SEC NEWS DIGEST Issue 2006-84 May 2, 2006 ENFORCEMENT PROCEEDINGS DEFAULT JUDGMENT AGAINST BARRY BINGHAM AND BINGHAM CAPITAL MANAGEMENT CORPORATION On April 21, 2006, Thomas W. Thrash, U.S. District Judge for the Northern District of Georgia, entered a Default Judgment against defendants Barry A. Bingham (Bingham) and Bingham Capital Management Corporation (Capital Management) restraining and enjoining them from future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, Sections 206(1) and 206(2) of the Investment Advisers Act of 1940, and Rule 10b-5 thereunder. The Court also ordered each defendant to pay disgorgement, prejudgment interest and a civil penalty in the respective amounts of $1,011,795, $169,835 and $100,000. The Commission's complaint, filed on Aug. 23, 2005, alleged that, from approximately April 2001 to November 2002, Bingham used misrepresentations and omissions of material fact to defraud at least 22 investors in Bingham Growth Partners, L.P. (Growth Partners), a hedge fund that Bingham created and managed through Capital Management, an unregistered investment adviser. Bingham offered and sold at least $1,826,218 of shares in the Fund, and at least $459,483 of these shares were offered and sold through Bingham's misrepresentations to investors about the Fund's past returns. Additionally, between July 2001 and November 2002, Bingham misappropriated approximately $141,637 in Growth Partners' assets, and by November 2002, the assets of Growth Partners had been wholly depleted by a combination of Bingham's trading losses and his misappropriations. [SEC v. Barry A. Bingham and Bingham Capital Management Corporation, Civil Action No. 1:05-CV-02187 (TWT)] (LR- 19681) SEC SETTLES LITIGATION WITH FORMER CHIEF CORPORATE COUNSEL OF TYCO INTERNATIONAL LTD. The Commission today announced that on May 2 the Commission filed a Consent and proposed settled Final Judgment against Defendant Mark A. Belnick, former Chief Corporate Counsel of Tyco International Ltd. (Tyco), in Securities and Exchange Commission v. L. Dennis Kozlowski, Mark H. Swartz, and Mark A. Belnick., 02 Civ. 7312 (RWS) (S.D.N.Y. filed Sept. 12, 2002). The Commission's complaint in this case alleged that, between 1998 and early 2002, Belnick received approximately $14 million in loans from Tyco. Tyco did not disclose these loans, as required by the federal securities laws, in its annual reports and proxy statements filed with the Commission. The proposed settlement is based on the complaint's allegations concerning Belnick's conduct which aided and abetted Tyco's violations of the federal securities laws when it failed to disclose those loans. Belnick, without admitting or denying the allegations in the Commission's complaint, consented to the entry of a Final Judgment which will permanently enjoin him from aiding or abetting violations of Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, and from aiding and abetting violations of Sections 13(a) and 14(a) of the Exchange Act and Rules 12b-20, 13a-1, and 14a-9 thereunder. The proposed Final Judgment orders Belnick to pay a civil money penalty in the amount of $100,000. Under the terms of the proposed Final Judgment, Belnick will be prohibited for a period of five years from serving as an officer or director of a public company. Belnick has previously settled Tyco's claims with respect to the loans he received from the company. [SEC v. L. Dennis Kozlowski, Mark H. Swartz, and Mark A. Belnick., 02 Civ. 7312 (RWS) SDNY] (LR-19682) SEC CHARGES DEEPHAVEN CAPITAL MANAGEMENT, LLC AND FORMER PORTFOLIO MANAGER BRUCE LIEBERMAN WITH INSIDER TRADING On May 2, the Commission filed a complaint in the U.S. District Court for the District of Columbia against hedge fund adviser Deephaven Capital Management, LLC and its former portfolio manager Bruce Lieberman, charging them with insider trading from August 2001 to March 2004 on the information that 19 private investment in public equity (PIPE) offerings were about to be publicly announced. In each case, the company's stock price fell on the announcement of its PIPE offering. The defendants learned confidential material nonpublic details about the upcoming PIPE offerings from placement agents for the companies and sold short the company shares on behalf of the Deephaven Small Cap Growth Fund, LLC, profiting from the price decline when the PIPE offerings were publicly announced. Short selling includes the practice of selling borrowed shares in the expectation that the price will fall, enabling the seller to then buy and deliver the shares at a lower price. In two of the PIPE offerings, Lieberman falsely signed a written security purchase agreement expressly warranting that the Small Cap Growth Fund had not shorted the company's stock; he transferred short positions the fund had in fact taken to another Deephaven fund he controlled, in an attempt to hide the short sales in violation of the warranties. The Commission's complaint alleges that Deephaven and Lieberman violated Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, antifraud provisions of the federal securities laws. Deephaven and Lieberman have each consented, without admitting or denying the allegations in the complaint, to final judgments permanently enjoining them from violating Securities Act Section 17(a) and Exchange Act Section 10(b) and Rule 10b-5. Deephaven also agreed to disgorge $2,683,270 in unlawful profits, plus $343,418 prejudgment interest, and to pay a $2,683,270 civil penalty. Lieberman agreed to pay a $110,000 civil penalty and to a Commission order barring him from associating with any investment adviser, with the right to reapply after three years, in an administrative proceeding to be instituted based on entry of the anticipated final judgment. [SEC v. Deephaven Capital Management, LLC and Bruce Lieberman, Civil Action No. 1:06CV00805 (D.D.C.)] (LR-19683) INVESTMENT COMPANY ACT RELEASES THE TRAVELERS INSURANCE COMPANY, ET AL. An order has been issued approving an application filed by The Travelers Insurance Company, The Travelers Life and Annuity Company, Citicorp Life Insurance Company, First Citicorp Life Insurance Company, MetLife Investors Insurance Company, First MetLife Investors Insurance Company, MetLife Investors Insurance Company of California, MetLife Investors USA Insurance Company, Metropolitan Life Insurance Company, New England Life Insurance Company, General American Life Insurance Company (collectively, Insurance Companies), The Travelers Separate Account Five for Variable Annuities, The Travelers Separate Account Seven for Variable Annuities, The Travelers Separate Account Nine for Variable Annuities, TIC Separate Account Eleven for Variable Annuities, TIC Separate Account Thirteen for Variable Annuities, The Travelers Fund U for Variable Annuities, The Travelers Separate Account PF for Variable Annuities, The Travelers Separate Account TM for Variable Annuities, The Travelers Fund ABD for Variable