SEC NEWS DIGEST Issue 2006-166 August 28, 2006 COMMISSION ANNOUNCEMENTS SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN SECURITIES OF TWENTY-ONE COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS The Commission announced the temporary suspension of trading of the securities of the following issuers, commencing at 9:30 a.m. EDT on Aug. 28, 2006, and terminating at 11:59 p.m. EDT on Sept. 11, 2006: Amanda Company, Inc. (AMNA) American International Petroleum Corp. (AIPN) China Continental, Inc. (CHCL) Com21, Inc. (CMTOQ) Cycomm International, Inc. (CYII) DeMarco Energy Systems of America, Inc. (EGVI) Eco Soil Systems, Inc. (ESSI) Edulink, Inc. (MYIQ) H Quotient, Inc. (HQNT) Healthtrac, Inc. (HTAC) Management Technologies, Inc. (MTCI) Metal Recovery Technologies, Inc. (MXAL) Paystar Corp. (PYST) Royal Oak Mines, Inc. (ROAKF) Rubber Technology International, Inc. (RTEK) Seven Seas Petroleum, Inc. (SVSSF) Surebeam Corp. (SURE) Syncronys Softcorp (SYCR) Touch America Holdings, Inc. (TCAHQ) U. S. Plastic Lumber Corp. (USPL) Xcelera, Inc. (XLACF) The Commission temporarily suspended trading in the securities of the foregoing companies due to a lack of current and accurate information about the companies because they have not filed certain periodic reports with the Commission. This order was entered pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act). The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by these companies. Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at the termination of the trading suspensions, no quotation may be entered relating to the securities of the subject companies unless and until the broker or dealer has strictly complied with all of the provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it should refrain from entering quotations relating to the securities of these companies that have been subject to trading suspensions until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. Any broker or dealer with questions regarding the rule should contact the staff of the Securities and Exchange Commission in Washington, DC at (202) 551- 5720. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, they should immediately communicate it to the Delinquent Filings Branch of the Division of Enforcement at (202) 551- 5466 or by e-mail at DelinquentFilings@sec.gov. (Rel. 34-54369) ENFORCEMENT PROCEEDINGS COMMISSION ORDERS HEARINGS ON REGISTRATION REVOCATION AGAINST FIVE DELINQUENT COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS In conjunction with this trading suspension, the Commission today also instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registration of each class of the securities of five companies for failure to make required periodic filings with the Commission: Paystar Corp. (PYST) Royal Oak Mines, Inc. (ROAKF) Rubber Technology International, Inc. (RTEK) Surebeam Corp. (SURE) Syncronys Softcorp (SYCR) In this Order, the Division of Enforcement (Division) alleges that the five issuers are delinquent in their required periodic filings with the Commission. In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of the securities of these respondents should be revoked, or in the alternative, suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-54370; File No. 3-12399) COMMISSION SETS ASIDE FINDINGS THAT JAY ALAN OCHANPAUGH VIOLATED NASD RULE 8210 BY FAILING TO PRODUCE RECORDS OF THIRD PARTY IN RESPONSE TO NASD INFORMATION REQUEST The Commission has set aside NASD's findings and sanctions against Jay Alan Ochanpaugh with respect to his failure to produce documents requested by NASD as part of an investigation. Ochanpaugh maintained throughout the investigation that the owners of the requested documents (cancelled checks drawn on the account