SEC NEWS DIGEST Issue 2006-152 August 8, 2006 COMMISSION ANNOUNCEMENTS STATEMENT OF CHAIRMAN COX CONCERNING THE DECISION OF THE U.S. COURT OF APPEALS IN PHILLIP GOLDSTEIN, ET AL. v. SEC On August 7, SEC Chairman Christopher Cox issued the following statement on concerning the agency's decision not to seek en banc review of the decision of the U.S. Court of Appeals in Phillip Goldstein, et al. v. Securities and Exchange Commission, and not to seek to petition the U.S. Supreme Court for a writ of certiorari. In June 2006, a three-judge panel of the U.S. Court of Appeals for the District of Columbia Circuit unanimously struck down the SEC's hedge fund adviser registration rules under the Investment Advisers Act. Chairman Cox said: "The Commission's Solicitor and General Counsel have concluded that, since the appellate court's decision was based on multiple grounds and was unanimous, further appeal would be futile and would simply delay and distract from our goal of advancing investor protection. "Instead, the Commission is moving aggressively on an agenda of rulemaking and staff guidance - some of which may be issued as early as this week - to address the legal consequences from the invalidation of the rule. "Among the significant new proposals will be a new anti-fraud rule under the Investment Advisers Act that would have the effect of 'looking through' a hedge fund to its investors. This would reverse the side-effect of the Goldstein decision that the anti- fraud provisions of the Act apply only to 'clients' as the court interpreted that term, and not to investors in the hedge fund. At my direction, Commission staff are also considering whether we should increase the minimum asset and income requirements for individuals who invest in hedge funds. "In addition, our staff guidance can be expected to address the grandfathering, transition and other miscellaneous relief necessitated by the vacating of the rule. This will help to eliminate disincentives for voluntary registration, and enable hedge fund advisers who are already registered under the rule to remain registered. "Finally, notwithstanding the Goldstein decision, it is important to point out that hedge funds today remain subject to SEC regulations and enforcement under the antifraud, civil liability, and other provisions of the federal securities laws. The SEC will continue to vigorously enforce the federal securities laws against hedge funds and hedge fund advisers who violate those laws. Hedge funds are not, should not be, and will not be unregulated." On July 25, 2006, Chairman Cox testified before the U.S. Senate Committee on Banking, Housing and Urban Affairs on proposed new rules and Commission initiatives concerning hedge funds. These would expand the Commission's ability to hold hedge fund advisers accountable for fraud against individual hedge fund investors; remove legal impediments that might otherwise force currently registered hedge fund advisers to deregister; and update protections for unsophisticated investors by raising the thresholds to qualify for sophisticated investor status. The full testimony is available on the SEC website at http://www.sec.gov/news/testimony/2006/ts072506cc.htm . (Press Rel. 2006-135) ENFORCEMENT PROCEEDINGS NOTICE OF PROPOSED DISTRIBUTION PLAN AND OPPORTUNITY FOR COMMENT IN THE MATTER OF BANC ONE INVESTMENT ADVISORS CORPORATION On August 7, the Commission gave notice that, pursuant to Rule 1103 of the Securities and Exchange Commission's Rules on Fair Fund and Disgorgement Plans, Banc One Investment Advisors Corporation has submitted its proposed distribution plan (Distribution Plan) for the distribution of monies placed into a Fair Fund pursuant to Section 308(a) of the