SEC NEWS DIGEST Issue 2006-216 November 8, 2006 COMMISSION ANNOUNCEMENTS SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN FUELNATION, INC. AND SYTRON, INC. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS The U.S. Securities and Exchange Commission announced the temporary suspension of trading of the securities of the following issuers, commencing at 9:30 a.m. EST on Nov. 8, 2006, and terminating at 11:59 p.m. EST on Nov. 21, 2006: * FuelNation, Inc. (FLNA) * Sytron, Inc. (SITRQ) The Commission temporarily suspended trading in the securities of FLNA due to a lack of current and accurate information about the company because it has not filed periodic reports with the Commission since the period ended March 31, 2004. The Commission temporarily suspended trading in the securities of SITRQ due to a lack of current and accurate information about the company since the company has not filed periodic reports with the Commission since it filed a Form 10-SB on Feb. 1, 2000. This order was entered pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act). The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by these companies. Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at the termination of the trading suspensions, no quotation may be entered relating to the securities of the subject companies unless and until the broker or dealer has strictly complied with all of the provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it should refrain from entering quotations relating to the securities of these companies that have been subject to a trading suspension until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. Any broker or dealer with questions regarding the rule should contact the staff of the Securities and Exchange Commission in Washington, DC at (202) 551- 5720. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, they should immediately communicate it to the Delinquent Filings Branch of the Division of Enforcement at (202) 551- 5466, or by e-mail at DelinquentFilings@sec.gov. (Rel. 34-54718) ENFORCEMENT PROCEEDINGS COMMISSION ORDERS HEARINGS ON REGISTRATION REVOCATION AGAINST FIVE DELINQUENT COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS In conjunction with today's suspension, the Commission today also instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registration of each class of the securities of five companies for failure to make required periodic filings with the Commission: * FuelNation, Inc.. * SDT Holding Corp.. * Samessa Holding Corp. * Silver Quest, Inc. * Sytron, Inc. In this Order, the Division of Enforcement (Division) alleges that the five issuers are delinquent in their required periodic filings with the Commission. In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of the securities of these respondents should be revoked, or in the alternative, suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. See also the Order of Suspension of Trading, In the Matter of FuelNation, Inc., et al., File No. 500. (Rel. 34-54716; File No. 3- 12475) SECURITIES AND EXCHANGE COMMISSION ORDERS HEARING ON REGISTRATION REVOCATION AGAINST SIX DELINQUENT COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS Today the Commission instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registrations of each class of the securities of six companies for failure to make required periodic filings with the Commission: * Calneva Capital Corp. * Casino Casino Corp. * FDN, Inc. (FDNN) * Royal Belle Capital Corp. * Studio Capital Corp. * Unique Video Products, Inc. In this Order, the Division of Enforcement (Division) alleges that the six issuers are delinquent in their required periodic filings with the Commission. In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of the securities of these respondents should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-54717; File No. 3-12474) IN THE MATTER OF WORLD INFORMATION TECHNOLOGY, INC. An Administrative Law Judge has issued an Order Making Findings and Revoking Registration by Default (Default Order) in World Information Technology, Inc. The Order Instituting Proceedings alleged that Respondent World Information Technology, Inc., failed repeatedly to file required annual and quarterly reports while its securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true and revokes the registration of each class of registered securities it has with the Commission, pursuant to Section 12(j) of the Securities Exchange Act of 1934. (Rel. 34-54719; File No. 3-12431) HARTFORD TO PAY $55 MILLION TO SETTLE DIRECTED BROKERAGE CHARGES On November 8, the Commission issued a settled order against three subsidiaries of Hartford Financial Services Group, Inc. (Hartford), one of the nation's largest financial services and insurance companies, charging that Hartford's direction of fund brokerage commissions to broker-dealers in exchange for the marketing and distribution of fund shares violated the federal securities laws. As part of the settlement, Hartford, based in Hartford, Connecticut, agreed to pay $40 million in disgorgement and a $15 million civil penalty, all of which will be distributed to the affected Hartford funds. According to the Commission's order, between 2000 and 2003, Hartford agreed to pay 61 broker-dealers for special marketing and distribution benefits, known as "shelf space." Hartford misrepresented to shareholders in the funds' prospectuses that it used its own assets to pay for shelf space. Instead of using its own assets, Hartford satisfied some of its shelf space obligations with approximately $51 million of the Hartford funds' assets, in the form of brokerage commissions. Hartford also failed to disclose this practice to the funds' Boards of Directors. The funds' investment advisers breached their fiduciary duties to the funds by failing to disclose their conflict of interest. The funds' distributor assisted the advisers in committing their violations because, despite its duty to do so, it too failed to disclose these arrangements to the funds' Boards. The Commission's order censures Hartford and requires it to cease and desist from committing or causing certain violations of the anti-fraud and other provisions of the federal securities laws and to undertake certain compliance reforms. Hartford settled to the entry of the Commission's order without admitting or denying the Commission's findings. (Rels. 33-8750; 34-54720; IA-2567; IC-27549; File No. 3- 12476; Press Rel. 2006-188) COMMISSION SUSTAINS NASD DISCIPLINARY ACTION AGAINST RAGHAVAN SATHIANATHAN The Commission