SEC NEWS DIGEST Issue 2006-94 May 16, 2006 COMMISSION ANNOUNCEMENTS CHAIRMAN COX MEETS WITH KOREA FINANCIAL SUPERVISORY COMMISSION CHAIRMAN YOON SEC Chairman Christopher Cox and Korea Financial Supervisory Commission Chairman Yoon Jeung-Hyun met last week and discussed the importance of compatible approaches to furthering investor protection, including through enhanced enforcement cooperation. Both SEC Chairman Cox and FSC Chairman Yoon expressed their personal support for entering into a regular, high-level bilateral dialogue that would enhance the quality of regulatory discussions, foster regulatory transparency and effectively address key issues for cooperation in cross-border securities enforcement investigations. According to Chairman Cox, "Chairman Yoon and I acknowledge the importance of promoting cross-border investor protection and converged approaches to our shared goals of protecting investors and fostering market integrity in a global context. We recognize that as cross- border investment between the United States and Korea grows, it becomes more important than ever for regulators to be equipped with the proper tools for timely communication and assistance to combat cross-border fraud and address other common regulatory concerns. I hope to see the terms of reference with the FSC finalized by the end of this month." Ethiopis Tafara, Director of the SEC's Office of International Affairs, noted, "This dialogue will represent the start of a new relationship between securities regulators in Korea and the United States, with important implications for both our countries. As US investors are attracted to Korean investment opportunities and Korean investors look to our markets, cross-border investment, if guarded by strong laws against fraud and converged regulatory standards that provide investors with the information they need, is a win-win situation." The SEC has entered into similar engagements with regulators in other major markets, including the Committee of European Securities Regulators (CESR), the Japan Financial Services Agency and the China Securities Regulatory Commission. These enhanced bilateral dialogues foster a dynamic exchange of ideas on shared regulatory objectives of enhancing cross-border protections and opportunities for investors. (Press Rel. 2006-74) COMMISSION MEETINGS Following is a schedule of Commission meetings, which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Auditorium, Room LL-002 at the Commission's headquarters building, 100 F Street, N.E., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Human Resources, to make arrangements. Ms. Franks can be reached at TTY number (202) 551-4106. In the event Ms. Franks cannot be reached, you may call the interpreter directly at (202) 551-4158. If you are calling from a non TTY number, please call the Relay Service at 1 866 377 8642. OPEN MEETING - MONDAY, MAY 22, 2006 - 10:00 A.M. The subject matter of the open meeting scheduled for Monday, May 22, will be: The Commission will hear oral argument in an appeal by Gateway International Holdings, Inc., and its president and chief executive officer, Lawrence A. Consalvi, from an administrative law judge's decision. The law judge found that Gateway failed to file with the Commission a total of seven annual and quarterly reports due between May 2003 and December 2004, and that, by doing so, Gateway violated Section 13(a) of the Securities Exchange Act of 1934 and Rules 13a-1 and 13a-13 thereunder. The law judge also found that Consalvi caused Gateway's violations. The law judge revoked the registration of Gateway's common stock and ordered Consalvi to cease and desist from committing or causing any violations or future violations of Exchange Act Section 13(a) and Exchange Act Rules 13a-1 and 13a-3. Among the issues likely to be argued is whether and to what extent sanctions should be imposed on Respondents. CLOSED MEETING - MONDAY, MAY 22, 2006 - 11:00 A.M. The subject matter of the closed meeting scheduled for Monday, May 22, will be: Post-argument discussion CLOSED MEETING - THURSDAY, MAY 25, 2006 - 2:00 P.M. The subject matter of the closed meeting scheduled for Thursday, May 25, will be: Formal orders of investigation; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; Request for information in an investigative file; Resolution of litigation claims; and Litigation matters. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS FINAL JUDGMENT ENTERED AGAINST CANADIAN ACCOUNTANT BARRY DUGGAN IN MARKET MANIPULATION AND FINANCIAL FRAUD CASE The Commission announced today that on May 15 the federal court in Nevada entered a final judgment, by consent, against Barry F. Duggan, CGA (Duggan), of Vancouver, British Columbia, in connection with a stock manipulation and accounting fraud scheme that occurred between 1999 and 2002. The judgment permanently enjoins Duggan from violating the antifraud, reporting, books and records and internal accounting controls provisions of the federal securities laws. The judgment also orders Duggan to pay a $25,000 civil penalty, prohibits him from acting as an officer or director of a publicly-traded company and bars him from participating in any offering of a penny stock. The judgment against Duggan arises out of an April 21, 2005, civil action filed by the Commission against Exotics.com, Inc. (Exotics), a Nevada corporation based in Vancouver, British Columbia, and 12 other principal defendants and a relief defendant. The