Annuities, The Travelers Fund BD for Variable Annuities, The Travelers Separate Account QP for Variable Annuities, The Travelers Separate Account QPN for Variable Annuities, The Travelers Fund BD III for Variable Annuities, TIC Variable Annuity Separate Account 2002, The Travelers Separate Account PP for Variable Life Insurance, TIC Separate Account CPPVUL I, The Travelers Fund UL III for Variable Life Insurance, The Travelers Fund UL for Variable Life Insurance, The Travelers Separate Account Six for Variable Annuities, The Travelers Separate Account Eight for Variable Annuities, The Travelers Separate Account Ten for Variable Annuities, TLAC Separate Account Twelve for Variable Annuities, TLAC Separate Account Fourteen for Variable Annuities, The Travelers Separate Account PF II for Variable Annuities, The Travelers Separate Account TM II for Variable Annuities, The Travelers Fund ABD II for Variable Annuities, The Travelers Fund BD II for Variable Annuities, The Travelers Fund BD IV for Variable Annuities, TLAC Variable Annuity Separate Account 2002, The Travelers Fund UL II for Variable Life Insurance, Citicorp Life Variable Annuity Separate Account, First Citicorp Life Variable Annuity Separate Account, MetLife Investors Variable Annuity Account One, First MetLife Investors Variable Annuity Account One, MetLife Investors Variable Annuity Account Five, MetLife Investors USA Separate Account A, Metropolitan Life Separate Account UL, Metropolitan Life Separate Account DCVL, Security Equity Separate Account Seven, Security Equity Separate Account Thirteen, New England Variable Life Separate Account Four, New England Variable Life Separate Account Five, General American Separate Account Seven, General American Separate Account Eleven, General American Separate Account Thirty Three, Met Investors Series Trust and Metropolitan Series Fund, Inc. (collectively, Applicants). The Applicants have been authorized under Section 26(c) of the Investment Company Act to substitute shares of securities of various portfolios held by one or more separate accounts of the Insurance Companies. Applicants have also been granted an exemption from Section 17(a) of the Act in order to engage in certain in-kind transactions in connection with the substitutions. (Rel. IC-27307- April 27) DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT For the month of April, 2006, a notice has been issued giving interested persons until May 23, 2006, to request a hearing on any of the following applications for an order under Section 8(f) of the Investment Company Act declaring that the applicant has ceased to be an investment company: J.P. Morgan Funds [File No. 811-7340] J.P. Morgan Institutional Funds [File No. 811-7342] J.P. Morgan Mutual Fund Select Trust [File No. 811-7841] J.P. Morgan Mutual Fund Select Group [File No. 811-7843] Growth & Income Portfolio [File No. 811-8084] J.P. Morgan Mutual Fund Trust [File No. 811-8358] 21st Century Trust [File No. 811-6451] GAM Avalon Galahad, LLC [File No. 811-10247] AHA Investment Funds, Inc. [File No. 811-5534] Central Equity Trust [File No. 811-5965] Van Kampen Advantage Municipal Income Trust [File No. 811-6736] Van Kampen Value Municipal Income Trust [File No. 811-7400] Van Kampen Municipal Opportunity Trust II [File No. 811-7676] Van Kampen High Income Trust [File No. 811-5707] Van Kampen Pennsylvania Quality Municipal Trust [File No. 811- 6370] Van Kampen Trust for Investment Grade Pennsylvania Municipals [File No. 