of a church where Ochanpaugh had a volunteer leadership position) would not permit Ochanpaugh to produce them in response to NASD's requests pursuant to Rule 8210. After a hearing, NASD barred Ochanpaugh from association with any member in any capacity. In reaching its decision, the Commission rejected both of NASD's justifications for demanding that Ochanpaugh produce the requested documents. The Commission found that NASD's assertion that the church and Ochanpaugh were alter egos, and consequently the same legal person, was legally and factually unsupported. The Commission found that NASD's position that it was entitled to the third-party's records because they were within Ochanpaugh's possession and control was not drawn from the language of the rule or any cases construing it and, in any event, was not established by a preponderance of the evidence. In setting aside NASD's findings and sanctions the Commission directed NASD to consider adapting Rule 8210 to address the issues arising when NASD demands that members or associated persons produce records that belong to third parties. (Rel. 34-54363; File No. 3-12147) PRUDENTIAL EQUITY GROUP, LLC WILL PAY $270 MILLION TO SETTLE SEC FRAUD CHARGES IN CONNECTION WITH DECEPTIVE MARKET TIMING OF MUTUAL FUNDS. COMMISSION ALSO CHARGES FOUR INDIVIDUALS WITH FRAUD On August 28, the Commission issued an Order Instituting Administrative Proceedings, Making Findings, and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) against Prudential Equity Group, LLC, formerly known as Prudential Securities Inc. The Order finds that, from at least September 1999 through June 2003, former registered representatives of Prudential Securities, Inc. (PSI) used deceptive market timing practices to conceal their identities, and those of their customers, to evade mutual funds' prospectus limitations on market timing. Without admitting or denying the Commission's findings, Prudential Equity Group, LLC consented to the sanctions imposed by the Order. In a related matter, the Commission filed an unsettled civil injunctive action against four former PSI registered representatives - Frederick J. O'Meally, Jason N. Ginder, Michael L. Silver, and Brian P. Corbett - for similar conduct. The Settled Order with Prudential Equity Group, LLC, finds that the former PSI registered representatives' deceptive market timing practices included the use of multiple broker identifying numbers (known as Financial Advisor, or FA numbers) and multiple customer accounts; the use of accounts coded as confidential in PSI's systems; and the use of "under the radar" trading to avoid notice by mutual funds. Although PSI received hundreds of notices from mutual fund companies that identified the registered representatives' conduct and asked the firm to take steps to curtail their deceptive market timing practices, the firm elected to continue the business of market timing. Rather than discipline or sanction any of the registered representatives or even curtail their ability to open additional accounts for their market timing customers, PSI failed to prevent the registered representatives' deceptive market timing from continuing. In the related civil injunctive action filed in federal court in the Southern District of New York, the Commission charged Frederick J. O'Meally, Jason N. Ginder, Michael L. Silver, and Brian P. Corbett with violating Section 17(a) of the Securities Act of 1933 and Section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934 concerning their deceptive market timing. According to the Complaint, the four defendants, who were registered representatives at PSI branch offices in the New York area, used fraudulent and deceptive practices, including multiple accounts and FA numbers, to engage