has sustained disciplinary action taken by NASD against Raghavan Sathianathan, formerly associated with Salomon Smith Barney Inc. and Morgan Stanley DW Inc., NASD member firms. NASD found that Sathianathan made unsuitable recommendations to two customers in violation of NASD Conduct Rules 2310 and 2110, and exercised discretion in the account of one of those customers without the customer's written authorization in violation of NASD Conduct Rules 2510(b) and 2110. NASD barred Sathianathan from associating with any member firm in any capacity for his violations of NASD's suitability rule. NASD also assessed costs, but declined to impose additional sanctions for Sathianathan's unauthorized discretionary trading. The Commission concluded that Sathianathan violated NASD rules in making unsuitable recommendations to two customers and in exercising discretion in the account of one of those customers. The Commission stated that Sathianathan's recommendations were unsuitable "because they were designed to maximize his commissions rather than to establish an appropriate portfolio" for his customers. The Commission found that, given Sathianathan's repeated violations of the suitability rule, the sanctions imposed by the NASD were neither excessive nor oppressive. (Rel. 34-54722; File No. 3-12245) SEC AND BRITISH COLUMBIA SECURITIES COMMISSION CHARGE TWO CANADIANS WITH GREYFIELD STOCK MANIPULATION Case Involves Illegal Takeover and Manipulation of Pink Sheet Company The Securities and Exchange Commission and the British Columbia Securities Commission (BCSC) today simultaneously announced settled cases against British Columbia residents Mervin Fiessel, 61, and Robert Doherty, 42, in a market manipulation scheme involving a Nevada company, Greyfield Capital, Inc., and a British Columbia car dealership called the Autorama that was falsely touted as "quickly becoming the largest dealership in [Western] Canada." Greyfield traded under the symbol GRYF on the U.S. over-the-counter market and was quoted on the pink sheets. Without admitting or denying the allegations in the complaint, Fiessel and Doherty consented to: (1) injunctions against future violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder and Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933; (2) officer and director bars; and (3) penny stock bars. Fiessel also consented to liability for disgorgement of $147,486.60 plus prejudgment interest of $7,634. Doherty consented to liability for disgorgement of $26,125.40. Doherty's obligation to pay prejudgment interest of $1,626.32 was waived and no penalty was imposed based on his sworn Statement of Financial Condition. The BCSC simultaneously announced settlements with Fiessel and Doherty pursuant to which Fiessel also agreed to pay an additional monetary sanction of Cdn.$144,445 to the BCSC. The BCSC did not impose a monetary sanction on Doherty based on his sworn Statement of Financial Condition. The BCSC imposed additional non-monetary sanctions on the two British Columbia residents. The Commission's investigation is ongoing. [SEC v. Mervin George Fiessel and Robert Michael Doherty, Civil Action No. 1:06-CV-1260 (E.D. Va.] (LR-19902; Press Rel. 2006- 187) SEC SETTLES PENDING FINANCIAL REPORTING FRAUD LITIGATION AGAINST FIVE FORMER OFFICERS OF NEXTCARD The Commission today announced that it has reached settlements in pending litigation against five former officers of NextCard, Inc. (NextCard), relating to an alleged financial reporting fraud at the company. Among other relief, the settlements provide for the defendants to pay approximately $1.4 million, representing proceeds from their sales of NextCard stock, penalties and prejudgment interest, into the Court registry for the benefit of NextCard shareholders. The settlements were approved by the Honorable Claudia Wilken in the case SEC v. Jeremy R. Lent, et al., Case No. C-04-4088- CW, in the U.S. District Court for the Northern District of California. NextCard became a public company in 1999 and marketed credit cards exclusively through the internet. As alleged in the Commission's complaint, by late 2000 NextCard's credit card losses and delinquencies were higher than expected. The complaint alleges that, in order to conceal this information from investors, the defendants resorted to a series of undisclosed accounting adjustments that artificially lowered NextCard's reported credit losses and delinquencies for fiscal year 2000 and the first and second quarters of fiscal 2001, and misled investors about the health of the company's credit card loan portfolio. NextCard declared bankruptcy in 2002. The defendants, who consented to the settlements without admitting or denying the allegations against them, are: * John Hashman, Chief Executive Officer - Ordered to pay stock sales proceeds, penalties and prejudgment interest of $208,072; permanently enjoined from violating the antifraud provisions of the federal securities laws (Section 17(a) of the Securities Act of 1933 (Securities Act), Section 10(b) of the Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder) and from aiding and abetting violations of the books and records and periodic reporting provisions (Sections 13(a) and 13(b)(2)(A) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder); and permanently barred from serving as an officer or director of any public company; * Yinzi Cai, President and Chief Operating Officer -Ordered to pay stock sales proceeds, penalties and interest of $172,257, and permanently enjoined from violating the antifraud provisions of the federal securities laws (Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act and Rule 10b-5 thereunder); * Bruce Rigione, Chief Financial Officer - Ordered to pay a penalty of $50,000; permanently enjoined from violating the antifraud provisions of the federal securities laws (Section 10(b) of the Exchange Act and Rule 10b-5 thereunder) and from aiding and abetting violations of the books and records and periodic reporting provisions (Sections 13(a) and 13(b)(2)(A) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder); and barred from serving as an officer or director of any public company for five years; * Douglas Wachtel, Controller - Ordered to pay stock sales proceeds, penalties and prejudgment interest of $93,223; permanently enjoined from violating the antifraud provisions of the federal securities laws (Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act and Rule 10b-5 thereunder) and from aiding and abetting violations of the books and records and periodic reporting