC PA 5.02,9.01 11/28/06 KANSAS CITY SOUTHERN DE 1.01,2.03,3.03,8.01,9.01 11/21/06 Kansas City Southern de Mexico, S.A. O5 1.01,2.03,3.03,8.01,9.01 11/21/06 KATY INDUSTRIES INC DE 1.01,2.01,7.01,9.01 11/28/06 KBR, INC. DE 5.02,9.01 11/21/06 KBS Real Estate Investment Trust, Inc MD 1.01,2.01,2.03,9.01 11/21/06 KIRBY CORP NV 7.01,9.01 11/28/06 LANDMARK BANCORP INC DE 8.01,9.01 11/28/06 LEAR CORP DE 1.01,9.01 11/24/06 LECTEC CORP /MN/ MN 5.02,9.01 11/21/06 LIBERTY BANCORP INC MO 2.02,9.01 11/27/06 LIBERTY DIVERSIFIED HOLDINGS INC NV 1.02 11/27/06 LIGHTBRIDGE INC DE 5.02,9.01 11/22/06 LIMITED BRANDS INC DE 8.01,9.01 11/27/06 MANARIS CORP NV 1.01 11/21/06 MANITOWOC CO INC WI 7.01,9.01 11/28/06 MANNKIND CORP 2.03,8.01 11/27/06 AMEND MARITRANS INC /DE/ DE 8.01,9.01 11/28/06 MATERIAL TECHNOLOGIES INC /CA/ DE 1.01,3.02,9.01 10/01/06 MAXXAM INC DE 8.01 11/28/06 MEADOWBROOK INSURANCE GROUP INC MI 7.01,9.01 11/28/06 MEDI HUT CO INC DE 1.01,9.01 11/22/06 MEDIS TECHNOLOGIES LTD DE 8.01,9.01 11/28/06 MEDLINK INTERNATIONAL, INC. DE 1.01,3.02,9.01 11/24/06 MELO BIOTECHNOLOGY HOLDINGS INC. A6 2.01,9.01 11/16/06 METALDYNE CORP DE 1.01,5.01,7.01,8.01,9.01 11/27/06 METASOLV INC DE 7.01 11/21/06 METRIS MASTER TRUST DE 9.01 11/20/06 MGP INGREDIENTS INC KS 5.02 11/21/06 MID AMERICA APARTMENT COMMUNITIES INC TN 2.01,9.01 11/28/06 MIDWEST BANC HOLDINGS INC DE 7.01,9.01 11/28/06 MOBILEPRO CORP DE 3.02 11/27/06 MODTECH HOLDINGS INC CA 4.01 11/21/06 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 11/28/06 MONUMENTAL MARKETING INC WY 1.01,3.02,9.01 11/16/06 MORGAN STANLEY DE 9.01 11/24/06 Morgan Stanley ABS Capital I Inc. Tru DE 9.01 10/26/06 MORGAN STANLEY IXIS REAL ESTATE CAPIT DE 8.01,9.01 11/28/06 MOSCOW CABLECOM CORP DE 3.01,9.01 11/21/06 MOTIENT CORP DE 1.01,5.02,9.01 11/10/06 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01,9.01 11/27/06 MTI TECHNOLOGY CORP DE 1.01,9.01 11/21/06 MULTI TECH INTERNATIONAL CORP NV 1.01,9.01 09/18/06 NANOMETRICS INC DE 7.01 11/28/06 NATHANIEL ENERGY CORP NV 5.02 11/22/06 NATIONAL ENERGY GROUP INC DE 1.01,1.02,2.01,2.05,5.02,9.01 11/21/06 NATIONAL PRESTO INDUSTRIES INC WI 4.01 11/27/06 NationsHealth, Inc. DE 5.02,9.01 11/28/06 NATURAL GAS SERVICES GROUP INC 5.02,9.01 11/21/06 NaturalNano , Inc. NV 7.01,9.01 11/28/06 NAVIGANT CONSULTING INC DE 8.01,9.01 11/28/06 NAVISITE INC DE 2.02,5.02,9.01 11/27/06 NEOWARE INC DE 5.02 11/21/06 NETWORK 1 SECURITY SOLUTIONS INC DE 8.01,9.01 11/21/06 NEUROGEN CORP DE 1.01 11/28/06 NEW AGE TRANSLATION INC 1.01,3.03,5.03,9.01 11/22/06 New England Bancshares, Inc. 1.01,9.01 11/21/06 Newkirk Realty Trust, Inc. MD 8.01,9.01 11/20/06 Newport Gold, Inc. NV 1.01,3.02,9.01 11/24/06 NNN Apartment REIT, Inc. MD 1.01,2.03,9.01 11/22/06 