811-6539] Van Kampen Advantage Pennsylvania Municipal Income Trust [File No. 811-6732] Van Kampen Investment Grade Municipal Trust [File No. 811-5786] Van Kampen Ohio Value Municipal Income Trust [File No. 811-6738] Van Kampen Strategic Sector Municipal Trust [File No. 811-7356] Van Kampen Municipal Income Trust [File No. 811-5230] Van Kampen Florida Quality Municipal Trust [File No. 811-6369] Van Kampen New York Quality Municipal Trust [File No. 811-6360] Van Kampen New York Value Municipal Income Trust [File No. 811- 7402] AllianceBernstein All-Asia Investment Fund, Inc. [File No. 811- 8776] AllianceBernstein New Europe Fund, Inc. [File No. 811-6028] Principal Growth Fund, Inc. [File No. 811-1873] Principal Capital Value Fund, Inc. [File No. 811-1874] Principal International Fund, Inc. [File No. 811-3183] Principal Cash Management Fund, Inc. [File No. 811-3585] Principal Government Securities Income Fund, Inc. [File No. 811- 4226] Principal Tax-Exempt Bond Fund, Inc. [File No. 811-4449] Principal Balanced Fund, Inc. [File No. 811-5072] Principal MidCap Fund, Inc. [File No. 811-5171] Principal Bond Fund, Inc. [File No. 811-5172] Principal Partners Blue Chip Fund, Inc. [File No. 811-6263] Principal Equity Income Fund, Inc. [File No. 811-7266] Principal Limited Term Bond Fund, Inc. [File No. 811-7453] Principal International Emerging Markets Fund, Inc. [File No. 811-8249] Principal International SmallCap Fund, Inc. [File No. 811-8251] Principal Real Estate Securities Fund, Inc. [File No. 811-8379] Principal SmallCap Fund, Inc. [File No. 811-8381] Principal LargeCap Stock Index Fund, Inc. [File No. 811-9755] Principal Partners MidCap Growth Fund, Inc. [File No. 811-9759] Principal Partners Equity Growth Fund, Inc. [File No. 811-9567] Principal Partners LargeCap Blend Fund, Inc. [File No. 811-10187] Principal Partners LargeCap Value Fund, Inc. [File No. 811-10189] Principal Partners SmallCap Growth Fund, Inc. [File No. 811- 10193] Integrated Arros Fund I [File No. 811-4392] Integrated Arros Fund II [File No. 811-4393] BidFund 2 Percent [File No. 811-21204] NorCap Funds, Inc. [File No. 811-21345] Access Variable Insurance Trust [File No. 811-21312] Mercury V.I. Funds, Inc. [File No. 811-9159] Allmerica Investment Trust [File No. 811-4138] Mercury Variable Trust [File No. 811-8163] (Rel. IC-27308 - April 28) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF THE TWENTY SECOND AMENDMENT TO THE RESTATED ITS PLAN Pursuant to Rule 608 under the Securities Exchange Act of 1934, the Intermarket Trading System Operating Committee has filed an amendment to the ITS Plan (4-208) relating to the change in name from the Cincinnati Stock Exchange, Inc., to the National Stock Exchange and to the admission of the NASDAQ Stock Market LLC as an ITS Participant. Publication is expected in the Federal Register during the week of May 1. (Rel. 34-53733) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-Phlx-2005-93) and Amendments Nos. 1, 2, 3, 4 and 5 thereto filed by the Philadelphia Stock Exchange and granted accelerated approval to Amendment Nos. 6 and 7 thereto, relating to amendments to its By-Laws and Charter in connection with a restructuring of its board of governors. (Rel. 34- 53734) PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-Amex- 2006-20) and Amendment Nos. 1 and 2 thereto to amend the annual fee for certain listed bonds and debentures. Publication is expected in the Federal Register during the week of May 1. (Rel. 