provisions (Sections 13(a) and 13(b)(2)(A) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder); and barred from serving as an officer or director of any public company for five years; and * Jeremy Lent, Chairman and Chief Strategy Officer - Ordered to pay $894,000 in stock sale proceeds, penalties and prejudgment interest; and permanently enjoined from violating the antifraud provisions of Sections 17(a)(2) and 17(a)(3) of the Securities Act. The claims under Section 17(a)(2) and 17(a)(3) of the Securities Act involved negligent conduct in connection with the sale of NextCard common stock. In addition, the Commission and Lent filed a stipulation with the Court dismissing with prejudice the Commission's remaining claims against Lent under Section 17(a)(1) of the Securities Act, Sections 10(b), 13(a) and 13(b)(2)(A) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1 and 13a-13 thereunder. No settlement payment was made by Lent or the Lent Family Trust on the basis of the dismissed claims. In addition to the relief described above, Wachtel consented to the entry of an order in a separate Commission administrative proceeding suspending him from appearing or practicing as an accountant before the Commission for five years. The Court's approval of the settlements with all five defendants concludes the Commission's litigation in this case. [SEC v. Jeremy R. Lent, et al., Civil Case No. C-04-4088-CW, N.D. Cal.] (LR-19903) FORMER EXECUTIVE VICE PRESIDENT OF HOMESTORE AGREES TO PAY OVER $2.6 MILLION AND TO BE BARRED AS OFFICER OR DIRECTOR OF A PUBLIC COMPANY The Commission today announced that Peter B. Tafeen, a former top executive of Homestore.com, Inc., now known as Move, Inc., agreed to a settlement by which he will pay over $2.6 million to resolve SEC charges that he defrauded Homestore shareholders by inflating the company's on-line advertising revenues in 2001. During the period of the misconduct, Tafeen, age 37, of Parkland, Fla., was the executive vice president for business development of Homestore.com. In addition to paying over $2.6 million as disgorgement of ill-gotten gains and interest, Tafeen will be permanently barred from serving as an officer or director of a public company. He also agreed to be permanently enjoined from future violations of numerous provisions of the federal securities laws, including the antifraud, reporting, record-keeping, internal controls, and false statements to the auditors provisions. In addition to the civil charges, Tafeen was indicted in April 2005 for his role in the scheme at Homestore. In March 2006, he pleaded guilty to one count of securities fraud and was sentenced yesterday by United States District Judge Percy Anderson to thirty months in federal prison and ordered to pay $240,000 in restitution to harmed Homestore investors. The Commission's complaint, filed in April 2005, alleged that Tafeen orchestrated the fraud scheme, and participated in executing fraudulent "round-trip" transactions to artificially inflate Homestore's revenue in order to exceed Wall Street analysts' expectations. Tafeen knew that the transactions were a circular flow of money in which Homestore recognized its own cash as revenue, and he concealed the scheme from the company's auditors. The Commission has sued a total of 16 individuals for their roles in the Homestore scheme. All of these defendants have settled the SEC charges and agreed to cooperate with the government, with the exception of Stuart Wolff, Homestore's former chief executive officer, who was also charged by the SEC in April 2005. Wolff was also indicted in April 2005. On June 22, 2006, a federal court jury returned a guilty verdict against Wolff in his criminal trial on 18 counts, including conspiracy, insider trading, filing false reports with the SEC, falsifying corporate records, and lying to the auditors. On Oct. 12, 2006, Wolff was sentenced by Judge Anderson to 15 years in federal prison and ordered to pay a $5 million fine. On Nov. 13, 2006, Judge Anderson will determine whether Wolff will pay restitution in the criminal matter. The final judgment against Tafeen, which is subject to approval by United States District Judge Stephen Wilson for the Central District of California, permanently enjoins him from future violations of Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 13b2- 1, and 13b2-2 thereunder and aiding and abetting violations of Sections 13(a) and 13(b)(2)(A) of the Exchange Act and Rules 12b-20 and 13a-13. Tafeen consented to the final judgment without admitting or denying the allegations in the Commission's complaint. The SEC will seek to have the monies paid by Tafeen included in a fund established for harmed shareholders of Homestore pursuant to the Fair Funds provision of the Sarbanes-Oxley Act of 2002. The fund also includes payments from previous SEC settlements with former Homestore executives. [SEC v. Stuart Wolff and Peter Tafeen, USDC, District of California, Civil Action No. CV 05 3132 GAF (RZx)] (LR-19904; AAE Rel. No. 2512) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The New York Stock Exchange filed a proposed rule change (SR-NYSE-2006-98) regarding the amendment of NYSE Rule 300 relating to trading licenses and the deletion of NYSE Rule 300T. Publication is expected in the Federal Register during the week of November 13. (Rel. 34-54713) ORDER GRANTING NATIONAL SECURITIES EXCHANGES A LIMITED EXEMPTION FROM RULE 612 OF REGULATION NMS The Commission issued an order granting national securities exchanges a limited exemption from Rule 612 of Regulation NMS under the Securities Exchange Act of 1934 to permit acceptance by exchanges of certain sub-penny orders. Publication is expected in the Federal Register during the week of November 13. (Rel. 34-54714) APPROVAL OF PROPOSED RULE CHANGE A proposed rule change (SR-NASD-2006-108) and Amendment 1 thereto filed by the National Association of Securities Dealers relating to a New Trade Reporting Facility Established in Conjunction with the National Stock Exchange has been granted approval under Section 19(b)(2) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 13. (Rel. 34-54715) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 LEVEL 3 COMMUNICATIONS INC, 1025 ELDORADO BOULEVARD, BLDG 2000, BROOMFIELD, CO, 80021, 7208881000 - 0 ($759,742,371.00) Equity, (File 333-138462 - Nov. 7) (BR. 11C) SB-2 Ruby Creek Resources Inc, SUITE 600, 890 WEST PENDER STREET, VANCOUVER, A1, V6C 1K4, 604-633-9768 - 2,737,000 ($273,700.00) Equity, (File 333-138463 - Nov. 7) (BR. 04) S-3ASR PACCAR