in thousands of market timing trades worth more than $2.5 billion. This action follows a previous civil injunctive action filed in November 2003 against five former PSI registered representatives charged with similar conduct. Based on the above, the Commission censured Prudential Equity Group, LLC; ordered it to pay disgorgement of $270 million to the Commission; and ordered it to retain the services of an independent distribution consultant for the distribution of the disgorgement. Prudential Equity Group, LLC consented to the issuance of the Order without admitting or denying any of the findings therein. The Commission acknowledges the assistance of the U.S. Attorney's Office for the District of Massachusetts, the NASD, the New York Stock Exchange, the New Jersey Bureau of Securities, the Massachusetts Securities Division, and the New York Attorney General's Office in this matter. The Commission's investigation as to other individuals involved in this matter is continuing. For further information, please see Litigation Release Numbers 18784 (July 14, 2004) and 18444 (Nov. 4, 2003). [SEC v. Frederick J. O'Meally, et al., Civil Action No. 06 Civ. 6483 (LTS) SDNY] (LR-19813; Press Rel. 2006-145); Administrative Proceeding in the Matter of Prudential Equity Group (Rels. 33-8733; 33-8734; 34-54371; 34-54372; File No. 3-12400) DELINQUENT FILERS' STOCK REGISTRATION REVOKED The registration of the securities of six corporations - Andover Apparel Group, Inc. (f/k/a Andover Togs, Inc.), Applied Computer Technology, Inc. (n/k/a Amigula, Inc.), Country World Casinos, Inc., EWRX Internet Systems, Inc. (n/k/a iMusic International, Inc.), Mobilemedia Corp., and Photran Corp. - has been revoked. None had filed any annual or quarterly reports with the Securities and Exchange Commission for five or more years. Thus, each violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocations were ordered in an administrative proceeding before an administrative law judge. (Rel. 34-54373; File No. 3-12379) COURT ENTERS JUDGMENT AGAINST INVESTMENT BANKER KENNETH MARTIN IN MUNICIPAL BOND FRAUD CASE On August 24, U.S. District Judge John C. Coughenour in Seattle, Washington entered judgment against Kenneth R. Martin in a civil action brought by the Securities and Exchange Commission. The Commission's case concerns the fraudulent sale of $20 million in municipal bonds for the Holmes Harbor Sewer District, a Washington state agency. The judgment enjoined Martin from future violations of the antifraud provisions of the federal securities laws and ordered Mr. Martin to disgorge his ill-gotten gains in accordance with a plan supervised by the Bankruptcy Court. Mr. Martin consented to the entry of the judgment pursuant to a settlement with the Commission. In its complaint, the Commission alleged that Mr. Martin was the investment banker who oversaw the underwriting of the bonds for his firm, IBIS Securities LLC. The bonds were intended to finance the building of certain public purpose portions of a private office- building complex. However, according to the complaint, the developer and others lied to investors about how bond proceeds would be used to acquire land for the project; falsely claimed that a prominent investment bank was involved in providing additional private financing for the project; falsely claimed that the project was already fully leased to a "Triple A" credit-rated company; and failed to disclose kickbacks to several of the offering participants. Under the terms of the settlement, Mr. Martin neither admitted nor denied the Commission's allegations against him. The Commission's action against Kenneth Martin and the injunction issued by Judge Coughenour were pursuant to Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5. [SEC