Commission alleged in its complaint that, between at least 1999 and 2002, Exotics, which was then an Over-the-Counter Bulletin Board company in the business of operating adult Web sites, was the subject of a manipulation and accounting fraud perpetrated by, among others, its officers, attorneys and outside auditors. The Commission alleged that Duggan, who during the relevant period was a certified general accountant (CGA) in Canada and the chief executive officer and a director of Exotics' sole subsidiary, played a role in the scheme by, among other things, approving Exotics' false reporting of $3.6 million of goodwill in its financial statements (which led to an overstatement of assets by approximately 627%) and reviewing and approving drafts of fax and e- mail spam messages sent out on behalf of the company which contained misleading financial information. Without admitting or denying the allegations in the Commission's complaint, Duggan consented to the entry of the final judgment against him. The final judgment enjoins Duggan from violating Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder and from aiding and abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20 and 13a-13 thereunder. The judgment also imposes a $25,000 civil penalty against Duggan, prohibits him from acting as an officer or director of a publicly-traded company and bars him from participating in any penny stock offering. In addition to the above, on May 15, 2006, the Commission issued a settled Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions (Order) against Duggan, based on the April 20, 2006, final judgment entered against him. The Order, which was effective immediately, suspends Duggan from appearing or practicing before the Commission as an accountant. [SEC v. Exotics.com, Inc., et al., Civil Action No. CV-S-05-0531-PMP-GWF (D. Nev.)] (LR-19699; AAE Rel. No. 2429) FINAL JUDGMENT AS TO DEFENDANTS JEFFREY GIBSON AND INVESTMENT PROPERTY MANAGEMENT, LLC The Commission announced that on May 9 the Honorable Robert L. Vining, Jr., U.S. District Judge for the Northern District of Georgia, entered a Final Judgment As To Defendants Jeffrey L. Gibson (Gibson) and Investment Property Management, LLC (IPM). The judgment enjoined the defendants from future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and enjoined Gibson from future violations or aiding and abetting violations of Section 206 of the Investment Advisers Act of 1940. The defendants consented to the entry of the judgment without admitting or denying the allegations of the Commission's Complaint. The court ordered the defendants to pay disgorgement in the amount of $427,701.73, and ordered Gibson to pay a civil penalty in the amount of $25,000. The complaint, filed on Aug. 5, 2005, alleged that between December 2002 and April 2003, Gibson sold approximately 43 limited partnership interests in American Car Wash Fund, LP (ACW), a limited partnership, and raised approximately $875,000. IPM served as ACW's general manager. From December 2002 through the present, Gibson misappropriated for his personal use approximately $450,000 from ACW. Gibson wrote checks, payable to cash, on ACW's bank accounts and misappropriated the funds from those checks for his personal use. Gibson and IPM regularly sent letters to ACW investors describing annualized rates of return, dividends and property purchases in order to conceal the misappropriation of funds. [SEC v. Jeffrey L. Gibson and Investment Property Management, LLC, Civil Action No. 4:05-CV-163- RLV (NDGA)] (LR-19700) SEC CHARGES FORMER VIDEO GAME CEO IN JUNK FAX SCAM The Commission today charged the former Chief Executive Officer of Seattle-based video game developer Infinium Labs, Inc., for his role in a fraudulent "junk fax" scheme to promote the company's stock. The Commission alleges that Timothy M. Roberts, 36, of Longboat Key, Florida, authorized the fax promotion and reaped more than $400,000 by unloading his Infinium Labs shares in the ensuing run-up in trading volume. According to the Commission's complaint, filed in the U.S. District Court for the Middle District of Florida, Roberts hired a stock promoter in November 2004 to send faxes to tens of thousands of potential investors across the country. The faxes made it appear as if Infinium Labs were on the verge of launching its flagship product, a home videogame system called the "Phantom." In fact, at the time of the fax campaign, Infinium Labs lacked the financial resources to overcome the significant technological and manufacturing hurdles preventing it from marketing the game system to consumers. The faxes also included baseless stock price targets, predicting that Infinium Labs' stock price would rise as much as 3,000% in the coming weeks, and falsely claimed that the company was headed by a developer of the Microsoft X-Box. The Commission alleges that, over the four months of the fax campaign, Roberts took advantage of the increased trading volume in Infinium Labs stock to sell approximately $422,500 of his personal stock holdings. Many of Roberts's stock sales went unreported to the public. The Commission's complaint also alleges that Roberts paid the promoter with four million shares of his own Infinium Labs stock in violation of the registration provisions of the federal securities laws. The Commission seeks to enjoin Roberts from future violations of the antifraud, stock registration, and ownership disclosure provisions of the federal securities