NORTH FORK BANCORPORATION INC DE 8.01,9.01 11/28/06 Novori Inc. DE 8.01 11/28/06 ONEOK INC /NEW/ OK 8.01,9.01 11/28/06 ONEOK Partners LP DE 8.01,9.01 11/28/06 ORAMED PHARMACEUTICALS INC. NV 1.01,3.02,9.01 11/23/06 ORION ETHANOL, INC KS 5.02,9.01 11/22/06 Orsus Xelent Technologies Inc DE 2.02,9.01 11/28/06 AMEND OSCIENT PHARMACEUTICALS CORP MA 8.01,9.01 11/27/06 OWENS ILLINOIS INC /DE/ DE 5.02,9.01 11/08/06 AMEND PAB BANKSHARES INC GA 8.01 11/28/06 PACIFICNET INC DE 2.01,9.01 11/20/06 Patient Safety Technologies, Inc DE 3.01,9.01 11/21/06 PAVILION BANCORP INC 8.01 11/28/06 PEETS COFFEE & TEA INC WA 8.01 11/22/06 PetroHunter Energy Corp MD 8.01,9.01 11/28/06 PIZZA INN INC /MO/ MO 1.01 11/21/06 PLM EQUIPMENT GROWTH & INCOME FUND VI CA 1.01 11/28/06 PortalPlayer, Inc. DE 8.01 11/27/06 PRIME GROUP REALTY TRUST MD 1.01,2.03,9.01 11/28/06 Prime Mortgage Trust 2006-CL1 DE 9.01 05/31/06 QUESTCOR PHARMACEUTICALS INC CA 7.01,9.01 11/27/06 QUOTESMITH COM INC DE 7.01 11/28/06 RadNet, Inc. NY 7.01,8.01,9.01 11/27/06 RALI Series 2006-QS16 Trust DE 8.01,9.01 11/28/06 RAMP Series 2006-EFC2 Trust DE 8.01,9.01 11/28/06 RECKSON ASSOCIATES REALTY CORP MD 8.01,9.01 11/27/06 RECKSON ASSOCIATES REALTY CORP MD 8.01,9.01 11/28/06 Red Mile Entertainment Inc 5.02 11/24/06 RED ROBIN GOURMET BURGERS INC DE 1.01,7.01,9.01 11/21/06 REGENT COMMUNICATIONS INC DE 1.01,2.03,9.01 11/21/06 RELIANCE STEEL & ALUMINUM CO CA 1.01,2.03,9.01 11/20/06 Republic Property Trust MD 7.01,9.01 11/27/06 Residential Asset Securitization Trus 9.01 11/28/06 RESOURCE AMERICA LLC DE 2.02,9.01 11/27/06 RESTORATION HARDWARE INC CA 2.02,9.01 11/28/06 RFMSI Series 2006-S11 Trust DE 8.01,9.01 11/28/06 RITA MEDICAL SYSTEMS INC DE 1.01,9.01 11/27/06 Rock-Tenn CO GA 5.02 11/21/06 RURAL CELLULAR CORP MN 1.01 11/22/06 SALISBURY BANCORP INC CT 8.01,9.01 11/27/06 SAN HOLDINGS INC CO 1.01,2.02,9.01 11/22/06 SCOTTISH RE GROUP LTD E9 1.01,9.01 07/31/06 AMEND SE FINANCIAL CORP 8.01 11/25/06 Searchlight Minerals Corp. NV 1.01,9.01 11/22/06 SEMTECH CORP DE 5.02,9.01 11/21/06 SENSE HOLDINGS INC FL 1.01,3.02,9.01 11/22/06 SENSOR SYSTEM SOLUTIONS INC 1.01,3.02,9.01 11/09/06 SERVICEMASTER CO DE 7.01,9.01 11/27/06 SIERRA HEALTH SERVICES INC NV 2.03 11/27/06 SILVER SCREEN STUDIOS INC GA 8.01 11/28/06 SILVERSTAR HOLDINGS LTD B0 1.01,3.02,9.01 11/22/06 SKILLSOFT PUBLIC LIMITED CO 2.02,9.01 11/28/06 SKY FINANCIAL GROUP INC OH 8.01 11/27/06 SL GREEN REALTY CORP MD 9.01 11/28/06 SLC STUDENT LOAN RECEIVABLES I INC DE 8.01,9.01 11/28/06 SoftNet Technology Corp. NV 3.02,5.02,8.01 11/24/06 AMEND Somaxon Pharmaceuticals, Inc. DE 7.01,9.01 11/28/06 SONUS PHARMACEUTICALS INC DE 1.01 11/21/06 SPARE BACKUP, INC. DE 1.01 11/21/06 STAR METRO CORP. NV 5.03,9.01 11/27/06 