v. Terry Richard Martin, et al., Civil Action No. C 03-2646 C, USDC, W.D. Wa.] (LR-19814) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-NYSE-2006-53) filed by the New York Stock Exchange relating to the use of the revised Uniform Application for Securities Industry Registration or Transfer (Form U4) and revised Uniform Termination Notice for Securities Industry Registration (Form U5) has become effective under Section 19(b)(3)(A) of the Act. Publication is expected in the Federal Register during the week of August 28. (Rel. 34-54359) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 Brookshire Raw Materials (U.S.) Trust, 888-879-2719 - 0 ($500,000,000.00) Other, (File 333-136879 - Aug. 25) (BR. 08) SB-2 Telanetix,Inc, 6197 CORNERSTONE COURT E, SUITE 108, SAN DIEGO, CA, 92121, 858-362-2250 - 1,476,000 ($2,214,000.00) Equity, (File 333-136887 - Aug. 25) (BR. 11C) S-8 AURIGA LABORATORIES, INC., 4704 HARLAN ST, STE 420, DENVER, CO, 80212, 3038311977 - 0 ($27,854,978.00) Equity, (File 333-136888 - Aug. 25) (BR. 09B) SB-2 MED GEN INC, 7284 W PALMETTO ROAD, SUITE 106, BOCA RATON, FL, 33433, 5617501100 - 300,000,000 ($3,000,000.00) Equity, (File 333-136889 - Aug. 25) (BR. 01B) S-8 CASUAL MALE RETAIL GROUP INC, 555 TURNPIKE STREET, CANTON, MA, 02021, 7818215900 - 0 ($29,050,000.00) Equity, (File 333-136890 - Aug. 25) (BR. 02C) S-8 ISECURETRAC CORP, 4024982734 - 537,375 ($1,171,478.00) Equity, (File 333-136891 - Aug. 25) (BR. 11C) S-8 NETGEAR INC, 4084955316 - 0 ($49,150,089.00) Equity, (File 333-136892 - Aug. 25) (BR. 11A) S-8 ISECURETRAC CORP, 4024982734 - 3,000,000 ($7,005,000.00) Equity, (File 333-136893 - Aug. 25) (BR. 11C) S-8 ISECURETRAC CORP, 4024982734 - 68,878 ($139,822.34) Equity, (File 333-136894 - Aug. 25) (BR. 11C) S-8 NETGEAR INC, 4084955316 - 0 ($5,748,000.00) Equity, (File 333-136895 - Aug. 25) (BR. 11A) S-3 MONMOUTH REAL ESTATE INVESTMENT CORP, 3499 ROUTE 9 N, SUITE 3-C, JUNIPER BUSINESS PLAZA, FREEHOLD, NJ, 07728, 7325779996 - 0 ($100,000,000.00) Equity, (File 333-136896 - Aug. 25) (BR. 08B) SB-2 Ingen Technologies, Inc., 35193 AVENUE A, SUITE C, YUCAIPA, CA, 92399, 800-259-9622 - 49,619,048 ($2,200,000.00) Equity, (File 333-136897 - Aug. 25) (BR. 09) SB-2 EDEN ENERGY CORP, SUITE 1925, 200 BURRARD STREET, VANCOUVER, A1, V6C 3L6, 604.693.0179 - 331,548 ($507,268.44) Equity, (File 333-136898 - Aug. 25) (BR. 04C) S-8 CAMERON INTERNATIONAL CORP, 1333 WEST LOOP SOUTH, STE 1700, HOUSTON, TX, 77027, 7135133322 - 3,500,000 ($172,695,950.00) Equity, (File 333-136900 - Aug. 25) (BR. 04B) S-8 CREE INC, 4600 SILICON DR, DURHAM, NC, 27703, 9193135300 - 191,133 ($3,553,162.47) Equity, (File 333-136902 - Aug. 25) (BR. 10A) S-8 CREE INC, 4600 SILICON DR, DURHAM, NC, 27703, 9193135300 - 2,000,000 ($37,180,000.00) Equity, (File 333-136903 - Aug. 25) (BR. 10A) SB-2 CLEVELAND BIOLABS INC, 11000 CEDAR AVENUE, SUITE 290, CLEVELAND, OH, 44106, 2162292251 - 4,453,601 ($21,274,997.00) Equity, (File 333-136904 - Aug. 25) (BR. 01A) S-4 MIDAMERICAN ENERGY HOLDINGS CO /NEW/, 666 GRAND AVE, PO BOX 657, DES MOINES, IA, 50303-0657, 515-242-4300 - 0 ($1,700,000,000.00) Non-Convertible Debt, (File 333-136905 - Aug. 25) (BR. 02B) S-8 ev3 Inc., 9600 54TH AVENUE NORTH, SUITE 100, PLYMOUTH, MN, 55442-2111, (763) 398-7000 - 0 ($9,577,500.00) Equity, (File 333-136906 - Aug. 25) (BR. 10B) S-8 ev3 Inc., 9600 54TH AVENUE NORTH, SUITE 100, PLYMOUTH, MN, 55442-2111, (763) 398-7000 - 0 ($61,120,000.00) Equity, (File 333-136907 - Aug. 25) (BR. 10B) S-1 HARBOR BUSINESS ACQUISITION CORP., 200 HIGHPOINT DRIVE, SUITE 215, CHALFONT, PA, 18914, 215-822-1550 - 0 ($87,670,100.00) Equity, (File 333-136908 - Aug. 25) (BR. ) S-8 DRS TECHNOLOGIES INC, 3RD FLOOR, 5 SYLVAN WAY, PARSIPPANY, NJ, 07054, 9738981500 - 4,000,000 ($163,140,000.00) Equity, (File 