Sarbanes-Oxley Act of 2002 in the Matter of Banc One Investment Advisors Corporation (BOIA), et al., Administrative Proceeding File No. 3-11530. As proposed in the Distribution Plan, if approved, eligible investors will receive their proportionate share of $50 million in disgorgement and civil penalties paid by BOIA, plus accumulated interest, to compensate such investors for harm they may have suffered as a result of market timing in the following funds, on the days on which such market timing occurred, during the period from June 1999 through May 2003: One Group Mid Cap Growth Fund; One Group Large Cap Growth Fund; One Group Diversified Equity Fund; One Group Mid Cap Value Fund; One Group Large Cap Value Fund; One Group Diversified Mid Cap Fund; One Group Small Cap Value; One Group Diversified International Fund; One Group International Equity Index Fund; One Group Small Cap Growth Fund; and One Group Equity Income Fund. Any interested parties may print a copy of the proposed Distribution Plan from the Commission's public website, http://www.sec.gov/litigation/admin/2006/34-54280-pdp.pdf, BOIA's website, www.settlementbanconeia.com/index.asp. Interested parties may also obtain a written copy of the proposed Distribution Plan by submitting a written request to Kara M. Washington, United States Securities and Exchange Commission, 175 West Jackson Boulevard, Suite 900, Chicago, Illinois 60604. All persons who desire to comment on the Distribution Plan may submit their comments, in writing, no later than September 6, 2006, to the Office of the Secretary, U.S. Securities and Exchange Commission, 100 F Street, N.E., Washington, DC 20549-1090, or by using the Commission's Internet comment form (http://www.sec.gov/litigation/admin.shtml), or by sending an e-mail to rule-comments@sec.gov. Please include the Administrative Proceeding File Number (Admin. Proc. File No. 3-11530) on the subject line of any email. Comments received will be publicly available. Persons should submit only information that they wish to make publicly available. For more information, see Release Nos. IA-2254 and IC-26490. (Rel. 34- 54280; File No. 3-11530) IN THE MATTER OF PETER KIRSCHNER On August 8, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions (Order) against Peter D. Kirschner. The Order finds that on August 8, 2006, the Commission filed a complaint against Kirschner in Securities and Exchange Commission v. Peter D. Kirschner and Media Magic, Inc., Civil Action No. 06-1403RMU, in the United States District Court for the District of Columbia. The Order also finds that on August 8, 2006, the court entered a final judgment permanently enjoining Kirschner, by consent, from future violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. Kirschner was also ordered to disgorge $109,400 in ill- gotten gains plus prejudgment interest, and pay a $55,000 civil money penalty. The Commission's complaint alleged, among other things, that Kirschner fraudulently procured stock dividend shares in advance of the date on which they were to be publicly distributed, and sold those shares into an uninformed market at prices that did not yet reflect the increase in the total number of outstanding shares. Specifically, the Commission alleged that Kirschner arranged for GLUV Corp.'s transfer agent to prematurely issue him 3,000,000 dividend shares in advance of the time at which dividend shares were to be distributed to GLUV Corp.'s other shareholders. There was no publicly available information indicating that Kirschner's dividend shares had been issued in advance of the payment date. The complaint alleged that Kirschner sold 19,500 of these prematurely issued shares into the uninformed market at prices