SEC NEWS DIGEST Issue 2006-162 August 22, 2006 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - TUESDAY, AUGUST 29, 2006 - 10:00 A.M. The subject matter of the closed meeting scheduled for Tuesday, August 29, will be: Formal orders of investigation; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; an Adjudicatory matter; Requests for information in an investigative file; Litigation matter; and Other matters related to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS IN THE MATTER OF IN JORDAN SHAMAH An Administrative Law Judge has issued an Order Making Findings and Imposing Remedial Sanction by Default (Default Order) in Jordan I. Shamah. The Order Instituting Proceedings (OIP) alleged that a final judgment was entered by consent against Respondent Jordan I. Shamah (Shamah) permanently enjoining him from future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Rule 102 of Regulation M. SEC v. Napolitano, Civ. No. 9:99-CV-04807 (E.D.N.Y. 2003). The OIP also alleged that, on July 15, 2003, Shamah pleaded guilty to one count of conspiracy to commit securities fraud in violation of Title 18, United States Code, Section 3. U.S. v. Shamah, Cr. No. CR 99-755 (E.D.N.Y. 2003). The Default Order finds these allegations to be true and bars Shamah from participating in any offering of penny stock. (Rel. 34-54341; File No. 3-12353) COURT ENTERS FINAL JUDGMENT BY CONSENT AGAINST KRISTJAN LEPIK The Commission announced that on Aug. 17, 2006, Judge Robert W. Sweet of the U.S. District Court for the Southern District of New York entered a Final Judgment against Kristjan Lepik, a defendant in a fraud action filed by the Commission on Nov. 1, 2005. The Commission brought its action against Lepik, a citizen and resident of Estonia, Lohmus Haavel & Viisemann (LHV), an Estonian financial services firm in which Lepik was a partner, and Oliver Peek, an employee of LHV who also is a citizen and resident of Estonia. In its complaint the Commission alleged that the defendants conducted a fraudulent scheme involving the electronic theft and trading in advance of more than 360 confidential, non-public press releases issued by more than 200 U.S. public companies. The Commission alleged that the defendants illegally traded on confidential, non-public information fraudulently stolen from the website of Business Wire, a leading commercial disseminator of news releases and regulatory filings for companies and groups throughout the world, and since January 2005 made at least $7.8 million in illegal profits. The complaint also alleges that the defendants engaged in similar conduct in connection with other disseminators of information. Without