FINANCIAL CORP, 777 106TH AVE N E, PO BOX 1518, BELLEVUE, WA, 98004, 4254557400 - 0 ($0.00) Debt, (File 333-138464 - Nov. 7) (BR. 11A) SB-2 La Cortez Enterprises, Inc., 1010 UNIVERSITY AVE. #1561, SAN DIEGO, CA, 92103, 775-352-3930 - 1,900,000 ($19,000.00) Equity, (File 333-138465 - Nov. 7) (BR. 02) S-8 MAJESTIC OIL & GAS, PO BOX 488, CUT BANK, MT, 59427, 4068735580 - 250,000 ($25,000.00) Equity, (File 333-138468 - Nov. 7) (BR. 02) F-3ASR TOYOTA MOTOR CORP/, 1 TOYOTA CHO TOYOTA CITY, AICHI PREFECTURE 471-8571, JAPAN, M0, 00000, 81-565-28-2121 - 0 ($1,023,995,180.00) Equity, (File 333-138469 - Nov. 7) (BR. 05C) SB-2 DanaPc.com, 24351 PASTO ROAD SUITE B, DANA POINT, CA, 92629, 9494892400 - 6,000,000 ($60,000.00) Equity, (File 333-138471 - Nov. 7) (BR. 03) S-1 MetLife Insurance CO of Connecticut, ONE CITYPLACE, ATTN FINANCIAL SERVICES LEGAL DIVISION, HARTFORD, CT, 06103, 860-277-0111 - 0 ($500,000,000.00) Equity, (File 333-138472 - Nov. 7) (BR. 29) S-1 MetLife Insurance CO of Connecticut, ONE CITYPLACE, ATTN FINANCIAL SERVICES LEGAL DIVISION, HARTFORD, CT, 06103, 860-277-0111 - 0 ($300,000,000.00) Equity, (File 333-138473 - Nov. 7) (BR. 29) S-8 GLOBAL SOURCES LTD /BERMUDA, CANON'S COURT, 22 VICTORIA STREET, HAMILTON, D0, HM 12, 3,530,000 ($38,971,200.00) Equity, (File 333-138474 - Nov. 7) (BR. 11A) S-3ASR HERCULES OFFSHORE, INC., 11 GREENWAY PLAZA, SUITE 2950, HOUSTON, TX, 77046, 713-979-9300 - 0 ($0.00) Other, (File 333-138475 - Nov. 7) (BR. 04B) S-8 DISCOVERY LABORATORIES INC /DE/, 2600 KELLY ROAD, SUITE 100, WARRINGTON, PA, 18976, 2154889300 - 1,200,000 ($2,748,000.00) Equity, (File 333-138476 - Nov. 7) (BR. 01A) F-6 TOYOTA MOTOR CORP/, 1 TOYOTA CHO TOYOTA CITY, AICHI PREFECTURE 471-8571, JAPAN, M0, 00000, 81-565-28-2121 - 200,000,000 ($10,000,000.00) ADRs/ADSs, (File 333-138477 - Nov. 7) (BR. 05C) S-3 PALM HARBOR HOMES INC /FL/, 15303 DALLAS PKWY, STE 800, DALLAS, TX, 75248, 9729912922 - 0 ($541,362.12) Equity, (File 333-138478 - Nov. 7) (BR. 06A) SB-2 NOBLE QUESTS INC, 30 STRADADI VILLAGGIO #434, HENDERSON, NV, 89011, 8012015312 - 1,499,885 ($1,499,885.00) Equity, (File 333-138479 - Nov. 7) (BR. 11) S-3 GULF POWER CO, ONE ENERGY PLACE, PENSACOLA, FL, 32520, 8504446111 - 200,000,000 ($200,000,000.00) Unallocated (Universal) Shelf, (File 333-138480 - Nov. 7) (BR. 02A) S-8 SAFE TRAVEL CARE INC, 2011 SAN ELIJO AVENUE, SUITE A, CARDIFF, CA, 92007, (760) 634-3056 - 0 ($100,300.00) Equity, (File 333-138481 - Nov. 7) (BR. 08C) S-8 PEOPLES EDUCATIONAL HOLDINGS, 299 MARKET ST, SADDLE BROOK, NJ, 07663, 6124717246 - 912,011 ($4,550,934.89) Equity, (File 333-138482 - Nov. 7) (BR. 11C) S-4 CITIZENS COMMUNICATIONS CO, HIGH RIDGE PK BLDG 3, STAMFORD, CT, 06905, 2036145600 - 0 ($297,640,000.00) Equity, (File 333-138483 - Nov. 7) (BR. 11A) S-1 ALLIED DEFENSE GROUP INC, 8000 TOWERS CRESCENT DR, SUITE 260, VIENNA, VA, 22182, 7038475268 - 0 ($25,492,670.00) Equity, (File 333-138484 - Nov. 7) (BR. 06C) S-8 HUB INTERNATIONAL LTD, 8 NELSON STREET WEST, 6TH FLOOR, BRAMPTON, A6, L6X 4J2, 905.866.5200 - 27,833 ($826,083.00) Equity, (File 333-138485 - Nov. 7) (BR. 01C) S-8 Vocalscape Networks, Inc., 305 - 1847 W. BROADWAY, VANCOUVER, A1, V6J 1Y6, (604) 696-6313 - 3,200,000 ($576,000.00) Equity, (File 333-138486 - Nov. 7) (BR. 03A) S-3 SYNTROLEUM CORP, 4322 SOUTH 49TH WEST AVENUE, TULSA, OK, 74107, 9185927900 - 0 ($16,803,941.00) Equity, (File 333-138487 - Nov. 7) (BR. 04C) S-4 PLATINUM ENERGY RESOURCES INC, 3 PARAGON DRIVE, MONTVALE, NJ, 07645, 845-323-0434 - 0 ($60,000,000.00) Equity, (File 333-138488 - Nov. 7) (BR. 09) S-3ASR DEVELOPERS DIVERSIFIED REALTY CORP, 3300 ENTERPRISE PARKWAY, BEACHWOOD, OH, 44122, 2167555500 - 250,000,000 ($250,000,000.00) Debt Convertible into Equity, (File 333-138489 - Nov. 7) (BR. 08A) F-3ASR INFOSYS TECHNOLOGIES LTD, ELECTRONICS CITY HOSUR RD, BANGALORE KARNATAKA INDIA, 0119180852 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-138491 - Nov. 7) (BR. 03A) S-3 Hana Biosciences Inc, 400 OYSTER POINT BOULEVARD, SUITE 215, SOUTH SAN FRANCISCO, CA, 94080, 6505886404 - 84,118 ($668,738.10) Equity, (File 333-138492 - Nov. 7) (BR. 01A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT 1 800 CONTACTS INC DE 2.02,9.01 11/07/06 ACME PACKET INC DE 5.02,9.01 11/01/06 ACME PACKET INC DE 2.02,7.01,9.01 11/07/06 ACUSPHERE INC DE 8.01 11/07/06 ADA-ES INC CO 2.02,9.01 11/07/06 Advanced BioEnergy, LLC DE 5.02,9.01 11/07/06 ADVENTRX PHARMACEUTICALS INC DE 7.01,9.01 11/07/06 AF FINANCIAL GROUP 5.02 11/06/06 AIR METHODS CORP DE 2.02 11/07/06 Aldabra Acquisition CORP DE 8.01 11/06/06 ALESCO FINANCIAL INC 4.01,9.01 11/06/06 ALLEGHANY CORP /DE DE 2.02,9.01 11/06/06 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 11/07/06 ALLIED WASTE INDUSTRIES INC DE 7.01 11/07/06 ALLION HEALTHCARE INC DE 2.02,9.01 11/07/06 Allis Chalmers Energy Inc. DE 2.02,7.01,9.01 11/07/06 ALLOS THERAPEUTICS INC DE 8.01,9.01 11/06/06 Alphatec Holdings, Inc. DE 2.02,9.01 11/07/06 Alternative Loan Trust 2006-27CB DE 6.02,9.01 11/06/06 Alternative Loan Trust 2006-33CB DE 6.02 11/06/06 AMBASSADORS INTERNATIONAL INC DE 1.01,9.01 11/02/06 AMERICA FIRST APARTMENT INVESTORS INC MD 2.02,9.01 11/06/06 AMERICAN AIRLINES INC DE 8.01 11/07/06 AMERICAN ENERGY GROUP LTD NV 8.01 11/06/06 AMERICAN EXPRESS CO NY 7.01 11/07/06 AMERICAN FINANCIAL GROUP INC OH 2.02,9.01 11/06/06 American Home Mortgage Investment Tru DE 8.01,9.01 10/25/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 10/25/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 10/25/06 AMERICAN LAND LEASE INC DE 2.02,7.01,9.01 11/06/06 AMERICAN MORTGAGE ACCEPTANCE CO MA 2.02,9.01 09/30/06 AMERICAN SHARED HOSPITAL SERVICES CA 8.01,9.01 11/07/06 AMERICAN STATES WATER CO CA 2.02 11/06/06 AMERIGROUP CORP 1.01 09/01/06 AMERUS GROUP CO/IA IA 7.01 11/07/06 AMPAL-AMERICAN ISRAEL CORP NY 7.01,9.01 11/07/06 AMR CORP DE 8.01 11/07/06 AMREIT TX 2.02,9.01 11/06/06 ANADARKO PETROLEUM CORP DE 2.02,7.01,9.01 11/06/06 ANESIVA, INC. DE 8.01 11/06/06 ANTHRACITE CAPITAL INC MD 2.02,9.01 11/07/06 AP PHARMA INC /DE/ DE 2.02,9.01 09/30/06 APAC CUSTOMER SERVICE INC IL 7.01,9.01 11/02/06 Apple REIT Seven, Inc. VA 1.01,2.01,9.01 11/03/06 APPLIED DIGITAL SOLUTIONS INC MO 2.05 10/31/06 ARCHSTONE SMITH TRUST MD 7.01,9.01 11/07/06 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE 2.02,9.01 09/30/06 ARRIS GROUP INC DE 1.01,8.01,9.01 11/06/06 ARVANA INC NV 9.01 08/09/06 AMEND ASIA GLOBAL HOLDINGS CORP. NV 1.01,9.01 11/03/06 Asset Backed Securities CORP Home Equ DE 6.02 11/01/06 ASSOCIATED BANC-CORP WI 8.01 10/31/06 ASSURANCEAMERICA CORP NV 8.01,9.01 11/03/06 ASSURED