ranging from $5.50 to $7.95 per share, realizing net proceeds of $109,400. According to allegations in the complaint, had Kirschner sold the same quantity of shares hours later, he would have realized gross proceeds of less than $20, as these shares were then trading at less than a penny, reflecting the adjustment by the market to the issuance the stock dividend. Based on the above, the Order barred Kirschner from association with any broker or dealer, with the right to reapply for association after five years. Kirschner consented to the issuance of the Order without admitting or denying any of the findings in the Order except as to the subject matter and jurisdiction [SEC v. Peter D. Kirschner and Media Magic, Inc., U.S. District Court for the District of Columbia, Civil Action No. 06-1403RMU] (LR-19795); Administrative Proceeding (Rel. 34- 54281; File No. 3-12389) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 Innovive Pharmaceuticals, Inc., 555 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY, 10022, 212-716-1810 - 8,362,852 ($31,524,043.47) Equity, (File 333-136348 - Aug. 7) (BR. 01C) S-8 Complete Production Services, Inc., 14450 JFK BLVD., SUITE 400, HOUSTON, TX, 77032, 281-372-2300 - 6,010,983 ($75,317,616.99) Equity, (File 333-136350 - Aug. 7) (BR. 04) S-1 Claymont Steel Holdings, Inc., 4001 PHILADELPHIA PIKE, CLAYMONT, DE, 19703, 302-792-5400 - 0 ($115,000,000.00) Equity, (File 333-136352 - Aug. 7) (BR. 06) SB-2 Blackhawk Biofuels, LLC, 22 SOUTH CHICAGO AVENUE, FREEPORT, IL, 61032, (815) 235-2461 - 17,500,000 ($35,000,000.00) Equity, (File 333-136353 - Aug. 7) (BR. ) S-8 BALTIA AIR LINES INC, 63-25 SAUNDERS STREET, SUITE 7-I, REGO PARK, NY, 11374, 7182755205 - 10,000,000 ($700,000.00) Equity, (File 333-136354 - Aug. 7) (BR. 05A) S-8 EMTEC INC/NJ, 817 EAST LAKE GATE DRIVE, MT LAUREL, UT, 08054, 8013633283 - 1,400,000 ($1,820,000.00) Equity, (File 333-136355 - Aug. 7) (BR. 08A) S-3ASR E TRADE FINANCIAL CORP, 135 E. 57TH STREET, NEW YORK, NY, 10022, 6503316000 - 847,276 ($19,317,892.80) Equity, (File 333-136356 - Aug. 7) (BR. 07C) S-3ASR MEDTRONIC INC, 710 MEDTRONIC PKWY, MS LC300, MINNEAPOLIS, MN, 55432, 7635144000 - 0 ($0.00) Equity, (File 333-136361 - Aug. 7) (BR. 10B) S-8 ASML HOLDING NV, DE RUN 6501, DR VELDHOVEN, P7, 5504, 31402683000 - 2,717,000 ($47,070,330.00) Equity, (File 333-136362 - Aug. 7) (BR. 10A) S-1 Owens Corning (Reorganized) Inc., ONE OWENS CORNING PARKWAY, TOLEDO, OH, 43659, 419-248-8000 - 0 ($3,843,000,000.00) Equity, (File 333-136363 - Aug. 7) (BR. ) S-8 ELECTRONIC DATA SYSTEMS CORP /DE/, 5400 LEGACY DRIVE, H3-3A-05, PLANO, TX, 75024, 9726046000 - 8,200,000 ($194,586,000.00) Other, (File 333-136364 - Aug. 7) (BR. 03A) F-1 Double Hull Tankers, Inc., 26 NEW STREET, ST. HELIER, JERSEY, CHANNEL IS, X0, JE23RA, 00 44 1534 639759 - 4,600,000 ($68,402,000.00) Equity, (File 333-136365 - Aug. 7) (BR. 05A) S-3ASR MOTIENT CORP, 300 KNIGHTSBRIDGE, PKY., LINCOLNSHIRE, IL, 60069, 8474784200 - 4,119,386 ($51,286,355.70) Equity, (File 333-136366 - Aug. 7) (BR. 11C) S-8 CELL GENESYS INC, 500 FORBES BOULEVARD, SOUTH SAN FRANCISCO, CA, 94080, 6502663000 - 0 ($813,450.00) Equity, (File 333-136369 - Aug. 7) (BR. 01C) S-8 ENDOLOGIX INC /DE/, 11 STUDEBAKER, IRVINE, CA, 92618, 9495957200 - 0 ($11,649,581.00) Equity, (File 333-136370 - Aug. 7) (BR. 10B) S-1 XTENT INC, 125 CONSTITUTION DRIVE, MENLO PARK, CA, 94025, 6502989500 - 0 ($103,500,000.00) Equity, (File 333-136371 - Aug. 7) (BR. ) SB-2 Pacific Syndicated Resources, Inc., 15239 92ND AVENUE, SURREY, A1, V3R 0A8, 604-785-1827 - 2,809,450 ($842,835.00) Other, (File 333-136372 - Aug. 7) (BR. ) S-8 CV THERAPEUTICS INC, 3172 PORTER DR, PALO ALTO, CA, 94304, 6503848500 - 983,850 ($12,435,864.00) Equity, (File 