SEC NEWS DIGEST Issue 2006-164 August 24, 2006 ENFORCEMENT PROCEEDINGS IN THE MATTER OF DENNIS STAAL On August 23, the Commission issued an Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions against Dennis R. Staal. The Order finds that based on the civil injunction entered on Aug. 9, 2006, in SEC v. Stansbury Holdings Corporation, et al., (Civil Action No. 1:06-CV-00088-REB-BNB, Dist. of Colorado) Staal violated Section 17(a) of the Securities Act; Sections 10(b) and 13(b)(5) of the Exchange Act and Rules 10b-5 and 13b2-1 thereunder and that he aided and abetted violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder. Based on the above, the Commission ordered that Staal is suspended from appearing or practicing before the Commission as an accountant. Staal consented to the issuance of the Order without admitting or denying any of the allegations in the civil action. (Rel. 34-54355; AAE Rel. No. 2478; File No. 3-12396) SEC DISMISSES CIVIL ACTION AND ENTERS CEASE-AND-DESIST AND DISGORGEMENT ORDER AGAINST TAMPA INVESTOR RELATIONS CONSULTANT The Commission announced that at its request a federal judge dismissed its pending civil injunctive action against Marc Barhonovich and his company, Equity Advisors, on Jan. 23, 2004. In connection with that dismissal, the SEC entered a cease-and-desist and disgorgement order against Barhonovich and Equity Advisors, to which they consented without admitting or denying the SEC's findings. The cease-and-desist order finds that Barhonovich violated Sections 17(a)(2) and (a)(3) of the Securities Act of 1933 in connection with the preparation and distribution of misleading newsletters touting thinly traded stocks of two public companies whose shares are quoted on the Over-the-Counter Bulletin Board. The cease-and-desist order found that Barhonovich, acting as a consultant for the companies, hired the newsletter writers and paid for the mass faxing, but failed to review the newsletters before they were publicly disseminated. The SEC also ordered Barhonovich to pay disgorgement and prejudgment interest stemming from his sales of stock during the faxing periods. The SEC had sued Barhonovich and Equity Advisors in United States District Court, alleging their actions violated Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5. The District Court Judge subsequently denied the SEC's request for a preliminary injunction against Barhonovich and Equity Advisors, but set trial on the SEC's request for a permanent injunction in September 2004. [SEC v. Paul A. Spray, Thomas E. Loyd, Marc Barhonovich, et al., Case No. 8:02-CV-1613-T26EAJ, M.D. Fla.] (LR-19811) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The International Securities Exchange filed a proposed rule change (SR-ISE-2006-40) and Amendment No. 1 thereto relating to the establishment of the Second Market. Publication is expected in the Federal Register during the week of August 28. (Rel. 34-54340) NYSE Arca filed a proposed rule change (SR-NYSEArca-2006-47) and Amendment No. 1 thereto relating to voluntary withdrawal procedures by listed issuers. Publication