GUARANTY LTD 2.02,9.01 11/02/06 Atlas Pipeline Holdings, L.P. DE 2.02,9.01 11/06/06 ATLAS PIPELINE PARTNERS LP DE 2.02,9.01 11/06/06 ATMOS ENERGY CORP TX 2.02,9.01 11/07/06 ATRION CORP DE 2.02,9.01 11/06/06 AURIGA LABORATORIES, INC. DE 7.01,9.01 11/07/06 AVALON PHARMACEUTICALS INC 2.02,9.01 11/07/06 AVAYA INC DE 1.01,5.02,9.01 11/02/06 AVEROX INC. NV 5.03,9.01 11/06/06 AVNET INC NY 1.01,7.01,9.01 11/06/06 AXIS CAPITAL HOLDINGS LTD 8.01 11/03/06 BANK HOLDINGS NV 2.01,9.01 11/06/06 BankFinancial CORP 7.01,9.01 11/07/06 BARE ESCENTUALS INC DE 2.02,9.01 11/07/06 Bear Stearns Asset Backed Securities DE 9.01 08/30/06 AMEND Bear Stearns Mortage Funding Trust 20 DE 8.01,9.01 09/29/06 AMEND Bear Stearns Mortgage Funding Trust 2 DE 8.01,9.01 07/31/06 AMEND BEAZER HOMES USA INC DE 2.02,9.01 11/07/06 BEHRINGER HARVARD REIT I INC MD 7.01,9.01 11/07/06 BIOLASE TECHNOLOGY INC DE 2.02,9.01 11/07/06 BIOMIMETIC THERAPEUTICS, INC. DE 2.02,9.01 11/06/06 BIOSANTE PHARMACEUTICALS INC DE 7.01 11/07/06 BISYS GROUP INC DE 8.01,9.01 11/03/06 BITSTREAM INC DE 2.02,9.01 11/07/06 BLACKBOARD INC DE 2.02,9.01 11/07/06 BLUEGREEN CORP MA 2.02,9.01 11/02/06 BMB MUNAI INC 7.01 11/06/06 BNP RESIDENTIAL PROPERTIES INC MD 2.02,9.01 11/06/06 BOSTON BEER CO INC MA 2.02,9.01 11/07/06 BOSTON LIFE SCIENCES INC /DE DE 8.01 11/07/06 Brand Energy & Infrastructure Service DE 1.01,2.01,9.01 08/03/06 BRIGHAM EXPLORATION CO DE 2.02,7.01,9.01 11/07/06 BROADVIEW INSTITUTE INC MN 2.05 11/01/06 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 11/07/06 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 11/07/06 BUFFETS HOLDINGS, INC. DE 1.01,2.01,2.03,8.01,9.01 11/01/06 CAMBREX CORP DE 1.01,8.01,9.01 11/02/06 Cambridge Display Technology, Inc. DE 5.02 11/02/06 CAMPBELL FUND TRUST MD 3.02 11/01/06 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 10/30/06 CANEUM INC NV 1.01,9.01 11/03/06 CAPITALSOURCE INC DE 2.02 11/07/06 CARDINAL FINANCIAL CORP VA 7.01,9.01 11/07/06 CAREY W P & CO LLC DE 2.02,9.01 11/07/06 CARNIVAL CORP DE 8.01,9.01 11/07/06 CAROLINA BANK HOLDINGS INC NC 7.01,8.01,9.01 11/03/06 CARRIER ACCESS CORP DE 1.01,5.02,9.01 11/02/06 CASTLE A M & CO MD 2.01,9.01 11/07/06 AMEND CB RICHARD ELLIS GROUP INC DE 7.01,9.01 11/07/06 CBL & ASSOCIATES PROPERTIES INC DE 1.01,9.01 11/07/06 CBRE Realty Finance Inc 2.02,7.01,9.01 11/06/06 CELL THERAPEUTICS INC WA 2.02,9.01 11/07/06 CentraCore Properties Trust MD 8.01,9.01 11/07/06 CENTRAL VERMONT PUBLIC SERVICE CORP VT 2.02,7.01,9.01 11/07/06 CEPHALON INC DE 8.01,9.01 11/07/06 CepTor CORP DE 5.02 11/01/06 CHARLES RIVER LABORATORIES INTERNATIO 2.02,9.01 11/06/06 CHEESECAKE FACTORY INCORPORATED DE 8.01,9.01 11/02/06 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 11/07/06 CHEMOKINE THERAPEUTICS CORP DE 8.01,9.01 11/06/06 CHENIERE ENERGY INC DE 2.02,9.01 11/06/06 CHICAGO BRIDGE & IRON CO N V 1.01 11/06/06 CHURCH & DWIGHT CO INC /DE/ DE 2.02,9.01 11/07/06 CHURCH & DWIGHT CO INC /DE/ DE 5.02 11/07/06 CHURCHILL DOWNS INC KY 2.02,9.01 09/30/06 CIPHERGEN BIOSYSTEMS INC DE 2.02,9.01 11/07/06 CIT GROUP INC DE 7.01,9.01 11/07/06 CIT GROUP INC DE 7.01,9.01 11/07/06 CIT GROUP INC DE 8.01,9.01 11/06/06 CITIGROUP INC DE 9.01 11/07/06 CITIGROUP INC DE 9.01 11/07/06 Citigroup Mortgage Loan Trust 2006-FX 9.01 10/18/06 CITIZENS COMMUNICATIONS CO DE 2.02,9.01 09/30/06 CITIZENS FIRST BANCORP INC DE 2.02,9.01 11/03/06 CLARKE AMERICAN CORP. DE 2.02,9.01 11/07/06 CLAYTON HOLDINGS INC 2.02,9.01 11/07/06 Coastal Bancshares Acquisition Corp. 2.01,9.01 11/01/06 Cold Spring Capital Inc. DE 7.01,8.01,9.01 11/07/06 Cole Credit Property Trust II Inc MD 5.03,9.01 11/07/06 COLE KENNETH PRODUCTIONS INC NY 8.01 11/07/06 Columbia Equity Trust, Inc. MD 1.01,8.01,9.01 11/05/06 COMMONWEALTH EDISON CO IL 7.01,9.01 11/06/06 COMMONWEALTH TELEPHONE ENTERPRISES IN PA 2.02,9.01 11/07/06 COMMUNITY BANCORP /VT VT 8.01,9.01 11/06/06 COMPASS MINERALS INTERNATIONAL INC DE 5.03,9.01 11/02/06 CONCORD CAMERA CORP NJ 5.03,8.01,9.01 11/07/06 CONNS INC DE 2.02,9.01 11/07/06 COPART INC CA 5.02 10/10/06 CORE LABORATORIES N V P7 1.01,9.01 11/06/06 CORNELL COMPANIES INC DE 2.02,8.01,9.01 11/07/06 COUNTERPATH SOLUTIONS, INC. NV 4.02,9.01 11/07/06 COVENTRY HEALTH CARE INC DE 1.01,9.01 11/07/06 Cowen Group, Inc. DE 8.01,9.01 11/07/06 CRESCENT REAL ESTATE EQUITIES CO TX 2.02,9.01 11/07/06 CRM Holdings, Ltd. 2.02,9.01 09/08/06 CUMULUS MEDIA INC DE 2.02,9.01 11/07/06 CYNOSURE INC 2.02,9.01 11/07/06 CYNOSURE INC 1.01,9.01 11/06/06 D&E COMMUNICATIONS INC PA 2.02,9.01 11/07/06 Darwin Professional Underwriters Inc DE 2.02,9.01 11/06/06 DATAWATCH CORP DE 5.02,8.01,9.01 11/01/06 DAWSON GEOPHYSICAL CO TX 7.01,9.01 11/07/06 DAYBREAK OIL & GAS INC WA 1.01,7.01 10/31/06 DCP Midstream Partners, LP DE 1.01,2.01,3.02,5.03,7.01,9.01 11/01/06 DDS TECHNOLOGIES USA INC NV 1.01,9.01 11/01/06 DEAN FOODS CO DE 2.02,9.01 11/07/06 DENTSPLY INTERNATIONAL INC /DE/ DE 8.01,9.01 11/02/06 Deutsche Alt-A Securities Mortgage Lo 6.02,9.01 11/01/06 Deutsche Alt-A Securities Mortgage Lo 6.02,9.01 11/01/06 Deutsche Alt-B Securities Mortgage Lo 6.02,9.01 11/01/06 DICKS SPORTING GOODS INC DE 5.02,9.01 11/02/06 DIEDRICH COFFEE INC CA 2.02 11/06/06 DIODES INC /DEL/ DE 1.01,7.01,9.01 10/31/06 DIXIE GROUP INC TN 2.02,9.01 11/07/06 DOBSON COMMUNICATIONS CORP OK 2.02,9.01 11/06/06 DOBSON COMMUNICATIONS CORP OK 9.01 08/29/06 AMEND DOVER CORP DE 3.03 11/07/06 DRAVCO MINING INC NV 1.02,5.02 11/07/06 Dresser-Rand Group Inc. DE 2.02,7.01,9.01 11/06/06 DREW INDUSTRIES INC DE 8.01,9.01 11/06/06 DTE ENERGY CO MI 2.02,7.01,9.01 11/07/06 DTS, INC. DE 2.02,9.01 11/07/06 EAGLE BANCORP INC MD 5.02 11/01/06 Education Realty Trust, Inc. MD 2.02,7.01,9.01 11/06/06 EGL INC TX 2.02,9.01 11/07/06 EMAGEON INC 2.02,9.01 11/07/06 EMBREX INC /NC/ NC 2.02,9.01 11/06/06 EMERSON ELECTRIC CO MO 2.02,7.01,9.01 11/07/06 EMMIS COMMUNICATIONS CORP IN 1.01,2.03,5.02,8.01,9.01 11/02/06 EMPIRE GLOBAL CORP. DE 1.01,7.01,8.01,9.01 11/07/06 ENCORE CLEAN ENERGY, INC NV 5.02 11/06/06 ENDEAVOUR INTERNATIONAL CORP NV 2.02,9.01 11/06/06 ENDEAVOUR INTERNATIONAL CORP NV 1.01,2.01,2.03,3.03,5.03,9.01 10/31/06 AMEND ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 11/07/06 ENSCO INTERNATIONAL INC DE 5.02,9.01 11/07/06 ESPEED INC DE 2.02,9.01 11/06/06 Ethos Environmental, Inc. NV 1.01,2.01,5.01,5.02, 11/02/06 5.03,7.01,8.01,9.01 EUROBANCSHARES INC 2.02,9.01 11/06/06 EXCEL TECHNOLOGY INC DE 1.01 11/06/06 EXCEL TECHNOLOGY INC DE 2.02,9.01 09/29/06 EXCEL TECHNOLOGY INC DE 8.01,9.01 11/07/06 EXELON CORP PA 1.01 11/06/06 FAIR ISAAC CORP DE 1.01,5.03,9.01 11/01/06 FARNSWORTH BANCORP INC NJ 8.01,9.01 11/06/06 