34-53735) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2005-140) regarding the Nasdaq Crossing Network. Publication is expected in the Federal Register during the week of May 1. (Rel. 34-53745) The Municipal Securities Rulemaking Board filed a proposed rule change (SR-MSRB-2006-01) and Amendment No. 1 thereto relating to the withdrawal of obsolete question-and-answer interpretive guidance under former Rule G-38, on consultants, and certain question-and-answer interpretive guidance relating to the definition of "solicitation" under Rule G-37, on political contributions and prohibitions on municipal securities business. Publication is expected in the Federal Register during the week of May 1. (Rel. 34-53746) AMENDMENT TO PROPOSED RULE CHANGE The Municipal Securities Rulemaking Board filed Amendment No. 2 to a proposed rule change (SR-MSRB-2005-11) relating to the definition of solicitation under MSRB Rules G-37 and G-38. Publication is expected in the Federal Register during the week of May 1. (Rel. 34-53747) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change submitted by the Pacific Exchange (n/k/a NYSE Arca, Inc.) (SR-PCX- 2006-22) relating to the trading of the DB Commodity Index Tracking Fund pursuant to unlisted trading privileges. Publication is expected in the Federal Register during the week of May 1. (Rel. 34-53736) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 GRUBB & ELLIS CO, 2215 SANDERS RD, STE 400, NORTHBROOK, IL, 60062, 4159561990 - 0 ($237,187,500.00) Equity, (File 333-133659 - May. 1) (BR. 08A) SB-2 PROCERA NETWORKS INC, 100 COOPER COURT, LOS GATOS, CA, 95032, 408 354-7200 - 16,886,025 ($10,638,195.00) Equity, (File 333-133661 - May. 1) (BR. 03C) S-8 COMMUNITY FINANCIAL SHARES INC, 357 ROOSEVELT ROAD, GLEN ELLYN, IL, 60137, 6305450900 - 45,000 ($1,242,000.00) Equity, (File 333-133662 - May. 1) (BR. 07C) S-8 Tim Hortons Inc., 874 SINCLAIR ROAD, OAKVILLE, A6, L6K 2Y1, (905) 845-6511 - 2,900,000 ($80,475,000.00) Equity, (File 333-133663 - May. 1) (BR. 05B) S-3 VCAMPUS CORP, 1850 CENTENNIAL PARK DR, SUITE 200, RESTON, VA, 20191, 7036547213 - 10,817,285 ($6,977,149.00) Equity, (File 333-133664 - May. 1) (BR. 11C) S-4 CAPITAL ONE FINANCIAL CORP, 1680 CAPITAL ONE DRIVE, SUITE 1400, MCLEAN, VA, 22102, 7037201000 - 109,191,059 ($9,209,517,673.00) Equity, (File 333-133665 - May. 1) (BR. 07B) S-1 Global Employment Holdings, Inc., C/O DAN HOLLENBACH, 9090 RIDGELINE BLVD SUITE 205, LITTLETON, CO, 80129, 303-216-9500 - 14,555,868 ($72,779,340.00) Equity, (File 333-133666 - May. 1) (BR. 09) S-8 MICRON TECHNOLOGY INC, 8000 S FEDERAL WAY, PO BOX 6, BOISE, ID, 83716-9632, 2083684000 - 12,000,000 ($195,240,000.00) Equity, (File 333-133667 - May. 1) (BR. 10B) F-10 NORTH AMERICAN PALLADIUM LTD, NORTH AMERICAN PALLADIUM STD, 130 ADELAIDE STREET W SUITE 2116, TORONTO ONTARIO CANA, A6, M5H3P5, 4163602655 - 8,820,655 ($97,556,444.30) Equity, (File 333-133668 - May. 1) (BR. 04B) N-2 MCG CAPITAL CORP, 1100 WILSON BLVD, SUITE 800, ARLINGTON, VA, 22209, 7032477500 - 15,029,500 ($213,596,195.00) Equity, (File 333-133669 - May. 1) (BR. 22) F-10 SILVER STANDARD RESOURCES INC, 999 W HASTINGS ST, SUITE 1180, VANCOUVER BC CANADA, A1, V6C 2W2, 604-689-3846 - 6,900,000 ($146,694,000.00) Equity, (File 333-133670 - May. 1) (BR. 04C) SB-2 TYLERSTONE VENTURES CORP, 1136 MARTIN STREET, 1136 MARTIN STREET, WHITE ROCK, A1, V4B 3V9, 604-780-7659 - 536,000 ($26,800.00) Equity, (File 333-133680 - May. 1) (BR. 04) S-3 TRUE RELIGION APPAREL INC, 1525 RIO VISTA