SEC NEWS DIGEST Issue 2006-158 August 16, 2006 COMMISSION ANNOUNCEMENTS DIEGO TOMÁS RUIZ NAMED EXECUTIVE DIRECTOR OF THE SECURITIES AND EXCHANGE COMMISSION The Commission today announced the appointment of Diego Tomás Ruiz, a long-time business executive with Univision, the leading Spanish- language media company in the United States, as its Executive Director. In this capacity, Mr. Ruiz will serve as the Commission's chief operating officer, and will oversee the agency's programs relating to budget planning and execution, preparation of the agency's financial statements, human resources and employee relations, and administration of agency facilities. He will succeed Jim McConnell, who had served in the position since 1990. Mr. McConnell retired in June of this year. "Diego brings to the Commission an exceptional background in management and a proven track record of financial and budgetary responsibility that will be exceptionally helpful to the Commission as we work to carry out our mission of investor protection," Chairman Christopher Cox said. "His combination of private and public sector experience, his extensive knowledge of business and finance, and his practiced judgment make him exceptionally qualified to discharge the Commission's administrative, management, and budget responsibilities. Diego is committed to ensuring that the SEC remains the employer of choice for financial professionals within the federal government, and that the agency continues to attract and retain a workforce of diverse and highly talented individuals." "I look forward to working with the Commissioners and with the SEC's outstanding professional staff," Mr. Ruiz said. "It is an honor to join an agency with the Commission's reputation for professionalism, especially so because the agency is officially ranked one of the federal government's five best places to work. For me, and for the thousands of professionals who have committed their talents to the protection of America's investors and its capital markets, it is already number one." For ten years, Mr. Ruiz served in a number of increasingly significant management positions for Los Angeles-based Univision Communications, Inc., a NYSE-listed component of the S&P 500 with operations including Spanish-language broadcast television, cable television, radio, Latin music, and Internet programming. During his tenure as Vice President/General Manager of Univision Online, it became the number one Spanish-language website in the U.S. in terms of traffic. In his various service as Vice President/General Manager and Station Manager of five of Univision's television stations-including KMEX-TV in Los Angeles, the city's top-rated network television station in any language-his responsibilities included management of operating budgets; recruiting, staffing, and personnel decisions; and labor union contract negotiations. In January 2006, Mr. Ruiz left Univision to serve at the Federal Communications Commission in Washington, D.C. as Deputy Chief of the Office of Strategic Planning and Policy Analysis. Mr. Ruiz has served as a member of the Board of Directors of the California Chamber of Commerce, the California Broadcasters Association, and the Sacramento chapter of the American Heart Association. While at Univision, he worked as a mentor to high school students through Communities in Schools, Inc. Mr. Ruiz is a graduate of the Harvard Business School, where he earned an M.B.A. degree, and the University of Virginia, from which he earned a B.A. in English Literature and History. He will start at the Commission on Aug. 21, 2006. (Press Rel. 2006- 141) RULES AND RELATED MATTERS SEC APPROVES CITIGROUP GLOBAL MARKET INC.'S APPLICATION TO USE AN ALTERNATIVE METHOD OF COMPUTING NET CAPITAL The Commission today approved the application of Citigroup Global Market, Inc., a broker-dealer registered with the Securities and Exchange Commission, to use the alternative method of computing net capital contained in Appendix E to Rule 15c3-1 (17 CFR 240.15c3-1e) to the Securities Exchange Act of 1934 to compute deductions for market risk. (Rel. 34-54308) ENFORCEMENT PROCEEDINGS NOTICE OF MODIFIED PLAN FOR THE DISTRIBUTION OF DISGORGEMENT FUND On August 15, the Commission issued a Notice of Modified Plan of Distribution of Disgorgement Fund (Modified Plan) in the Matter of Huntington Bancshares, Inc., et al. (http://www.sec.gov/litigation/admin/2006/34-54322-pdp.pdf). Persons desiring to comment on the Modified Plan may submit their comments, in writing, no later than Sept. 14, 2006: 1. to the Office of the Secretary, United States Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549-1090; 2. by using the Commission's Internet comment form (http://www.sec.gov/litigation/admin.shtml); or 3. by sending an e-mail to rule-comments@sec.gov. Please include the Administrative Proceeding File Number (Admin. Proc. File No. 3-11940) in the subject line.. On June 2, 2005, the Commission filed a settled civil action and issued an Order in a settled administrative proceeding against Huntington Bancshares, Inc. (Huntington), its CEO, Thomas Hoaglin, its former CFO, Michael McMennamin, and its former controller, John Van Fleet (collectively, Respondents). Huntington paid a penalty of $7.5 million and disgorgement of $1 and the three individuals paid disgorgement, pre-judgment interest, and penalties totaling $1,134,484. The total amount paid by Respondents is $8,634,485.29. In the administrative proceeding, the Commission charged that Huntington and the three individuals violated and/or caused violations of certain provisions of the antifraud, books and records, internal controls and recordkeeping provisions of the Securities Act and Exchange Act. The June 2, 2005, Order and Final Judgment directed that all of the monies be paid to the Office of Financial Management and used to create a Fair Fund pursuant to Section 308 of the Sarbanes-Oxley Act of 2002. All amounts have been paid and are being held awaiting distribution. On Dec. 29, 2005, the Commission authorized the publication for comment of a Proposed Plan of Distribution (Original Plan). The Original Plan provided that the Fair Fund be distributed to claimants who purchased shares of Huntington common stock between Jan. 18, 2003, and 4:00 p.m. June 26, 2003, and sold between 4:00 p.m. June 26, 2003, and 4:00 p.m. July 3, 2003. The Original Plan also provided for the appointment of Nancy Grunberg, Esq., of the law firm Venable LLP as Plan Administrator for the purpose of administering the Plan and stated that after approval of the Original Plan, the Fund Administrator should seek to amend the Plan to specify the procedures to be used to distribute the Fair Fund. On March 16, 2006, the Commission approved the Original Plan of Distribution. The Fund Administrator has submitted a Modified Plan of Distribution in which it set forth additional information regarding the procedures to be used to distribute the Fund. The Modified Plan amends certain definitions that are in the Original Plan, such as claimant and pro- rata share, and provides more detail concerning the claims process. (Rel. 34-54322; File No. 3-11940) SEC SETTLES CHARGES AGAINST FORMER INVISION TECHNOLOGIES SENIOR VICE PRESIDENT FOR SALES AND MARKETING The Commission today announced charges against David M. Pillor, former Senior Vice President for Sales and Marketing and member of the Board of Directors of InVision Technologies, Inc., a manufacturer of explosive detection machines used in airports. The Commission's complaint, filed in federal district court in San Francisco, alleges that Pillor aided and abetted InVision's failure to establish adequate internal controls to prevent the company from violating the Foreign Corrupt Practices Act (FCPA), in violation of Section 13(b)(2)(B) of the Securities Exchange Act of 1934, and that he indirectly caused the falsification of the company's books and records, in violation of Exchange Act Rule 13b2-1. Simultaneous with the filing of the Commission's complaint, Pillor agreed, without admitting or denying the allegations, to pay a $65,000 civil penalty and to entry of a permanent injunction against future violations, in settlement of the matter. As described in the Commission's complaint, during the period from late 2001 through June 2004, InVision completed sales to airports in China, the Philippines, and Thailand. In the course of these transactions, Pillor received e-mail messages from his Asian regional sales manager that suggested that InVision's overseas sales agents and distributors intended to make improper payments or other gifts to foreign government officials, in violation of the FCPA. InVision subsequently paid invoices to its agents and distributors in China and the Philippines and improperly recorded the payments as legitimate business expenses. InVision's FCPA violations occurred, in part, because the company lacked adequate internal controls to detect and prevent such conduct. For example, InVision's sales department provided only informal training about the FCPA to its employees and foreign agents. Similarly, the company's sales department failed to monitor its employees and foreign agents to ensure that they did not violate the requirements