is expected in the Federal Register during the week of August 28. (Rel. 34-54348) The American Stock Exchange filed a proposed rule change (SR-Amex- 2006-44) and Amendments No. 1 and 2 relating to the listing and trading of the DB Currency Index Value Fund. Publication is expected in the Federal Register during the week of August 28. (Rel. 34-54351) APPROVAL OF AMENDMENT TO THE INTERMARKET OPTION LINKAGE PLAN Pursuant to Section 11A(a)(3) of the Securities Exchange Act of 1934, the Commission has approved proposed Joint Amendment No. 19 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage submitted by the American Stock Exchange, the Boston Stock Exchange, the Chicago Board Options Exchange, the International Securities Exchange, NYSE Arca and the Philadelphia Stock Exchange (File No. 4-429) to modify the manner in which the fee applicable to new Participants is calculated. Publication is expected in the Federal Register during the week of August 28. (Rel. 34-54343) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NYSE-2005-68) and Amendment No. 1 thereto submitted by the New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC) relating to annual financial statement distribution requirements and Listed Company Manual Sections 103.00, 202.05, 203.00, 203.01, 203.02, 203.03, 204.00 through .33, 303A.14, 313.00, 401.04, and 703.0, and granted accelerated approval of Amendment No. 3 to the proposal. Publication is expected in the Federal Register during the week of August 28. (Rel. 34-54344) APPROVAL OF AMENDMENT TO JOINT-SRO PLAN ESTABLISHING PROCEDURES UNDER RULE 605 OF REGULATION NMS The Commission has issued an order approving an amendment filed by The Nasdaq Stock Exchange to join the national market system plan (4-518) establishing procedures for market centers to follow in making reports available under Rule 605 of Regulation NMS. Publication is expected in the Federal Register during the week of August 28. (Rel. 34-54352) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NYSE-2006-62) filed by the New York Stock Exchange relating to the extension of the pilot program amending Listed Company Manual Section 102.01A has become effective immediately under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of August 28. (Rel. 34-54346) A proposed rule change (SR-CBOE-2006-72) filed by the Chicago Board Options Exchange relating to the extension of the pilot period applicable to CBOE's listing and trading of options on the iShares MSCI Emerging Markets Index Fund has become effective immediately under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of August 28. (Rel. 34-54347) A proposed rule change (SR-NYSE-2006-64) and Amendment No. 1 thereto filed by the New York Stock Exchange to amend Section 102.01 of the Listed Company Manual to reduce its distribution requirements for companies listing common equity securities in connection with an IPO, transfer or quotation has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of August 28. (Rel. 34-54350) A proposed rule change (SR-NASD-2006-090) filed by the National Association