STARBUCKS CORP WA 8.01 11/21/06 STATION CASINOS INC NV 8.01 11/27/06 STERIS CORP OH 5.02,9.01 11/27/06 Stone Arcade Acquisition CORP DE 8.01,9.01 11/27/06 AMEND STREAMLINE HEALTH SOLUTIONS INC. DE 2.02,9.01 11/27/06 SUFFOLK BANCORP NY 8.01 11/27/06 SUPERGEN INC DE 1.01,9.01 11/25/06 Susser Holdings CORP DE 5.02,9.01 11/28/06 Tarpon Industries, Inc. MI 4.01,9.01 09/07/06 AMEND TECHNOLOGY SOLUTIONS COMPANY DE 5.02 11/28/06 TEKELEC CA 5.02,5.03,9.01 11/21/06 Telecomm Sales Network Inc 8.01,9.01 11/27/06 TELECOMUNICACIONES DE PUERTO RICO INC PR 5.02 11/21/06 TELEPHONE & DATA SYSTEMS INC /DE/ DE 3.01,9.01 11/22/06 TELETOUCH COMMUNICATIONS INC DE 3.01,8.01,9.01 11/17/06 TENET HEALTHCARE CORP NV 5.02 11/28/06 Terra Nova Acquisition CORP DE 8.01,9.01 11/21/06 AMEND THEGLOBE COM INC DE 1.01,3.02 11/22/06 TIER TECHNOLOGIES INC DE 2.02,9.01 11/22/06 TOUCHSTONE SOFTWARE CORP /CA/ DE 1.01 11/28/06 TRANSCAT INC OH 1.01,1.02,2.03,9.01 11/21/06 TRICELL INC NV 2.02,5.02,9.01 11/22/06 TRIMOL GROUP INC DE 1.01 11/21/06 TWC Holding LLC DE 7.01 11/28/06 U S GOLD CORP CO 5.03,9.01 11/22/06 U-Store-It Trust MD 1.01,2.03,9.01 11/21/06 UAP HOLDING CORP DE 1.02 11/24/06 UNIFIRST CORP MA 8.01 11/25/06 UNITED INDUSTRIAL CORP /DE/ DE 1.01,9.01 11/28/06 UNITED STATES CELLULAR CORP DE 3.01,9.01 11/22/06 UNIVERSAL CORP /VA/ VA 5.04 11/28/06 US REALTY PARTNERS LTD PARTNERSHIP DE 1.01,9.01 11/22/06 VA SOFTWARE CORP DE 2.02,9.01 11/28/06 VALENTIS INC DE 3.01,9.01 11/21/06 VAXGEN INC DE 1.01,8.01,9.01 11/16/06 VECTOR GROUP LTD DE 2.02,9.01 06/27/06 AMEND Venoco, Inc. DE 8.01 11/27/06 Vestin Realty Mortgage II, Inc 8.01,9.01 11/28/06 VIKING SYSTEMS INC DE 1.01,4.01,7.01,9.01 11/21/06 VirtualScopics, Inc. DE 1.01,9.01 11/28/06 VITACUBE SYSTEMS HOLDINGS INC NV 1.01,2.03,9.01 11/28/06 VITALSTREAM HOLDINGS INC NV 9.01 05/19/06 AMEND VMS NATIONAL PROPERTIES JOINT VENTURE IL 1.01,9.01 11/22/06 VORNADO REALTY LP DE 1.01,2.03,9.01 11/20/06 VOXWARE INC DE 5.02 11/22/06 VWR International, Inc. 8.01 11/28/06 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 11/27/06 WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 11/27/06 WASTE SERVICES, INC. A6 7.01,9.01 11/27/06 WATERFORD GAMING LLC DE 8.01 11/28/06 WEINGARTEN REALTY INVESTORS /TX/ TX 8.01,9.01 11/28/06 WELLS FARGO & CO/MN DE 9.01 11/28/06 Wells Fargo Mortgage Backed Securitie DE 9.01 11/28/06 WESTLAND DEVELOPMENT CO INC NM 8.01,9.01 11/21/06 WESTSIDE ENERGY CORP NV 1.02,8.01 11/22/06 WINN DIXIE STORES INC FL 1.02,2.03,3.02,3.03,5.01, 11/21/06 5.02,5.03,9.01 Wornick CO DE 7.01 11/28/06 YTB International, Inc. NY 5.01,5.02 11/22/06 Yucheng Technologies LTD D8 4.01,9.01 11/27/06 Yucheng Technologies LTD D8 2.01,2.02,3.02,3.03,5.01, 11/24/06 AMEND 5.02,5.03,5.06,9.01