laws. In its complaint, the Commission requests that the District Court order Roberts to disgorge his ill-gotten gains plus prejudgment interest, impose a civil money penalty, and bar him from participating in penny stock offerings and from serving as an officer or director of a publicly-traded company. The stock promoter hired by Roberts, Michael O. Pickens, was previously charged by the Commission for his role in a related scheme to manipulate the stock of Infinium Labs and several other small-cap companies through a series of fraudulent faxes, and is under criminal indictment by the U.S. Attorney for the Southern District of New York. [SEC v. Timothy M. Roberts, Case No. 6:06-CV-664-ORL-19-DAB, M.D. Fla.] (LR-19701; Press Rel. 2006-73) INVESTMENT COMPANY ACT RELEASES MORGAN STANLEY AND CO. INCORPORATED, ET AL. The Commission has issued a temporary order to Morgan Stanley and Co. Incorporated, et al. under Section 9(c) of the Investment Company Act. The temporary order exempts applicants from Section 9(a) of the Act, with respect to a securities-related injunction entered by the U.S. District Court for the District of Columbia on May 12, 2006, until the Commission takes final action on an application for a permanent order. A notice has been issued giving interested persons until June 9, 2006, to request a hearing on the application filed by applicants for a permanent order under Section 9(c) of the Act. (Rel. IC-27318 - May 15) FRANK RUSSELL INVESTMENT COMPANY, ET AL. An order has been issued on an application filed by Frank Russell Investment Company, et al. under Section 12(d)(1)(J) of the Investment Company Act for an exemption from Sections 12(d)(1)(A) and (B) of the Act, and under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act. The order permits certain registered open-end management investment companies to acquire shares of other registered open-end management investment companies outside the same group of investment companies. (Rel. IC-27319 - May 15) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-Amex-2005-112), as amended, filed by the American Stock Exchange to prohibit trade shredding. Publication of the order is expected in the Federal Register during the week of May 15. (Rel. 34-53797) The Commission approved a proposed rule change (SR-MSRB-2006-02) filed by the Municipal Securities Rulemaking Board relating to the MSRB's Restated Articles of Incorporation and By-Laws. Publication of the order is expected in the Federal Register during the week of May 15. (Rel. 34-53804) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2006-25) filed by the American Stock Exchange relating to the manner in which executed contracts are allocated has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 15. (Rel. 34- 53798) The Commission issued notice of immediate effectiveness of a proposed rule change (SR-Nasdaq-2006-007) and Amendment No. 1 thereto filed by the NASDAQ Stock Market LLC to create the Nasdaq Global Select Market and rename the Nasdaq National Market. Publication of the proposal is expected in the Federal Register during the week of May 15. (Rel. 34- 53799) A proposed rule change (SR-NYSE-2006-26) filed by the New York Stock Exchange relating to the establishment of a NYSE TradeWorks Usage Fee has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 15. (Rel. 34- 53800) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 RENTECH INC /CO/, 1331 17TH STREET SUITE 720, DENVER, CO, 80202-1566, 3032988008 - 0 ($215,580.00) Equity, (File 333-134105 - May. 15) (BR. 06C) S-8 CHEMED CORP, 2600 CHEMED CTR, 255 E FIFTH ST, CINCINNATI, OH, 45202, (513)762-6900 - 3,000,000 ($169,170,000.00) Equity, (File 333-134107 - May. 15) (BR. 11B) S-1 EAGLE BROADBAND INC, 101 COURAGEOUS DR, LEAGUE CITY, TX, 77573, 2815386000 - 2,000,000 ($3,500,000.00) Equity, (File 333-134108 - May. 15) (BR. 11C) SB-2 MCKENZIE BAY INTERNATIONAL LTD, 37899 TWELVE MILE ROAD, SUITE 300, FARMINGTON HILLS, MI, 48331, 248-489-1961 - 18,586,956 ($12,377,717.06) Equity, (File 333-134109 - May. 15) (BR. 02A) S-1 LSB INDUSTRIES INC, 16 S PENNSYLVANIA, OKLAHOMA CITY, OK, 73101, 4052354546 - 0 ($18,000,000.00) Debt Convertible into Equity, (File 333-134111 - May. 15) (BR. 06C) S-8 NATIONAL CITY CORP, 1900 E NINTH ST, CLEVELAND, OH, 44114, 2165752000 - 500,000 ($18,725,000.00) Equity, (File 333-134112 - May. 15) (BR. 07A) S-8 RYDER SYSTEM INC, 11690 N.W. 105TH STREET, MIAMI, FL, 33178, 3055003726 - 0 ($137,450,000.00) Equity, (File 333-134113 - May. 15) (BR. 05C) S-8 LIBERTY MEDIA CORP, 12300 LIBERTY BOULEVARD, ENGLEWOOD, CO, 80112, 7208755400 - 0 ($20,310,075.15) Equity, (File 333-134114 - May. 15) (BR. 11C) S-8 LIBERTY MEDIA CORP, 12300 LIBERTY BOULEVARD, ENGLEWOOD, CO, 80112, 7208755400 - 0 ($1,007,620,390.35) Equity, (File 333-134115 - May. 15) (BR. 11C) SB-2 SUMMIT CREST MINING CORP., 1249 ALDERWOOD PLACE, NORTH VANCOUVER, A1, V7P 1K2, 604.986.0021 - 4,775,000 ($573,000.00) Equity, (File 333-134116 - May. 15) (BR. ) S-3 COMMERCIAL CAPITAL BANCORP INC, ONE VENTURE, 3RD FL, IRVINE, CA, 92618, 9495857500 - 0 ($8,656,798.50) Equity, (File 333-134117 - May. 15) (BR. 07A) SB-2 GOLDEN PATRIOT CORP, 3000 MARCUS AVE., SUITE 3W4, NEW HYDE PARK, NY, NY, 11042, 516-488-5400 - 70,000,000 ($21,700,000.00) Equity, (File 333-134118 - May. 15) (BR. 04A) S-8 CADENCE RESOURCES CORP, 6 EAST ROSE ST, WALLA WALLA, WA, 99362, 509-526-3491 - 0 ($47,512,711.00) Equity, (File 333-134119 - May. 15) (BR. 04B) SB-2 APEX EXPLOARATION