of Securities Dealers regarding fees and credits for the NASD/Nasdaq Trade Reporting Facility and to adopt a transaction credit program for securities listed on the Nasdaq Stock Market has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of August 28. (Rel. 34-54353) A proposed rule change (SR-Amex-2006-73) filed by the American Stock Exchange to clarify the applicability of certain rules to securities also listed on the Nasdaq Capital Market and the Nasdaq Global Market has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of August 28. (Rel. 34-54354) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 APA Enterprises, Inc., 2950 NE 84TH LN, BLAINE, MN, 55449, 6127844995 - 750,000 ($982,500.00) Equity, (File 333-136828 - Aug. 23) (BR. 10A) F-6 CHINA WIRELESS TECHNOLOGIES LTD, CENTURY YARD, CRICKET SQUARE, HUTCHINS DRIVE P.O. BOX 2681 GT, GEORGETOWN, E9, 00000, 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-136829 - Aug. 23) (BR. ) S-3 ENGLOBAL CORP, 600 CENTURY PLZ, BLDG 140, HOUSTON, TX, 77073-6033, 2818213200 - 175,000 ($1,263,500.00) Equity, (File 333-136830 - Aug. 23) (BR. 06C) S-3 LIPID SCIENCES INC/, 7068 KOLL CENTER PARKWAY, SUITE 401, PLEASANTON, CA, 94566, 925-249-4000 - 6,878,924 ($10,524,754.00) Equity, (File 333-136831 - Aug. 23) (BR. 01B) S-8 Vyta Corp, 370 SEVENTEENTH STREET, SUITE 3640, DENVER, CO, 80202, 3035921010 - 700,000 ($420,000.00) Equity, (File 333-136832 - Aug. 23) (BR. 01A) S-4 MTR GAMING GROUP INC, ROUTE 2, PO BOX 356, CHESTER, WV, 26034, 3043875712 - 125,000,000 ($125,000,000.00) Other, (File 333-136833 - Aug. 23) (BR. 05B) F-6 CHEUNG KONG HOLDINGS LTD /ADR/, 16 WALL ST, C/O BANKERS TRUST CO, NEW YORK, NY, 10015, 2122502500 - 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-136834 - Aug. 23) (BR. ) S-8 Health Fitness Corp /MN/, 3600 AMERICAN BLVD W., SUITE 560, BLOOMINGTON, MN, 55431, 612-831-6830 - 500,000 ($815,000.00) Equity, (File 333-136835 - Aug. 23) (BR. 05C) S-8 Health Fitness Corp /MN/, 3600 AMERICAN BLVD W., SUITE 560, BLOOMINGTON, MN, 55431, 612-831-6830 - 300,000 ($489,000.00) Equity, (File 333-136837 - Aug. 23) (BR. 05C) S-8 CADENCE FINANCIAL CORP, NBC PLZ, P O BOX 1187, STARKVILLE, MS, 39759, 6013431341 - 750,000 ($15,300,000.00) Equity, (File 333-136838 - Aug. 23) (BR. 07A) S-8 HAEMONETICS CORP, 400 WOOD RD, BRAINTREE, MA, 02184, 7818487100 - 0 ($117,624,715.00) Equity, (File 333-136839 - Aug. 23) (BR. 10B) S-3ASR RENT A CENTER INC DE, 5700 TENNYSON PARKWAY, THIRD FLOOR, PLANO, TX, 75024, 2144192613 - 0 ($14,841,622.00) Equity, (File 333-136840 - Aug. 23) (BR. 06B) S-8 OTTER TAIL CORP, 8664108780 - 0 ($44,122,500.00) Equity, (File 333-136841 - Aug. 23) (BR. 02B) S-3 SMITH & WESSON HOLDING CORP, 2100 ROOSEVELT AVENUE, SPRINGFIELD, MA, 01104, 4137473573 - 15,000,000 ($130,650,000.00) Equity, (File 333-136842 - Aug. 23) (BR. 06C) S-4 SMITH & WESSON HOLDING CORP, 2100 ROOSEVELT AVENUE, SPRINGFIELD, MA, 01104, 4137473573 - 0 ($150,000,000.00) Equity, (File 333-136843 - Aug. 23) (BR. 06C) S-3 CALIFORNIA WATER SERVICE GROUP, 1720 N FIRST ST, C/O CALIFORNIA WATER SERVICE CO, SAN JOSE, CA, 