admitting or denying the allegations in the Commission's complaint, Lepik consented to a Final Judgment permanently enjoining him from violating Section 10(b) of the Securities Exchange Act of 1934 and rule 10b-5 thereunder. The Final Judgment also orders Lepik to pay disgorgement in the amount of $551,958, representing his share of the illegal profits from the alleged scheme, together with prejudgment interest of $10,181. Lepik was also ordered to pay a civil penalty of $15,000. The amount of Lepik's civil penalty was determined, in part, based on his level of cooperation with the Commission and on his financial condition, as represented in his sworn representations and other documents and information submitted to the Commission. [SEC v. Lohmus Haavel & Viisemann, et al., Civil Action No. 05-9259-RWS, USDC, SDNY)] (LR-19810) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2006-43) and Amendment Nos. 1 and 2 thereto relating to the Exchange's new equity trading system, XLE. Publication of the proposal is expected in the Federal Register during the week of August 21. (Rel. 34-54329) The Chicago Board Options Exchange filed a proposed rule change (SR- CBOE-2006-70) to adopt rules relating to Regulation NMS. Publication of the proposal is expected in the Federal Register during the week of August 21. (Rel. 34-54332) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 LENNAR CORP /NEW/, 700 NW 107TH AVENUE, SUITE 400, MIAMI, FL, 33172, 3055594000 - 250,000,000 ($250,000,000.00) Non-Convertible Debt, (File 333-136750 - Aug. 21) (BR. 06A) S-4 LENNAR CORP /NEW/, 700 NW 107TH AVENUE, SUITE 400, MIAMI, FL, 33172, 3055594000 - 250,000,000 ($250,000,000.00) Non-Convertible Debt, (File 333-136752 - Aug. 21) (BR. 06A) S-8 GOLDEN PHOENIX MINERALS INC /MN/, 1675 E. PRATER WAY,, SUITE 102, SPARKS, NV, 89434, 7758534919 - 500,000 ($161,500.00) Equity, (File 333-136753 - Aug. 21) (BR. 04C) S-3 APPLICA INC, 5980 MIAMI LAKES DR, MIAMI LAKES, FL, 33014, 3053622611 - 102,951 ($503,430.39) Equity, (File 333-136754 - Aug. 21) (BR. 11C) SB-2 CIGMA METALS CORP, PO BOX 73529, 1014 ROBSON STREET, VANCOUVER, BC CANADA, V6E 4L9, A1, 00000, 604-687-4432 - 8,000,000 ($8,400,000.00) Equity, (File 333-136755 - Aug. 21) (BR. 04A) S-4 Viacom Inc., 1515 BROADWAY, NEW YORK, NY, 10036, (212) 258-6000 - 5,500,000,000 ($5,500,000,000.00) Non-Convertible Debt, (File 333-136756 - Aug. 21) (BR. 11B) SB-2 INNOVA HOLDINGS, 17105 SAN CARLOS BOULEVARD, SUITE A6151, FORT MEYERS, FL, 33931, 2392784111 - 75,000,000 ($1,800,000.00) Equity, (File 333-136772 - Aug. 21) (BR. 03A) S-1 VONAGE HOLDINGS CORP, 23 MAIN STREET, HOLMDEL, NJ, 07733, 732-528-2600 - 