of the FCPA. As InVision's head of sales and a member of the company's board of directors, Pillor aided and abetted InVision's failure to establish adequate internal controls. The conduct alleged by the Commission occurred prior to InVision's acquisition by General Electric Co. in December 2004. The Commission acknowledges the assistance of the Department of Justice in the Commission's investigation. [SEC v. David M. Pillor, Case No. C-06- 4906-WHA, N.D. Cal.] (LR-19803) INVESTMENT COMPANY ACT RELEASES ING LIFE INSURANCE AND ANNUITY COMPANY, ET AL. An order has been issued on an application filed by ING Life Insurance and Annuity Company, et al. pursuant to Section 26(c) of the Investment Company Act permitting the substitution of securities issued by certain registered investment companies for shares of certain other registered investment companies. The order also exempts ING Life Insurance and Annuity Company from Section 17(a) of the Act to the extent necessary to permit it to carry out certain of the proposed substitutions that involve in-kind transfers. (Rel. IC-27445 - August 15) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2006-11) under Section 19(b)(3)(A) of the Securities Exchange Act. The proposed rule change amends OCC's By-Laws and Rules to accommodate quarterly options which trade on the International Securities Exchange. Publication is expected in the Federal Register during the week of August 14. (Rel. 34-54305) A proposed rule change (SR-NYSEArca-2006-25) filed by NYSE Arca relating to the NYSE Arca Schedule of Fees and Charges for Exchange Services has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of August 14. (Rel. 34-54309) A proposed rule change (SR-ISE-2006-43) and Amendment No. 1 thereto filed by the International Securities Exchange relating to fee changes has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of August 21. (Rel. 34-54315) A proposed rule change filed by the New York Stock Exchange relating to specialists hitting bids and/or taking offers algorithmically on a temporary basis until Phase II of the Hybrid Market is fully implemented has become effective under Section 19(b)(3)(A)(iii) of the Securities Exchange Act of 1934 (SR-NYSE-2006-59). Publication is expected in the Federal Register during the week of August 21. (Rel. 34-54316) PROPOSED RULE CHANGES The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2006-05) to amend OCC's Rule 805, Expiration Date Exercise Procedure, to reduce to $.05 the threshold amounts used to determine the equity options in all account types that are in the money for purposes of exercise by exception processing. Publication is expected in the Federal Register during the week of August 14. (Rel. 34-54306) The American Stock Exchange filed a proposed rule change (SR-Amex- 2006-70) and Amendment No. 1 thereto relating to the application of certain violations of the minor rule violation fine plan to registered options traders, supplemental registered options traders, and remote registered options traders. Publication is expected in the Federal Register during the week of August 21. (Rel. 34-54317) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 CULLEN FROST BANKERS INC, 100 W HOUSTON ST, P O BOX 1600, SAN ANTONIO, TX, 78205, 2102204841 - 0 ($213,974,701.00) Equity, (File 333-136626 - Aug. 15) (BR. 07B) S-8 SAN JOAQUIN BANCORP, 1000 TRUXTUN AVENUE, BAKERSFIELD, CA, 93301, 661-281-0360 - 689,150 ($16,205,362.25) Equity, (File 333-136627 - Aug. 15) (BR. 09) SB-1 Atomic Ventures Corp, 211-1455 BELLEVUE AVE, WEST VANCOUVER, A1, V7T 1C3, 604-913-6689 - 2,000,000 ($10,000.00) Equity, (File 333-136628 - Aug. 15) (BR. 09) F-10 CENTRAL FUND OF CANADA LTD, #805-1323 15TH AVE SW, HALLMARK ESTATES, CALGARY ALBERTA CANA, A6, T3C 0X8, 4062285861 - 0 ($250,000,000.00) Equity, (File 333-136629 - Aug. 15) (BR. 07B) SB-2 MAXIMUS EXPLORATION CORP, 3355 MORGAN CREEK WAY, SUITE 43, SURREY, A1, V3S 0J9, (604) 781-0221 - 2,000,000 ($200,000.00) Equity, (File 333-136630 - Aug. 15) (BR. ) S-3ASR CINTAS CORP NO 2, P.O. BOX 625737, CINCINNATI, OH, 45262, 5135734013 - 0 ($0.00) Non-Convertible Debt, (File 333-136631 - Aug. 15) (BR. 02) S-8 CERAGON NETWORKS LTD, 24 RAOUL WALLENBERG ST, 972-3-645-5733, TEL AVIV ISRAEL, L3, 69719, 0119723645 - 2,360,000 ($10,626,538.00) Equity, (File 333-136633 - Aug. 15) (BR. 11A) S-8 AMERICAN COMMUNITY PROPERTIES TRUST, 222 SMALLWOOD VILLAGE CENTER, ST. CHARLES, MD, 20602, 3018438600 - 260,000 ($5,150,600.00) Equity, (File 333-136638 - Aug. 15) (BR. 08A) S-8 PERRIGO CO, 515 EASTERN AVENUE, ALLEGAN, MI, 49010, 6166738451 - 4,500,000 ($69,412,500.00) Equity, (File 