95112, 4083678200 - 0 ($150,000,000.00) Equity, (File 333-136844 - Aug. 23) (BR. 02B) S-8 MOTIENT CORP, 300 KNIGHTSBRIDGE, PKY., LINCOLNSHIRE, IL, 60069, 8474784200 - 10,000,000 ($152,500,000.00) Equity, (File 333-136845 - Aug. 23) (BR. 11C) S-B REPUBLIC OF COLOMBIA, 10 EAST 46TH ST, C/O CONSUL REBUBLIC OF COLOMBIA, NEW YORK, NY, 10017, 0 ($1,314,491,781.00) Unallocated (Universal) Shelf, (File 333-136846 - Aug. 23) (BR. DN) SB-2 China Housing & Land Development, Inc., 6 YOUYI DONG LU, HAN YUAN 4 LOU, XI'AN, SHAANXI PROVINCE, F4, 710054, 86-029-82582632 - 928,835 ($3,312,844.80) Equity, (File 333-136847 - Aug. 23) (BR. 05C) S-3 PROSPERITY BANCSHARES INC, 4295 SAN FELIPE, N/A, HOUSTON, TX, 77027, 7136939300 - 0 ($58,514,884.00) Equity, (File 333-136848 - Aug. 23) (BR. 07B) S-4 TRANSCONTINENTAL GAS PIPE LINE CORP, 2800 POST OAK BLVD, PO BOX 1396, HOUSTON, TX, 77251, 7132152000 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-136849 - Aug. 23) (BR. 02C) SB-2 Royal Spring Water Inc, 14 PICO CRESCENT, THORNHILL ONTARIO, CANADA L4J 8P4, NV, 80137, 9057310189 - 23,630,844 ($57,895,568.00) Equity, (File 333-136850 - Aug. 23) (BR. 09) S-8 COMPUMED INC, 5777 WEST CENTURY BLVD., SUITE 1285, LOS ANGELES, CA, 90045, 310-258-5000 - 2,500,000 ($850,000.00) Equity, (File 333-136851 - Aug. 23) (BR. 03A) S-3 BIOSANTE PHARMACEUTICALS INC, 8474780500 - 5,147,520 ($10,346,515.00) Equity, (File 333-136852 - Aug. 23) (BR. 01C) S-1 ALLIANCE BANCORP INC OF PENNSYLVANIA, 541 LAWRENCE ROAD, BROOMALL, PA, 19008, (610) 353-2900 - 0 ($112,412,500.00) Equity, (File 333-136853 - Aug. 23) (BR. ) S-4 NORTHWEST PIPELINE CORP, 295 CHIPETA WAY, SALT LAKE CITY, UT, 84158-0900, 8015838800 - 0 ($175,000,000.00) Non-Convertible Debt, (File 333-136854 - Aug. 23) (BR. 02A) SB-2 DigitalFX International Inc, 3035 EAST PATRICK LANE, SUITE 9, LAS VEGAS, NV, 89120, 7029389271 - 22,407,352 ($168,055,140.00) Equity, (File 333-136855 - Aug. 23) (BR. 03C) S-3ASR LIBERTY MEDIA CORP, 12300 LIBERTY BOULEVARD, ENGLEWOOD, CO, 80112, 7208755400 - 0 ($0.00) Equity, (File 333-136856 - Aug. 23) (BR. 11C) SB-2 Patients & Physicians, Inc., 432 PARK AVENUE SOUTH, 13TH FLOOR, NEW YORK, NY, 10016, 2123409111 - 0 ($3,412,802.52) Equity, (File 333-136857 - Aug. 23) (BR. 03B) S-3 FAMILYMEDS GROUP, INC., 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032-1968, 8606761222 - 3,854,673 ($15,962,243.00) Equity, (File 333-136858 - Aug. 23) (BR. 09A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ABOVENET INC DE 4.01,9.01 08/17/06 ACCELLENT INC 4.01,9.01 08/17/06 ACCESS INTEGRATED TECHNOLOGIES INC DE 2.03 08/23/06 ADELPHIA COMMUNICATIONS CORP DE 1.02,5.02 08/17/06 ADVANCED CELL TECHNOLOGY, INC. DE 1.01 08/17/06 ALLIANT TECHSYSTEMS INC DE 8.01,9.01 08/23/06 Allis Chalmers Energy Inc. DE 5.02 08/21/06 AMERCO /NV/ NV 1.01,2.03,9.01 08/21/06 AMERICAN CAPITAL HOLDINGS INC FL 8.01 08/23/06 American Home Mortgage Assets Trust 2 DE 9.01 07/28/06 AMERICAN WOODMARK CORP VA 2.02,9.01 08/23/06 AMERUS GROUP CO/IA IA 8.01 08/11/06 AMH Holdings, Inc. DE 1.01,5.02,9.01 08/21/06 ANADIGICS INC DE 8.01 08/23/06 ANESIVA, INC. DE 