17,834,898 ($116,461,884.00) Equity, (File 333-136773 - Aug. 21) (BR. 11B) S-3 COHEN & STEERS INC, 280 PARK AVENUE 10TH FLOOR, NEW YORK, NY, 10017, 212 832 3232 - 16,895,600 ($439,285,600.00) Equity, (File 333-136774 - Aug. 21) (BR. 07B) S-8 JONES FINANCIAL COMPANIES LP LLP, 12555 MANCHESTER, ST LOUIS, MO, 63131, 3148512000 - 325,000 ($325,000,000.00) Limited Partnership Interests, (File 333-136775 - Aug. 21) (BR. 07C) S-8 SCORES HOLDING CO INC, 150 EAST 58TH STREET, SUITE, NEW YORK, NY, 10022, 212-421-8480 - 7,693,000 ($111,548.50) Equity, (File 333-136777 - Aug. 21) (BR. 05C) S-1 CARRIZO OIL & GAS INC, 1000 LOUISIANA STREET, SUITE 1500, HOUSTON, TX, 77002, 7133281000 - 4,953,571 ($137,461,595.25) Equity, (File 333-136778 - Aug. 21) (BR. 04C) S-3 AEP TEXAS CENTRAL CO, 1 RIVERSIDE PLAZA, COLUMBUS, OH, 43215, 614-716-2663 - 1,747,975,174 ($1,747,975,174.00) Non-Convertible Debt, (File 333-136787 - Aug. 21) (BR. 02B) S-3ASR DUQUESNE LIGHT HOLDINGS INC, 411 SEVENTH AVE, PITTSBURGH, PA, 152190, 4123936000 - 8,836,232 ($172,218,161.68) Equity, (File 333-136788 - Aug. 21) (BR. 02B) S-8 RAM Holdings Ltd., RAM RE HOUSE, 46 REID STREET, HAMILTON, D0, HM 12, (441) 298-2116 - 3,190,000 ($38,662,800.00) Equity, (File 333-136789 - Aug. 21) (BR. 01A) SB-2 National Investment Managers Inc., 830 THIRD AVENUE, 14TH FLOOR, NEW YORK, NY, 10022, 212-355-1547 - 44,610,541 ($13,383,162.24) Equity, (File 333-136790 - Aug. 21) (BR. 07C) SB-2 CONVENTION ALL HOLDINGS INC, 1157 TABORLAKE WALK, LEXINGTON, KY, 40502, 859 268 8992 - 457,600 ($45,760.00) Equity, (File 333-136791 - Aug. 21) (BR. ) S-3 KITTY HAWK INC, P O BOX 612787, 1515 W 20TH ST, DALLAS/FT WORTH INTN, TX, 75261, 9724562200 - 1,773,818 ($727,265.38) Equity, (File 333-136792 - Aug. 21) (BR. 05B) S-8 MEGOLA INC, 446 LYNDOCK, SUITE 102, CORUNNA, A6, N0N 1G0, 519-481-0628 - 10,500,000 ($420,000.00) Equity, (File 333-136793 - Aug. 21) (BR. 11C) S-3 JAVELIN PHARMACEUTICALS, INC, 130 WEST 42ND STREET, NEW YORK, NY, 10036, 2125544550 - 3,995,629 ($15,303,259.00) Equity, (File 333-136794 - Aug. 21) (BR. 01A) S-4 PLANAR SYSTEMS INC, 1400 NORTHWEST COMPTON DR, BEAVERTON, OR, 97008, 5036901100 - 0 ($1.00) Other, (File 333-136795 - Aug. 21) (BR. 10C) S-3ASR NABORS INDUSTRIES INC, 515 W GREEN RD STE 1200, HOUSTON, TX, 77067, 2818740035 - 0 ($2,750,000,000.00) Debt Convertible into Equity, (File 333-136797 - Aug. 21) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------------------- ACCEPTANCE INSURANCE COMPANIES INC DE 5.03,8.01,9.01 07/31/06 ACTION PRODUCTS INTERNATIONAL INC FL 5.02,9.01 08/17/06 Ad.Venture Partners, Inc. DE 4.02 08/18/06 ADEPT TECHNOLOGY INC CA 1.01,9.01 08/15/06 AGA RESOURCES, INC. NV 