Federal Home Loan Bank of Atlanta X1 2.03 11/01/06 Federal Home Loan Bank of Boston X1 2.03 11/03/06 Federal Home Loan Bank of Chicago X1 2.03 11/01/06 Federal Home Loan Bank of Chicago X1 5.02,7.01,9.01 11/07/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 11/01/06 Federal Home Loan Bank of Dallas 2.03 11/01/06 Federal Home Loan Bank of Des Moines X1 2.03,9.01 11/01/06 Federal Home Loan Bank of Indianapoli X1 7.01,9.01 11/07/06 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 11/02/06 Federal Home Loan Bank of New York X1 2.03,9.01 11/01/06 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/01/06 Federal Home Loan Bank of San Francis X1 2.03 11/01/06 Federal Home Loan Bank of Seattle 2.03 11/06/06 Federal Home Loan Bank of Topeka 2.03 11/01/06 FEDEX CORP DE 1.01,1.02 11/07/06 FelCor Lodging Trust Inc MD 2.02,9.01 11/06/06 Feldman Mall Properties, Inc. MD 2.01,9.01 11/07/06 Fieldstone Mortgage Investment Trust, MD 8.01,9.01 10/27/06 FIRST AMERICAN CORP CA 1.01,9.01 11/03/06 FIRST BANCORP OF INDIANA INC IN 9.01 10/01/06 AMEND FIRST CASH FINANCIAL SERVICES INC DE 1.02,5.02,9.01 11/07/06 FIRST MARBLEHEAD CORP 1.01 11/01/06 FIRST PACTRUST BANCORP INC MD 2.02,9.01 11/07/06 FIRST UNITED CORP/MD/ MD 2.02,9.01 11/06/06 FIRSTBANK NW CORP WA 2.02,9.01 11/06/06 FIRSTCITY FINANCIAL CORP DE 1.01,2.02,9.01 11/01/06 FIRSTMERIT CORP /OH/ OH 4.01,5.04,9.01 11/01/06 FISCHER IMAGING CORP DE 1.01,2.01,9.01 11/01/06 FISHER COMMUNICATIONS INC WA 2.02,9.01 11/06/06 FLATBUSH FEDERAL BANCORP INC 2.02,9.01 11/06/06 FLEXTRONICS INTERNATIONAL LTD. U0 1.01 11/01/06 FLIGHT SAFETY TECHNOLOGIES INC NV 8.01,9.01 11/07/06 Foundation Coal Holdings, Inc. DE 2.02,9.01 11/07/06 FREESCALE SEMICONDUCTOR INC DE 8.01,9.01 11/03/06 Fremont Home Loan Trust 2006-3 DE 2.01,9.01 09/29/06 FRONTIER OIL CORP /NEW/ WY 2.02,9.01 11/07/06 FURIA ORGANIZATION INC /DE/ DE 5.02 11/07/06 FUSION TELECOMMUNICATIONS INTERNATION 8.01,9.01 11/07/06 GAMMACAN INTERNATIONAL INC DE 7.01,9.01 11/07/06 GARUDA CAPITAL CORP NV 4.02 10/27/06 AMEND GE-WMC Asset-Backed Pass Through Cert 9.01 10/25/06 GE-WMC Asset-Backed Pass-Through Cert 9.01 10/25/06 GENERAL GROWTH PROPERTIES INC DE 2.02,7.01,9.01 11/06/06 GENLYTE GROUP INC DE 2.02,9.01 11/06/06 GENTA INC DE/ DE 2.02,9.01 11/07/06 GEOKINETICS INC DE 3.03,5.03,8.01,9.01 11/01/06 GLENAYRE TECHNOLOGIES INC DE 2.02,9.01 11/07/06 GLENAYRE TECHNOLOGIES INC DE 5.02,9.01 11/03/06 Global Cash Access Holdings, Inc. DE 1.01,1.02,2.03,9.01 11/01/06 GLOBAL INDUSTRIES LTD LA 1.01 10/31/06 GLOBIX CORP DE 2.01,8.01,9.01 11/01/06 GOLDEN STAR RESOURCES LTD 2.02,9.01 11/06/06 GOLDEN TELECOM INC DE 2.02,9.01 11/07/06 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 11/07/06 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 11/07/06 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 3.02 11/07/06 GONDWANA ENERGY LTD / NY NV 7.01,9.01 11/03/06 GOODRICH PETROLEUM CORP DE 2.02,9.01 11/06/06 GRAFTECH INTERNATIONAL LTD DE 2.02,9.01 11/07/06 GRAN TIERRA ENERGY, INC. NV 8.01 10/19/06 AMEND GREAT AMERICAN FINANCIAL RESOURCES IN DE 2.02,9.01 09/30/06 GREAT WEST LIFE & ANNUITY INSURANCE C CO 9.01 09/30/06 Great Wolf Resorts, Inc. DE 2.02,9.01 11/06/06 GREENFIELD ONLINE INC DE 2.02,9.01 11/07/06 GREENSHIFT CORP DE 2.03,9.01 10/31/06 GRUBB & ELLIS CO DE 2.02,9.01 11/07/06 GS AGRIFUELS CORP DE 1.01,2.01,2.03,9.01 10/31/06 GS Cleantech Corp DE 2.03,9.01 10/31/06 GS Energy CORP 2.03,9.01 10/31/06 GSAMP Trust 2006-HE7 DE 8.01,9.01 10/31/06 HAIGHTS CROSS COMMUNICATIONS INC DE 2.02,9.01 11/07/06 HANDHELD ENTERTAINMENT, INC. DE 7.01,9.01 11/03/06 HARLAND JOHN H CO GA 2.02,9.01 09/29/06 HARMONIC INC DE 5.02,9.01 10/31/06 HARRELL HOSPITALITY GROUP INC DE 3.02,5.01,5.02 09/30/06 HEADWATERS INC DE 2.02,7.01,9.01 11/07/06 HEALTHEXTRAS INC DE 2.02,9.01 11/06/06 HEWITT ASSOCIATES INC DE 1.01 11/01/06 HICKORY TECH CORP MN 2.02,7.01,9.01 11/06/06 HINES REAL ESTATE INVESTMENT TRUST IN 1.01,8.01 11/01/06 HOME PROPERTIES INC MD 7.01,9.01 11/01/06 AMEND HOME SOLUTIONS OF AMERICA INC DE 1.01,9.01 11/01/06 HOMEBANC CORP 2.02,7.01,9.01 11/06/06 HOST HOTELS & RESORTS L.P. DE 1.01,2.03,2.04,9.01 11/02/06 HOST HOTELS & RESORTS, INC. MD 1.01,2.03,2.04,9.01 11/02/06 Host Ventures Inc 5.03,7.01,9.01 11/06/06 Houston Wire & Cable CO 1.01,2.03,9.01 11/03/06 Huntsman CORP DE 1.01 11/03/06 HYPERDYNAMICS CORP DE 3.02 11/02/06 I MANY INC DE 8.01,9.01 11/06/06 IA GLOBAL INC DE 8.01 11/03/06 ICF International, Inc. DE 2.02,9.01 11/06/06 ICON CASH FLOW PARTNERS L P SEVEN DE 5.02 11/06/06 ICON INCOME FUND EIGHT /DE DE 5.02 11/06/06 ICON INCOME FUND EIGHT B LP 5.02 11/06/06 ICON INCOME FUND NINE LLC DE 5.02 11/06/06 ICON INCOME FUND TEN LLC DE 5.02 11/06/06 ICON Leasing Fund Eleven, LLC DE 5.02 11/06/06 IDM PHARMA, INC. DE 8.01,9.01 11/07/06 Ignis Petroleum Group, Inc. 1.01,5.02,9.01 10/16/06 II-VI INC PA 8.01 11/03/06 IMERGENT INC DE 2.02,9.01 11/07/06 IMMUNOMEDICS INC DE 2.02,9.01 11/06/06 IMPERIAL INDUSTRIES INC DE 2.02,7.01,9.01 11/07/06 INDUSTRIAL DISTRIBUTION GROUP INC DE 2.02,9.01 11/07/06 INFE HUMAN RESOURCES INC NV 4.01,9.01 11/01/06 INFINITY PHARMACEUTICALS, INC. DE 7.01,8.01,9.01 10/26/06 INNKEEPERS USA TRUST/FL MD 2.02,9.01 11/07/06 INTEGRAL SYSTEMS INC /MD/ MD 8.01 11/01/06 INTEGRATED BIOPHARMA INC DE 2.02,9.01 11/07/06 INTEGRATED SILICON SOLUTION INC DE 5.02 11/06/06 INTERFACE INC GA 1.01,7.01,9.01 11/06/06 INTERNAP NETWORK SERVICES CORP DE 2.02,9.01 11/06/06 INTERNATIONAL GAME TECHNOLOGY NV 2.02 11/07/06 INTERNATIONAL IMAGING SYSTEMS INC 3.02,9.01 11/03/06 INTERNATIONAL PAPER CO /NEW/ NY 2.01,9.01 11/03/06 INTERSTATE HOTELS & RESORTS INC DE 2.02,9.01 11/07/06 INTROGEN THERAPEUTICS INC 2.02,9.01 11/06/06 INTROGEN THERAPEUTICS INC 1.01,9.01 11/07/06 INVENTIV HEALTH INC DE 9.01 09/30/06 ION MEDIA NETWORKS INC. DE 5.03,9.01 11/01/06 iPCS, INC DE 5.02,8.01,9.01 11/02/06 J P MORGAN CHASE & CO DE 9.01 11/02/06 J P MORGAN CHASE & CO DE 9.01 11/03/06 JDS UNIPHASE CORP /CA/ DE 5.02,5.03,8.01,9.01 11/02/06 K&F Industries Holdings, Inc. 8.01 11/07/06 K2 INC DE 1.01,3.02,9.01 11/01/06 KANSAS CITY SOUTHERN DE 8.01,9.01 11/06/06 Kansas City Southern de Mexico, S.A. O5 8.01,9.01 11/06/06 KB HOME DE 8.01,9.01 11/02/06 KBS Real Estate Investment Trust, Inc MD 8.01 10/15/06 KENNAMETAL INC PA 9.01 11/07/06 KENT FINANCIAL SERVICES INC DE 4.01,9.01 11/02/06 AMEND KENT INTERNATIONAL HOLDINGS INC NV 4.01,9.01 11/06/06 AMEND KEYNOTE SYSTEMS INC DE 8.01 11/03/06 KING PHARMACEUTICALS INC TN 2.05,5.02,9.01 11/01/06 KLONDIKE STAR MINERAL CORP DE 1.01 10/17/06 KNOVA SOFTWARE, INC. DE 2.02,9.01 11/07/06 KOPIN CORP DE 2.02,9.01 11/07/06 Koppers