1.01,9.01 08/17/06 APPLERA CORP DE 1.01 08/17/06 ARK RESTAURANTS CORP NY 8.01,9.01 08/22/06 ARMSTRONG HOLDINGS INC /PA/ PA 8.01,9.01 08/23/06 ARTHROCARE CORP DE 8.01,9.01 08/17/06 ARTISTDIRECT INC DE 2.02,7.01,9.01 08/22/06 ASSOCIATED MATERIALS INC DE 1.01,5.02,9.01 08/21/06 ATMEL CORP DE 5.02,9.01 08/22/06 AURELIO RESOURCE CORP NV 2.01,3.02,5.01,5.02,9.01 08/17/06 AVANEX CORP DE 1.01,5.03 08/17/06 Avantogen Oncology, Inc. NV 1.01,5.02,9.01 08/21/06 AVIALL INC DE 8.01,9.01 08/18/06 AVOCENT CORP DE 7.01,9.01 08/18/06 BA Master Credit Card Trust II 8.01,9.01 08/22/06 BEBE STORES INC CA 2.02,9.01 08/17/06 AMEND BIG SKY ENERGY CORP NV 4.01 05/09/06 AMEND BIOPURE CORP DE 1.01,3.02,8.01,9.01 08/17/06 BLAIR CORP DE 5.02,9.01 08/23/06 BRADLEY PHARMACEUTICALS INC DE 8.01,9.01 08/23/06 BROWN SHOE CO INC NY 2.02,2.05,9.01 08/22/06 CABCO SERIES 2004-1 TRUST (GOLDMAN SA 8.01,9.01 08/15/06 CABCO SERIES 2004-101 TRUST (GOLDMAN 8.01,9.01 08/15/06 CALPINE CORP DE 2.02,7.01,9.01 06/30/06 CAMDEN PROPERTY TRUST TX 5.02 08/21/06 CANGLOBE INTERNATIONAL INC NV 4.01,9.01 08/17/06 CapitalSouth Bancorp DE 2.02,9.01 08/21/06 CAREMARK RX INC DE 1.01,9.01 08/17/06 CD&L INC DE 2.01,9.01 08/17/06 CELADON GROUP INC DE 1.01 08/17/06 CENTERPOINT ENERGY INC 7.01,8.01,9.01 08/23/06 CHAMPION INDUSTRIES INC WV 2.02,9.01 08/23/06 CHANNELL COMMERCIAL CORP DE 5.02 08/22/06 CHARYS HOLDING CO INC 3.01 08/22/06 ChaseFlex Trust Series 2006-2 DE 8.01,9.01 08/23/06 CHICOS FAS INC FL 2.02,9.01 08/23/06 CHINA BAK BATTERY INC NV 2.02,9.01 08/22/06 CHITTENDEN CORP /VT/ VT 7.01,9.01 06/30/06 Citigroup Mortgage Loan Trust 2006-4 1.01,9.01 05/31/06 CITIZENS FINANCIAL CORP /KY/ KY 5.02 08/21/06 CITIZENS FIRST CORP KY 1.01,9.01 08/17/06 COLDWATER CREEK INC DE 2.02,9.01 08/23/06 COLLINS & AIKMAN CORP DE 8.01 08/21/06 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 08/23/06 COMMODORE APPLIED TECHNOLOGIES INC DE 7.01,9.01 08/23/06 CONVERGYS CORP OH 5.02 08/22/06 CORAUTUS GENETICS INC DE 3.02 08/17/06 CORNING NATURAL GAS CORP NY 1.01,7.01,9.01 05/02/06 AMEND Coronado Corp. NV 4.01 07/26/06 AMEND CPI CORP DE 2.02,9.01 08/22/06 CREDIT SUISSE (USA) INC DE 9.01 08/17/06 CRITICAL THERAPEUTICS INC DE 8.01 08/23/06 CYTOKINETICS INC 8.01,9.01 08/23/06 DATA SYSTEMS & SOFTWARE INC DE 8.01,9.01 08/17/06 DATARAM CORP NJ 2.02,8.01,9.01 08/23/06 DECORIZE INC DE 1.01,2.03,9.01 08/17/06 DELTA & PINE LAND CO DE 8.01,9.01 08/23/06 Dermisonics, Inc NV 3.02,9.01 08/16/06 DESIGN WITHIN REACH INC DE 5.02,9.01 08/16/06 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01,9.01 08/23/06 DIRECT INSITE CORP DE 5.02 08/18/06 DIVIDEND CAPITAL TRUST INC MD 2.01,9.01 06/09/06 AMEND DNB FINANCIAL CORP /PA/ PA 8.01,9.01 08/23/06 DOLLAR TREE STORES INC VA 2.02,7.01,9.01 08/23/06 DOUBLE EAGLE PETROLEUM CO MD 7.01,9.01 08/22/06 DSL NET INC DE 1.01,9.01 08/22/06 DUKE REALTY CORP IN 1.01,9.01 08/17/06 DUKE REALTY LIMITED PARTNERSHIP/ IN 1.01,9.01 08/17/06 DYNADAPT SYSTEM INC CO 4.01,9.01 08/23/06 Dynamic Biometric Systems, Inc. NV 1.01,9.01 08/22/06 E ENERGY ADAMS LLC 1.01 08/14/06 EATON VANCE CORP MD 9.01 08/23/06 Echo Healthcare