5.02,8.01 08/17/06 AIR PRODUCTS & CHEMICALS INC /DE/ DE 7.01,9.01 08/21/06 ALLIANCE BANKSHARES CORP 2.02,9.01 08/21/06 ALLIED DEFENSE GROUP INC DE 2.02,4.02,9.01 08/15/06 Altus Pharmaceuticals Inc. DE 1.01,9.01 08/15/06 AMERICAN EAGLE OUTFITTERS INC DE 2.02,7.01,9.01 08/15/06 AMERICAN EDUCATION CORP NV 8.01,9.01 08/21/06 AMERICAN MEDIA OPERATIONS INC DE 1.01,9.01 08/18/06 AMERICAN MORTGAGE ACCEPTANCE CO MA 1.01,2.01,7.01,9.01 08/15/06 AMERICAN POWER CONVERSION CORPORATION MA 1.01,5.01,9.01 08/15/06 AMERICREDIT CORP TX 1.01,9.01 08/21/06 AMERIGAS PARTNERS LP DE 1.01 08/17/06 AMERIGROUP CORP 1.01 08/15/06 AMISTAR CORP CA 2.02,9.01 08/18/06 AMS HEALTH SCIENCES INC OK 8.01,9.01 07/29/06 ANGIODYNAMICS INC DE 1.01,9.01 08/15/06 ANTS SOFTWARE INC DE 1.01 08/16/06 ARBINET THEXCHANGE INC DE 7.01,9.01 08/21/06 Armor Electric, Inc. 1.01,9.01 04/27/04 AMEND ASHLAND INC. KY 1.01,8.01 08/18/06 ASHLAND INC. KY 7.01 08/21/06 ASHLAND INC. KY 7.01 08/21/06 AUTOLIV INC DE 5.02 08/21/06 AVISTA CORP WA 5.03,9.01 08/16/06 BANK ONE AUTO SECURITIZATION TRUST 20 DE 8.01,9.01 08/21/06 BARRY R G CORP /OH/ OH 8.01,9.01 08/15/06 BIG LOTS INC OH 1.01,2.02,2.03,5.02,7.01,9.01 08/15/06 BIO SOLUTIONS MANUFACTURING, INC. NY 4.01,9.01 08/21/06 AMEND BioMed Realty Trust Inc MD 8.01,9.01 08/16/06 BioScrip, Inc. DE 1.01,9.01 08/17/06 BORLAND SOFTWARE CORP DE 1.01,5.02,9.01 08/14/06 BRADLEY PHARMACEUTICALS INC DE 5.02 08/17/06 BRE PROPERTIES INC /MD/ MD 1.01,2.03,3.02,8.01,9.01 08/09/06 Bridge Capital Holdings CA 2.02,9.01 08/21/06 BRINKER INTERNATIONAL INC DE 1.01 08/15/06 BUCA INC /MN MN 9.01 08/14/06 AMEND C H ROBINSON WORLDWIDE INC DE 8.01,9.01 08/18/06 CA, INC. DE 1.01,2.01,2.03,9.01 08/15/06 CABLEVISION SYSTEMS CORP /NY DE 7.01,9.01 08/21/06 CAMPBELL SOUP CO NJ 2.01,8.01,9.01 08/15/06 CANDELA CORP /DE/ DE 2.02,9.01 08/21/06 CANWEST PETROLEUM CORP 1.01,8.01,9.01 08/15/06 CAPITAL SENIOR LIVING CORP DE 7.01,9.01 08/21/06 CARAUSTAR INDUSTRIES INC NC 2.06 08/16/06 CARDINAL COMMUNICATIONS, INC NV 1.01,9.01 08/15/06 CARDIOGENESIS CORP /CA CA 2.02,9.01 08/21/06 CARMIKE CINEMAS INC DE 1.01,9.01 08/15/06 CARRIZO OIL & GAS INC TX 7.01 08/21/06 CB RICHARD ELLIS GROUP INC DE 7.01,9.01 08/21/06 CENTRA FINANCIAL HOLDINGS INC WV 5.03 07/20/06 CENTRAL VERMONT PUBLIC SERVICE CORP VT 8.01 08/15/06 CHAMPION PARTS INC IL 2.02,9.01 07/02/06 CHART INDUSTRIES INC DE 7.01,9.01 08/18/06 CHARTERMAC DE 1.01,2.01,2.03,3.02, 08/15/06 5.02,7.01,9.01 CHEESECAKE FACTORY INCORPORATED DE 2.02,3.01,8.01,9.01 08/15/06 CHINA BAK BATTERY INC NV 4.02,9.01 08/21/06 CHL Mortgage Pass-Through Trust 2006- 8.01,9.01 08/21/06 CINTAS CORP WA 1.01,9.01 08/17/06 CIT GROUP INC DE 8.01,9.01 