333-136373 - Aug. 7) (BR. 01A) SB-2 CUBIC ENERGY INC, 9870 PLANO ROAD, 9870 PLANO ROAD, DALLAS, TX, 75238, 972-681-8047 - 4,829,000 ($3,679,910.00) Debt Convertible into Equity, (File 333-136374 - Aug. 7) (BR. 04C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO /DE/ DE 1.01,9.01 08/01/06 Abraxis BioScience, Inc. DE 1.01,5.02,9.01 08/01/06 ABX AIR INC 5.02,9.01 08/01/06 ACCESS WORLDWIDE COMMUNICATIONS INC DE 2.01,9.01 08/07/06 ACORDA THERAPEUTICS INC 5.02,9.01 08/07/06 ACXIOM CORP DE 1.01,5.02,8.01,9.01 08/05/06 ADA-ES INC CO 2.02,9.01 08/07/06 ADDVANTAGE TECHNOLOGIES GROUP INC OK 2.02,9.01 08/07/06 ADSOUTH PARTNERS, INC. NV 2.01,8.01,9.01 07/31/06 ADVANCED OXYGEN TECHNOLOGIES INC DE 4.01 08/04/06 AES CORP DE 2.02,9.01 08/07/06 AFFILIATED COMPUTER SERVICES INC DE 2.02,9.01 08/07/06 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 2.02,9.01 08/02/06 AIR PRODUCTS & CHEMICALS INC /DE/ DE 5.04,9.01 08/07/06 AIRNET SYSTEMS INC OH 2.02,7.01,9.01 08/02/06 AIRSPAN NETWORKS INC WA 1.01,3.01,9.01 08/01/06 Aleris International, Inc. DE 1.01,1.02,2.01,2.03 08/01/06 ALIGN TECHNOLOGY INC DE 8.01,9.01 07/25/06 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 08/07/06 ALLIED DEFENSE GROUP INC DE 2.02,9.01 08/03/06 ALLIED WORLD ASSURANCE CO HOLDINGS LT 1.01,9.01 08/01/06 ALLOS THERAPEUTICS INC DE 2.02,9.01 08/07/06 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE 7.01,9.01 08/03/06 AMEND Alternative Loan Trust 2006-OA12 8.01,9.01 07/28/06 AMBASSADORS INTERNATIONAL INC DE 1.01,8.01,9.01 08/04/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 07/25/06 AMERICAN TOWER CORP /MA/ DE 2.02,4.02,9.01 08/07/06 AMERICAN WAGERING INC NV 1.01 08/01/06 AMERICREDIT CORP TX 2.02,9.01 08/07/06 AMERISOURCEBERGEN CORP DE 8.01,9.01 08/07/06 AMERON INTERNATIONAL CORP DE 2.01,9.01 08/01/06 AMN HEALTHCARE SERVICES INC DE 2.02,9.01 08/07/06 ANCHOR BANCORP WISCONSIN INC WI 2.02,9.01 08/07/06 APPLIED DIGITAL SOLUTIONS INC MO 2.02,9.01 08/03/06 ARI NETWORK SERVICES INC /WI WI 1.01,9.01 08/01/06 ARRAY BIOPHARMA INC DE 2.02,9.01 08/07/06 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE 2.02,9.01 06/30/06 ASBURY AUTOMOTIVE GROUP INC DE 1.01,2.03,9.01 08/01/06 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 08/03/06 ASPECT MEDICAL SYSTEMS INC DE 8.01,9.01 08/04/06 Asset Capital Corporation, Inc. MD 8.01 08/07/06 ASTRONICS CORP NY 2.02,9.01 08/03/06 ATMEL CORP DE 1.01,5.02,9.01 08/05/06 ATMI INC DE 8.01,9.01 08/07/06 AVOCENT CORP DE 8.01,9.01 08/07/06 AXONYX INC NV 8.01,9.01 08/07/06 BALL CORP IN 5.03,9.01 08/07/06 BALLY TOTAL FITNESS HOLDING CORP DE 1.01,5.02,9.01 08/01/06 Bayview 2006-B DE 1.01 08/07/06 Bayview Financial Mortgage Pass-Throu 1.01 08/07/06 BDC Capital, Inc. MN 8.01 05/03/06 AMEND BELDEN CDT INC. DE 1.01,9.01 08/02/06 BELK INC 1.01,9.01 08/01/06 BERRY PETROLEUM CO DE 5.02,7.01,9.01 08/04/06 BIG DOG HOLDINGS INC DE 2.02,7.01 08/04/06 BIGGEST LITTLE INVESTMENTS LP DE 1.01 08/04/06 BIO SOLUTIONS MANUFACTURING, INC. NY 5.02 07/01/06 BIOFORCE NANOSCIENCES HOLDINGS, INC. NV 4.01,9.01 02/24/06 BIOFORCE NANOSCIENCES HOLDINGS, INC. NV 4.01,9.01 04/28/06 BIOFORCE NANOSCIENCES HOLDINGS, INC. NV 9.01 02/24/06 AMEND BITSTREAM INC DE 2.02,9.01 08/07/06 BLACKBAUD INC 2.02,9.01 08/07/06 BOYD GAMING CORP NV 1.01,2.03,2.06,5.02,8.01 08/07/06 BRE PROPERTIES INC /MD/ MD 8.01,9.01 08/07/06 BRIGHAM EXPLORATION CO DE 2.02,7.01,9.01 08/03/06 BRIGHT HORIZONS FAMILY SOLUTIONS INC DE 5.02,9.01 08/01/06 Bristow Group Inc DE 1.01,5.02,9.01 04/01/06 BROADWING CORP DE 2.02,9.01 08/03/06 BROOKS AUTOMATION INC DE 1.01 08/02/06 BRUKER BIOSCIENCES CORP DE 1.01 08/01/06 BTX HOLDINGS INC FL 8.01 07/24/06 Buckeye GP Holdings L.P. DE 1.01,5.02,9.01 08/03/06 CA, INC. DE 5.04,9.01 08/07/06 CALIFORNIA