Acquisition Corp. DE 8.01,9.01 03/24/06 AMEND ELEC COMMUNICATIONS CORP NY 7.01,9.01 08/23/06 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 5.02,9.01 08/21/06 ELIZABETH ARDEN INC FL 1.01 08/16/06 ELIZABETH ARDEN INC FL 1.01 08/16/06 AMEND EMERSON ELECTRIC CO MO 7.01 08/23/06 ENTERCOM COMMUNICATIONS CORP PA 1.01 08/18/06 ENUCLEUS INC DE 1.01,5.02,9.01 08/23/06 ENVIRONMENTAL SAFEGUARDS INC/TX NV 8.01,9.01 08/21/06 ENZO BIOCHEM INC NY 8.01,9.01 08/23/06 EPLUS INC DE 3.01,7.01,9.01 08/17/06 EQUITY OFFICE PROPERTIES TRUST MD 8.01,9.01 08/22/06 ERP OPERATING LTD PARTNERSHIP MD 8.01,9.01 08/16/06 ETHANEX ENERGY, INC. NV 8.01,9.01 08/23/06 ev3 Inc. DE 3.01,9.01 08/17/06 EXIDE TECHNOLOGIES DE 1.01,5.03,8.01,9.01 08/18/06 Federal Home Loan Bank of Seattle 7.01 08/23/06 FINISAR CORP DE 1.01 06/06/06 AMEND FIRST BANCORP /NC/ NC 7.01,9.01 08/22/06 FIRST COMMUNITY BANCSHARES INC /NV/ NV 8.01,9.01 08/22/06 FIRST COMMUNITY BANCSHARES INC /NV/ NV 1.01,9.01 08/22/06 FIRST DATA CORP DE 5.04,8.01,9.01 08/22/06 FIRST FEDERAL BANCSHARES OF ARKANSAS TX 8.01,9.01 08/23/06 FIRST MID ILLINOIS BANCSHARES INC DE 8.01 08/22/06 FIRST NATIONAL COMMUNITY BANCORP INC PA 8.01,9.01 08/23/06 FIRST PACTRUST BANCORP INC MD 8.01,9.01 08/23/06 FISCHER IMAGING CORP DE 5.02,9.01 08/21/06 FLIGHT SAFETY TECHNOLOGIES INC NV 8.01,9.01 08/23/06 FLOW INTERNATIONAL CORP WA 8.01 08/16/06 FORD MOTOR CO DE 8.01,9.01 08/18/06 FORD MOTOR CREDIT CO DE 8.01,9.01 08/18/06 FOUNTAIN POWERBOAT INDUSTRIES INC 2.01,2.03,9.01 07/12/06 FRANKLIN CREDIT MANAGEMENT CORP/DE/ DE 5.02 08/17/06 FRANKLIN STREET PROPERTIES CORP /MA/ 2.02,9.01 06/27/06 AMEND FULL HOUSE RESORTS INC DE 1.01 08/17/06 FURIA ORGANIZATION INC /DE/ DE 1.01 08/23/06 GALAXY ENERGY CORP CO 5.02 08/22/06 GE-WMC Asset-Backed Pass-Through Trus 9.01 06/01/06 GE-WMC Asset-Backed Pass-Through Trus 8.01,9.01 08/01/06 GENERAL ELECTRIC CO NY 8.01,9.01 08/23/06 GENWORTH FINANCIAL INC DE 5.02 08/17/06 GL ENERGY & EXPLORATION INC DE 3.01,5.03,9.01 08/17/06 GLACIER BANCORP INC DE 8.01,9.01 08/22/06 GLENBOROUGH REALTY TRUST INC MD 1.01,9.01 08/20/06 GLOBAL PARTNERS LP 8.01,9.01 08/23/06 GMX RESOURCES INC OK 7.01,9.01 08/23/06 GOLDEN EAGLE INTERNATIONAL INC CO 5.02 08/15/06 GOLDEN OVAL EGGS LLC DE 5.02 08/01/06 GTECH HOLDINGS CORP DE 8.01 08/22/06 HENRY JACK & ASSOCIATES INC DE 2.02,9.01 08/22/06 HERBALIFE LTD. E9 8.01,9.01 08/23/06 HERLEY INDUSTRIES INC /NEW DE 4.01,9.01 07/27/06 AMEND HOME SOLUTIONS OF AMERICA INC DE 5.02 08/17/06 House of Taylor Jewelry, Inc. NV 9.01 08/21/06 HSBC PRIVATE LABEL CREDIT CARD MASTER DE 9.01 08/15/06 HURCO COMPANIES INC IN 2.02,9.01 07/31/06 HYDROGEN ENGINE CENTER, INC. NV 9.01 08/22/06 HyperSpace Communications, Inc. CO 8.01 08/17/06 ICON CASH FLOW PARTNERS L P SEVEN DE 8.01,9.01 08/22/06 ICON INCOME FUND EIGHT /DE DE 8.01,9.01 08/22/06 ICON INCOME FUND EIGHT B LP 8.01,9.01 08/22/06 ICON INCOME FUND TEN LLC DE 8.01,9.01 08/22/06 ICON Leasing Fund Eleven, LLC DE 8.01,9.01 08/22/06 ILLUMINA INC DE 1.01,9.01 08/21/06 Inland American Real Estate Trust, In MD 2.01,2.03,9.01 08/17/06 IntelGenx Technologies Corp. DE 4.01,9.01 