08/16/06 CNL Hotels & Resorts, Inc. MD 2.02,9.01 08/21/06 COLLECTORS UNIVERSE INC DE 7.01,9.01 08/21/06 COMMUNITY TRUST BANCORP INC /KY/ KY 7.01,9.01 06/30/06 CONSOLIDATED CONTAINER CO LLC DE 1.01 08/15/06 CONTINENTAL MATERIALS CORP DE 2.02,8.01,9.01 08/16/06 COOPERATIVE BANKSHARES INC NC 7.01,9.01 08/21/06 CORNING NATURAL GAS CORP NY 1.01,8.01,9.01 08/18/06 CRAWFORD & CO GA 1.01,9.01 08/18/06 CRESCENT FINANCIAL CORP NC 7.01,9.01 08/21/06 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 08/21/06 DEBT RESOLVE INC DE 5.02,9.01 08/14/06 AMEND Deja Foods Inc 1.03,5.02 08/09/06 DELTA & PINE LAND CO DE 8.01,9.01 08/21/06 DELTA APPAREL INC GA 1.01,9.01 08/17/06 DESIGN WITHIN REACH INC DE 3.01,9.01 08/17/06 DIGITAL LIFESTYLES GROUP INC DE 8.01,9.01 08/21/06 Digital Realty Trust, Inc. MD 1.01,2.03,3.02,9.01 08/15/06 DIGUANG INTERNATIONAL DEVELOPMENT CO. NV 7.01,9.01 08/21/06 DIVIDEND CAPITAL TRUST INC MD 2.02,8.01,9.01 08/16/06 DORAL FINANCIAL CORP PR 5.02,7.01,8.01,9.01 08/15/06 DPL INC OH 8.01,9.01 08/17/06 DUSKA THERAPEUTICS, INC. NV 1.01,2.03,3.02,9.01 08/15/06 EAST KANSAS AGRI ENERGY LLC KS 2.02,9.01 08/18/06 Echo Healthcare Acquisition Corp. DE 4.02 08/21/06 EDULINK INC NV 1.01,2.03,3.02,9.01 08/16/06 ELECTRONIC GAME CARD INC NV 4.01,9.01 08/15/06 ELITE PHARMACEUTICALS INC /DE/ DE 8.01,9.01 08/16/06 Emrise CORP DE 1.01,1.02,5.02,8.01,9.01 08/18/06 EVANS BOB FARMS INC DE 2.02,9.01 08/21/06 FAMILY DOLLAR STORES INC DE 1.01,5.02,7.01,9.01 08/17/06 FERRO CORP OH 2.04 08/16/06 FERRO CORP OH 1.01,9.01 08/17/06 FIFTH THIRD AUTO TRUST 2004-A 8.01,9.01 08/21/06 FIRST ALBANY COMPANIES INC NY 1.01 08/15/06 FIRST FINANCIAL BANCORP /OH/ OH 8.01 08/18/06 FIRST MARBLEHEAD CORP 1.01,9.01 08/15/06 FIRSTENERGY CORP OH 8.01 08/18/06 FMC CORP DE 7.01,9.01 08/21/06 FMC CORP DE 7.01,9.01 08/18/06 FRANKLIN CREDIT MANAGEMENT CORP/DE/ DE 8.01,9.01 08/21/06 FREMONT MORTGAGE SECURITIES CORP DE 8.01,9.01 08/03/06 FREZER, INC. NV 9.01 08/07/06 AMEND FROZEN FOOD EXPRESS INDUSTRIES INC TX 1.01,9.01 08/18/06 FUEL TECH N V 4.01,9.01 08/15/06 FUSION TELECOMMUNICATIONS INTERNATION 8.01,9.01 08/21/06 G REIT INC MD 7.01,9.01 08/21/06 GALAXY NUTRITIONAL FOODS INC DE 1.01,8.01,9.01 08/17/06 GASCO ENERGY INC NV 7.01,9.01 08/21/06 GENESEE CORP NY 7.01,9.01 08/21/06 GENESIS HEALTHCARE CORP PA 1.01 08/18/06 GENTA INC DE/ DE 8.01,9.01 08/18/06 GENUINE PARTS CO GA 8.01,9.01 08/21/06 GIGABEAM CORP DE 1.01,3.02,5.03,9.01 06/30/06 GLENBOROUGH REALTY TRUST INC MD 8.01,9.01 08/21/06 GLOBAL CROSSING LTD 1.01,9.01 08/15/06 GLOBAL PARTNERS LP 1.01,9.01 08/17/06 GRAN TIERRA ENERGY, INC. NV 2.01,9.01 06/15/06 AMEND GREATER COMMUNITY BANCORP NJ 5.02,9.01 08/15/06 GROUP 1 