333-136909 - Aug. 25) (BR. 05A) S-3 CRITICAL THERAPEUTICS INC, 60 WESTVIEW STREET, LEXINGTON, MA, 02421, 781-402-5700 - 0 ($40,000,000.00) Equity, (File 333-136910 - Aug. 25) (BR. 01A) S-4 WPS RESOURCES CORP, 700 N ADAMS ST, PO BOX 19001, GREEN BAY, WI, 54307-9001, 9204334901 - 34,000,000 ($1,735,700,000.00) Equity, (File 333-136911 - Aug. 25) (BR. 02B) S-8 QUANTUM CORP /DE/, 1650 TECHNOLOGY DRIVE, SUITE 700, SAN JOSE, CA, 95110, 408 944 4000 - 22,270,297 ($38,428,644.86) Equity, (File 333-136912 - Aug. 25) (BR. 03B) S-1 PHYSICIANS FORMULA HOLDINGS, INC., 1055 WEST 8TH STREET, AZUSA, CA, 91702, 626-334-3395 - 0 ($115,000,000.00) Equity, (File 333-136913 - Aug. 25) (BR. ) SB-2 BOOTHEEL AGRI-ENERGY LLC, P O BOX 102, BELL CITY, MO, 63735, 573-450-7350 - 0 ($110,000,000.00) Equity, (File 333-136915 - Aug. 25) (BR. ) S-8 TVIA INC, 4001 BURTON DRIVE, SANTA CLARA, CA, 95054, 4089828588 - 0 ($22,237,953.52) Equity, (File 333-136917 - Aug. 25) (BR. 10C) N-2 HERCULES TECHNOLOGY GROWTH CAPITAL INC, 525 UNIVERSITY AVE., SUITE 700, PALO ALTO, CA, 94301, 650-798-5164 - 0 ($100,063,177.00) Equity, (File 333-136918 - Aug. 25) (BR. 18) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- @ROAD, INC DE 1.01 08/22/06 360 GLOBAL WINE CO NV 8.01,9.01 08/25/06 8X8 INC /DE/ DE 3.01,9.01 08/24/06 99 CENTS ONLY STORES CA 5.02,9.01 08/22/06 AAON INC NV 2.02,8.01,9.01 07/30/06 ABFC 2006-OPT1 Trust DE 8.01,9.01 08/10/06 Abington Community Bancorp, Inc. PA 8.01,9.01 08/24/06 ACCENTURE LTD 5.02,9.01 08/22/06 ACCENTURE SCA 5.02,9.01 08/22/06 ACCESS NATIONAL CORP VA 8.01,9.01 08/25/06 ACE CASH EXPRESS INC/TX TX 1.01,9.01 08/22/06 ACE Securities Corp. Home Equity Loan DE 9.01 08/25/06 ACTIONVIEW INTERNATIONAL INC NV 1.02,9.01 08/24/06 ADMAX RESOURCES INC. NV 4.01,9.01 08/21/06 ADVANCED CELL TECHNOLOGY, INC. DE 1.01,9.01 08/23/06 AHERN RENTALS INC 1.01,9.01 08/21/06 ALANCO TECHNOLOGIES INC AZ 8.01,9.01 08/24/06 AMCOMP INC /FL DE 3.01,9.01 08/23/06 AMERICAN CAPITAL HOLDINGS INC FL 8.01 08/25/06 American Media Systems Co. NV 5.03,9.01 08/24/06 AMERICAN ORIENTAL BIOENGINEERING INC CO 5.02,5.03,9.01 08/21/06 AMERICAN PHYSICIANS SERVICE GROUP INC TX 1.01 08/25/06 AMERICAN REAL ESTATE PARTNERS L P DE 1.01,2.03,8.01,9.01 08/21/06 AMERICAN TECHNOLOGY CORP /DE/ DE 1.01,1.02,5.02,7.01,8.01,9.01 08/17/06 AMEND ANSOFT CORP PA 2.02,9.01 08/24/06 APPLEBEES INTERNATIONAL INC DE 8.01,9.01 08/25/06 APPLIED DIGITAL SOLUTIONS INC MO 1.01,1.02,2.03,3.02,9.01 08/24/06 ARGON ST, Inc. DE 5.02,9.01 08/23/06 ASTRALIS LTD CO 4.01 08/09/06 AMEND ATLAS AMERICA INC DE 5.02 08/24/06 ATS MEDICAL INC MN 4.01,9.01 08/22/06 Avantogen Oncology, Inc. NV 2.01,9.01 05/26/06 AMEND AVOCENT CORP DE 7.01,9.01 08/24/06 BALCHEM CORP MD 7.01,9.01 08/25/06 BALLY TOTAL FITNESS HOLDING CORP DE 5.02 08/24/06 BANCINSURANCE CORP OH 8.01 08/24/06 BANCSHARES OF FLORIDA INC FL 2.01,7.01 08/25/06 Bear Stearns Asset Backed Securities DE 9.01 08/11/06 Behringer Harvard Opportunity REIT I, MD 2.03,9.01 08/21/06 BELK INC 2.02,9.01 08/23/06 BIOMET INC IN 1.01 08/21/06 BioScrip, Inc. DE 1.01,9.01 08/24/06 BMW VEHICLE OWNER TRUST 2003-A 9.01 08/25/06 BMW Vehicle Owner Trust 2004-A 9.01 08/25/06 BMW Vehicle Owner Trust 2005-A 9.01 08/25/06 BRIGHTEC, INC NV 4.02 08/25/06 CAPITAL ALLIANCE INCOME TRUST REAL ES DE 8.01 08/22/06 CAPSTEAD MORTGAGE CORP MD 7.01,9.01 08/25/06 CARDICA INC DE 5.02,9.01 08/24/06 CARDIODYNAMICS INTERNATIONAL CORP CA 8.01,9.01 08/24/06 CARDIOGENESIS CORP /CA CA 1.01,9.01 08/23/06 Carrington Mortgage Loan Trust, Serie DE 8.01,9.01 08/10/06 CBL & ASSOCIATES PROPERTIES INC DE 1.01,2.03,9.01 08/22/06 CCF HOLDING CO GA 8.01,9.01 08/23/06 CCH II LLC 8.01,9.01 08/25/06 CCO HOLDINGS LLC 8.01,9.01 08/25/06 CDRV Investors, Inc. DE 5.02 08/25/06 CEPHALON INC DE 1.01,9.01 08/23/06 