PIZZA KITCHEN INC DE 2.02,9.01 08/07/06 CALLAWAY GOLF CO /CA DE 1.01,9.01 08/01/06 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 07/31/06 CANARGO ENERGY CORP DE 5.02,7.01,9.01 08/07/06 CARAUSTAR INDUSTRIES INC NC 2.05 08/02/06 CARDINAL HEALTH INC OH 1.01,5.02,7.01,9.01 08/01/06 CARMIKE CINEMAS INC DE 2.02,8.01,9.01 08/04/06 CASEYS GENERAL STORES INC IA 1.01,9.01 08/07/06 CEDAR SHOPPING CENTERS INC MD 2.02,7.01,9.01 08/07/06 CEL SCI CORP CO 1.01,9.01 08/04/06 CHENIERE ENERGY INC DE 2.02,9.01 08/04/06 CHENIERE ENERGY INC DE 1.01,9.01 08/04/06 CHESAPEAKE UTILITIES CORP DE 8.01,9.01 08/01/06 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 1.01 08/02/06 China Kangtai Cactus Bio-tech, Inc. NV 2.01,9.01 06/26/06 AMEND CHINA MEDICINE CORP 1.01,9.01 07/07/06 CHRISTOPHER & BANKS CORP DE 7.01,9.01 08/03/06 CITADEL BROADCASTING CORP DE 2.02,7.01,9.01 08/01/06 CITY HOLDING CO WV 8.01,9.01 08/04/06 CLAYTON WILLIAMS ENERGY INC /DE DE 1.01,9.01 08/02/06 CLINICAL DATA INC DE 5.02,9.01 08/01/06 CNA FINANCIAL CORP DE 1.01,9.01 08/03/06 Cogdell Spencer Inc. MD 2.02,9.01 08/07/06 COHU INC DE 1.01,9.01 08/04/06 COMMSCOPE INC DE 7.01,8.01,9.01 08/07/06 COMMUNITY BANCSHARES INC /DE/ DE 2.02,9.01 08/07/06 COMMUNITY BANK SYSTEM INC DE 8.01,9.01 08/02/06 CONCORD CAMERA CORP NJ 1.01,2.03,8.01,9.01 08/07/06 Conihasset Capital Partners, Inc. DE 4.02 08/07/06 CONNS INC DE 2.02,9.01 08/07/06 CONSUMER PORTFOLIO SERVICES INC CA 7.01,9.01 08/04/06 Cord Blood America, Inc. FL 1.01,2.02,3.02,9.01 07/27/06 CRM Holdings, Ltd. 2.02,9.01 08/07/06 CRYOLIFE INC FL 1.01,5.02,9.01 08/01/06 CULP INC NC 1.01 08/01/06 CUTERA INC DE 2.02,9.01 08/07/06 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 06/28/06 CYBEX INTERNATIONAL INC NY 5.02 08/02/06 CYGNUS OIL & GAS CORP DE 4.01,9.01 07/20/06 AMEND CYTOGEN CORP DE 2.02,9.01 06/30/06 DATAMEG CORP DE 4.01 08/03/06 DAYTON SUPERIOR CORP OH 2.02,9.01 08/07/06 DEERE & CO DE 7.01 08/07/06 Deerfield Triarc Capital Corp MD 1.01,2.03,7.01,9.01 08/02/06 DEPOMED INC CA 2.02,9.01 08/07/06 DERMA SCIENCES, INC. PA 3.02,9.01 08/03/06 Deutsche Alt-A Securities, Inc. Mortg 2.01,9.01 01/31/06 Deutsche Alt-B Securities Mortgage Lo 1.01,1.02,6.02 08/01/06 DIAMOND HILL INVESTMENT GROUP INC OH 9.01 06/30/06 DIASYS CORP DE 3.02 10/14/05 DIGIMARC CORP DE 2.02,9.01 08/03/06 DIGITAL NETWORK ALLIANCE INTERNATIONA DE 4.02,9.01 04/17/06 DIOMED HOLDINGS INC NV 8.01,9.01 08/07/06 DNAPRINT GENOMICS INC UT 1.01,2.03,9.01 08/01/06 DNAPRINT GENOMICS INC UT 1.01,2.03,9.01 08/01/06 DOLLAR GENERAL CORP TN 7.01,9.01 08/04/06 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 1.01,2.05,9.01 08/01/06 DOUBLE EAGLE PETROLEUM CO MD 1.01 08/01/06 DRIL-QUIP INC DE 2.02,9.01 08/01/06 EASYLINK SERVICES CORP DE 8.01,9.01 08/01/06 EL PASO CORP/DE DE 2.02,7.01,9.01 08/07/06 ELECTRIC CITY CORP DE 7.01,9.01 08/04/06 ELECTRONICS FOR IMAGING INC DE 1.01,9.01 08/03/06 EMBREX INC /NC/ NC 2.02,9.01 08/07/06 EN POINTE TECHNOLOGIES INC DE 2.02,9.01 08/07/06 ENCYSIVE PHARMACEUTICALS INC DE 2.02,9.01 08/07/06 ENTEGRIS INC MN 2.02,9.01 08/07/06 EP GLOBAL COMMUNICATIONS INC 5.02,9.01 08/01/06 EQUIFAX INC GA 5.02,9.01 08/07/06 EXELON CORP PA 8.01,9.01 08/04/06 EXPRESS SCRIPTS INC DE 7.01 08/07/06 Fairview Energy Corporation, Inc. NV 1.01,3.03,5.03,9.01 08/03/06 FEDERAL REALTY INVESTMENT TRUST MD 1.01 08/02/06 FEDERATED INVESTORS INC /PA/ PA 9.01 07/14/06 AMEND FIRST INDUSTRIAL REALTY TRUST INC MD 1.01,9.01 08/04/06 FISHER COMMUNICATIONS INC WA 2.02,9.01 08/07/06 FLUOR CORP DE 2.02,9.01 08/07/06 FOG CUTTER CAPITAL GROUP INC MD 2.02,9.01 08/04/06 FRANKLIN BANK CORP 7.01,9.01 08/07/06 FREMONT GENERAL CORP NV 1.01,9.01 08/02/06 FREMONT MICHIGAN INSURACORP INC MI 2.02,9.01 08/07/06 FREMONT MORTGAGE SECURITIES