CORP., 33123 6TH AVENUE, MISSION, A1, V2V 1Z9, 778.772.9513 - 4,750,000 ($475,000.00) Equity, (File 333-134120 - May. 15) (BR. ) SB-2 WATER CHEF INC, 6029914534 - 11,297,801 ($1,864,137.10) Equity, (File 333-134121 - May. 15) (BR. 06C) S-8 BIOSPHERE MEDICAL INC, 1050 HINGHAM STREET, ROCKLAND, MA, 02370, 7816817900 - 0 ($15,067,500.00) Equity, (File 333-134122 - May. 15) (BR. 10A) F-10 MEDICURE INC, SUITE 4, 1200 WAVERLY STREET, WINNIPEG, A2, R3T 0P4, 204-487-7412 - 20,000,000 ($36,720,000.00) Equity, (File 333-134123 - May. 15) (BR. 01B) S-3 DIGITAL RECORDERS INC, 4018 PATRIOT DRIVE, SUITE 100, DURHAM, NC, 27703, 9193612155 - 1,375,384 ($1,911,625.00) Equity, (File 333-134124 - May. 15) (BR. 11C) S-8 UNITED SECURITY BANCSHARES, 1525 E SHAW AVENUE, FRESO, CA, 93710, 0 ($11,990,000.00) Equity, (File 333-134125 - May. 15) (BR. 07C) S-3 CELL THERAPEUTICS INC, 501 ELLIOTT AVE W, STE 400, SEATTLE, WA, 98119, 2062707100 - 0 ($33,156,000.00) Debt Convertible into Equity, 0 ($13,247,598.00) Equity, (File 333-134126 - May. 15) (BR. 01A) S-1 PACIFICNET INC, 860 BLUE GENTIAN ROAD, SUITE 360, EAGAN, MN, 55121-1575, 6512093100 X101 - 2,006,000 ($21,367,540.00) Equity, (File 333-134127 - May. 15) (BR. 11A) S-3 VARSITY GROUP INC, 1300 19TH STREET, N.W., SUITE 800, WASHINGTON, DC, 20036, 202-667-3400 - 0 ($10,149,950.00) Equity, (File 333-134128 - May. 15) (BR. 02B) S-3 CYTORI THERAPEUTICS, INC., 3020 CALLAN ROAD, SAN DIEGO, CA, 92121, 8584580900 - 0 ($50,000,000.00) Equity, (File 333-134129 - May. 15) (BR. 10B) S-8 PINNACLE ENTERTAINMENT INC, 3800 HOWARD HUGHES PRKWY, SUITE 1800, LAS VEGAS, NV, 89109, 702-784-7777 - 0 ($220,247,357.00) Equity, (File 333-134130 - May. 15) (BR. 05C) S-3 NANOGEN INC, 10398 PACIFIC CENTER COURT, SAN DIEGO, CA, 92121, 858 410 4600 - 0 ($6,755,427.90) Equity, (File 333-134131 - May. 15) (BR. 10B) SB-2 VELOCITY ASSET MANAGEMENT INC, 48 S. FRANKLIN TURNPIKE, 3RD FLOOR, RAMSEY, NJ, 07446, 201-760-1030 - 230,000 ($2,300,000.00) Equity, (File 333-134132 - May. 15) (BR. 07C) S-8 CABOT CORP, TWO SEAPORT LANE SUITE 1300, BOSTON, MA, 02109-1806, 6173450100 - 0 ($170,889,750.00) Equity, (File 333-134133 - May. 15) (BR. 06C) S-8 CABOT CORP, TWO SEAPORT LANE SUITE 1300, BOSTON, MA, 02109-1806, 6173450100 - 0 ($704,700.00) Equity, (File 333-134134 - May. 15) (BR. 06C) S-8 HERCULES OFFSHORE, INC., 11 GREENWAY PLAZA, SUITE 2950, HOUSTON, TX, 77046, 713-979-9300 - 0 ($40,670,000.00) Equity, (File 333-134135 - May. 15) (BR. 04B) S-8 ADVANCED ANALOGIC TECHNOLOGIES INC, 830 E. ARQUES AVENUE, SUNNYVALE, CA, 94085-4519, (408) 737-4600 - 1,419,977 ($15,273,999.30) Equity, (File 333-134136 - May. 15) (BR. 10A) S-8 LOGICVISION INC, 25 METRO DRIVE 3RD FL, SAN JOSE, CA, 95110, 4084530146 - 125,000 ($237,500.00) Equity, (File 333-134137 - May. 15) (BR. 03B) S-8 ID SYSTEMS INC, ONE UNIVERSITY PLAZA, HACKENSACK, NJ, 07601, 2016709000 - 300,000 ($6,232,402.00) Equity, (File 333-134138 - May. 15) (BR. 08B) S-1 EV Energy Partners, LP, 1001 FANNIN, SUITE 800, HOUSTON, TX, 77002, 713-659-3500 - 0 ($94,185,000.00) Limited Partnership Interests, (File 333-134139 - May. 15) (BR. ) S-8 ACTUATE CORP, 701 GATEWAY BLVD, SUITE, SOUTH SAN FRANCISCO, CA, 94080, 6504252300 - 3,400,000 ($14,314,000.00) Equity, (File 333-134140 - May. 15) (BR. 03C) S-8 LOGICVISION INC, 25 METRO DRIVE 3RD FL, SAN JOSE, CA, 95110, 4084530146 - 65,000 ($1,235,000.00) Equity, (File 333-134141 - May. 15) (BR. 03B) S-8 ID SYSTEMS INC, ONE UNIVERSITY PLAZA, HACKENSACK, NJ, 07601, 2016709000 - 1,000,000 ($17,506,050.00) Equity, (File 333-134142 - May. 15) (BR. 08B) S-3ASR BECTON DICKINSON & CO, ONE BECTON DR, FRANKLIN LAKES, NJ, 07417-1880, 2018476800 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-134143 - May. 15) (BR. 10A) S-8 TOREADOR RESOURCES CORP, 4809 COLE AVENUE SUITE 108, DALLAS, TX, 75205, 2145593933 - 500,000 ($14,505,000.00) Equity, (File 333-134144 - May. 15) (BR. 04C) S-1 Allegiant Travel CO, 3301 N. BUFFALO DRIVE, SUITE B-9, LAS VEGAS, NV, 89129, 702-851-7300 - 0 ($100,000,000.00) Equity, (File 333-134145 - May. 15) (BR. ) S-4 NATIONAL COAL CORP, 8915 GEORGE WILLIAMS ROAD, KNOXVILLE, TN, 37923, 8656906900 - 0 ($55,000,000.00) Non-Convertible Debt, (File 333-134146 - May. 15) (BR. 04A) S-3 NATIONAL COAL CORP, 8915 GEORGE WILLIAMS ROAD, KNOXVILLE, TN, 37923, 8656906900 - 55,000 ($14,727,350.00) Debt Convertible into Equity, (File 333-134147 - May. 15) (BR. 04A) SB-2 PATIENT INFOSYSTEMS INC, 46 PRINCE ST, ROCHESTER, NY, 14607, 5852427200 - 3,895,598 ($4,635,762.00) Equity, (File 333-134148 - May. 15) (BR. 01B) SB-2 INTRAOP MEDICAL CORP, 3170 DE LA CRUZ BLVD., SUITE 108, SANTA CLARA, CA, 95054, 4089866020 - 151,000,000 ($7,097,000.00) Other, (File 333-134149 - May. 15) (BR. 10B) SB-2 Red Mile Entertainment Inc, 4000 BRIDGEWAY, SUITE 101, SAUSALITO, CA, 94965, 415-339-4240 - 27,098,742 ($33,837,235.00) Equity, (File 333-134150 - May. 15) (BR. 09) S-8 EMC CORP, 176 SOUTH STREET, HOPKINTON, MA, 01748-9103, 5084351000 - 0 ($6,512,500.00) Equity, (File 333-134151 - May. 15) (BR. 03C) S-8 Basin Water, Inc., 8731 PRESTIGE COURT, RANCHO CUCAMONGA, CA, 91730, (909) 481-6800 - 0 ($69,901,066.00) Equity, (File 333-134152 - May. 15) (BR. 02) S-4 GLACIER BANCORP INC, 49 COMMONS LOOP, ., KALISPELL, MT, 59901, 4067564200 - 0 ($1.00) Equity, (File 333-134153 - May. 15) (BR. 07B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 110 MEDIA GROUP, INC. DE 4.02 05/12/06 3M CO DE 5.02 05/09/06 3M CO DE 5.03,9.01 05/15/06 ACCENTIA BIOPHARMACEUTICALS