CHARTER COMMUNICATIONS HOLDINGS LLC DE 8.01,9.01 08/25/06 CHARTER COMMUNICATIONS INC /MO/ DE 8.01,9.01 08/25/06 CHINA DIGITAL MEDIA CORP NV 1.01 08/23/06 CHINA MOBILITY SOLUTIONS, INC. (forme FL 4.01,9.01 08/21/06 CHINA PROPERTIES DEVELOPMENTS INC 5.02,9.01 08/22/06 CIPHERGEN BIOSYSTEMS INC DE 3.01,7.01,9.01 08/24/06 CIRCUIT RESEARCH LABS INC AZ 1.01,9.01 08/25/06 Citicorp Mortgage Securities Trust, S DE 9.01 08/25/06 CITIGROUP INC DE 9.01 08/25/06 CITIGROUP INC DE 9.01 08/25/06 CITIZENS & NORTHERN CORP PA 8.01 08/24/06 CITIZENS FIRST BANCORP INC DE 5.02 08/23/06 CLEAR CHOICE FINANCIAL, INC. NV 5.02 08/22/06 CN BANCORP INC MD 1.01 08/21/06 COAST FINANCIAL HOLDINGS INC 5.02,9.01 08/22/06 COASTAL FINANCIAL CORP /DE DE 8.01,9.01 08/24/06 COEUR D ALENE MINES CORP ID 8.01,9.01 08/25/06 COLOMBIA GOLDFIELDS LTD 1.01,3.02,9.01 08/22/06 COMMERCIAL BANKSHARES INC FL 8.01,9.01 08/24/06 Con-way Inc. DE 1.01 08/25/06 CONCORDE CAREER COLLEGES INC DE 8.01 08/25/06 CONNS INC DE 2.02,9.01 08/25/06 CONNS INC DE 1.01,9.01 08/23/06 CORTLAND BANCORP INC OH 2.02 08/25/06 CREE INC NC 1.01,9.01 08/21/06 CROWN PARTNERS INC NV 4.01,9.01 08/18/06 AMEND CTI INDUSTRIES CORP DE 2.02,9.01 08/21/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 08/25/06 CYBERONICS INC DE 1.01,8.01,9.01 08/17/06 DCAP GROUP INC DE 1.01 08/25/06 DELTA & PINE LAND CO DE 8.01,9.01 08/25/06 DELTA & PINE LAND CO DE 1.01,9.01 08/21/06 Diabetic Treatment Centers of America DE 7.01 08/25/06 DUCKWALL ALCO STORES INC KS 1.01,9.01 08/01/06 AMEND DURA AUTOMOTIVE SYSTEMS INC DE 1.01 08/21/06 DYAX CORP DE 1.01,9.01 08/23/06 E PRIME AEROSPACE CORP CO 5.01,5.02 08/25/06 EASYLINK SERVICES CORP DE 3.01,5.03,9.01 08/23/06 EBANK FINANCIAL SERVICES INC GA 3.02 08/21/06 ECOM ECOM COM INC FL 8.01 08/25/06 EDIETS COM INC DE 2.02,9.01 08/14/06 EL PASO ELECTRIC CO /TX/ TX 8.01,9.01 08/25/06 EMPIRE GLOBAL CORP. DE 5.02 08/21/06 EMPIRE GLOBAL CORP. DE 3.02 08/21/06 EMPIRE RESORTS INC DE 8.01,9.01 08/24/06 ENERGY EAST CORP NY 8.01,9.01 08/25/06 Enterprise GP Holdings L.P. DE 8.01,9.01 08/22/06 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 08/22/06 Entertainment Is Us, Inc. DE 4.02,9.01 08/25/06 ENVIROKARE TECH INC NV 5.02,5.03 08/24/06 EQUUS TOTAL RETURN, INC. DE 1.01,2.03,9.01 08/22/06 EXPRESS SCRIPTS INC DE 7.01 08/25/06 EZ EM INC DE 1.01,9.01 08/22/06 FIELDSTONE INVESTMENT CORP 7.01,9.01 08/25/06 FINISH LINE INC /IN/ IN 8.01,9.01 08/24/06 FINOVA GROUP INC DE 7.01 08/24/06 FIREARMS TRAINING SYSTEMS INC DE 1.01,3.03,5.03,8.01,9.01 08/23/06 FIRST AMERICAN CORP CA 1.01 08/24/06 FIRST LITCHFIELD FINANCIAL CORP DE 5.02,9.01 06/29/06 AMEND FNBH BANCORP INC MI 8.01 08/17/06 FOOT LOCKER INC NY 1.01,9.01 08/21/06 FORD MOTOR CO DE 5.02,9.01 08/24/06 FRANKLIN BANK CORP 8.01,9.01 08/22/06 Friendlyway CORP NV 1.01,2.01,3.02,9.01 08/22/06 FUEGO ENTERTAINMENT, INC. NV 5.02,9.01 08/15/06 FUEGO ENTERTAINMENT, INC. NV 2.01,9.01 08/24/06 Fuel Systems Solutions, Inc. DE 5.02 08/23/06 Fuel Systems Solutions, Inc. DE 8.01,9.01 08/23/06 GAMCO INVESTORS, INC. ET AL NY 3.01,9.01 08/22/06 GATEWAY ENERGY CORP/NE DE 1.01,5.02,5.03,9.01 08/22/06 GE Capital Credit Card Master Note Tr DE 8.01,9.01 08/15/06 GENSYM CORP DE 1.01,1.02,9.01 08/25/06 Georgia Exploration, Inc. NV 5.03,9.01 08/23/06 GIBRALTAR INDUSTRIES, INC. DE 1.01,9.01 08/25/06 GIBRALTAR INDUSTRIES, INC. DE 8.01 08/25/06 GNC CORP DE 8.01,9.01 08/24/06 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 1.01,5.02,9.01 08/21/06 GRAPHON CORP/DE DE 8.01,9.01 08/22/06 GREAT PLAINS ETHANOL LLC SD 8.01 08/22/06 GREATER CHINA MEDIA & ENTERTAINMENT C NV 4.01,9.01 08/21/06 Greenpoint Mortgage Funding Trust 200 DE 8.01,9.01 08/25/06 GREENS WORLDWIDE INC AZ 1.01,9.01 08/25/06 AMEND GSAA Home Equity Trust 2006-13 9.01 08/25/06 GSAA Home Equity Trust 2006-14 