AUTOMOTIVE INC DE 8.01,9.01 08/17/06 HARRIS INTERACTIVE INC DE 1.01,2.03,9.01 08/15/06 HARTFORD LIFE INSURANCE CO CT 9.01 08/21/06 HARVEST NATURAL RESOURCES, INC. DE 1.01 08/21/06 HCA INC/TN DE 8.01,9.01 08/18/06 HEPALIFE TECHNOLOGIES INC FL 7.01,9.01 08/15/06 HERTZ CORP DE 1.01,1.02,8.01,9.01 08/15/06 HSI Asset Securitization CORP Trust 2 8.01 08/04/06 HUGOTON ROYALTY TRUST TX 2.02,9.01 08/21/06 HUSKER AG LLC NE 8.01,9.01 08/16/06 IHOP CORP DE 8.01,9.01 08/21/06 ILX RESORTS INC AZ 7.01,9.01 08/21/06 IMAX CORP A6 5.02,9.01 08/21/06 IMMUNE RESPONSE CORP DE 2.02,9.01 08/15/06 IMMUNE RESPONSE CORP DE 3.02 08/15/06 INDUSTRIAL ELECTRIC SERVICES INC 1.01,9.01 08/17/06 INDUSTRIAL MINERALS INC 5.02 08/16/06 INFOCUS CORP OR 8.01,9.01 08/21/06 INNOSPEC INC. DE 8.01,9.01 08/18/06 INTERACTIVE MOTORSPORTS & ENTERTAINME IN 4.02 08/21/06 INTERLEUKIN GENETICS INC DE 1.01,2.01,3.02,5.02,9.01 08/17/06 INTERNATIONAL BARRIER TECHNOLOGY INC/ 8.01,9.01 08/15/06 INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 08/17/06 INX Inc DE 2.02,9.01 08/18/06 INX Inc DE 2.02,7.01,9.01 08/21/06 IPAYMENT INC DE 2.02,9.01 08/15/06 AMEND ISCO INTERNATIONAL INC DE 7.01,9.01 08/21/06 ISCO INTERNATIONAL INC DE 7.01,9.01 08/21/06 ISLANDS BANCORP SC 1.01,8.01,9.01 08/15/06 ITERIS, INC. DE 1.01,2.03,9.01 08/15/06 IWT TESORO CORP NV 1.01,9.01 08/25/05 AMEND J P MORGAN CHASE & CO DE 9.01 08/17/06 Juniper Partners Acquisition Corp. DE 1.01,5.01,7.01,9.01 08/15/06 K2 INC DE 1.01,5.02,9.01 08/15/06 KENSEY NASH CORP DE 2.02,9.01 08/21/06 KNOBIAS, INC. DE 4.02 06/30/06 L 3 COMMUNICATIONS HOLDINGS INC DE 1.01 08/15/06 LA-Z-BOY INC MI 1.01,5.03,9.01 08/16/06 LAM RESEARCH CORP DE 1.01 08/15/06 LINCOLN BANCORP /IN/ IN 5.02 08/15/06 Linens Holding Co. DE 1.01,9.01 08/16/06 LOEWS CORP DE 1.01,9.01 08/21/06 LONE STAR STEAKHOUSE & SALOON INC DE 1.01,9.01 08/18/06 LOWES COMPANIES INC NC 2.02,8.01,9.01 08/21/06 M I HOMES INC OH 1.01,9.01 08/17/06 Macquarie Infrastructure CO Trust DE 5.02 08/16/06 MAINSOURCE FINANCIAL GROUP IN 7.01,9.01 08/21/06 MAX RE CAPITAL LTD 8.01,9.01 08/16/06 MAXUS REALTY TRUST INC. 8.01 08/21/06 Mercator Partners Acquisition Corp. DE 4.02 08/21/06 MERCURY COMPUTER SYSTEMS INC MA 1.01,9.01 08/15/06 MERGE TECHNOLOGIES INC WI 5.02,9.01 08/17/06 MESA OFFSHORE TRUST TX 7.01,9.01 08/21/06 MESA ROYALTY TRUST/TX TX 7.01,9.01 08/21/06 MIDNIGHT HOLDINGS GROUP INC DE 1.01,2.03,3.02,8.01,9.01 08/15/06 MOBILEPRO CORP DE 7.01,9.01 08/18/06 MONACO COACH CORP /DE/ DE 1.01,9.01 08/15/06 MONTGOMERY REALTY GROUP INC NV 1.01,9.01 08/14/06 AMEND MOTIENT CORP DE 1.01,2.01,9.01 08/21/06 MS STRUCTURED SATURNS SERIES 2003-11 DE 8.01,9.01 08/15/06 MS STRUCTURED SATURNS SERIES 