AVENUE, LOS ANGELES, CA, 90023, 323.266.3072 - 100,000 ($1,850,000.00) Equity, (File 333-133681 - May. 1) (BR. 02C) S-3 MEDIVATION, INC., 501 SECOND STREET, SUITE 211, SAN FRANCISCO, CA, 94107, 415-543-3470 - 3,000,000 ($17,145,000.00) Equity, (File 333-133682 - May. 1) (BR. 01B) S-3 SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK, 60 E 42ND ST, SUITE 1115, NEW YORK, NY, 10165, 2129836352 - 0 ($35,000,000.00) Other, (File 333-133683 - May. 1) (BR. 28) S-3 SUN LIFE ASSURANCE CO OF CANADA US, ONE SUN LIFE EXECUTIVE PARK SC4290, WELLESLEY HILLS, MA, 02481, 7812636302 - 0 ($35,000,001.00) Other, (File 333-133684 - May. 1) (BR. 20) S-3 SUN LIFE ASSURANCE CO OF CANADA US, ONE SUN LIFE EXECUTIVE PARK SC4290, WELLESLEY HILLS, MA, 02481, 7812636302 - 0 ($35,000,002.00) Other, (File 333-133685 - May. 1) (BR. 20) S-3 SUN LIFE ASSURANCE CO OF CANADA US, ONE SUN LIFE EXECUTIVE PARK SC4290, WELLESLEY HILLS, MA, 02481, 7812636302 - 0 ($35,000,000.00) Other, (File 333-133686 - May. 1) (BR. 20) SB-1 Mesa Builders Inc, 850 W HASTINGS SUITE 302, VANCOUVER B C V6C 1E1 CAN, A1, 00000, 604-685-7552 - 1,000,000 ($20,000.00) Equity, (File 333-133687 - May. 1) (BR. ) S-3ASR AAR CORP, 1100 N WOOD DALE RD, WOOD DALE, IL, 60191, 6302272000 - 0 ($150,000,000.00) Other, (File 333-133692 - May. 1) (BR. 05A) S-3ASR HARTFORD LIFE INSURANCE CO, 200 HOPMEADOW ST, P O BOX 2999, SIMSBURY, CT, 06089, 8608435445 - 0 ($0.00) Other, (File 333-133693 - May. 1) (BR. 29) S-3ASR HARTFORD LIFE INSURANCE CO, 200 HOPMEADOW ST, P O BOX 2999, SIMSBURY, CT, 06089, 8608435445 - 0 ($0.00) Other, (File 333-133694 - May. 1) (BR. 29) S-3ASR HARTFORD LIFE INSURANCE CO, 200 HOPMEADOW ST, P O BOX 2999, SIMSBURY, CT, 06089, 8608435445 - 0 ($0.00) Other, (File 333-133695 - May. 1) (BR. 29) S-1 Brand Energy & Infrastructure Services, Inc, 2505 SOUTH MAIN STREET, KENNESAW, GA, 30152, 770 514-1411 - 0 ($250,000,000.00) Equity, (File 333-133696 - May. 1) (BR. 06A) S-1 AROTECH CORP, 632 BROADWAY, STE 1200, NEW YORK, NY, 10012, 6466542107 - 0 ($25,229,922.00) Equity, (File 333-133697 - May. 1) (BR. 10A) N-2 Old Mutual 2100 Emerging Managers Fund, L.L.C., 4643 SOUTH ULSTER STREET, 6TH FLOOR, DENVER, CO, 80237, 720-200-7600 - 10 ($100,000.00) Equity, (File 333-133700 - May. 1) (BR. ) S-3ASR HARTFORD LIFE INSURANCE CO, 200 HOPMEADOW ST, P O BOX 2999, SIMSBURY, CT, 06089, 8608435445 - 0 ($0.00) Other, (File 333-133701 - May. 1) (BR. 29) S-8 TALEO CORP, 575 MARKET STREET, 8TH FLOOR, SAN FRANCISCO, CA, 94105, 4155389068 - 6,107,697 ($59,142,526.11) Equity, (File 333-133702 - May. 1) (BR. 03A) F-9 CANADIAN NATIONAL RAILWAY CO, 935 DE LA GAUCHETIERE ST W, MONTREAL QUEBEC, CANADA, A8, H3B 2M9, 5143996569 - 1,500,000,000 ($1,500,000,000.00) Debt, (File 333-133703 - May. 1) (BR. 05A) S-3 GREENHILL & CO INC, 300 PARK AVENUE, 23RD FLOOR, NEW YORK, NY, 10022, 212-389-1500 - 0 ($283,661,875.00) Equity, (File 333-133705 - May. 1) (BR. 07A) S-8 CHOICEPOINT INC, 1000 ALDERMAN DR, ALPHARETTA, GA, 30005, 7707526000 - 1,500,000 ($65,295,000.00) Equity, (File 333-133706 - May. 1) (BR. 03B) S-3ASR HARTFORD LIFE INSURANCE CO, 200 HOPMEADOW ST, P O BOX 2999, SIMSBURY, CT, 06089, 8608435445 - 0 ($0.00) Other, (File 333-133707 - May. 1) (BR. 29) SB-2 PRIMAL SOLUTIONS INC, 18881 VON KARMAN, SUITE 450, IRVINE, CA, 92612, 9492218550 - 0 ($2,662,500.00) Equity, (File 333-133709 - May. 1) (BR. 03A) SB-2 Loma Verde Inc, 1016 470 GRANVILLE STREET, VANCOUVER, A1, V6C 1V 5, 604-805-4891 - 536,000 ($26,800.00) Equity, (File 