333-136639 - Aug. 15) (BR. 01B) S-8 THERAGENICS CORP, 5203 BRISTOL INDUSTRIAL WAY, BUFORD, GA, 30518, 7702710233 - 1,500,000 ($4,770,000.00) Equity, (File 333-136640 - Aug. 15) (BR. 10C) F-10 TECK COMINCO LTD, 200 BURRARD STREET STE 600, VANCOUVER BRITISH COLUMBIA CANADA, V6C 3L9, A1, 604 687 1117 - 0 ($5,093,416,371.00) Equity, (File 333-136641 - Aug. 15) (BR. 04C) S-8 HORMEL FOODS CORP /DE/, 1 HORMEL PL, AUSTIN, MN, 55912-3680, 5074375737 - 0 ($380,154,000.00) Equity, (File 333-136642 - Aug. 15) (BR. 04B) SB-2 Contracted Services, Inc., 727-410-0740 - 1,355,000 ($13,550.00) Equity, (File 333-136643 - Aug. 15) (BR. ) S-8 HOME BANCSHARES INC, 719 HARKRIDER, CONWAY, AR, 72032, 501-328-4657 - 0 ($25,632,000.00) Equity, (File 333-136645 - Aug. 15) (BR. 07) S-8 IDM PHARMA, INC., 9 PARKER, SUITE 100, IRVINE, CA, 92618-1605, 949-470-4751 - 0 ($1,440,000.00) Equity, (File 333-136647 - Aug. 15) (BR. 01A) S-8 QUAKER CHEMICAL CORP, ONE QUAKER PARK, 901 HECTOR STREET, CONSHOHOCKEN, PA, 19428, 6108324000 - 0 ($19,290,000.00) Equity, (File 333-136648 - Aug. 15) (BR. 06B) S-4 BEAZER HOMES USA INC, 5775 PEACHTREE DUNW00DY RD, STE B 200, ATLANTA, GA, 30342, 4042503420 - 0 ($275,000,000.00) Debt, (File 333-136649 - Aug. 15) (BR. 06C) S-8 NEUTRON ENTERPRISES INC, 450 MATHESON BOULEVARD, EAST, UNIT 67, MISSISSAUGA, A6, L4Z IR5, 9052381777 - 13,050,000 ($27,874,500.00) Equity, (File 333-136650 - Aug. 15) (BR. 08C) S-3ASR MANOR CARE INC, 333 N. SUMMIT STREET, TOLEDO, OH, 43604-2617, 4192525500 - 0 ($250,000,000.00) Debt Convertible into Equity, (File 333-136651 - Aug. 15) (BR. 11B) S-3 NAVISITE INC, 400 MINUTEMAN RD, ANDOVER, MA, 01810, 9786828300 - 0 ($13,145,850.00) Equity, (File 333-136652 - Aug. 15) (BR. 08A) S-8 NAM TAI ELECTRONICS INC, 116 MAIN STREET, 2ND FLOOR, ROAD TOWN, TORTOLA, D8, 00000, 85223410273 - 0 ($30,110,000.00) Equity, (File 333-136653 - Aug. 15) (BR. 10B) S-8 AMS HEALTH SCIENCES INC, 711 NE 39TH STREET, OKLAHOMA CITY, OK, 73105, 4058420131 - 5,000,000 ($3,650,000.00) Equity, (File 333-136654 - Aug. 15) (BR. 02A) S-8 Volcano CORP, 2870 KILGORE ROAD, RANCHO CORDOVA, CA, 95670, 800-228-4728 - 0 ($35,357,899.00) Equity, (File 333-136655 - Aug. 15) (BR. 10) S-8 WCI COMMUNITIES INC, 24301 WALDEN CENTER DRIVE, SUITE 300, BONITA SPRINGS, FL, 34134, 2394988605 - 0 ($4,805,500.00) Equity, (File 333-136656 - Aug. 15) (BR. 06C) S-8 ITC Holdings Corp., 39500 ORCHARD HILL PLACE, SUITE 200, NOVI, MI, 48375, 248-374-7100 - 0 ($52,920,000.00) Equity, (File 333-136657 - Aug. 15) (BR. 02) S-4 STERLING BANCSHARES INC, 2550 N. LOOP WEST, SUITE 600, HOUSTON, TX, 77092, 7134668300 - 0 ($4,820,138.00) Equity, (File 333-136659 - Aug. 15) (BR. 07A) S-3ASR VERTEX PHARMACEUTICALS INC / MA, 130 WAVERLY STREET, CAMBRIDGE, MA, 02139-4242, 6165776000 - 0 ($4,143,806.00) Equity, (File 333-136660 - Aug. 15) (BR. 01C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- A4S SECURITY, INC. CO 2.02,7.01,9.01 08/14/06 ABLE ENERGY INC DE 1.01,9.01 08/09/06 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 08/14/06 ACME COMMUNICATIONS INC DE 2.02 08/15/06 Adjustable Rate Mortgage Trust 2006-3 DE 8.01,9.01 07/31/06 AEC1 INC 4.01,9.01 08/10/06 AFFILIATED COMPUTER SERVICES INC DE 7.01,9.01 08/09/06 Affinion Group, Inc. DE 2.02,9.01 08/14/06 Aftersoft Group DE 1.01,9.01 08/04/06 AIRGAS INC DE 1.01,9.01 08/09/06 ALLEGHENY ENERGY, INC MD 8.01,9.01 08/09/06 ALTERNATIVE ENERGY SOURCES INC 4.01,9.01 08/10/06 ALTUS EXPLORATIONS INC NV 5.02 08/15/06 AMB PROPERTY CORP MD 2.03,9.01 08/15/06 AMB PROPERTY LP DE 2.03,9.01 08/15/06 American Express Issuance Trust DE 8.01,9.01 08/15/06 AMERICAN REALTY INVESTORS INC NV 2.02,9.01 06/30/06 AMERUS GROUP CO/IA IA 8.01,9.01 08/14/06 Ames True Temper, Inc. DE 2.02,9.01 08/10/06 AMEND AMKOR TECHNOLOGY INC DE 2.04,3.01,7.01 08/11/06 ANADARKO PETROLEUM CORP DE 1.01,2.01,2.03,5.02,8.01,9.01 08/09/06 ANALEX CORP NY 2.02 06/30/06 ANALYSTS INTERNATIONAL CORP 7.01,9.01 08/15/06 ANALYTICAL SURVEYS INC CO 2.02,9.01 08/14/06 ANAREN INC NY 1.01 08/15/06 ANAREN INC NY 1.01,9.01 08/15/06 APOLLO GOLD CORP 2.02,9.01 08/14/06 APPLETON PAPERS INC/WI 2.02,9.01 08/14/06 APPLIED MATERIALS INC /DE DC 2.02,9.01 08/15/06 APPLIED MATERIALS INC /DE DC 5.02,9.01 08/15/06 APPLIED MICRO CIRCUITS CORP DE 3.01,8.01,9.01 08/14/06 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 08/15/06 ARK RESTAURANTS CORP NY 2.02 08/14/06 AROTECH CORP DE 2.02,9.01 08/14/06 Arran Funding LTD XX 8.01,9.01 08/15/06 ARTESIAN RESOURCES CORP DE 1.01,9.01 08/14/06 ARVANA INC NV 1.01,9.01 08/09/06 ASG Consolidated LLC DE 2.02,9.01 08/15/06 Asia Automotive Acquisition Corp. DE 4.02 06/30/06 ASTRO MED