08/23/06 AMEND Interactive Television Networks NV 8.01 08/08/06 INTERNATIONAL PAPER CO /NEW/ NY 8.01,9.01 08/22/06 INTERNATIONAL SMART SOURCING INC DE 8.01 08/18/06 INTERNET SECURITY SYSTEMS INC/GA DE 1.01,3.03,8.01,9.01 08/23/06 INVERNESS MEDICAL INNOVATIONS INC DE 3.02,8.01,9.01 08/23/06 ION MEDIA NETWORKS INC. DE 1.01 07/27/06 JACLYN INC DE 1.01,8.01,9.01 08/22/06 JDA SOFTWARE GROUP INC DE 5.02 08/18/06 JL HALSEY CORP 1.01,5.02,9.01 08/17/06 JPMAC 2006-CW1 DE 8.01,9.01 08/23/06 AMEND JPMAC 2006-CW2 DE 8.01,9.01 08/23/06 JPMAC 2006-NC2 DE 8.01,9.01 08/23/06 K-FED BANCORP 8.01 08/23/06 KINGS ROAD ENTERTAINMENT INC DE 1.01,3.02,5.02 08/09/06 LAND O LAKES INC 5.02 08/22/06 LENNOX INTERNATIONAL INC DE 1.01,9.01 08/17/06 LIBERTY BANCORP INC MO 8.01,9.01 08/18/06 LIFELINE THERAPEUTICS, INC. CO 2.02,7.01,9.01 08/22/06 LODGENET ENTERTAINMENT CORP DE 1.01,9.01 08/17/06 LONGS DRUG STORES CORP MD 7.01,9.01 08/22/06 LUCENT TECHNOLOGIES INC DE 7.01,9.01 08/23/06 MACROVISION CORP DE 1.01,2.03,3.02,9.01 08/23/06 MARKWEST HYDROCARBON INC DE 1.01,2.03,9.01 08/18/06 MARSH & MCLENNAN COMPANIES, INC. DE 1.01,9.01 08/17/06 Maysia Resources CORP 1.01,9.01 08/14/06 Maysia Resources CORP 4.01 08/21/06 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/08/06 MET PRO CORP PA 2.02,9.01 07/31/06 METALDYNE CORP DE 1.01,2.03,9.01 08/18/06 METRIS MASTER TRUST DE 9.01 08/21/06 MICHAELS STORES INC DE 2.02,9.01 08/23/06 MICROISLET INC NV 8.01 08/23/06 MINRAD INTERNATIONAL, INC. 1.01,9.01 08/17/06 MIRACOR DIAGNOSTICS INC UT 5.02,9.01 08/22/06 MISSISSIPPI POWER CO MS 2.03 08/21/06 MONARCH SERVICES INC MD 1.01,2.01,9.01 08/18/06 MORGAN BEAUMONT, INC. NV 4.02 08/22/06 MOSAIC CO 1.01,3.03,5.03,9.01 08/17/06 MRS FIELDS FAMOUS BRANDS LLC DE 1.01 08/21/06 NATIONAL SEMICONDUCTOR CORP DE 8.01,9.01 08/22/06 NATUS MEDICAL INC DE 8.01,9.01 08/23/06 NEOPHARM INC DE 1.01,9.01 08/21/06 NEW YORK HEALTH CARE INC NY 1.02 08/21/06 NewGen Technologies, Inc NV 2.02,9.01 08/22/06 Nomura Asset Acceptance Corporation, DE 2.01,9.01 07/28/06 NORDSON CORP OH 2.02,9.01 08/23/06 NORTH FORK BANCORPORATION INC DE 8.01,9.01 08/22/06 NOVASTAR FINANCIAL INC MD 5.04,9.01 08/18/06 NU SKIN ENTERPRISES INC DE 1.01,2.03,9.01 08/22/06 NYMAGIC INC NY 1.01,9.01 08/18/06 OMNIVISION TECHNOLOGIES INC DE 1.01 08/17/06 ONEOK INC /NEW/ OK 7.01,9.01 08/23/06 ONEOK Partners LP DE 7.01,9.01 08/23/06 ORACLE CORP 5.02 08/18/06 ORCHID CELLMARK INC 5.02 08/23/06 OUTDOOR CHANNEL HOLDINGS INC 8.01 08/23/06 OWENS CORNING DE 8.01,9.01 08/17/06 PARLUX FRAGRANCES INC DE 3.01,9.01 08/17/06 PATRIOT NATIONAL BANCORP INC CT 8.01,9.01 08/23/06 PAYLESS SHOESOURCE INC /DE/ DE 2.02,7.01,9.01 08/23/06 PBSJ CORP /FL/ FL 8.01 07/24/06 PEETS COFFEE & TEA INC WA 5.02,9.01 08/22/06 PHILLIPS VAN HEUSEN CORP /DE/ DE 2.02,9.01 08/23/06 PINNACLE AIRLINES CORP DE 8.01 08/22/06 PLAINS ALL AMERICAN PIPELINE LP DE 1.01,9.01 08/17/06 PONY EXPRESS USA INC NV 1.01,3.02,5.01,5.02,8.01 08/07/06 POPE RESOURCES LTD PARTNERSHIP DE 8.01,9.01 08/23/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 08/18/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 08/18/06 