2004-2 DE 8.01,9.01 08/15/06 MS STRUCTURED SATURNS SERIES 2005-1 DE 8.01,9.01 08/15/06 NASTECH PHARMACEUTICAL CO INC DE 1.01,9.01 08/17/06 NATIONAL WESTERN LIFE INSURANCE CO CO 8.01 08/18/06 NATIONWIDE HEALTH PROPERTIES INC MD 1.01,5.03,9.01 08/15/06 NATURADE INC DE 7.01 08/18/06 NCT GROUP INC DE 2.02,9.01 08/18/06 NETBANK INC GA 7.01,9.01 08/21/06 NEXT INC/TN DE 7.01 08/21/06 NRG ENERGY, INC. DE 5.02 08/21/06 NTN BUZZTIME INC DE 5.02,9.01 08/21/06 ORACLE CORP 1.01 08/15/06 OSCIENT PHARMACEUTICALS CORP MA 1.01,2.01,2.03,3.02, 08/18/06 5.02,8.01,9.01 OSTEOTECH INC DE 5.02,9.01 08/15/06 PACIFIC SUNWEAR OF CALIFORNIA INC CA 1.01,9.01 08/16/06 PACIFICORP /OR/ OR 5.02 08/21/06 PALMETTO BANCSHARES INC SC 2.02,9.01 08/15/06 PARLUX FRAGRANCES INC DE 8.01,9.01 08/16/06 PATTERSON UTI ENERGY INC DE 1.01,9.01 08/02/06 PEP BOYS MANNY MOE & JACK PA 1.01,3.03,9.01 08/18/06 PERFORMANCE FOOD GROUP CO TN 5.02,9.01 08/17/06 PetroHunter Energy Corp NV 4.01 08/21/06 PFF BANCORP INC DE 8.01,9.01 08/17/06 PHARMACYCLICS INC DE 1.01,9.01 08/21/06 PHOTON DYNAMICS INC CA 8.01 08/21/06 PINNACLE ENTERTAINMENT INC DE 1.01,9.01 08/15/06 PINNACLE WEST CAPITAL CORP AZ 8.01 08/18/06 PROCENTURY CORP 1.01 08/16/06 PROTECTIVE LIFE INSURANCE CO TN 9.01 08/17/06 PROTEIN POLYMER TECHNOLOGIES INC DE 1.01 08/18/06 AMEND PW EAGLE INC MN 8.01,9.01 08/21/06 RADIOSHACK CORP DE 5.02,9.01 08/18/06 RECEIVABLE ACQUISITION & MANAGEMENT C DE 2.02,9.01 08/15/06 REESE CORP 5.02,8.01 08/18/06 ROCKFORD CORP AZ 2.05 08/17/06 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 7.01,9.01 08/21/06 SANMINA-SCI CORP DE 8.01 08/21/06 SCOTIA PACIFIC CO LLC DE 8.01 08/18/06 SERACARE LIFE SCIENCES INC 1.01,5.02,8.01,9.01 08/16/06 SERENA SOFTWARE INC DE 1.01,5.02,5.03,9.01 08/16/06 SERVICEMASTER CO DE 1.01,9.01 08/21/06 Shire plc 8.01,9.01 08/21/06 SIFCO INDUSTRIES INC OH 2.01,9.01 05/10/06 AMEND SIMULATIONS PLUS INC 8.01 08/18/06 SIPEX CORP DE 1.01 08/17/06 SITEL CORP MN 1.01,2.03,9.01 08/15/06 SIZELER PROPERTY INVESTORS INC DE 1.01,3.03,5.03,9.01 08/18/06 SMUCKER J M CO OH 1.01,9.01 08/17/06 SOMERSET HILLS BANCORP NJ 8.01,9.01 08/21/06 SONO TEK CORP NY 7.01,9.01 08/18/06 SPECTRE GAMING INC MN 1.01,3.02,8.01,9.01 08/18/06 STAAR SURGICAL CO DE 1.01 08/16/06 STANDARD MANAGEMENT CORP IN 2.02,5.02,9.01 08/17/06 Storm Cat Energy CORP 7.01 08/21/06 STRATS SM TRUST FOR BOEING SEC SER 20 8.01,9.01 08/15/06 STRATS SM TRUST FOR DAIMLERCHRYSLER N 9.01 08/15/06 STRATS SM TRUST FOR Goldman Sachs Cap 9.01 08/15/06 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 08/15/06 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 08/15/06 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 