INC /NEW/ RI 2.02,9.01 08/15/06 ATMEL CORP DE 3.01,9.01 08/14/06 ATS MEDICAL INC MN 1.01,9.01 08/10/06 AUTOBYTEL INC DE 2.02,9.01 08/09/06 AVAX TECHNOLOGIES INC DE 5.03,9.01 08/11/06 AVP INC DE 2.02,7.01,9.01 08/15/06 Banc of America Funding 2006-G Trust DE 8.01,9.01 07/31/06 BARR PHARMACEUTICALS INC DE 2.02,9.01 08/15/06 BARR PHARMACEUTICALS INC DE 2.02,9.01 08/15/06 BCB BANCORP INC 8.01,9.01 08/14/06 Bear Stearns ALT-A Trust 2006-5 DE 8.01,9.01 07/31/06 Bear Stearns Mortgage Funding Trust 2 DE 8.01,9.01 07/31/06 Bear Stearns Mortgage Funding Trust 2 DE 9.01 07/28/06 BEARD CO /OK OK 2.02,2.04,9.01 08/14/06 BECTON DICKINSON & CO NJ 7.01,9.01 08/14/06 BELLAVISTA CAPITAL INC MD 7.01,9.01 08/15/06 BEXIL CORP MD 2.02,9.01 08/15/06 BIO KEY INTERNATIONAL INC MN 2.02,5.02,9.01 08/14/06 BIOJECT MEDICAL TECHNOLOGIES INC OR 5.02 08/11/06 BJS WHOLESALE CLUB INC DE 2.02,9.01 08/15/06 BOSTON COMMUNICATIONS GROUP INC MA 8.01,9.01 08/15/06 BRAVO FOODS INTERNATIONAL CORP DE 7.01 08/14/06 BRIGGS & STRATTON CORP WI 1.01,3.03,9.01 08/09/06 BRIGHTSTAR INFORMATION TECHNOLOGY GRO DE 5.02 08/11/06 BRINKER INTERNATIONAL INC DE 2.02,9.01 08/10/06 BROOKE CORP KS 8.01,9.01 08/14/06 C & F FINANCIAL CORP VA 2.02,9.01 08/14/06 C-BASS 2006-CB6 Trust DE 8.01,9.01 07/31/06 CADMUS COMMUNICATIONS CORP/NEW VA 1.01 08/09/06 CALGON CARBON CORPORATION DE 8.01 08/14/06 CALIFORNIA MICRO DEVICES CORP CA 5.02,8.01,9.01 08/11/06 CALYPTE BIOMEDICAL CORP DE 7.01,9.01 08/09/06 Cambridge Display Technology, Inc. DE 2.02 08/14/06 CANTERBURY PARK HOLDING CORP MN 2.02,9.01 08/11/06 Cardium Therapeutics, Inc. 1.01,2.01,2.03,3.02,9.01 08/11/06 CASEYS GENERAL STORES INC IA 7.01 08/15/06 CATUITY INC DE 7.01 08/14/06 CB Financial CORP NC 2.02,9.01 08/15/06 CBRL GROUP INC TN 1.01,9.01 08/14/06 CENTRAL FREIGHT LINES INC NV 7.01,9.01 08/15/06 CENTURY ALUMINUM CO DE 1.01 08/08/06 AMEND CERAGENIX PHARMACEUTICALS, INC. DE 7.01,9.01 08/14/06 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 08/10/06 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 08/15/06 CHINA AGRITECH INC 2.02,9.01 08/15/06 CHINA MEDIA1 CORP. NV 4.01,4.02,9.01 05/02/06 CHORDIANT SOFTWARE INC DE 3.01 08/14/06 CHURCHILL DOWNS INC KY 7.01,9.01 08/09/06 CINCINNATI FINANCIAL CORP OH 7.01,9.01 08/14/06 CITIBANK OMNI-S MASTER TRUST 8.01,9.01 08/15/06 CITIBANK SOUTH DAKOTA N A DE 8.01 07/26/06 CITIZENS FINANCIAL CORP /KY/ KY 2.02,9.01 08/14/06 CITIZENS INC CO 2.02,9.01 08/09/06 CITY NETWORK INC NV 3.01 07/31/06 COACTIVE MARKETING GROUP INC DE 1.01,9.01 08/09/06 COMPUTER SOFTWARE INNOVATIONS INC DE 2.02,9.01 08/15/06 COMPUTER SOFTWARE INNOVATIONS INC DE 9.01 06/23/06 AMEND CONSTELLATION BRANDS, INC. DE 1.01,9.01 08/10/06 CONTANGO OIL & GAS CO DE 2.02,7.01,9.01 08/11/06 Cooper-Standard Holdings Inc. DE 2.02,9.01 08/14/06 COUSINS PROPERTIES INC GA 1.01,1.02 08/11/06 Cowen Group, Inc. DE 2.02,9.01 08/15/06 CPG INTERNATIONAL INC. DE 7.01,9.01 08/15/06 CPI INTERNATIONAL, INC. DE 2.02,9.01 08/14/06 CREATIVE VISTAS INC AZ 2.02,9.01 08/14/04 CREDO PETROLEUM CORP CO 5.02 08/15/06 CROWN PARTNERS INC NV 4.01,9.01 08/11/06 AMEND CSMC Mortgage-Backed Trust 2006-7 DE 8.01,9.01 08/15/06 CVS CORP DE 1.01,9.01 08/10/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 06/30/06 CYGNUS OIL & GAS CORP DE 7.01,9.01 08/15/06 CYTORI THERAPEUTICS, INC. DE 1.01,9.01 08/09/06 DAWSON GEOPHYSICAL CO TX 7.01,9.01 08/15/06 DEERE & CO DE 2.02,7.01,8.01,9.01 08/15/06 DEERE JOHN CAPITAL CORP DE 2.02,7.01,8.01,9.01 08/15/06 Deerfield Triarc Capital Corp MD 2.02,3.01,9.01 08/09/06 DELPHI CORP DE 2.02,5.02,9.01 08/15/06 DELTA & PINE LAND CO DE 1.01,9.01 08/15/06 DEPOMED INC CA 1.01 08/09/06 Deutsche Alt-A Securities Mortgage Lo 8.01,9.01 08/15/06 DEVCON INTERNATIONAL CORP FL 2.02,7.01,9.01 08/14/06 DICKS SPORTING GOODS INC DE 2.02,9.01 08/15/06 DigitalFX International Inc FL 2.02,7.01,9.01 08/14/06 DIVERSIFAX INC DE 2.01 08/10/06 DOWNEY FINANCIAL CORP DE 7.01,9.01 07/31/06 DSA FINANCIAL CORP 2.02,9.01 08/09/06 DUSA PHARMACEUTICALS INC NJ 9.01 03/10/06 AMEND EBIX INC DE 2.02,7.01,9.01 08/14/06 Eddie Bauer Holdings, Inc. DE 2.02,7.01,9.01 08/15/06 EL PASO CORP/DE DE 1.01,5.02 08/11/06 ELINEAR INC DE 2.04,8.01 08/14/06 Emergency Medical Services CORP DE 7.01,9.01 08/14/06 EMPIRE RESOURCES INC /NEW/ DE 2.02,9.01 08/14/06 ENSCO INTERNATIONAL INC DE 7.01,9.01 08/15/06 EP MEDSYSTEMS INC NJ 2.02,9.01 08/15/06 EPIX Pharmaceuticals, Inc. 8.01,9.01 08/15/06 EPL Intermediate, Inc. DE 2.02,9.01 08/11/06 EQUITY RESIDENTIAL MD 8.01,9.01 08/15/06 EQUUS II INC DE 2.02,9.01 08/14/06 ERP OPERATING LTD PARTNERSHIP MD 8.01,9.01 08/15/06 eXegenics Inc DE 1.01,7.01,9.01 08/14/06 FABULOUS FRITAS CORP