INC 4.02,7.01,9.01 05/15/06 ACME COMMUNICATIONS INC DE 2.02 05/15/06 ACRO INC. NV 4.01 05/01/06 ACURA PHARMACEUTICALS, INC NY 5.02,9.01 05/15/06 ADESA INC 4.01 05/12/06 ADESA INC 4.01,9.01 03/17/06 AMEND ADVANCED CELL TECHNOLOGY, INC. DE 1.01 05/09/06 AEGIS COMMUNICATIONS GROUP INC DE 2.02,9.01 05/15/06 Affinion Group, Inc. DE 2.02,9.01 05/15/06 AFS SenSub Corp. 1.01,9.01 05/09/06 AGILE SOFTWARE CORP DE 1.01,9.01 05/09/06 AGILENT TECHNOLOGIES INC DE 2.02,9.01 05/15/06 AIRSPAN NETWORKS INC WA 2.02,9.01 05/10/06 AKSYS LTD DE 2.02,9.01 05/15/06 AKSYS LTD DE 2.02,9.01 05/15/06 AMEND Alexza Pharmaceuticals Inc. DE 2.02,9.01 05/15/06 ALION SCIENCE & TECHNOLOGY CORP DE 3.02,8.01 03/31/06 AMEND ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 05/15/06 ALLIANCE LAUNDRY SYSTEMS LLC 2.02,9.01 05/11/06 AMC ENTERTAINMENT INC DE 7.01 05/15/06 AMERICAN COMMUNITY PROPERTIES TRUST MD 2.02,9.01 05/15/06 AMERICAN ENERGY GROUP LTD NV 3.02,8.01,9.01 05/11/06 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE 8.01,9.01 05/15/06 American Express Issuance Trust DE 8.01,9.01 05/15/06 AMERICAN GREETINGS CORP OH 8.01,9.01 05/12/06 AMERICAN LOCKER GROUP INC DE 1.01,5.02 03/23/06 AMERICAN MEDICAL ALERT CORP NY 2.02,9.01 05/15/06 AMERICAN RETIREMENT CORP TN 1.01,3.03,8.01,9.01 05/12/06 AMERICAN VANTAGE COMPANIES NV 8.01 05/15/06 AMERICASBANK CORP MD 2.02,9.01 05/11/06 AMERUS GROUP CO/IA IA 1.01,9.01 05/11/06 AMETEK INC/ DE 8.01 05/15/06 AMKOR TECHNOLOGY INC DE 1.01,8.01,9.01 05/10/06 AMN HEALTHCARE SERVICES INC DE 2.03,8.01 05/15/06 ANDERSONS INC OH 8.01 05/12/06 APOLLO GOLD CORP 2.02,8.01,9.01 05/12/06 APOLLO INVESTMENT CORP MD 8.01 05/15/06 APPLIED IMAGING CORP DE 2.02,9.01 05/15/06 APPLIED MATERIALS INC /DE DC 7.01,9.01 05/15/06 ARADIGM CORP CA 2.02,9.01 05/15/06 ARC WIRELESS SOLUTIONS INC UT 2.02,9.01 05/15/06 AROTECH CORP DE 2.02 05/15/06 Arran Funding LTD XX 8.01,9.01 05/15/06 ARTESIAN RESOURCES CORP DE 2.02,8.01,9.01 05/10/06 ASIAINFO HOLDINGS INC DE 7.01 05/12/06 ASTRONICS CORP NY 2.02,9.01 05/11/06 ASYST TECHNOLOGIES INC CA 1.01,1.02,2.02,5.02,9.01 05/09/06 ATLANTIC AMERICAN CORP GA 2.02,9.01 03/31/06 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,9.01 05/15/06 ATMOS ENERGY CORP TX 1.01,9.01 05/09/06 AVIGEN INC \DE DE 1.01,3.02,8.01,9.01 05/10/06 Aviza Technology, Inc. DE 2.02,9.01 05/15/06 AVP INC DE 1.01,5.02 05/10/06 AVP INC DE 8.01,9.01 05/15/06 BANK HOLDINGS NV 3.03 05/12/06 BankFinancial CORP 8.01,9.01 05/15/06 BASIC ENERGY SERVICES INC 7.01,9.01 05/09/06 BAUSCH & LOMB INC NY 8.01,9.01 05/15/06 BAY NATIONAL CORP 8.01,9.01 05/12/06 Bear Stearns Asset Backed Securities DE 9.01 04/28/06 Bear Stearns Asset Backed Securities DE 9.01 04/28/06 BELL INDUSTRIES INC /NEW/ CA 2.02,9.01 05/15/06 BFC FINANCIAL CORP FL 8.01 05/15/06 BIOANALYTICAL SYSTEMS INC IN 2.02,9.01 05/10/06 BIOLASE TECHNOLOGY INC DE 2.02,9.01 05/15/06 BLUE COAT SYSTEMS INC DE 9.01 03/03/06 AMEND BMW Vehicle Owner Trust 2004-A 9.01 03/27/06 AMEND BORLAND SOFTWARE CORP DE 2.02,9.01 03/31/06 BOWATER INC DE 1.01,5.02,9.01 05/09/06 BRITESMILE INC UT 7.01,9.01 05/10/06 Brookdale Senior Living Inc. DE 1.01,3.02,9.01 05/12/06 Brookdale Senior Living Inc. DE 2.02,9.01 05/12/06 BROOKS AUTOMATION INC DE 3.01,4.02,8.01,9.01 05/10/06 CA, INC. DE 1.02,5.02,7.01,9.01 05/15/06 CABELAS INC DE 1.01,5.03,8.01,9.01 05/09/06 CANO PETROLEUM, INC 1.01,2.03,3.03,9.01 05/12/06 CANTERBURY PARK HOLDING CORP MN 2.02,9.01 05/11/06 CARMIKE CINEMAS INC DE 1.01,2.02,8.01,9.01 05/09/06 CASEYS GENERAL STORES INC IA 7.01 05/15/06 CELEBRATE EXPRESS, INC. 5.02,9.01 05/15/06 CELLEGY PHARMACEUTICALS INC CA 9.01 04/11/06 AMEND CENTEX CORP NV 2.03 05/10/06 CENTURY BANCORP INC MA 8.01,9.01 05/12/06 CENTURY REALTY TRUST IN 8.01,9.01 05/15/06 CENTURY REALTY TRUST IN 2.02,9.01 05/15/06 CERAMICS PROCESS SYSTEMS CORP/DE/ DE 2.02 04/01/06 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/10/06 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/15/06 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 05/15/06 CHEMICAL FINANCIAL CORP MI 7.01,9.01 05/15/06 China Health Holding, Inc. NV 8.01,9.01 05/10/06 CHITTENDEN CORP /VT/ VT 7.01,9.01 03/31/06 CHROMCRAFT REVINGTON INC DE 1.01,9.01 05/09/06 CHUBB CORP NJ 8.01,9.01 05/11/06 CIGMA METALS CORP FL 3.03,9.01 05/15/06 CIRCUIT CITY STORES INC VA 7.01 05/15/06 CIT GROUP INC DE 1.01,9.01 05/09/06 CITIBANK OMNI-S MASTER TRUST 8.01,9.01 05/15/06 CITIBANK SOUTH DAKOTA N A DE 8.01 04/25/06 CITIBANK SOUTH DAKOTA N A DE 8.01 05/15/06 Citicorp Mortgage Securities Trust, S 8.01,9.01 05/09/06 AMEND CITIZENS FINANCIAL CORP/DE/ DE 2.02,9.01 05/15/06 CLARKSTON FINANCIAL CORP 2.02,2.06,9.01 05/12/06 CLUBCORP INC DE 8.01,9.01 05/12/06 CNX Gas CORP DE 1.01 05/09/06 COACH INC MD 7.01 05/15/06 COCA COLA ENTERPRISES INC DE 1.01,9.01 05/09/06 COGNIGEN NETWORKS INC CO 1.01,1.02,9.01 03/14/06 COGNOS INC CA 1.01,5.02 05/15/06 COHU INC DE 2.01,9.01 05/12/06 COLLECTORS UNIVERSE INC DE 7.01,9.01 05/15/06 COLLEGIATE PACIFIC INC DE 2.02,7.01,9.01 05/15/06 Columbia Equity Trust, Inc. MD 2.02,7.01,9.01 05/15/06 COMET TECHNOLOGIES INC NV 2.01,5.01,5.02,9.01 05/11/06 COMMUNITY TRUST BANCORP INC /KY/ KY 4.01,9.01 05/09/06 COMPUCREDIT CORP GA 1.01,5.03,9.01 05/09/06 CONOCOPHILLIPS DE 4.01,9.01 05/09/06 CONSOLIDATED WATER CO LTD E6 2.02,9.01 05/09/06 CONSTAR INTERNATIONAL INC DE 2.02,9.01 05/15/06 CONTANGO OIL & GAS CO DE 2.02,9.01 05/15/06 CORAUTUS GENETICS INC DE 2.02,9.01 05/15/06 CORAUTUS GENETICS INC DE 1.01 05/15/06 CORAUTUS GENETICS INC DE 1.01 05/11/06 