CORP DE 8.01,9.01 08/03/06 FRIENDLY ICE CREAM CORP MA 2.02,9.01 08/07/06 FRONTIER OIL CORP /NEW/ WY 2.02,9.01 08/07/06 GALLAGHER ARTHUR J & CO DE 7.01,9.01 08/07/06 General Finance CORP DE 4.01,9.01 08/01/06 GENESEE & WYOMING INC DE 1.01,5.02,9.01 08/03/06 GLOBAL INDUSTRIES LTD LA 1.01 08/01/06 GMX RESOURCES INC OK 1.01,9.01 08/07/06 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 3.02 07/07/06 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 07/07/06 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 5.02 08/07/06 GOLF TRUST OF AMERICA INC MD 2.04 08/01/06 GOOD TIMES RESTAURANTS INC NV 1.01,2.03 09/30/05 GRANITE BROADCASTING CORP DE 1.01,2.02,9.01 08/01/06 GREEN MOUNTAIN POWER CORP VT 1.01,2.03,9.01 08/03/06 GREENFIELD ONLINE INC DE 2.02,9.01 08/07/06 GSAMP Trust 2006-S4 DE 1.01,9.01 07/31/06 GSI COMMERCE INC DE 1.01,9.01 08/01/06 GTA-IB, LLC FL 2.04 08/01/06 GTECH HOLDINGS CORP DE 8.01 08/04/06 GULFMARK OFFSHORE INC DE 2.01,7.01,9.01 08/07/06 HANSEN NATURAL CORP DE 2.02,9.01 08/07/06 HARTFORD LIFE INSURANCE CO CT 9.01 08/07/06 HAWAIIAN HOLDINGS INC DE 2.02,9.01 08/07/06 HCC INSURANCE HOLDINGS INC/DE/ DE 1.01 08/03/06 HERBST GAMING INC NV 1.01,9.01 08/07/06 HIGHWOODS PROPERTIES INC MD 2.02,9.01 08/07/06 HMS HOLDINGS CORP 2.02,7.01,9.01 08/04/06 HOPFED BANCORP INC DE 2.02,9.01 08/03/06 HORIZON OFFSHORE INC DE 2.02,8.01,9.01 08/04/06 HRPT PROPERTIES TRUST MD 2.02,9.01 08/07/06 HYDROGEN ENGINE CENTER, INC. NV 9.01 08/07/06 HYPERTENSION DIAGNOSTICS INC /MN MN 8.01 08/07/06 ICAGEN INC DE 5.02,9.01 08/03/06 IHOP CORP DE 8.01,9.01 08/04/06 IMMUNICON CORP 7.01,9.01 08/07/06 IMMUNOTECHNOLOGY CORP DE 1.01,5.03,9.01 08/02/06 INNKEEPERS USA TRUST/FL MD 7.01,9.01 08/07/06 INNOVA HOLDINGS NV 8.01,9.01 08/07/06 INTEGRAL SYSTEMS INC /MD/ MD 2.02,9.01 08/07/06 INTEGRATED DATA CORP DE 4.01,5.02 08/04/06 INTELLIGENT SYSTEMS CORP GA 2.01,7.01,9.01 08/01/06 INTERMAGNETICS GENERAL CORP DE 1.01 08/01/06 Intermec, Inc. DE 8.01 08/07/06 INTERNATIONAL BARRIER TECHNOLOGY INC/ 8.01,9.01 09/06/05 INVESTMENT TECHNOLOGY GROUP INC DE 8.01 08/07/06 INVESTORS FINANCIAL SERVICES CORP DE 2.02 08/07/06 INVESTORS TITLE CO NC 2.02,9.01 08/07/06 INYX INC NV 8.01,9.01 08/04/06 IPARTY CORP DE 1.01,2.01,2.03,8.01,9.01 08/07/06 iPCS, INC DE 8.01,9.01 08/04/06 IRWIN FINANCIAL CORP IN 1.01,2.05,8.01,9.01 08/07/06 ITC Holdings Corp. MI 8.01,9.01 08/03/06 J C PENNEY CO INC DE 1.01,9.01 08/01/06 K TRON INTERNATIONAL INC NJ 2.02,9.01 08/07/06 K-SEA TRANSPORTATION PARTNERS LP DE 2.02,9.01 08/04/06 Kearny Financial Corp. X1 2.02,9.01 08/03/06 KID CASTLE EDUCATIONAL CORP FL 4.02 06/01/06 Kimball Hill, Inc. IL 2.02,9.01 08/07/06 KINDRED HEALTHCARE, INC DE 8.01,9.01 08/07/06 KIRKLANDS INC 2.02,9.01 08/03/06 KITE REALTY GROUP TRUST MD 2.02,9.01 08/07/06 KIWA BIO-TECH PRODUCTS GROUP CORP DE 1.01,9.01 07/31/06 KLA TENCOR CORP DE 8.01 08/03/06 KMG America CORP VA 2.02,9.01 08/07/06 KMG America CORP VA 1.01 08/07/06 Koppers Holdings Inc. PA 2.02,9.01 08/04/06 KRONOS INC MA 2.01,9.01 08/01/06 KRONOS WORLDWIDE INC 2.02,7.01,9.01 08/04/06 KUHLMAN COMPANY, INC MN 5.02,9.01 08/01/06 LAUREATE EDUCATION, INC. MD 1.01,9.01 08/07/06 LAWSON PRODUCTS INC/NEW/DE/ DE 2.02,9.01 08/02/06 LEHMAN ABS CORP COR BK TR CER CORN DE DE 8.01,9.01 07/25/06 LEVEL 3 COMMUNICATIONS INC DE 8.01,9.01 08/07/06 Liberty Global, Inc. DE 2.02,7.01 07/28/06 AMEND LIN TV CORP DE 2.02,9.01 08/07/06 Linn Energy, LLC DE 1.01,2.01,2.03,9.01 08/01/06 LOJACK CORP MA 2.02,9.01 08/07/06 LOUISIANA-PACIFIC CORP DE 1.01 08/04/06 LUCENT TECHNOLOGIES INC DE 8.01,9.01 08/07/06 MAC-GRAY CORP DE 2.02,9.01 08/07/06 AMEND MAGUIRE PROPERTIES INC MD 1.01 08/01/06 MAIR HOLDINGS INC MN 2.02,9.01 08/07/06 MARINE PETROLEUM TRUST TX 5.02 06/30/06 MARINER ENERGY INC DE 