FL 5.02,8.01 07/07/06 Federal Home Loan Bank of Atlanta X1 2.03 08/09/06 Federal Home Loan Bank of Boston X1 2.03 08/10/06 Federal Home Loan Bank of Chicago X1 2.03 08/11/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 08/15/06 Federal Home Loan Bank of Dallas 2.03 08/09/06 Federal Home Loan Bank of Des Moines X1 2.03,9.01 08/11/06 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 08/09/06 Federal Home Loan Bank of New York X1 2.03,9.01 08/09/06 Federal Home Loan Bank of New York X1 2.03,9.01 08/11/06 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 08/09/06 Federal Home Loan Bank of San Francis X1 2.03 08/09/06 Federal Home Loan Bank of Seattle 2.03 08/14/06 Federal Home Loan Bank of Topeka 2.03 08/10/06 FIA Card Services, National Associati DE 8.01,9.01 08/15/06 FIBERSTARS INC /CA/ CA 2.02,9.01 08/10/06 FIREARMS TRAINING SYSTEMS INC DE 2.02,9.01 08/14/06 FIRST AMERICAN CORP CA 5.04,9.01 08/15/06 FIRST BANCORP /PR/ PR 2.02,8.01,9.01 08/09/06 FIRST BANKS, INC MO 1.01,2.03 08/10/06 FIRST IPSWICH BANCORP /MA MA 1.02,9.01 08/15/06 FIRST MONTAUK FINANCIAL CORP NJ 2.02,9.01 08/15/06 FIRSTWAVE TECHNOLOGIES INC GA 2.02,7.01,9.01 08/14/06 FLAG FINANCIAL CORP GA 1.01,1.02,9.01 08/09/06 FLEXIBLE SOLUTIONS INTERNATIONAL INC NV 8.01,9.01 08/14/06 FOCUS ENHANCEMENTS INC DE 2.02,8.01,9.01 08/10/06 AMEND FOSSIL INC DE 2.02,9.01 08/15/06 FP Technology, Inc. DE 1.01,3.02,9.01 08/11/06 FRANKLIN BANK CORP 1.01,8.01,9.01 08/14/06 FRANKLIN CREDIT MANAGEMENT CORP/DE/ DE 2.02,9.01 08/04/06 FRANKLIN ELECTRONIC PUBLISHERS INC PA 2.02,9.01 08/14/06 Friendlyway CORP NV 3.02 08/15/06 FROZEN FOOD EXPRESS INDUSTRIES INC TX 7.01,9.01 08/15/06 G&K SERVICES INC MN 2.02,9.01 08/15/06 GASCO ENERGY INC NV 7.01,9.01 08/14/06 GENERAL ENVIRONMENTAL MANAGEMENT, INC NV 2.02,9.01 08/14/06 GENIUS PRODUCTS INC NV 7.01 08/14/06 GENVEC INC DE 5.02,9.01 08/15/06 GLOBAL AXCESS CORP NV 2.02,9.01 08/15/06 GLOBAL GOLD CORP DE 4.02 08/15/06 AMEND GlobalOptions Group, Inc. NV 1.01,2.01,3.02,9.01 08/10/06 GOAMERICA INC DE 2.02,9.01 08/14/06 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 2.02,9.01 08/15/06 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 07/31/06 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 08/11/06 HALIFAX CORP VA 2.02,9.01 08/15/06 HALLMARK FINANCIAL SERVICES INC NV 2.02,9.01 08/14/06 HALLWOOD GROUP INC DE 2.02,9.01 08/14/06 HANDHELD ENTERTAINMENT, INC. DE 8.01,9.01 08/15/06 HANDLEMAN CO /MI/ MI 1.01 08/09/06 HANOVER COMPRESSOR CO / DE 5.04,9.01 08/14/06 Harborview 2006-7 DE 8.01,9.01 08/14/06 Harborview 2006-7 DE 8.01,9.01 08/15/06 HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 06/30/06 HARMAN INTERNATIONAL INDUSTRIES INC / DE 1.01,9.01 08/10/06 HARVARD BIOSCIENCE INC DE 1.01,9.01 08/09/06 Hawaiian Telcom Communications, Inc. DE 2.02,9.01 08/14/06 HCC INSURANCE HOLDINGS INC/DE/ DE 8.01 08/14/06 HEALTHCARE BUSINESS SERVICES GROUPS, 1.01,2.03,3.02,9.01 06/29/06 HEALTHSTREAM INC TN 5.02,9.01 08/14/06 HEWITT ASSOCIATES INC DE 2.02,9.01 08/14/06 HEXION SPECIALTY CHEMICALS, INC. NJ 2.02,9.01 08/14/06 Hiland Partners, LP 5.02 08/11/06 HOLMES BIOPHARMA, INC. NV 4.01,8.01,9.01 08/02/06 HOME DEPOT INC DE 2.02,9.01 08/15/06 I2 TECHNOLOGIES INC DE 4.02 08/14/06 ICONIX BRAND GROUP, INC. DE 5.02 08/11/06 IDLEAIRE TECHNOLOGIES CORP DE 2.02,9.01 08/15/06 IDM PHARMA, INC. DE 1.01,5.02,9.01 08/10/06 IGI INC DE 2.02,9.01 08/15/06 IMAGENETIX INC /NV/ NV 2.02,9.01 08/14/06 IMPSAT FIBER NETWORKS INC DE 2.02,9.01 08/14/06 INCOME OPPORTUNITY REALTY INVESTORS I NV 2.02,9.01 06/30/06 INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 08/14/06 INFOCROSSING INC DE 7.01,9.01 08/15/06 INNOVATIVE SOFTWARE TECHNOLOGIES INC CA 1.01,3.02,8.01,9.01 08/15/06 INSITUFORM TECHNOLOGIES INC DE 7.01,9.01 08/15/06 Integrated Media Holdings, Inc. 2.01 08/15/06 INTELSAT LTD 4.01,9.01 08/03/06 AMEND INTRAOP MEDICAL CORP 1.01,2.03,3.03,9.01 08/11/06 INVERNESS MEDICAL INNOVATIONS INC DE 8.01 08/15/06 IPAYMENT INC DE 2.02,9.01 08/15/06 IPC HOLDINGS LTD 8.01 08/15/06 iPCS, INC DE 8.01,9.01 08/15/06 J P MORGAN CHASE & CO DE 9.01 08/11/06 JO-ANN STORES INC OH 2.02,9.01 08/14/06 JUNIPER NETWORKS INC DE 3.01,9.01 08/14/06 KID CASTLE EDUCATIONAL CORP FL 4.01 07/28/06 KOSAN BIOSCIENCES INC CA 1.01,5.02,9.01 08/07/06 LAMPERD LESS LETHAL INC NV 4.01,9.01 07/26/06 AMEND LAND O LAKES INC 8.01 08/10/06 LEGEND INTERNATIONAL HOLDINGS INC DE 3.02,8.01 08/15/06 Lehman XS Trust 2006-11 DE 8.01,9.01 07/31/06 Lehman XS Trust Series 2006-12N DE 8.01,9.01 07/31/06 LENNOX INTERNATIONAL INC DE 8.01,9.01 08/14/06 LEUCADIA NATIONAL CORP NY 8.01 08/11/06 LEXINGTON CORPORATE PROPERTIES TRUST MD 8.01,9.01 04/13/05 