Holdings Inc. PA 5.02 11/02/06 Koppers Holdings Inc. PA 2.02,9.01 11/06/06 KOPPERS INC PA 5.02 11/02/06 KOS PHARMACEUTICALS INC FL 1.01,8.01,9.01 11/05/06 KRONOS WORLDWIDE INC 2.02,7.01,9.01 11/06/06 KV PHARMACEUTICAL CO /DE/ DE 2.02,9.01 11/06/06 LA JOLLA PHARMACEUTICAL CO DE 8.01,9.01 11/06/06 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 11/07/06 LEAP WIRELESS INTERNATIONAL INC DE 2.02,9.01 11/07/06 LEE SARA CORP MD 2.02,9.01 11/07/06 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 10/26/06 Liberty Global, Inc. 5.02 11/01/06 LIBERTY MEDIA LLC 2.02 11/06/06 LIN TV CORP DE 1.01 11/01/06 AMEND Linkwell CORP FL 4.02 11/02/06 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 1.01 11/02/06 LIPID SCIENCES INC/ AZ 2.02,9.01 11/07/06 Live Nation, Inc. DE 2.02,9.01 11/07/06 Long Beach Mortgage Loan Trust 2006-1 DE 6.01 11/07/06 LSB FINANCIAL CORP IN 2.02,9.01 11/06/06 LUCENT TECHNOLOGIES INC DE 2.02,8.01,9.01 11/06/06 LUFKIN INDUSTRIES INC TX 5.02,9.01 11/01/06 M & F WORLDWIDE CORP DE 2.02,9.01 11/07/06 MAC-GRAY CORP DE 5.02,9.01 11/07/06 MACROVISION CORP DE 2.02,4.02,9.01 11/02/06 MADISON GAS & ELECTRIC CO WI 2.02,9.01 11/07/06 MAGMA DESIGN AUTOMATION INC DE 8.01 10/31/06 MAGNA ENTERTAINMENT CORP DE 7.01,9.01 11/02/06 MAGNA ENTERTAINMENT CORP DE 1.01,2.01,9.01 10/31/06 MAGNACHIP SEMICONDUCTOR LLC 5.02 11/01/06 MAIR HOLDINGS INC MN 2.02,9.01 11/07/06 MARCHEX INC DE 7.01,9.01 11/07/06 MARKWEST ENERGY PARTNERS L P 2.02,9.01 11/06/06 MASTR Asset Backed Securities Trust 2 DE 6.02 11/01/06 MASTR Asset Backed Securities Trust 2 DE 6.02 11/01/06 MASTR Asset Backed Securities Trust 2 DE 6.02 11/01/06 MAUI LAND & PINEAPPLE CO INC HI 2.02,9.01 11/03/06 MCDERMOTT INTERNATIONAL INC R1 8.01,9.01 11/07/06 MCF CORP DE 1.01,9.01 11/07/06 MCF CORP DE 7.01,9.01 11/07/06 MCKESSON CORP DE 1.01,9.01 11/07/06 MEADOW VALLEY CORP NV 1.01 11/01/06 MEDALLION FINANCIAL CORP DE 2.02,9.01 11/06/06 MERCER INTERNATIONAL INC. WA 2.02,9.01 11/06/06 MERRILL LYNCH & CO INC DE 8.01,9.01 11/07/06 METRETEK TECHNOLOGIES INC DE 7.01,9.01 11/07/06 METROLOGIC INSTRUMENTS INC NJ 2.02,8.01,9.01 11/03/06 MGE ENERGY INC WI 2.02,9.01 11/07/06 MHI Hospitality CORP MD 2.02,9.01 11/07/06 MIDDLEBY CORP DE 2.02,9.01 11/06/06 MIDNIGHT HOLDINGS GROUP INC DE 1.01,8.01,9.01 10/20/06 ML MACADAMIA ORCHARDS L P DE 2.02,9.01 11/07/06 MODINE MANUFACTURING CO WI 2.02,9.01 10/19/06 AMEND MOLINA HEALTHCARE INC DE 2.02,9.01 11/06/06 MONARCH COMMUNITY BANCORP INC MD 2.02 10/30/06 MOOG INC NY 2.02,9.01 11/07/06 Morgan Stanley Capital I Inc. Trust 2 DE 6.02 11/01/06 Morgan Stanley IXIS Real Estate Capit DE 6.02 11/01/06 MOSAIC CO 7.01,9.01 11/07/06 MOSAIC CO 8.01,9.01 11/07/06 MOTIENT CORP DE 5.02,9.01 11/01/06 MSM 2006-4SL DE 6.02 11/02/06 MWI Veterinary Supply, Inc. DE 2.02,9.01 11/07/06 MYRIAD GENETICS INC DE 2.02,9.01 11/07/06 NASHUA CORP MA 8.01,9.01 11/06/06 NATIONAL COAL CORP FL 5.02,9.01 11/01/06 National Interstate CORP OH 2.02,8.01,9.01 11/02/06 NATURES SUNSHINE PRODUCTS INC UT 8.01,9.01 11/03/06 NCI BUILDING SYSTEMS INC DE 1.01,9.01 11/06/06 NEW FRONTIER MEDIA INC CO 2.02,9.01 11/07/06 NEW YORK MORTGAGE TRUST INC MD 2.02,7.01,9.01 11/07/06 NEWCASTLE INVESTMENT CORP MD 2.02,9.01 11/07/06 NL INDUSTRIES INC NJ 2.02,7.01,9.01 11/06/06 Nomura Asset Acceptance Corporation, DE 2.01,9.01 08/30/06 NORD RESOURCES CORP DE 1.01,9.01 11/02/06 NORTEL NETWORKS CORP 2.02,3.03,5.03,9.01 11/07/06 NORTEL NETWORKS LTD 2.02,3.03,5.03,9.01 11/07/06 NOVASTAR FINANCIAL INC MD 2.02,9.01 11/07/06 NOVASTAR FINANCIAL INC MD 7.01,9.01 11/07/06 NOVELL INC DE 1.01 11/02/06 NSTAR/MA MA 7.01,9.01 11/07/06 OCCAM NETWORKS INC/DE DE 3.03,5.03,8.01,9.01 11/06/06 OCEANEERING INTERNATIONAL INC DE 1.01 11/05/06 OCIS CORP NV 7.01 11/07/06 OMEGA PROTEIN CORP NV 2.02,9.01 11/06/06 OMNI ENERGY SERVICES CORP LA 2.01,9.01 11/01/06 Omrix Biopharmaceuticals, Inc. DE 2.02,9.01 11/07/06 ONSPAN NETWORKING INC NV 4.01,9.01 10/16/06 ONYX PHARMACEUTICALS INC DE 2.02,9.01 11/07/06 OPENWAVE SYSTEMS INC DE 1.01,5.02,5.03,9.01 11/01/06 OPTION CARE INC/DE DE 2.02,9.01 11/07/06 ORBIT INTERNATIONAL CORP DE 2.02 11/07/06 OSI RESTAURANT PARTNERS, INC. DE 1.01,9.01 11/01/06 OSI SYSTEMS INC CA 2.02,9.01 11/07/06 OVERLAND STORAGE INC CA 1.01,1.02,5.02,7.01,8.01,9.01 11/07/06 OVERSTOCK.COM, INC UT 2.02,9.01 11/06/06 AMEND PACIFIC LAND & COFFEE CORP DE 1.01,2.01,9.01 11/02/06 PACIFIC MERCANTILE BANCORP CA 2.02,9.01 11/02/06 PALOMAR MEDICAL TECHNOLOGIES INC DE 1.01,9.01 11/07/06 PARKWAY PROPERTIES INC MD 5.02 11/03/06 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 7.01 11/07/06 PARTNERRE LTD 1.01,9.01 11/07/06 Patient Safety Technologies, Inc DE 1.01,4.01,9.01 11/01/06 PAULSON CAPITAL CORP OR 8.01,9.01 11/07/06 PAYMENT DATA SYSTEMS INC NV 8.01 11/01/06 PDI INC 2.02,8.01,9.01 11/02/06 PEETS COFFEE & TEA INC WA 2.02,4.02,8.01,9.01 11/07/06 PENSON WORLDWIDE INC DE 1.01,3.02,9.01 11/06/06 PERFORMANCE FOOD GROUP CO TN 2.02,9.01 11/07/06 PETROSEARCH ENERGY CORP 2.01,9.01 11/01/06 PHOENIX TECHNOLOGIES LTD DE 1.01,2.05,5.02,9.01 11/01/06 PHOTOWORKS INC /WA WA 1.01 11/01/06 Pike Electric CORP 2.02,9.01 11/07/06 PINNACLE AIRLINES CORP DE 2.02,9.01 11/07/06 PINNACLE AIRLINES CORP DE 8.01,9.01 11/07/06 PLAINS EXPLORATION & PRODUCTION CO DE 1.02,2.01,2.04,3.03,8.01,9.01 11/01/06 PLAINS EXPLORATION & PRODUCTION CO DE 1.02,2.01,2.04,3.03,8.01,9.01 11/01/06 AMEND PLAYBOY ENTERPRISES INC DE 2.02,9.01 11/06/06 POLYMEDICA CORP MA 2.02,9.01 11/07/06 PONIARD PHARMACEUTICALS, INC. WA 8.01,9.01 11/06/06 PortalPlayer, Inc. DE 1.01,9.01 11/05/06 PORTLAND GENERAL ELECTRIC CO /OR/ OR 7.01,9.01 11/06/06 PREMIUM STANDARD FARMS, INC. 8.01,9.01 11/06/06 PRG SCHULTZ INTERNATIONAL INC GA 2.02,9.01 11/07/06 PRIMEDIA INC DE 2.02,9.01 11/07/06 PRO-FAC COOPERATIVE INC 2.02,9.01 11/07/06 PROGRESS ENERGY INC NC 8.01,9.01 11/07/06 PROGRESSIVE GAMING INTERNATIONAL CORP NV 2.02,9.01 11/06/06 PROVIDENT BANKSHARES CORP MD 7.01,9.01 11/07/06 PUREDEPTH, INC. CO 5.02,9.01 11/03/06 QAD INC DE 8.01,9.01 11/06/06 QPC Lasers NV 1.01,1.02,9.01 11/02/06 QUALITY SYSTEMS INC CA 2.01,9.01 11/02/06 QUEPASA CORP NV 5.02 11/05/06 Quintana Maritime LTD 1T 2.02,9.01 11/06/06 RAPTOR PHARMACEUTICALS CORP. DE 8.01,9.01 11/06/06 REGENCY CENTERS CORP FL 2.02,9.01 11/01/06 REGENERON PHARMACEUTICALS INC NY 2.02,9.01 11/07/06 REINHOLD INDUSTRIES INC/DE/ DE 1.01,8.01,9.01 11/02/06 Republic Property Trust MD 2.02,7.01,8.01,9.01 11/07/06 RES CARE INC /KY/ KY 2.02,9.01 11/06/06 RES CARE INC /KY/ KY 5.02,9.01 11/03/06 Resource Capital Corp. MD 2.02,9.01 11/06/06 REVLON CONSUMER PRODUCTS CORP DE 7.01,9.01 11/07/06 REVLON INC /DE/ DE 2.02,9.01 