2.02,9.01 08/07/06 MARKWEST ENERGY PARTNERS L P 2.02,9.01 08/03/06 MARRIOTT INTERNATIONAL INC /MD/ DE 8.01 08/03/06 MARSH SUPERMARKETS INC IN 2.02,8.01,9.01 08/07/06 MAVERICK OIL & GAS, INC. 1.01,3.02,5.02,8.01,9.01 08/02/06 MCDERMOTT INTERNATIONAL INC R1 2.02,9.01 08/07/06 MDC PARTNERS INC A6 7.01,9.01 08/04/06 MedAire, Inc. NV 2.01,9.01 08/04/06 MedaSorb Technologies CORP 5.03,9.01 08/01/06 MELLON FINANCIAL CORP PA 8.01,9.01 08/07/06 MENTOR CORP /MN/ MN 2.02,9.01 06/30/06 MERCURY GENERAL CORP CA 2.02,9.01 08/07/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 9.01 08/07/06 METRO ONE TELECOMMUNICATIONS INC OR 1.01,3.02,7.01,9.01 08/02/06 MFC DEVELOPMENT CORP DE 1.01,3.02,8.01,9.01 08/02/06 MFC DEVELOPMENT CORP DE 2.01,2.03,3.02,9.01 08/07/06 MGI PHARMA INC MN 1.01,5.02,9.01 08/01/06 MICROISLET INC NV 1.01,3.02,9.01 07/27/06 AMEND MIDDLETON DOLL CO WI 2.02,9.01 08/04/06 MILLENNIUM BANKSHARES CORP VA 1.01,5.02,5.03,8.01,9.01 08/04/06 MITY ENTERPRISES INC UT 1.01,9.01 08/03/06 MONARCH COMMUNITY BANCORP INC MD 8.01,9.01 06/03/06 Morgan Stanley Mortgage Loan Trust 20 DE 6.02 08/01/06 Morgan Stanley Mortgage Loan Trust 20 DE 6.02 08/01/06 Morgan Stanley Mortgage Loan Trust 20 DE 6.02 08/01/06 NATIONAL BANK OF INDIANAPOLIS CORP IN 2.02,9.01 08/07/06 NationsHealth, Inc. DE 2.02,9.01 08/07/06 NATIONSRENT COMPANIES INC DE 1.01,9.01 08/01/06 NATURES SUNSHINE PRODUCTS INC UT 8.01,9.01 08/01/06 NATUS MEDICAL INC DE 2.02,9.01 08/02/06 NCT GROUP INC DE 1.01,2.03,3.02 07/31/06 NETWORK 1 SECURITY SOLUTIONS INC DE 2.02,9.01 08/03/06 NETWORK INSTALLATION CORP NV 1.01 08/01/06 NEUROLOGIX INC/DE DE 1.01,9.01 08/07/06 NEW CENTURY FINANCIAL CORP MD 1.01,5.02,9.01 08/01/06 NewPage Holding CORP DE 2.02,9.01 08/07/06 NL INDUSTRIES INC NJ 2.02,7.01,9.01 08/04/06 Nomura Home Equity Loan, Inc., Home E DE 2.01,9.01 06/30/06 NORTHERN ETHANOL, INC. DE 1.01,5.02,9.01 07/17/06 NORTHWEST AIRLINES CORP DE 2.02,9.01 08/07/06 Odimo INC DE 3.01 08/03/06 OMNIVISION TECHNOLOGIES INC DE 5.02 08/01/06 Omrix Biopharmaceuticals, Inc. DE 1.01 08/02/05 OMTOOL LTD DE 2.02,9.01 08/07/06 ON THE GO HEALTHCARE INC DE 5.03 08/01/06 Onstream Media CORP FL 3.01,8.01,9.01 08/02/06 OPTIMAL GROUP INC 7.01 08/07/06 ORBIMAGE HOLDINGS INC/DE 1.01,5.02,9.01 08/01/06 ORMAT TECHNOLOGIES, INC. DE 2.02,9.01 08/07/06 ORTHOFIX INTERNATIONAL N V 1.01,9.01 08/04/06 ORTHOFIX INTERNATIONAL N V 1.01,9.01 08/04/06 AMEND PACIFIC MERCANTILE BANCORP CA 2.02,9.01 07/31/06 PAINCARE HOLDINGS INC CT 7.01,8.01,9.01 08/02/06 PANTRY INC DE 1.01,9.01 08/01/06 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 4.01,9.01 08/03/06 Patriot Capital Funding, Inc. DE 5.02,5.03 08/01/06 PC MALL INC DE 2.02,9.01 08/07/06 PDI INC 2.02,5.02,9.01 08/01/06 PEOPLES COMMUNITY BANCORP INC /MD/ MD 2.02,9.01 08/04/06 PEOPLES ENERGY CORP IL 1.01 08/07/06 PEOPLES SIDNEY FINANCIAL CORP DE 5.02 08/03/06 PERFORMANCE FOOD GROUP CO TN 2.02,9.01 08/07/06 PHASE III MEDICAL INC/DE DE 1.01,5.03,9.01 08/01/06 PHOTOWORKS INC /WA WA 2.02,9.01 08/07/06 POGO PRODUCING CO DE 5.02 08/04/06 POLARIS INDUSTRIES INC/MN MN 5.02 08/02/06 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 8.01,9.01 08/04/06 PYRAMID BREWERIES INC WA 2.02,9.01 08/04/06 QUALITY DISTRIBUTION INC FL 2.02,9.01 08/07/06 QUICKLOGIC CORPORATION CA 8.01 08/01/06 QUIKSILVER INC DE 5.02 08/01/06 RADIO ONE INC DE 2.02,9.01 08/07/06 REGEN BIOLOGICS INC DE 8.01 08/07/06 REGENCY CENTERS CORP FL 2.02,9.01 08/02/06 REGENT COMMUNICATIONS INC DE 2.02,9.01 08/07/06 REGENT COMMUNICATIONS INC DE 8.01 08/07/06 REGENT COMMUNICATIONS INC DE 1.01,5.02,8.01,9.01 08/05/06 RELIV INTERNATIONAL INC DE 2.02,9.01 08/07/06 REMOTE MDX INC UT 1.01,3.02,9.01 08/04/06 RF MICRO DEVICES INC NC 1.01,5.05,9.01 08/01/06 Rock-Tenn CO GA 1.01 05/08/06 AMEND ROCKFORD CORP AZ 7.01,9.01 08/03/06 RUDOLPH TECHNOLOGIES INC DE 2.02,9.01 06/30/06 Ruths Chris Steak House, Inc. DE 1.01,9.01 07/18/06 SAFE TRAVEL CARE INC NV 1.01,2.01,3.02,3.03, 08/07/06 5.03,5.06,9.01 SAKS INC TN 1.01,9. 