AMEND LEXINGTON PRECISION CORP DE 2.02,9.01 08/14/06 LIMITED BRANDS INC DE 5.02,9.01 08/15/06 Linens Holding Co. DE 2.02,9.01 08/15/06 Linn Energy, LLC DE 2.01,9.01 08/15/06 LION-GRI INTERNATIONAL, INC CO 4.01,9.01 08/14/06 LONE STAR TECHNOLOGIES INC DE 1.01,7.01,9.01 08/15/06 LUCENT TECHNOLOGIES INC DE 1.01,9.01 08/11/06 Lusora Healthcare Systems Inc. NV 1.01,3.02,5.02,9.01 08/14/06 MACE SECURITY INTERNATIONAL INC DE 2.02,9.01 08/14/06 MACE SECURITY INTERNATIONAL INC DE 2.02,9.01 08/14/06 MACK CALI REALTY CORP MD 1.01,9.01 08/09/06 MARKWEST ENERGY PARTNERS L P 7.01,9.01 08/14/06 MARTHA STEWART LIVING OMNIMEDIA INC DE 3.02 08/11/06 MASS MEGAWATTS WIND POWER INC 7.01,9.01 08/14/06 MASSEY ENERGY CO DE 7.01,9.01 08/15/06 MAVERICK TUBE CORP DE 1.01,9.01 08/09/06 Maysia Resources CORP 1.01,9.01 08/11/06 MEDCATH CORP DE 1.01,9.01 08/14/06 Meritage Homes CORP MD 8.01,9.01 08/14/06 MERRIMAC INDUSTRIES INC DE 2.02,9.01 08/15/06 MESA LABORATORIES INC /CO CO 2.02,9.01 08/14/06 MESTEK INC PA 2.02,7.01,9.01 08/14/06 METLIFE INC DE 8.01,9.01 08/15/06 METROMEDIA INTERNATIONAL GROUP INC DE 8.01,9.01 08/14/06 MGIC INVESTMENT CORP WI 5.02 08/11/06 MHI Hospitality CORP MD 1.01,2.01,9.01 08/10/06 MICRO BIO-MEDICAL WASTE SYSTEMS, INC. NV 4.01,9.01 08/11/06 AMEND MICRO LINEAR CORP /CA/ DE 1.01,3.03,9.01 08/14/06 MICROTUNE INC DE 3.01,9.01 08/09/06 MILLS CORP DE 1.01,1.02,2.06,5.02,8.01,9.01 07/20/06 MOBILITY ELECTRONICS INC DE 7.01 08/11/06 MOMENTA PHARMACEUTICALS INC DE 9.01 08/15/06 MOMENTA PHARMACEUTICALS INC DE 1.01,9.01 08/10/06 MOONEY AEROSPACE GROUP LTD DE 1.01,3.02,9.01 08/09/06 Mortgage Loan Asset-Backed Certificat DE 8.01,9.01 08/15/06 AMEND MORTON INDUSTRIAL GROUP INC GA 2.02,8.01,9.01 08/15/06 NATIONAL COAL CORP FL 5.02 08/09/06 NATIONAL ENERGY GROUP INC DE 5.02 08/09/06 NATIONSRENT COMPANIES INC DE 2.02,9.01 08/14/06 NATURAL RESOURCE PARTNERS LP DE 2.01,9.01 08/14/06 NATUREWELL INC CA 4.01,9.01 08/08/06 AMEND NAVARRE CORP /MN/ MN 1.01,9.01 08/14/05 NAVTEQ CORP DE 1.01 08/14/06 NEIMAN MARCUS GROUP INC DE 3.03,9.01 08/15/06 Neiman Marcus, Inc. DE 3.03,9.01 08/15/06 NESTOR INC DE 2.02,8.01,9.01 08/14/06 NEW JERSEY RESOURCES CORP NJ 3.03 08/14/06 New Taohuayuan Culture Tourism Co., L NV 4.01,9.01 08/07/06 NEW WORLD RESTAURANT GROUP INC DE 8.01,9.01 08/10/06 NewGen Technologies, Inc NV 4.02 08/09/06 NEWS CORP 8.01,9.01 08/15/06 NEWTEK BUSINESS SERVICES INC NY 8.01,9.01 08/14/06 NMT MEDICAL INC DE 1.01 08/14/06 NORTH BAY BANCORP/CA CA 8.01 08/15/06 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 07/31/06 NORTHERN CALIFORNIA BANCORP INC 2.02,9.01 08/10/06 NOVASTAR FINANCIAL INC MD 8.01 08/14/06 NS GROUP INC KY 1.01,9.01 08/09/06 NUVELO INC DE 5.02 08/10/06 NVE CORP /NEW/ MN 5.02 08/14/06 O2DIESEL CORP 2.02,9.01 08/15/06 OCCAM NETWORKS INC/DE DE 1.01 08/14/06 Pacific Ethanol, Inc. DE 1.01,9.01 08/14/06 PACIFIC GAS & ELECTRIC CO CA 1.01,5.02,9.01 08/15/06 PATRIOT MOTORCYCLE CORP NV 5.02 08/14/06 PATRIOT TRANSPORTATION HOLDING INC FL 2.02,9.01 08/14/06 PEGASUS COMMUNICATIONS CORP / DE 8.01,9.01 08/15/06 Peninsula Gaming, LLC DE 2.02 08/11/06 PEP BOYS MANNY MOE & JACK PA 2.02,9.01 08/15/06 PEPSICO INC NC 5.02,5.03,9.01 08/14/06 PERICOM SEMICONDUCTOR CORP CA 5.02,9.01 08/14/06 PETSMART INC DE 2.02,9.01 08/15/06 PFSWEB INC DE 7.01 08/14/06 PG&E CORP CA 1.01,5.02,9.01 08/15/06 PHARMACOPEIA DRUG DISCOVERY INC DE 1.01 08/10/06 PLIANT CORPORORATION DE 7.01,9.01 08/15/06 PLUM CREEK TIMBER CO INC DE 5.02,9.01 08/14/06 PMA CAPITAL CORP PA 1.01 08/09/06 PMI GROUP INC DE 8.01,9.01 08/10/06 Polypore, Inc. DE 2.02,9.01 08/14/06 PONIARD PHARMACEUTICALS, INC. WA 2.02,9.01 08/14/06 PRIMAL SOLUTIONS INC DE 1.01,9.01 08/09/06 PRIMUS TELECOMMUNICATIONS GROUP INC DE 8.01 08/15/06 PROQUEST CO DE 1.01,9.01 08/09/06 PROSPERITY BANCSHARES INC TX 1.01,9.01 08/10/06 PROTECTION ONE INC DE 2.02,9.01 08/14/06 PS BUSINESS PARKS INC/CA CA 1.01,5.03,7.01,9.01 08/10/06 QI SYSTEMS INC 2.03,3.02,3.03,5.02,9.01 08/14/06 QUADRAMED CORP DE 2.02,8.01,9.01 08/09/06 QUALMARK CORP CO 8.01 08/11/06 QUEST RESOURCE CORP NV 2.02,9.01 08/14/06 Rackable Systems, Inc. DE 1.01 08/11/06 Rand Logistics, Inc. DE 7.01,9.01 08/14/06 RANGE RESOURCES CORP DE 1.01,2.03,8.01,9.01 08/09/06 RAYONIER INC NC 8.01 08/15/06 REDBACK NETWORKS INC DE 2.02 07/25/06 AMEND Regency Energy Partners LP DE 1.01,2.01,2.02,2.03,3.02, 08/14/06 5.03,7.01,8.01,9.01 REMY INTERNATIONAL, INC. DE 1.01,5.02,9.01 08/14/06 Revelstoke Industries, Inc. NV 4.01,9.01 08/11/06 REYNOLDS & REYNOLDS CO OH 8.01,9.01 08/14/06 Ridgewood Energy O Fund LLC 4.02 08/09/06 RONCO CORP DE 5.02,9.01 08/09/06 Rosetta Resources Inc. DE 2.02,9.01 08/14/06 RPC INC DE 