DE 9.01 08/25/06 GSAMP Trust 2006-HE5 DE 8.01,9.01 08/25/06 GSR Mortgage Loan Trust 2006-8F DE 8.01 08/25/06 GUITAR CENTER INC DE 1.01 08/23/06 Harbin Electric, Inc 1.01,8.01,9.01 08/21/06 HARMONIC INC DE 1.01,9.01 08/21/06 HARRIS INTERACTIVE INC DE 1.01 08/21/06 HAYNES INTERNATIONAL INC DE 1.01 08/21/06 HEALTHTRONICS, INC. GA 1.01,9.01 08/23/06 HEI INC MN 5.03 08/25/06 HEXION SPECIALTY CHEMICALS, INC. NJ 7.01,9.01 08/24/06 HIGHBURY FINANCIAL INC DE 1.01,2.03,9.01 08/21/06 AMEND Honda Auto Receivables 2006-2 Owner T CA 8.01,9.01 08/22/06 HOPFED BANCORP INC DE 7.01,9.01 08/25/06 HOSPIRA INC DE 5.03,9.01 08/23/06 HOSPITALITY PROPERTIES TRUST MD 1.01,2.03,9.01 08/22/06 HRPT PROPERTIES TRUST MD 1.01,2.03,9.01 08/22/06 IKON OFFICE SOLUTIONS INC OH 1.02,8.01,9.01 08/25/06 IMMUNICON CORP 1.01,2.03 08/21/06 IMMUNOTECHNOLOGY CORP DE 4.01,5.02,9.01 08/21/06 IMPCO TECHNOLOGIES INC DE 3.01,3.03,8.01,9.01 08/23/06 INLAND FIBER GROUP LLC DE 1.01,1.03,9.01 08/18/06 AMEND INTER TEL INC AZ 8.01,9.01 08/25/06 INTERPHARM HOLDINGS INC DE 5.02 08/23/06 INYX INC NV 5.02,7.01,9.01 08/24/06 IPALCO ENTERPRISES, INC. IN 8.01,9.01 08/23/06 IPALCO ENTERPRISES, INC. IN 8.01,9.01 08/23/06 JEFFERIES GROUP INC /DE/ DE 1.01,9.01 08/25/06 KAHIKI FOODS INC OH 3.02,8.01 08/23/06 KAISER GROUP HOLDINGS INC DE 4.01,9.01 08/21/06 KB HOME DE 8.01 08/23/06 KIMBERLY CLARK CORP DE 1.01,9.01 08/25/06 L & L FINANCIAL HOLDINGS INC NV 5.02,8.01 08/24/06 LABARGE INC DE 2.02,9.01 07/02/06 LAKE AREA CORN PROCESSORS LLC 2.02,9.01 08/25/06 LAMAR ADVERTISING CO/NEW DE 7.01,9.01 08/24/06 LIBERTY MEDIA CORP 7.01 08/24/06 LIBERTY MEDIA LLC 7.01 08/24/06 LL&E ROYALTY TRUST TX 7.01,9.01 08/25/06 LSB INDUSTRIES INC DE 1.01,9.01 08/24/06 MAGIC COMMUNICATIONS INC DE 1.01,9.01 08/24/06 MASTR Alternative Loan Trust 2006-3 DE 8.01,9.01 08/25/06 AMEND MASTR Asset Securitization Trust 2006 DE 8.01,9.01 08/25/06 AMEND MATRIX BANCORP INC CO 1.01,9.01 08/21/06 MATTSON TECHNOLOGY INC DE 5.02 08/22/06 MAXYGEN INC DE 1.01,9.01 08/24/06 MCDATA CORP DE 2.02,7.01,9.01 08/25/06 MEADWESTVACO CORP DE 1.01 08/22/06 MEDIABAY INC FL 3.01 08/22/06 MEDSOLUTIONS INC TX 1.01,2.01,9.01 08/16/06 METROPOLITAN HEALTH NETWORKS INC FL 4.01,9.01 08/18/06 AMEND MGCC INVESTMENT STRATEGIES INC NV 1.01,2.03,9.01 08/25/06 MICROSOFT CORP WA 5.02,9.01 08/22/06 MICROWAVE FILTER CO INC /NY/ NY 5.02 08/25/06 MIDWEST BANC HOLDINGS INC DE 5.02,7.01,9.01 06/30/06 AMEND MILACRON INC DE 3.01 08/22/06 MORGAN CREEK ENERGY CORP NV 5.02 08/21/06 Morgan Equities Group, Inc. NY 8.01 08/21/06 MULTI FINELINE ELECTRONIX INC 8.01,9.01 08/25/06 NANOSENSORS INC 1.01,8.01,9.01 08/21/06 NATIONAL HEALTHCARE TECHNOLOGY INC CO 4.01,5.02,9.01 07/24/06 AMEND NATIONAL RV HOLDINGS INC DE 5.02,9.01 08/21/06 NATIONWIDE FINANCIAL SERVICES INC/ DE 1.01,9.01 08/21/06 NATURAL HEALTH TRENDS CORP DE 8.01,9.01 08/16/06 NAVISTAR INTERNATIONAL CORP DE 8.01,9.01 08/24/06 NEUROCRINE BIOSCIENCES INC CA 1.01,9.01 08/25/06 NEWELL RUBBERMAID INC DE 1.01,8.01,9.01 08/22/06 NextWave Wireless LLC DE 2.01 08/21/06 NGP Capital Resources CO MD 5.02,9.01 08/25/06 NOBLE INTERNATIONAL, LTD. DE 1.01,9.01 08/22/06 NORTH VALLEY BANCORP CA 8.01,9.01 08/24/06 NOVASTAR RESOURCES LTD. NV 5.02,9.01 08/24/06 Novelis Inc. A6 2.02,9.01 08/25/06 NRG ENERGY, INC. DE 1.01,8.01,9.01 08/23/06 OCEANEERING INTERNATIONAL INC DE 1.01,9.01 08/25/06 ODYSSEY RE HOLDINGS CORP DE 1.01,5.02 08/21/06 ON2 TECHNOLOGIES, INC. DE 1.01,3.02,9.01 08/25/06 ONEOK INC /NEW/ OK 8.01,9.01 08/25/06 Origen Residential Securities, Inc. DE 8.01,9.01 08/25/06 OTTER TAIL CORP MN 1.01,9.01 08/22/06 OURPETS CO CO 1.01,3.02,9.01 08/22/06 PACIFICORP /OR/ OR 5.02 08/24/06 Patient Safety Technologies, Inc DE 1.01,9.01 08/22/06 PAYMENT DATA SYSTEMS INC NV 2.03,9.01 08/21/06 PBS HOLDING, INC NV 7.01 08/23/06 