11/07/06 RICHARDSON ELECTRONICS LTD/DE DE 1.01,7.01,9.01 11/02/06 RITA MEDICAL SYSTEMS INC DE 2.02,9.01 11/07/06 Rock-Tenn CO GA 2.02,9.01 11/07/06 Roebling Financial Corp, Inc. 8.01,9.01 11/07/06 RR Donnelley & Sons Co DE 2.02,9.01 11/07/06 SABR LLC Trust 2006-FR1 6.02 11/01/06 SAFECO CORP WA 8.01,9.01 11/06/06 SALIX PHARMACEUTICALS LTD 2.02,9.01 11/07/06 SANTARUS INC DE 2.02,9.01 11/07/06 SANTARUS INC DE 1.01,9.01 11/03/06 SAUL CENTERS INC MD 2.02,9.01 11/07/06 SBA COMMUNICATIONS CORP FL 2.02 11/06/06 SCBT FINANCIAL CORP SC 1.01,9.01 11/01/06 SCHAWK INC DE 7.01,9.01 11/06/06 SCHNITZER STEEL INDUSTRIES INC OR 2.02,5.02,9.01 11/06/06 SCHULMAN A INC DE 5.02,9.01 11/07/06 SEAGATE TECHNOLOGY E9 2.02,7.01,8.01,9.01 11/06/06 SEARCHHELP INC 8.01 11/06/06 SECURE COMPUTING CORP DE 2.02,9.01 11/01/06 Securitized Asset Backed Receivables 6.02 11/01/06 Securitized Asset Backed Receivables 6.02 11/01/06 Securitized Asset Backed Receivables 6.02 11/01/06 Securitized Asset Backed Receivables 6.02 11/01/06 Securitized Asset Backed Receivables 6.02 11/01/06 Securitized Asset Backed Receivables 6.02 11/01/06 Select Notes Trust LT 2004-1 DE 8.01,9.01 11/01/06 SENESCO TECHNOLOGIES INC DE 2.02,9.01 11/06/06 SENTIGEN HOLDING CORP DE 2.02,9.01 11/07/06 Services Acquisition Corp. Internatio DE 1.01,9.01 11/06/06 Services Acquisition Corp. Internatio DE 8.01,9.01 07/06/05 AMEND Services Acquisition Corp. Internatio DE 4.02 08/01/06 AMEND SHARPER IMAGE CORP DE 2.02,9.01 11/02/06 SHEFFIELD PHARMACEUTICALS INC DE 8.01,9.01 11/07/06 SHEFFIELD PHARMACEUTICALS INC DE 1.01,4.01,5.01,5.02,5.06,9.01 10/31/06 AMEND SHUTTERFLY INC 2.02,9.01 11/07/06 SILVERSTAR HOLDINGS LTD B0 7.01,9.01 11/02/06 SIPEX CORP DE 1.01,9.01 11/01/06 SM&A CA 2.02,9.01 11/06/06 SMITH & WOLLENSKY RESTAURANT GROUP IN DE 2.05 11/01/06 SMITHFIELD FOODS INC VA 8.01,9.01 11/06/06 Solar Power, Inc. NV 1.01,9.01 11/03/06 SONEX RESEARCH INC MD 8.01 11/07/06 SOUTHERN UNION CO DE 5.02,7.01,9.01 11/07/06 SPACEHAB INC \WA\ WA 2.02,9.01 11/07/06 SPANISH BROADCASTING SYSTEM INC DE 2.02,9.01 11/07/06 SPARK NETWORKS PLC X0 2.02,7.01,9.01 11/07/06 SPECTRX INC DE 1.01,2.03 11/07/06 Spheris Inc. DE 1.01,2.03,9.01 11/06/06 SRS LABS INC DE 1.01 11/01/06 SRS LABS INC DE 2.02,9.01 11/07/06 ST MARY LAND & EXPLORATION CO DE 1.01 11/07/06 STAGE STORES INC NV 8.01,9.01 11/02/06 STAMPS.COM INC DE 8.01 11/03/06 Standard Drilling, Inc. 1.01,9.01 11/01/06 STANDARD PARKING CORP DE 5.01 11/02/06 STATE BANCORP INC NY 1.01,5.02,9.01 11/06/06 STELLENT INC MN 1.01,9.01 11/02/06 STERIS CORP OH 2.02,9.01 11/07/06 STIFEL FINANCIAL CORP DE 2.02,9.01 09/30/06 STILLWATER MINING CO /DE/ DE 2.02,9.01 11/07/06 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 11/06/06 STRATEGIC HOTELS & RESORTS, INC 7.01,9.01 11/07/06 SUMTOTAL SYSTEMS INC DE 7.01,9.01 11/07/06 SUN HYDRAULICS CORP FL 2.02,9.01 11/07/06 SUNESIS PHARMACEUTICALS INC 1.01,1.02,9.01 11/01/06 SUNRISE SENIOR LIVING INC DE 2.02 11/07/06 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.02,9.01 11/01/06 Surfect Holdings, Inc NV 2.01,4.01,9.01 09/27/06 AMEND Swank, Inc. DE 2.02,9.01 11/07/06 SYNIVERSE HOLDINGS INC DE 2.02,9.01 11/07/06 TAPESTRY PHARMACEUTICALS, INC DE 2.02,9.01 11/06/06 TARGETED GENETICS CORP /WA/ WA 1.01,3.02,9.01 11/07/06 TC PIPELINES LP DE 1.01,9.01 11/01/06 TECHNICAL OLYMPIC USA INC DE 7.01,9.01 11/07/06 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,3.01,4.02,8.01,9.01 11/06/06 TELULAR CORP DE 2.02,9.01 11/02/06 TEMPLE INLAND INC DE 5.02 11/03/06 TENET HEALTHCARE CORP NV 2.02 11/07/06 TEPPCO PARTNERS LP DE 2.02,9.01 11/06/06 Thomas Weisel Partners Group, Inc. DE 7.01,9.01 11/07/06 THREE FIVE SYSTEMS INC DE 5.02,9.01 11/04/06 THREE FIVE SYSTEMS INC DE 8.01,9.01 11/04/06 Timberline Resources Corp 2.02,9.01 11/01/06 TOLL BROTHERS INC DE 2.02,9.01 11/07/06 TRACKPOWER INC WY 5.02,9.01 11/03/06 Triangle Petroleum Corp NV 1.01,9.01 11/01/06 TRICELL INC 1.01,3.02,9.01 08/24/06 AMEND TRINITY INDUSTRIES INC DE 7.01,9.01 11/07/06 TRM CORP OR 2.02,9.01 11/06/06 TRULITE INC DE 5.02,5.03,9.01 10/31/06 TRUSTREET PROPERTIES INC MD 2.02,9.01 09/30/06 TRW AUTOMOTIVE HOLDINGS CORP DE 1.01,9.01 11/06/06 TUCOWS INC /PA/ PA 2.02,9.01 11/06/06 TUMBLEWEED COMMUNICATIONS CORP DE 7.01,9.01 11/07/06 TVIA INC DE 1.01,5.02,9.01 11/01/06 U S ENERGY SYSTEMS INC DE 7.01,9.01 11/06/06 U-Store-It Trust MD 2.02,9.01 11/06/06 U-Store-It Trust MD 1.01,2.03,9.01 11/01/06 UBRANDIT COM NV 5.01,5.02 10/31/06 UIL HOLDINGS CORP CT 7.01,9.01 11/07/06 UNITED INDUSTRIAL CORP /DE/ DE 2.02,9.01 11/07/06 UNITED INDUSTRIAL CORP /DE/ DE 1.01,9.01 11/06/06 UNITED STATES CELLULAR CORP DE 2.02,3.01,4.02,8.01,9.01 11/06/06 UNITED STATES STEEL CORP DE 5.02,9.01 11/01/06 UNIVERSAL COMPRESSION HOLDINGS INC DE 2.02,8.01,9.01 11/06/06 Universal Compression Partners, L.P. DE 2.02 11/07/06 UNIVERSAL CORP /VA/ VA 2.02,8.01,9.01 11/02/06 UNIVERSAL HOSPITAL SERVICES INC MN 2.02,7.01,9.01 11/03/06 UTIX GROUP INC DE 3.02,3.03,9.01 11/01/06 VAXGEN INC DE 8.01,9.01 11/03/06 VERASUN ENERGY CORP 2.02,9.01 11/06/06 VIAD CORP DE 7.01,9.01 11/07/06 VIEWPOINT CORP DE 2.02,9.01 11/02/06 Vincera, Inc. DE 3.02 11/02/06 VIROPRO INC NV 5.03,9.01 10/25/06 VIROPRO INC NV 5.02 11/02/06 VIROPRO INC NV 3.02,9.01 11/07/06 VIRTUALHEALTH TECHNOLOGIES INC. DE 9.01 08/25/06 AMEND VISTA GOLD CORP 8.01,9.01 11/07/06 VIVUS INC CA 1.01,2.03,9.01 11/01/06 WAKE FOREST BANCSHARES INC 2.02,9.01 11/06/06 WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.01,9.01 08/25/06 AMEND WATSON PHARMACEUTICALS INC NV 2.02,9.01 11/07/06 WEB.COM, INC. MN 2.02,9.01 11/07/06 WEB.COM, INC. MN 1.01,9.01 11/01/06 WEBSITE PROS INC DE 2.02,9.01 11/07/06 WEBSITE PROS INC DE 1.01,9.01 11/01/06 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 10/24/06 Wentworth Energy, Inc. OK 1.01,9.01 11/01/06 WESCO INTERNATIONAL INC DE 1.01,1.02,2.03,9.01 11/01/06 WHEELING PITTSBURGH CORP /DE/ DE 2.02,9.01 11/07/06 WHEELING PITTSBURGH CORP /DE/ DE 8.01,9.01 11/07/06 WHERIFY WIRELESS INC DE 1.01,9.01 11/01/06 WILD OATS MARKETS INC DE 2.02,9.01 11/07/06 WILLBROS GROUP INC R1 1.01 11/01/06 WINN DIXIE STORES INC FL 7.01,9.01 11/07/06 WINSTON HOTELS INC NC 2.02,9.01 11/07/06 WISCONSIN ELECTRIC POWER CO WI 8.01,9.01 11/02/06 WORLD ENERGY SOLUTIONS, INC. FL 5.02 09/30/06 WORLD FUEL SERVICES CORP FL 1.01,9.01 06/20/06 WORLD WASTE TECHNOLOGIES INC CA 1.01,1.02,5.02,9.01 11/04/06 Wright Express CORP 2.02,9.01 11/07/06 X RITE INC MI 2.02,9.01 11/07/06 XENOMICS INC FL 5.02 11/07/06 YAK COMMUNICATIONS INC FL 5.01,5.02,9.01 11/06/06 YOUBET COM INC DE 2.02,9.01 11/07/06 ZEROS & ONES INC NV 7.01,9.01 11/07/06