Core-Mark Holding Company, Inc. DE 2.02,8.01,9.01 05/15/06 CREATIVE VISTAS INC AZ 2.02,9.01 05/02/06 CRITICAL PATH INC CA 2.02,9.01 05/15/06 CROWN CASTLE INTERNATIONAL CORP DE 7.01,9.01 05/15/06 CT COMMUNICATIONS INC /NC NC 8.01,9.01 05/15/06 CURON MEDICAL INC DE 2.02,9.01 05/15/06 CWHEQ Home Equity Loan Trust, Series 8.01,9.01 03/30/06 DAUPHIN TECHNOLOGY INC IL 4.01,9.01 05/05/06 DAY INTERNATIONAL GROUP INC DE 1.01,3.03,8.01,9.01 05/09/06 DCAP GROUP INC DE 1.01 05/12/06 Deerfield Triarc Capital Corp MD 2.02,9.01 05/15/06 DEXCOM INC 2.02,9.01 05/15/06 DIGITAL ECOSYSTEMS CORP. NV 1.01,2.01,3.02,5.02,5.06,9.01 05/12/06 DIGITAL RECORDERS INC NC 2.02,7.01,9.01 05/15/06 Directed Electronics, Inc. FL 2.02,9.01 05/15/06 DISCOVERY LABORATORIES INC /DE/ DE 2.02,2.05,8.01,9.01 05/09/06 DONALDSON CO INC DE 8.01,9.01 05/15/06 DOR BIOPHARMA INC DE 2.02,9.01 05/15/06 DOWNEY FINANCIAL CORP DE 7.01,9.01 04/30/06 DP & D INC NV 2.01,2.02,3.02,5.01, 05/11/06 5.02,8.01,9.01 DRYCLEAN USA INC DE 2.02,9.01 05/15/06 DSE FISHMAN INC 1.01,9.01 05/09/06 DURAVEST INC 8.01,9.01 05/12/06 EAGLE MATERIALS INC DE 1.01,9.01 05/09/06 EARTH BIOFUELS INC DE 8.01 05/12/06 EARTHLINK INC DE 1.01 05/09/06 EBIX INC DE 2.01,9.01 05/09/06 EBIX INC DE 2.02,9.01 05/11/06 EBS LITIGATION LLC DE 7.01 05/15/06 EBS PENSION LLC DE 7.01 05/15/06 EDISON INTERNATIONAL CA 8.01 05/11/06 EGAMES INC PA 2.02,9.01 03/31/06 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 5.02 05/11/06 ELOYALTY CORP DE 2.02,9.01 05/11/06 EMAGIN CORP DE 2.02,9.01 05/15/06 EMC CORP MA 8.01,9.01 05/15/06 EMERGE INTERACTIVE INC DE 2.02,9.01 05/15/06 EMERGENCY FILTRATION PRODUCTS INC/ NV NV 7.01,9.01 05/15/06 EN POINTE TECHNOLOGIES INC DE 2.02,9.01 03/12/06 ENDURANCE SPECIALTY HOLDINGS LTD 7.01,9.01 05/15/06 ENER1 INC FL 7.01 05/15/06 ENERGY CONVERSION DEVICES INC DE 5.03,9.01 05/09/06 ENERGY WEST INC MT 2.02,9.01 05/15/06 ENERGY WEST INC MT 2.02,9.01 05/15/06 AMEND ENERGYTEC INC NV 8.01,9.01 05/12/06 ENESCO GROUP INC IL 1.01,1.02,2.02,5.02,9.01 05/11/06 ENGELHARD CORP DE 8.01,9.01 05/15/06 ENSCO INTERNATIONAL INC DE 7.01,9.01 05/15/06 ENXNET INC OK 7.01,9.01 05/12/06 EQUIFAX INC GA 1.01,1.02 05/10/06 EQUITY ONE, INC. 1.01 05/11/06 ESSEX PROPERTY TRUST INC MD 1.01,9.01 05/12/06 EXPLORATION CO OF DELAWARE INC DE 7.01,9.01 05/12/06 EZENIA INC DE 2.02,7.01,9.01 05/15/06 Falcon Ridge Development Inc. NV 4.01 05/09/06 FEI CO OR 2.02,9.01 05/12/06 FIRST AVENUE NETWORKS INC DE 7.01,9.01 05/15/06 FIRST COMMUNITY BANCSHARES INC /NV/ NV 4.01,9.01 05/10/06 FIRST FEDERAL BANCSHARES INC /DE DE 2.02,9.01 05/12/06 FIRST FINANCIAL BANCORP /OH/ OH 8.01,9.01 05/11/06 FLATBUSH FEDERAL BANCORP INC 2.02,9.01 05/15/06 FNB CORP \VA\ VA 1.01,9.01 05/09/06 FNB FINANCIAL CORP /PA/ PA 1.01,9.01 05/09/06 FOCUS ENHANCEMENTS INC DE 2.02,7.01,9.01 05/11/06 FORD MOTOR CO DE 1.01 05/10/06 FORD MOTOR CREDIT CO DE 8.01,9.01 05/15/06 Franchise Capital Corp. NV 5.02 05/15/06 FRANKLIN STREET PROPERTIES CORP /MA/ 5.03,9.01 05/12/06 FULTON BANCSHARES CORP PA 8.01,9.01 05/15/06 GAINSCO INC TX 2.02,9.01 05/09/06 GENCORP INC OH 7.01 05/12/06 GENCORP INC OH 8.01 05/12/06 AMEND GENERAL CABLE CORP /DE/ DE 5.02,9.01 05/10/06 GENIUS PRODUCTS INC NV 2.02,9.01 05/15/06 GENTIVA HEALTH SERVICES INC DE 5.03,9.01 05/12/06 GEORESOURCES INC CO 2.02 05/15/06 GEOTEC THERMAL GENERATORS INC FL 1.01 12/31/05 GLOBAL IMAGING SYSTEMS INC DE 1.01,2.04,8.01,9.01 05/09/06 GLOBAL INNOVATIVE SYSTEMS INC NV 2.01,3.02,9.01 02/27/06 AMEND GLOWPOINT INC DE 5.02,9.01 05/10/06 GMH Communities Trust MD 4.02,5.02,7.01,9.01 05/15/06 GOLDEN CYCLE GOLD CORP CO 5.03,9.01 05/10/06 GOLDEN PATRIOT CORP NV 8.01,9.01 04/27/06 GOLDSPRING INC FL 8.01 05/09/06 GRAHAM PACKAGING HOLDINGS CO DE 2.02,7.01,9.01 05/12/06 GRANDSOUTH BANCORPORATION SC 1.01 05/10/06 GREENBRIER COMPANIES INC DE 8.01 05/12/06 GreenPoint MFT 2006-AR3 DE 8.01,9.01 04/28/06 GSAMP Trust 2006-HE2 DE 8.01,9.01 04/06/06 AMEND Guideline, Inc. NY 2.02,9.01 05/15/06 GULFMARK OFFSHORE INC DE 7.01,9.01 05/15/06 HALLMARK FINANCIAL SERVICES INC NV 2.02,9.01 05/15/06 Halo Technology Holdings, Inc. NV 2.02,9.01 05/15/06 HAMPTON ROADS BANKSHARES INC VA 5.02 05/15/06 Hana Biosciences Inc DE 3.02 05/06/06 AMEND HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 2.02,8.01,9.01 05/11/06 Harborview 2006-4 DE 8.01 05/15/06 HARTFORD FINANCIAL SERVICES GROUP INC DE 1.01,9.01 05/09/06 HARTFORD LIFE INSURANCE CO CT 9.01 05/15/06 HAUPPAUGE DIGITAL INC DE 2.02,9.01 05/11/06 HEALTH NET INC DE 1.01 05/11/06 HEALTHAXIS INC PA 1.01,9.01 05/10/06 HEARTLAND PAYMENT SYSTEMS INC DE 8.01 05/15/06 HEINZ H J CO PA 1.01 05/09/06 HERITAGE COMMERCE CORP CA 1.01 05/15/06 HESKA CORP DE 2.02,9.01 03/31/06 High Tide Ventures, Inc. NV 1.01,2.01,3.02,4.01, 05/15/06 5.01,5.02,5.06,9.01 HOME SOLUTIONS OF AMERICA INC DE 7.01,9.01 05/15/06 HOMETOWN AUTO RETAILERS INC DE 2.02,9.01 05/15/06 HORNBECK OFFSHORE SERVICES INC /LA DE 7.01,9.01 05/15/06 HuntMountain Resources WA 8.01,9.01 05/12/06 I/OMAGIC CORP NV 1.01,9.01 04/12/06 IA GLOBAL INC DE 1.01 05/10/06 IDM PHARMA, INC. DE 2.02,9.01 05/15/06 IGI INC DE 2.02,9.01 05/15/06 IMAGE ENTERTAINMENT INC DE 5.03 05/15/06 IMAGE SENSING SYSTEMS INC MN 3.01 05/09/06 INCO LTD 1.01,9.01 05/15/06 INCOME OPPORTUNITY REALTY INVESTORS I NV 2.02,9.01 03/31/06 IndyMac INDX Mortgage Loan Trust 2006 8.01,9.01 04/28/06 INNUITY, INC. /UT/ UT 2.02,9.01 05/15/06 INSMED INC VA 1.01 05/10/06 INTELLIGENT SYSTEMS CORP GA 2.02 05/15/06 INTERFACE INC GA 2.02,9.01 05/15/06 INTERLINE BRANDS INC 1.01,9.01 05/11/06 