01 08/01/06 SALEM COMMUNICATIONS CORP /DE/ DE 2.02,7.01,9.01 08/07/06 SBE INC DE 1.01,9.01 08/04/06 SCIENTIFIC INDUSTRIES INC DE 8.01 08/07/06 SCOLR Pharma, Inc. DE 2.02,9.01 08/07/06 SEACOR HOLDINGS INC /NEW/ DE 1.01,5.02,8.01,9.01 08/03/06 SECURE COMPUTING CORP DE 1.01,9.01 08/01/06 SELECT COMFORT CORP 7.01,9.01 08/07/06 SEMCO ENERGY INC MI 2.02,9.01 08/07/06 SHARPS COMPLIANCE CORP DE 2.02,9.01 08/07/06 SIMON PROPERTY GROUP INC /DE/ DE 1.01 07/27/06 SIPEX CORP DE 1.01,9.01 08/01/06 SIRVA INC DE 7.01,8.01,9.01 08/07/06 SONUS NETWORKS INC DE 2.02,9.01 08/07/06 Sound Revolution Inc. DE 7.01 08/07/06 SOUTHERN UNION CO DE 2.02,7.01,9.01 08/07/06 SPANISH BROADCASTING SYSTEM INC DE 2.02,9.01 08/07/06 SRI SURGICAL EXPRESS INC FL 2.02,9.01 08/07/06 ST JOE CO FL 1.01,5.02,9.01 08/03/06 STAKTEK HOLDINGS INC DE 1.01 08/03/06 STANDARD MOTOR PRODUCTS INC NY 2.02,9.01 08/07/06 STEELCASE INC MI 1.01,8.01,9.01 08/02/06 STRATASYS INC DE 2.02,9.01 08/01/06 SUN NEW MEDIA INC. MN 2.02,9.01 08/07/06 SUN NEW MEDIA INC. MN 2.01,3.02,9.01 03/31/06 AMEND SYKES ENTERPRISES INC FL 2.02,9.01 08/07/06 TASCO HOLDINGS INTERNATIONAL, INC. DE 4.01 08/07/06 TASKER PRODUCTS CORP NV 1.01,5.02 08/01/06 TECHTEAM GLOBAL INC DE 2.02,9.01 08/07/06 TEKELEC CA 1.01,2.02,9.01 08/04/06 Teknik Digital Arts Inc. NV 1.01,9.01 08/07/06 TELECOMMUNICATION SYSTEMS INC /FA/ 2.02,9.01 08/03/06 TELETECH HOLDINGS INC DE 5.02,9.01 08/02/06 Telzuit Medical Technologies, Inc. 1.01,9.01 08/01/06 TEMPLE INLAND INC DE 5.02 08/04/06 TESORO CORP /NEW/ DE 7.01,9.01 08/07/06 TESSERA TECHNOLOGIES INC DE 1.01,9.01 08/01/06 AMEND THERMADYNE HOLDINGS CORP /DE DE 4.01,9.01 08/03/06 AMEND Thomas Equipment, Inc. DE 8.01 07/31/06 THOMAS PROPERTIES GROUP INC DE 1.01,9.01 08/01/06 TIDELANDS ROYALTY TRUST B TX 5.02 06/30/06 TNS INC 2.02,7.01,9.01 08/07/06 Tornado Gold International Corp NV 8.01,9.01 08/07/06 TRANSMONTAIGNE INC DE 8.01,9.01 08/07/06 TRANSOCEAN INC E9 7.01,9.01 08/07/06 TRANSOCEAN INC E9 7.01 08/07/06 TRUE RELIGION APPAREL INC NV 2.02,8.01,9.01 08/03/06 TVIA INC DE 2.02,9.01 08/07/06 U-Store-It Trust MD 1.01,2.02,9.01 08/01/06 Under Armour, Inc. MD 3.02,9.01 08/03/06 UNITED BANCORPORATION OF ALABAMA INC DE 2.02,9.01 08/03/06 United Community Bancorp X1 2.02,9.01 08/04/06 UNIVEC INC DE 1.01,2.03,3.02,9.01 07/31/06 UNIVERSAL TECHNICAL INSTITUTE INC DE 5.02,9.01 08/07/06 UQM TECHNOLOGIES INC CO 1.01 08/02/06 UTAH MEDICAL PRODUCTS INC UT 8.01 08/07/06 VALHI INC /DE/ DE 2.02,7.01,9.01 08/07/06 VECTREN CORP IN 2.02 08/04/06 Veri-Tek International, Corp. MI 5.02,9.01 08/07/06 VERTICALNET INC PA 3.02 08/01/06 VESTA INSURANCE GROUP INC DE 1.03,9.01 08/01/06 VIGNETTE CORP DE 1.01 08/02/06 VIISAGE TECHNOLOGY INC DE 7.01,8.01,9.01 08/07/06 VINEYARD NATIONAL BANCORP CA 7.01,9.01 08/07/06 Vocus, Inc. DE 1.01,2.01,9.01 08/04/06 VONAGE HOLDINGS CORP DE 1.01,9.01 08/04/06 W&T OFFSHORE INC TX 1.01,9.01 07/27/06 WALTER INDUSTRIES INC /NEW/ DE 5.02,9.01 08/01/06 WATCHGUARD TECHNOLOGIES INC DE 2.02,9.01 08/07/06 WEATHERFORD INTERNATIONAL LTD D0 1.01,1.02,2.03,8.01,9.01 08/02/06 WEB.COM, INC. MN 1.01,3.03,5.03,8.01,9.01 08/04/06 WESCO FINANCIAL CORP CA 2.02,9.01 08/04/06 Western Iowa Energy, L.L.C. IA 1.01 08/03/06 WHEELING PITTSBURGH CORP /DE/ DE 7.01,8.01,9.01 08/07/06 WILLIAMS COAL SEAM GAS ROYALTY TRUST DE 2.02,9.01 08/04/06 WILSHIRE ENTERPRISES INC DE 5.02,9.01 08/04/06 WOODHEAD INDUSTRIES INC DE 5.01,5.02,9.01 08/07/06 Z AXIS CORP CO 2.04 08/07/06 ZALE CORP DE 2.02 08/03/06 ZILA INC DE 1.01,2.04,9.01 08/01/06