PRINTRONIX INC DE 8.01,9.01 08/23/06 Probe Manufacturing Inc NV 1.01,8.01 08/10/06 PROLOGIS MD 1.01,2.03,9.01 08/21/06 PUBLIC STORAGE INC /CA CA 2.01,5.02,5.03,8.01,9.01 08/22/06 PYRAMID OIL CO CA 8.01 08/15/06 QC Holdings, Inc. KS 8.01,9.01 08/23/06 RADNOR HOLDINGS CORP DE 1.01,1.03,2.04,8.01,9.01 08/17/06 Real Mex Restaurants, Inc. DE 1.01,3.02,5.01,5.02,8.01,9.01 08/17/06 REALOGY CORP DE 1.01,7.01,9.01 08/23/06 RED HAT INC DE 1.01,9.01 08/17/06 REGIS CORP MN 2.02,9.01 08/23/06 RELM WIRELESS CORP NV 5.02,9.01 08/17/06 Ridgewood Energy O Fund LLC 4.02 08/09/06 AMEND SALTON INC DE 3.01,9.01 08/21/06 SBE INC DE 1.02 08/21/06 SCIENCE APPLICATIONS INTERNATIONAL CO DE 8.01,9.01 08/23/06 SENECA FOODS CORP /NY/ NY 1.01,2.01,2.03,3.02,5.03,9.01 08/18/06 SERVICE 1ST BANCORP CA 2.03,9.01 08/23/06 SHAW GROUP INC LA 5.02 08/17/06 SHINECO, INC. 5.02,8.01 08/22/06 SM&A CA 1.01,9.01 08/22/06 SMITHFIELD FOODS INC VA 2.02,9.01 08/23/06 SOLUTIA INC DE 1.01,2.01,7.01 08/23/06 SRA INTERNATIONAL INC DE 5.02,9.01 08/17/06 SRKP 1 INC DE 5.02 08/18/06 SRKP 2 INC DE 5.02 08/18/06 SRKP 3, INC DE 5.02 08/18/06 State National Bancshares, Inc. TX 1.01,9.01 08/17/06 SUPERTEL HOSPITALITY INC VA 1.01,2.01,2.03,9.01 08/17/06 SYNOVIS LIFE TECHNOLOGIES INC MN 2.02,9.01 08/23/06 TALX CORP MO 1.01,9.01 08/22/06 TAM of Henderson, Inc. NV 5.03,9.01 08/21/06 TARRAGON CORP NV 3.01,4.02 08/17/06 TEAM FINANCIAL INC /KS KS 1.02,2.04 08/18/06 TECH DATA CORP FL 2.02,9.01 08/23/06 TELOS CORP MD 5.02 08/17/06 TELOS CORP MD 5.02,9.01 08/22/06 TENNECO INC DE 1.01,8.01,9.01 08/18/06 TEXOLA ENERGY CORP NV 7.01,9.01 08/22/06 Thomas Equipment, Inc. DE 3.01 08/22/06 Thomas Equipment, Inc. DE 2.04 08/17/06 AMEND TORRENT ENERGY CORP CO 5.02,9.01 08/21/06 TRIAD INDUSTRIES INC NV 9.01 06/09/06 AMEND TWEEN BRANDS, INC. DE 1.01 08/17/06 TXU CORP /TX/ TX 1.01 08/17/06 UNITED DOMINION REALTY TRUST INC MD 7.01,9.01 08/23/06 UNITY WIRELESS CORP DE 9.01 08/23/06 UNITY WIRELESS CORP DE 2.01,5.02,9.01 08/23/06 UNIVEST CORP OF PENNSYLVANIA PA 8.01,9.01 08/23/06 US GEOTHERMAL INC DE 9.01 08/09/06 USAA Auto Owner Trust 2006-3 8.01,9.01 08/22/06 UTEK CORP 8.01,9.01 08/18/06 VELOCITY EXPRESS CORP DE 1.01,2.01,3.02,8.01,9.01 08/17/06 VERIZON COMMUNICATIONS INC DE 3.01 08/21/06 VIASPACE Inc. NV 8.01,9.01 08/23/06 VIASYSTEMS INC DE 1.01,2.03,9.01 08/17/06 VICORP RESTAURANTS INC CO 2.02,9.01 08/23/06 VIRAGEN INC DE 1.01,9.01 08/18/06 VIRAGEN INTERNATIONAL INC DE 1.01,2.03,3.02,5.03,9.01 08/18/06 VITACUBE SYSTEMS HOLDINGS INC NV 8.01,9.01 06/07/06 VOICE DIARY INC DE 5.02 08/22/06 VOICE DIARY INC DE 2.01 06/20/06 Volkswagen Auto Lease Trust 2004-A DE 8.01,9.01 08/21/06 AMEND VORNADO REALTY LP DE 3.02,5.03,9.01 08/17/06 VORNADO REALTY TRUST MD 5.03,9.01 08/17/06 W HOLDING CO INC PR 8.01,9.01 08/14/06 WELLCO ENTERPRISES INC NC 5.02,8.01 08/22/06 WESTERN GAS RESOURCES INC DE 8.01,9.01 08/23/06 WEYERHAEUSER CO WA 1.01,9.01 08/23/06 WILLBROS GROUP INC R1 1.01,9.01 08/18/06 WITS BASIN PRECIOUS MINERALS INC MN 1.01,9.01 08/18/06 WORTHINGTON INDUSTRIES INC OH 1.01,9.01 08/23/06 WYNN RESORTS LTD 1.01 08/23/06 YAHOO INC DE 8.01 08/18/06