INTERLINE BRANDS, INC./DE DE 1.01,9.01 05/11/06 INTERNATIONAL RECTIFIER CORP /DE/ DE 4.02,7.01,9.01 05/11/06 INVESTMENT TECHNOLOGY GROUP INC DE 1.01,9.01 05/09/06 IPAYMENT INC DE 2.02,9.01 05/15/06 IRIDEX CORP DE 2.01,9.01 05/15/06 IRONCLAD PERFORMANCE WEAR CORP 8.01 05/09/06 ISOLAGEN INC DE 1.01,3.03,9.01 05/12/06 IVILLAGE INC DE 3.01,5.01,5.02,9.01 05/15/06 J.P. Morgan Alternative Loan Trust 20 DE 8.01,9.01 05/15/06 JACLYN INC DE 2.02,9.01 05/15/06 JACO ELECTRONICS INC NY 2.02,7.01,9.01 05/15/06 JACOBS ENTERTAINMENT INC DE 8.01,9.01 05/12/06 K TRON INTERNATIONAL INC NJ 2.02,9.01 05/15/06 KANSAS CITY LIFE INSURANCE CO MO 2.02 03/31/06 KINDER MORGAN INC KS 1.01,1.02,2.03,9.01 05/12/06 KINDRED HEALTHCARE, INC DE 1.01,1.02,9.01 05/10/06 KIRKLANDS INC 1.01 05/09/06 KIWA BIO-TECH PRODUCTS GROUP CORP DE 1.01,9.01 05/08/06 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 05/15/06 LANGER INC NY 2.02,9.01 05/15/06 LBI MEDIA INC CA 2.02,9.01 05/15/06 LEAR CORP DE 1.01,8.01,9.01 05/11/06 LESCO INC/OH OH 1.01 05/10/06 LESCO INC/OH OH 1.01 05/09/06 LEVEL 8 SYSTEMS INC DE 5.02 05/15/06 LIBBEY INC DE 7.01,9.01 05/15/06 LIBBEY INC DE 7.01,9.01 05/15/06 LIBBEY INC DE 7.01,9.01 05/15/06 LIBERTY MEDIA CORP DE 1.01,5.02,5.03,9.01 05/09/06 LIBERTY MEDIA LLC DE 5.02,8.01,9.01 05/09/06 LIFETIME BRANDS, INC DE 1.01,9.01 05/10/06 LIGAND PHARMACEUTICALS INC DE 2.02,9.01 05/15/06 LIONS GATE ENTERTAINMENT CORP /CN/ 1.01 05/09/06 LITFUNDING CORP NV 4.01,9.01 04/28/06 AMEND LONG BEACH SECURITIES CORP DE 9.01 05/15/06 LSB INDUSTRIES INC DE 9.01 05/10/06 MACK CALI REALTY CORP MD 1.01,2.01,2.03,5.02,9.01 05/09/06 MAINE & MARITIMES CORP 8.01,9.01 05/15/06 MAINSOURCE FINANCIAL GROUP IN 7.01,9.01 05/15/06 MATHSTAR INC MN 8.01,9.01 05/12/06 MATRITECH INC/DE/ DE 1.01 05/11/06 MEADOW VALLEY CORP NV 2.02,9.01 05/15/06 MEDIA GENERAL INC VA 8.01,9.01 05/15/06 MEDICINOVA INC DE 1.01,5.02,9.01 05/11/06 MEDICIS PHARMACEUTICAL CORP DE 8.01 05/12/06 MEDICOR LTD DE 2.02,9.01 05/15/06 MELLON BANK N A MA 8.01,9.01 05/09/06 MERCANTILE BANKSHARES CORP MD 1.01,9.01 05/09/06 MERRILL LYNCH INVESTORS TRUST, SERIES DE 8.01,9.01 04/28/06 Merrill Lynch Mortgage Investors Trus DE 2.01,9.01 04/01/06 Merrill Lynch Mortgage Investors Trus DE 2.01,9.01 05/15/06 MESTEK INC PA 2.02,7.01,9.01 05/15/06 METALDYNE CORP DE 7.01,9.01 05/15/06 METRETEK TECHNOLOGIES INC DE 2.02,9.01 05/15/06 METRO ONE TELECOMMUNICATIONS INC OR 2.02,9.01 05/15/06 METROLOGIC INSTRUMENTS INC NJ 2.02,5.02,7.01,9.01 05/09/06 MGM MIRAGE DE 5.02,7.01,9.01 05/09/06 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 05/15/06 MIDDLEBY CORP DE 7.01,9.01 05/12/06 MIDDLEBY CORP DE 7.01 05/15/06 MIDDLETON DOLL CO WI 2.02,9.01 05/15/06 MKA Capital, Inc. 5.02 05/12/06 MODTECH HOLDINGS INC CA 2.02,9.01 05/15/06 MOLINA HEALTHCARE INC DE 8.01 05/10/06 MONEYGRAM INTERNATIONAL INC 1.01,8.01 05/09/06 MONOLITHIC POWER SYSTEMS INC CA 1.01,9.01 05/09/06 Morgan Stanley ABS Capital I Inc. Tru DE 2.01,9.01 03/28/06 Morgan Stanley Capital I Inc. Trust 2 DE 8.01,9.01 04/28/06 MOSCOW CABLECOM CORP DE 7.01,9.01 05/12/06 MSO HOLDINGS INC 1.01,2.03,3.02 05/09/06 MULTI COLOR CORP OH 2.02,9.01 05/12/06 MUZAK HOLDINGS LLC DE 2.02,9.01 05/15/06 NACCO INDUSTRIES INC DE 1.01,5.03,9.01 05/10/06 NATCO GROUP INC DE 1.01,5.02,5.03,9.01 05/10/06 NATIONAL MENTOR HOLDINGS, INC. DE 2.02,9.01 05/15/06 NATIONAL PATENT DEVELOPMENT CORP DE 1.01,9.01 05/10/06 NATURAL GAS SERVICES GROUP INC 1.01,9.01 05/09/06 NATURES SUNSHINE PRODUCTS INC UT 8.01,9.01 05/05/06 NBC CAPITAL CORP MS 1.01,9.01 05/03/06 NEUROLOGIX INC/DE DE 2.02,9.01 05/15/06 NEW CENTURY FINANCIAL CORP MD 3.03,8.01,9.01 05/10/06 NEW HORIZONS WORLDWIDE INC DE 7.01 05/15/06 NEW WORLD RESTAURANT GROUP INC DE 8.01,9.01 05/10/06 NewPage CORP DE 2.02,9.01 05/15/06 NightHawk Radiology Holdings Inc 1.01,9.01 05/12/06 NOVADEL PHARMA INC DE 7.01,8.01,9.01 05/09/06 NS GROUP INC KY 1.01 05/09/06 NUTRACEA CA 1.01,3.02,9.01 05/15/06 NUTRITION 21 INC NY 2.02,9.01 05/15/06 O CHARLEYS INC TN 2.02,7.01,9.01 05/09/06 O2DIESEL CORP 2.02,9.01 03/31/06 OCEANEERING INTERNATIONAL INC DE 5.02,9.01 05/12/06 Odimo INC DE 2.02,9.01 05/15/06 OFFICE DEPOT INC DE 7.01,8.01,9.01 05/12/06 OLD POINT FINANCIAL CORP VA 7.01,9.01 05/15/06 ON2 TECHNOLOGIES, INC. DE 8.01 05/12/06 OPENTV CORP 2.02,9.01 05/10/06 OPINION RESEARCH CORP DE 2.02,9.01 05/09/06 AMEND OPTIGENEX INC. 5.02 05/13/06 Orange 21 Inc. DE 2.02,9.01 05/15/06 ORBIMAGE INC DE 5.02 05/09/06 PACKETPORT COM NV 4.01 12/22/05 AMEND PANACOS PHARMACEUTICALS, INC. DE 1.01,9.01 05/15/06 PARK BANCORP INC DE 2.02,9.01 05/15/06 Pathogenics, Inc. 1.02 05/09/06 PAULSON CAPITAL CORP OR 9.01 05/15/06 PDL BIOPHARMA, INC. DE 8.01,9.01 05/05/06 AMEND PEERLESS MANUFACTURING CO TX 2.02,9.01 05/11/06 PENN TRAFFIC CO DE 1.01 05/09/06 PENTAIR INC MN 8.01 05/12/06 PENTON MEDIA INC DE 7.01,9.01 05/15/06 PEOPLES LIBERATION INC DE 2.02,9.01 05/15/06 PETCO ANIMAL SUPPLIES INC DE 3.01 05/12/06 PETROLEUM DEVELOPMENT CORP NV 3.01,9.01 05/12/06 PFSWEB INC DE 2.02 05/15/06 PharmaFrontiers Corp. TX 8.01,9.01 05/12/06 PHC INC /MA/ MA 9.01 05/15/06 PHILLIPS VAN HEUSEN CORP /DE/ DE 1.01,9.01 05/09/06 PHILLIPS VAN HEUSEN CORP /DE/ DE 5.02 05/10/06 PHOENIX FOOTWEAR GROUP INC DE 1.01,1.02,2.02,5.02,9.01 05/10/06 PINNACLE AIRLINES CORP DE 8.01 05/10/06 PINNACLE FOODS GROUP INC DE 2.01,9.01 03/01/06 AMEND PLAINS ALL AMERICAN PIPELINE LP DE 1.01,9.01 05/09/06 PMC COMMERCIAL TRUST /TX TX 2.02,9.01 05/12/06 POCAHONTAS BANCORP INC DE 4.02,9.01 05/15/06 Polymer Holdings LLC DE 8.01,9.01 