08/15/06 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 08/15/06 STRATS(SM) TRUST FOR GEN ELEC CAP COR 9.01 08/15/06 STRATS(SM) Trust For Goldman Sachs Ca 9.01 08/15/06 STRATUS SERVICES GROUP INC DE 4.02 08/08/06 AMEND SULPHCO INC NV 4.02 08/15/06 SUNRISE USA INC NV 2.01,3.02,5.01,5.02,5.06,9.01 08/15/06 SUPERIOR BANCORP DE 8.01,9.01 08/21/06 Superior Well Services, INC DE 1.01,2.03,9.01 08/16/06 SYNTEL INC MI 5.02,9.01 08/16/06 TANDY BRANDS ACCESSORIES INC DE 2.02,9.01 08/21/06 TASCO HOLDINGS INTERNATIONAL, INC. DE 9.01 08/07/06 AMEND TELOS CORP MD 8.01 08/17/06 TENNANT CO MN 1.01,9.01 08/17/06 TIMELINE INC WA 1.01,9.01 08/15/06 TORVEC INC NY 5.02 08/21/06 TRANSATLANTIC HOLDINGS INC DE 1.01 08/15/06 TREND MINING CO DE 1.01,3.02,9.01 08/17/06 TRI COUNTY FINANCIAL CORP /MD/ MD 1.01 08/21/06 TRIAD GUARANTY INC DE 1.01,1.02,8.01,9.01 08/15/06 Triton Distribution Systems, Inc. CO 5.03,8.01,9.01 08/17/06 TRUSTMARK CORP MS 1.01,2.03,9.01 08/18/06 TYSON FOODS INC DE 8.01,9.01 08/17/06 ULTRALIFE BATTERIES INC DE 7.01,9.01 08/21/06 UNITED BANCORPORATION OF ALABAMA INC DE 5.02 08/15/06 USA REAL ESTATE INVESTMENT TRUST /CA CA 8.01 08/18/06 VALENCE TECHNOLOGY INC DE 3.02,9.01 08/17/06 VALLEY NATIONAL BANCORP NJ 1.01,1.02,9.01 08/15/06 VESTA INSURANCE GROUP INC DE 5.02 08/15/06 VIASPACE Inc. NV 8.01,9.01 08/18/06 VIROPRO INC NV 3.02 08/16/06 VitalTrust Business Development CORP 5.02,9.01 08/01/06 VitalTrust Business Development CORP 5.02,9.01 08/01/06 VitalTrust Business Development CORP 5.02,9.01 08/01/06 VitalTrust Business Development CORP 5.02,9.01 08/01/06 VitalTrust Business Development CORP 5.02,9.01 08/01/06 VITASTI, INC. /DE/ DE 1.01,9.01 08/17/06 VITESSE SEMICONDUCTOR CORP DE 2.02 08/15/06 Volkswagen Auto Lease Trust 2004-A DE 8.01,9.01 08/21/06 Volkswagen Auto Lease Trust 2005-A 8.01,9.01 08/21/06 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 8.01,9.01 08/21/06 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 DE 8.01,9.01 08/21/06 Volkswagen Auto Loan Enhanced Trust 2 8.01,9.01 08/21/06 Volkswagen Credit Auto Master Owner T DE 8.01,9.01 08/21/06 VONAGE HOLDINGS CORP DE 5.02 08/16/06 VONAGE HOLDINGS CORP DE 1.01,9.01 08/18/06 Vyteris Holdings (Nevada), Inc. NV 1.01,2.03 08/17/06 WARNACO GROUP INC /DE/ DE 8.01,9.01 08/21/06 WASTE MANAGEMENT INC DE 1.01 08/17/06 WAVE WIRELESS CORP DE 7.01 08/21/06 Western Iowa Energy, L.L.C. IA 5.02 08/18/06 AMEND WHEELING PITTSBURGH CORP /DE/ DE 8.01,9.01 08/21/06 WHERIFY WIRELESS INC DE 5.02 08/15/06 X-CHANGE CORP 1.01,7.01,9.01 08/15/06 XL Generation International Inc. NV 5.02,8.01,9.01 08/18/06 YOUNG INNOVATIONS INC MO 8.01,9.01 08/18/06 ZANETT INC DE 2.02,9.01 08/21/06