PFSWEB INC DE 3.01 08/25/06 PHILLIPS VAN HEUSEN CORP /DE/ DE 7.01 08/24/06 PHOENIX TECHNOLOGIES LTD DE 1.01,9.01 08/18/06 PINNACLE BANCSHARES INC AL 5.05,9.01 08/23/06 PLAINS ALL AMERICAN PIPELINE LP DE 1.01,9.01 08/25/06 PLANGRAPHICS INC CO 1.01,3.02,5.02,5.03,9.01 08/16/06 PMI GROUP INC DE 1.01 08/21/06 PMI GROUP INC DE 8.01,9.01 08/22/06 PREMIER ENTERTAINMENT BILOXI LLC DE 8.01 08/21/06 Prestige Brands Holdings, Inc. 1.01,7.01,9.01 08/21/06 PROGRESS SOFTWARE CORP /MA MA 8.01,9.01 08/24/06 PS BUSINESS PARKS INC/CA CA 5.02,5.03,9.01 08/24/06 Rackable Systems, Inc. DE 1.01,9.01 08/21/06 RAPTOR PHARMACEUTICALS CORP. DE 3.02 08/24/06 RAYMOND JAMES FINANCIAL INC FL 7.01,9.01 08/25/06 REALTY INCOME CORP MD 1.01,9.01 08/22/06 REWARDS NETWORK INC DE 1.01,9.01 08/24/06 REYNOLDS & REYNOLDS CO OH 9.01 08/07/06 AMEND ROANOKE TECHNOLOGY CORP 4.01 08/25/06 ROKWADER, INC. 1.01,2.03,9.01 08/22/06 RPC INC DE 8.01,9.01 08/25/06 SADDLEBROOK RESORTS INC FL 4.01,9.01 08/10/06 AMEND SAIL 2006-BNC3 DE 8.01 08/25/06 SANDERSON FARMS INC MS 5.02,9.01 08/22/06 SANDS REGENT NV 1.01,8.01 08/23/06 SEMOTUS SOLUTIONS INC NV 3.01,9.01 07/14/06 SEQUENOM INC DE 1.01,5.02,9.01 08/21/06 SES SOLAR INC. 5.03,9.01 08/21/06 Shire plc 8.01,9.01 08/24/06 SIGMATEL INC DE 8.01,9.01 08/25/06 SILVERGRAPH INTERNATIONAL INC NV 2.02,9.01 08/21/06 SIMCLAR INC FL 1.01,2.03,3.01,9.01 08/21/06 SIMPLETECH INC CA 5.02 08/21/06 SKILLSOFT PUBLIC LIMITED CO 2.02,9.01 08/25/06 Smarts Oil & Gas, Inc. NV 5.03,9.01 08/25/06 SOLAR ENERGY LTD DE 4.02 08/24/06 SOUTH JERSEY INDUSTRIES INC NJ 7.01 08/25/06 SOUTH JERSEY INDUSTRIES INC NJ 1.01,2.03,9.01 08/25/06 SOUTHWESTERN PUBLIC SERVICE CO NM 1.01,2.03,9.01 08/23/06 SPECIALIZED HEALTH PRODUCTS INTERNATI DE 9.01 12/05/05 AMEND SPINDLETOP OIL & GAS CO TX 1.01 08/22/06 SRKP 1 INC DE 1.01 08/21/06 STAGE STORES INC NV 5.03 08/24/06 STATER BROS HOLDINGS INC DE 5.02,9.01 08/22/06 STERLING FINANCIAL CORP /WA/ WA 1.01,2.03,9.01 08/21/06 STONE ENERGY CORP DE 8.01,9.01 08/25/06 STRUCTURED PROD TIERS CORP BOND-BCKD DE 8.01,9.01 08/15/06 STRUCTURED PRODUCTS CORP COR TRUST FO DE 8.01,9.01 08/15/06 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 08/15/06 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 08/15/06 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 08/15/06 SyntheMed, Inc. DE 8.01 08/23/06 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,9.01 08/25/06 THQ INC DE 8.01 08/18/06 TIER TECHNOLOGIES INC DE 1.01 08/22/06 TITAN TECHNOLOGIES INC NM 1.01,9.01 08/23/06 TOTAL LUXURY GROUP INC IN 9.01 08/24/06 TRACEGUARD TECHNOLOGIES, INC. 8.01,9.01 08/22/06 TRAMMELL CROW CO DE 7.01,9.01 08/25/06 TRI STATE 1ST BANK INC OH 8.01 08/25/06 TRIPATH IMAGING INC DE 1.01,9.01 08/25/06 ULTRALIFE BATTERIES INC DE 7.01,9.01 08/25/06 UNITED RETAIL GROUP INC/DE DE 1.01 08/25/06 AMEND UNITED STATES CELLULAR CORP DE 2.02,9.01 08/25/06 United States Oil Fund, LP DE 9.01 07/31/06 UNIVERSAL GUARDIAN HOLDINGS INC DE 1.01,5.02 08/21/06 VALENCE TECHNOLOGY INC DE 4.01,9.01 08/21/06 VALERO GP HOLDINGS LLC DE 1.01,9.01 08/22/06 VICAL INC DE 1.01,2.03,9.01 08/23/06 Vincera, Inc. DE 5.02 08/22/06 VISTA GOLD CORP 1.01,9.01 07/06/06 AMEND VIVA INTERNATIONAL INC DE 5.02 08/03/06 VIVA INTERNATIONAL INC DE 1.01,5.02 08/24/06 VMS NATIONAL PROPERTIES JOINT VENTURE IL 1.01,9.01 08/21/06 VWR International, Inc. 5.02 08/25/06 WASHINGTON BANKING CO WA 5.03,9.01 08/24/06 WELLMAN INC DE 5.02 08/21/06 WELLS GARDNER ELECTRONICS CORP IL 1.01 08/21/06 WELLS GARDNER ELECTRONICS CORP IL 1.01,9.01 08/21/06 AMEND Western Refining, Inc. DE 8.01,9.01 08/24/06 WINSTON HOTELS INC NC 8.01,9.01 08/24/06 X RITE INC MI 1.01,9.01 08/22/06 XCEL ENERGY INC MN 1.01,2.03,9.01 08/23/06 XETHANOL CORP CO 5.02 08/21/06 XYBERNAUT CORP DE 7.01,9.01 08/25/06 ZYGO CORP DE 1.01 08/23/06