05/15/06 PRECISION OPTICS CORPORATION INC MA 2.02,9.01 05/11/06 PRINCETON MEDIA GROUP INC A6 4.01 12/31/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 05/15/06 PRO TECH COMMUNICATIONS INC FL 2.02,9.01 05/12/06 PUBLICARD INC PA 2.02,9.01 05/15/06 Puda Coal, Inc. 4.02 05/09/06 PULTE HOMES INC/MI/ MI 1.01 05/11/06 PXRE GROUP LTD 1.01,9.01 05/11/06 QUEST RESOURCE CORP NV 2.02,9.01 05/14/06 QUESTAR MARKET RESOURCES INC UT 8.01,9.01 05/11/06 QUESTCOR PHARMACEUTICALS INC CA 2.02,9.01 05/09/06 RALI Series 2006-QO4 Trust DE 8.01,9.01 05/15/06 Ready Mix, Inc. NV 2.02,9.01 05/15/06 Regency Energy Partners LP DE 2.02,7.01,9.01 05/15/06 RES CARE INC /KY/ KY 1.01,7.01,9.01 05/12/06 RESEARCH FRONTIERS INC DE 1.01 05/15/06 REYNOLDS & REYNOLDS CO OH 8.01,9.01 05/15/06 Rockwood Holdings, Inc. DE 2.02,9.01 05/15/06 RSA SECURITY INC/DE/ DE 5.02 05/12/06 RYDER SYSTEM INC FL 8.01,9.01 05/15/06 SANDISK CORP DE 1.01,9.01 05/09/06 SAPIENT CORP DE 5.02,9.01 05/10/06 SBT Bancorp, Inc. CT 8.01,9.01 05/09/06 SCANA CORP SC 7.01 05/15/06 SCOTTS LIQUID GOLD INC CO 2.02,9.01 05/12/06 SEACOAST BANKING CORP OF FLORIDA FL 4.01,9.01 05/03/06 SELECT COMFORT CORP 7.01,9.01 05/15/06 SELECT COMFORT CORP 1.01,9.01 05/15/06 SELIGMAN SELECT MUNICIPAL FUND INC MD 8.01 05/15/06 SENESCO TECHNOLOGIES INC DE 8.01 05/12/06 SENTIGEN HOLDING CORP DE 1.01,9.01 05/15/06 SENTIGEN HOLDING CORP DE 2.02,9.01 05/15/06 SERVOTRONICS INC /DE/ DE 2.02,9.01 05/12/06 Shire plc 8.01,9.01 05/15/06 SIFCO INDUSTRIES INC OH 2.01,9.01 05/10/06 SILICON LABORATORIES INC DE 1.01,9.01 05/11/06 SIMPLETECH INC CA 2.02,9.01 05/15/06 SINOFRESH HEALTHCARE INC FL 2.02,9.01 05/15/06 SIRNA THERAPEUTICS INC DE 8.01,9.01 05/15/06 SiteWorks Building & Development Co. FL 4.02 05/08/06 SLM CORP DE 1.01,9.01 05/10/06 SM&A CA 2.02,9.01 05/15/06 SOLAR ENERTECH CORP NV 1.01,2.01,3.02,5.02,5.06,9.01 05/15/06 Solexa, Inc. DE 2.02,9.01 05/15/06 SONO TEK CORP NY 7.01,9.01 05/15/06 SOUTH CAROLINA ELECTRIC & GAS CO SC 5.03,9.01 05/15/06 SOUTHCOAST FINANCIAL CORP SC 1.01,4.01,5.02 04/17/06 SOUTHERN CALIFORNIA EDISON CO CA 8.01 05/11/06 SPARTON CORP OH 2.02,9.01 05/12/06 SPATIALIZER AUDIO LABORATORIES INC DE 2.02,9.01 05/15/06 SSA GLOBAL TECHNOLOGIES, INC DE 1.01,9.01 05/14/06 Standard Aero Holdings Inc. DE 2.02,9.01 05/12/06 STEWART & STEVENSON SERVICES INC TX 1.01,8.01,9.01 05/14/06 STONEPATH GROUP INC DE 2.02,7.01,9.01 05/12/06 STRATEGIC DISTRIBUTION INC DE 2.02 05/12/06 STRATEGIC HOTELS & RESORTS, INC 8.01,9.01 05/12/06 Structured Asset Mortgage Investments DE 9.01 04/28/06 STRUCTURED PRODUCTS CORP TIERS PP ASS DE 8.01,9.01 04/24/06 SUMMIT FINANCIAL SERVICES GROUP INC FL 2.02,9.01 05/15/06 SUNRISE TELECOM INC 2.02 03/31/06 SUPERIOR OIL & GAS CO NV 8.01 05/15/06 SUPERIOR OIL & GAS CO NV 1.01 04/25/06 AMEND SYMANTEC CORP DE 3.02 05/11/06 SYMBION INC/TN DE 1.01,9.01 05/09/06 SYNTAX-BRILLIAN CORP DE 2.02,9.01 05/15/06 SYNTROLEUM CORP DE 1.01,9.01 05/15/06 SYS CA 2.02,9.01 03/31/06 TARGET CORP MN 2.02,9.01 05/15/06 TD BANKNORTH INC. DE 1.01,9.01 05/09/06 TENGTU INTERNATIONAL CORP DE 5.02,9.01 05/15/06 TENNECO INC DE 7.01,9.01 05/15/06 THERAGENICS CORP DE 7.01,9.01 05/15/06 Thomas Equipment, Inc. DE 5.02 05/09/06 TIER TECHNOLOGIES INC DE 7.01,9.01 05/12/06 TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 1.01,8.01 05/12/06 TRANSCONTINENTAL REALTY INVESTORS INC NV 2.02,9.01 03/31/06 TRANSMONTAIGNE INC DE 1.01,9.01 05/12/06 TRANSTECH INDUSTRIES INC DE 8.01 05/15/06 TRANSTECHNOLOGY CORP DE 7.01,9.01 05/11/06 TRESTLE HOLDINGS INC DE 2.02 05/15/06 TRINITY CAPITAL CORP 7.01,8.01,9.01 05/10/06 TRINITY INDUSTRIES INC DE 5.03,8.01,9.01 05/15/06 TRIO TECH INTERNATIONAL CA 2.02,9.01 05/11/06 Triple Crown Media, Inc. DE 2.02,9.01 05/15/06 TRIZETTO GROUP INC DE 1.01,9.01 05/10/06 TRUEYOU.COM DE 1.01,2.03 05/09/06 TUT SYSTEMS INC DE 2.02,9.01 05/10/06 U S GLOBAL INVESTORS INC TX 2.02 03/31/06 U.S. ENERGY HOLDINGS INC. NV 5.01 03/01/06 uBid.com Holdings, Inc. DE 2.02,9.01 05/15/06 ULTRASTRIP SYSTEMS INC FL 5.02 05/09/06 UNIFI INC NY 8.01,9.01 05/12/06 UNION BANKSHARES INC VT 2.02,9.01 05/11/06 UNION DRILLING INC DE 2.02,9.01 05/10/06 UNIONBANCAL CORP DE 2.03 05/11/06 UNITED FUEL & ENERGY CORP NV 2.02,9.01 05/12/06 UNITED PAN AM FINANCIAL CORP CA 5.02,9.01 05/12/06 Universal Capital Management, Inc. DE 1.01,9.01 05/15/06 UNIVERSAL CORP /VA/ VA 8.01,9.01 05/11/06 US HOME SYSTEMS INC DE 1.01 05/10/06 VALOR COMMUNICATIONS GROUP INC DE 2.02,7.01,9.01 05/15/06 VALSPAR CORP DE 2.02,9.01 05/15/06 VERTEX PHARMACEUTICALS INC / MA MA 1.01,8.01,9.01 05/11/06 VERTICALNET INC PA 2.02,9.01 05/15/06 VIASPACE Inc. NV 2.02,9.01 05/15/06 VIASYS HEALTHCARE INC DE 1.01,5.03,9.01 05/11/06 VIISAGE TECHNOLOGY INC DE 2.02,9.01 05/15/06 VIRBAC CORP DE 1.01 05/15/06 VirtualScopics, Inc. DE 5.02 05/11/06 VISTA GOLD CORP 8.01,9.01 05/15/06 VISTACARE, INC. DE 2.02,9.01 05/09/06 VITRAN CORP INC 1.01,8.01 05/15/06 VOXWARE INC DE 2.02,9.01 05/15/06 WaMu Asset Acceptance Corp. DE 9.01 05/15/06 WEATHERFORD INTERNATIONAL LTD D0 1.01,1.02,5.02,5.03,9.01 05/09/06 WEBFINANCIAL CORP DE 3.01,9.01 05/11/06 WEBMETHODS INC DE 5.02 05/10/06 WEBSIDESTORY INC CA 2.02,9.01 05/10/06 WESTERN DIGITAL CORP DE 7.01,9.01 05/15/06 WHITTIER ENERGY CORP NV 2.02,7.01,9.01 05/10/06 WINN DIXIE STORES INC FL 7.01,9.01 05/15/06 WORLDSPAN L P DE 2.02,9.01 05/15/06 Wright Express CORP 1.01,8.01,9.01 05/10/06 XO HOLDINGS INC DE 2.02,9.01 05/10/06 Z YACHTS, INC. 5.02 05/11/06 ZANETT INC DE 2.02,9.01 05/15/06 ZEBRA TECHNOLOGIES CORP/DE DE 1.01,9.01 05/09/06