8.01,9.01 08/15/06 RURBAN FINANCIAL CORP OH 8.01,9.01 08/14/06 SAFEGUARD SCIENTIFICS INC PA 1.01,9.01 08/14/06 SAKS INC TN 2.02,9.01 08/15/06 SAKS INC TN 2.02 08/15/06 AMEND SAN HOLDINGS INC CO 2.02,7.01,9.01 08/14/06 SCHOOL SPECIALTY INC WI 2.02,9.01 08/15/06 SCOLR Pharma, Inc. DE 1.01 08/10/06 SCPIE HOLDINGS INC DE 7.01,9.01 08/15/06 Sekoya Holdings Ltd. NV 8.01 08/03/06 SELECT MEDICAL CORP DE 5.05 08/10/06 SELECT MEDICAL HOLDINGS CORP 5.05 08/10/06 SELECTICA INC DE 1.01,1.02,5.02,9.01 08/09/06 SERVOTRONICS INC /DE/ DE 2.02,9.01 08/14/06 SHUMATE INDUSTRIES INC DE 1.01 08/09/06 SINOFRESH HEALTHCARE INC FL 2.02,9.01 08/14/06 SIRENZA MICRODEVICES INC DE 1.01,9.01 08/14/06 SIRVA INC DE 7.01,8.01,9.01 08/14/06 SKINS INC. NV 4.02 08/11/06 SLM Student Loan Trust 2006-7 DE 1.01,2.01,9.01 08/10/06 SOFTECH INC MA 5.02 08/11/06 SOUTHWALL TECHNOLOGIES INC /DE/ DE 8.01 08/14/06 SOVEREIGN BANCORP INC PA 9.01 05/31/06 AMEND SPAR GROUP INC DE 5.02,9.01 08/09/06 SPECTRUM SCIENCES & SOFTWARE HOLDINGS DE 2.02,9.01 08/15/06 SPORTSMANS GUIDE INC MN 8.01 08/15/06 SS&C TECHNOLOGIES INC DE 1.01,9.01 08/09/06 STAPLES INC DE 2.02 08/15/06 STEAK & SHAKE CO IN 1.01 08/09/06 STERLING BANCSHARES INC TX 1.01,9.01 08/09/06 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 08/15/06 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 08/15/06 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 08/15/06 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 08/15/06 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 08/15/06 STRUCTURED PRODUCTS CORPTIERS PRINC P DE 8.01,9.01 08/01/06 AMEND SUMMIT FINANCIAL SERVICES GROUP INC FL 2.02,9.01 08/14/06 SUNCOM WIRELESS HOLDINGS, INC. 7.01,9.01 08/15/06 SUNTERRA CORP MD 8.01,9.01 08/10/06 SUPERTEL HOSPITALITY INC VA 2.02,9.01 08/14/06 SUPERVALU INC DE 5.02 08/09/06 SUPERVALU INC DE 1.01,9.01 08/09/06 SYNTEL INC MI 8.01,9.01 08/15/06 TAG IT PACIFIC INC DE 9.01 08/14/06 AMEND TALEO CORP DE 2.02,9.01 08/15/06 TANGER FACTORY OUTLET CENTERS INC NC 1.01,7.01 08/14/06 TEGAL CORP /DE/ DE 2.02,9.01 08/10/06 TELESTONE TECHNOLOGIES CORP CO 2.02,9.01 08/14/06 TERRA INDUSTRIES INC MD 1.01,9.01 08/10/06 Terra Nova Acquisition CORP DE 1.01,3.02,5.01,7.01,9.01 08/09/06 TIENS BIOTECH GROUP USA INC 8.01,9.01 08/15/06 TII NETWORK TECHNOLOGIES, INC. DE 1.01,1.02,5.02,9.01 08/11/06 TII NETWORK TECHNOLOGIES, INC. DE 2.02,9.01 08/14/06 TIVO INC DE 1.01,5.02 08/09/06 TJX COMPANIES INC /DE/ DE 2.02,9.01 08/15/06 TNS INC 5.03,7.01,9.01 08/10/06 TODD SHIPYARDS CORP WA 8.01 08/15/06 TOFUTTI BRANDS INC DE 2.02,9.01 08/15/06 TRAMMELL CROW CO DE 1.01,9.01 08/09/06 TRANSCONTINENTAL REALTY INVESTORS INC NV 2.02,9.01 06/30/06 TRANSTECHNOLOGY CORP DE 8.01,9.01 08/11/06 TRI-S SECURITY CORP GA 2.02,9.01 08/14/06 TRIPATH IMAGING INC DE 8.01,9.01 08/14/06 TRUSTCO BANK CORP N Y NY 8.01,9.01 08/15/06 TXP CORP NV 2.03,9.01 08/09/06 UNISOURCE ENERGY CORP AZ 1.01,2.03,9.01 08/11/06 UNITED COMPONENTS INC DE 2.02,9.01 08/15/06 UNITED DOMINION REALTY TRUST INC MD 7.01,9.01 08/15/06 UNITED RENTALS INC /DE DE 7.01 08/14/06 UNITED RETAIL GROUP INC/DE DE 2.02,9.01 07/29/06 Universal Capital Management, Inc. DE 2.01 08/11/06 UNIVERSAL FOREST PRODUCTS INC MI 5.02 08/15/06 URS CORP /NEW/ DE 1.01,9.01 08/01/06 AMEND USA Mobility, Inc DE 2.02,7.01,9.01 08/09/06 UTEK CORP 8.01,9.01 08/14/06 VARIAN MEDICAL SYSTEMS INC DE 1.01,5.02,9.01 08/11/06 VERIDIEN CORP DE 7.01,9.01 08/15/06 VERIZON COMMUNICATIONS INC DE 8.01 08/15/06 Vestin Realty Mortgage II, Inc 8.01,9.01 08/15/06 VIASPACE Inc. NV 8.01,9.01 08/14/06 VIEWCAST COM INC DE 2.02,9.01 08/14/06 VITRIA TECHNOLOGY INC DE 2.05 08/11/06 VOLTERRA SEMICONDUCTOR CORP 1.01 08/09/06 WAKO LOGISTICS GROUP INC 8.01 08/11/06 WAL MART STORES INC DE 2.02,9.01 08/15/06 WASHINGTON BANKING CO WA 8.01,9.01 08/10/06 WERNER ENTERPRISES INC NE 2.03 08/09/06 WEST PHARMACEUTICAL SERVICES INC PA 7.01,9.01 08/09/06 WESTERN SIZZLIN CORP DE 3.03,5.03,9.01 08/10/06 WHEELING ISLAND GAMING INC DE 2.02,9.01 08/14/06 WHERIFY WIRELESS INC DE 8.01 08/15/06 WHITTIER ENERGY CORP NV 1.01,2.01,7.01,9.01 08/09/06 WILD OATS MARKETS INC DE 1.01,9.01 08/14/06 WILLBROS GROUP INC R1 2.02,5.02,9.01 08/09/06 WILLOW GROVE BANCORP INC/NEW PA 2.02,9.01 08/14/06 WILSONS THE LEATHER EXPERTS INC MN 2.02,9.01 08/15/06 WORLD FINANCIAL NETWORK CREDIT CARD M DE 8.01,9.01 08/15/06 WYNN RESORTS LTD 1.01,9.01 08/15/06 XA, INC. NV 1.01,3.02,9.01 08/08/06 XEROX CORP NY 8.01,9.01 08/15/06 XFONE INC NV 8.01,9.01 08/15/06 YAK COMMUNICATIONS INC FL 1.01,9.01 08/09/06 YP CORP NV 5.02,9.01 08/12/06 Yukon Resources Corp. NV 8.01,9.01 08/15/06 ZAP CA 2.02,9.01 08/15/06 ZONE 4 PLAY INC NV 2.02,9.01 08/15/06