333-133710 - May. 1) (BR. ) SB-2 Alliance Corporate Group, Inc., 11960 HAMMERSMITH WAY, UNIT 155, RICHMOND, A1, V7A 5C9, 604-275-8994 - 3,500,000 ($350,000.00) Equity, (File 333-133711 - May. 1) (BR. ) S-8 FORTUNE BRANDS INC, 520 LAKE COOK ROAD, DEERFIELD, IL, 60015, 8474844400 - 300,000 ($24,117,000.00) Equity, (File 333-133712 - May. 1) (BR. 06C) S-1 HOME DIAGNOSTICS INC, 2400 NW 55TH COURT, FORT LAUDERDALE, FL, 33309, 9546779201 - 0 ($115,000,000.00) Equity, (File 333-133713 - May. 1) (BR. ) S-8 QSOUND LABS INC, 400-3115 12 STREET NE, CALGARY, A0, T2E7J2, 403 291 2492 - 430,000 ($1,973,100.00) Equity, (File 333-133714 - May. 1) (BR. 11B) N-2 DNP SELECT INCOME FUND INC, PO BOX 32760, LOUISVILLE, KY, 40232, 3123685510 - 0 ($200,000,000.00) Equity, (File 333-133715 - May. 1) (BR. 17) S-8 FORTUNE BRANDS INC, 520 LAKE COOK ROAD, DEERFIELD, IL, 60015, 8474844400 - 600,000 ($48,234,000.00) Equity, (File 333-133716 - May. 1) (BR. 06C) S-8 FORTUNE BRANDS INC, 520 LAKE COOK ROAD, DEERFIELD, IL, 60015, 8474844400 - 6,150,000 ($494,398,500.00) Equity, (File 333-133717 - May. 1) (BR. 06C) S-8 IXIA, 26601 W AGOURA RD, CALABASAS, CA, 91302, 8188711800 - 500,000 ($4,605,000.00) Equity, (File 333-133718 - May. 1) (BR. 10B) S-8 COOPER COMPANIES INC, 6140 STONERIDGE MALL RD, STE 590, PLEASANTON, CA, 94588, 9254603600 - 600,000 ($31,830,000.00) Equity, (File 333-133719 - May. 1) (BR. 10A) S-8 COOPER COMPANIES INC, 6140 STONERIDGE MALL RD, STE 590, PLEASANTON, CA, 94588, 9254603600 - 650,000 ($34,482,500.00) Equity, (File 333-133720 - May. 1) (BR. 10A) S-1 AMERICAN TIRE DISTRIBUTORS INC, 12200 HERBERT WAYNE COURT, SUITE 150, HUNTERSVILLE, NC, 28078, 7049922000 - 0 ($96,400,000.00) Non-Convertible Debt, (File 333-133722 - May. 1) (BR. 05A) S-3 PROGRESS SOFTWARE CORP /MA, 14 OAK PARK, BEDFORD, MA, 01730, 6172804000 - 0 ($12,797,507.00) Equity, (File 333-133724 - May. 1) (BR. 03B) S-4 US GOLD HOLDINGS CORP, 2201 KIPLING STREET SUITE 100, LAKEWOOD, CO, 80215, (303) 238-1438 - 22,387,740 ($52,611,189.00) Equity, (File 333-133725 - May. 1) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1ST SOURCE CORP IN 7.01,9.01 05/01/06 A CONSULTING TEAM INC NY 1.01,5.02,9.01 04/26/06 ABAXIS INC CA 1.01 04/25/06 ADESA INC 7.01,9.01 04/28/06 ADESA INC 2.02,9.01 05/01/06 ADVANCED POWER TECHNOLOGY INC 1.01,2.01,3.01 04/28/06 ADVANCED SPORTS TECHNOLOGIES INC 1.01,2.01,5.01,5.03,9.01 04/21/06 ADVANCED SPORTS TECHNOLOGIES INC 1.01,2.01,5.01,5.03,9.01 04/25/06 AMEND ADVANCED TECHNOLOGY INDUSTRIES INC DE 5.03,9.01 05/01/06 ADVENTRX PHARMACEUTICALS INC DE 2.01,9.01 04/07/06 AMEND AGCO CORP /DE DE 2.02,9.01 05/01/06 AIRGAS INC DE 2.02,9.01 05/01/06 AIRNET COMMUNICATIONS CORP DE 2.05,8.01,9.01 04/28/06 Alarion Financial Services Inc 2.02,9.01 04/28/06 ALLIANCE FIBER OPTIC PRODUCTS INC CA 2.02,9.01 03/01/06 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 1.01,2.01,9.01 05/01/06 ALLIED CAPITAL CORP MD 1.01,2.03,9.01 05/01/06 ALP LIQUIDATING TRUST DE 4.01,9.01 04/26/06 ALPHA INNOTECH CORP DE 1.01 04/25/06 ALPHARMA INC DE 2.02,9.01 05/01/06 ALTRIA GROUP, INC. VA 5.03,9.01 04/27/06 AMERICAN COMMUNITY BANCSHARES INC NC 5.03,8.01,9.01 04/25/06 AMERICAN HOME MORTGAGE INVESTMENT COR MD 5.02 04/25/06 AMERICAN SEAFOODS GROUP LLC DE 1.02,2.03,8.01 04/26/06 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 2.02,2.06,9.01 04/25/06 AMERICAN TECHNOLOGIES GROUP INC NV 1.01,2.01,8.01,9.01 04/25/06 AMPHENOL CORP /DE/ DE 8.01 05/01/06 ANIMAL CLONING SCIENCES INC WA 4.01 05/01/06 AMEND ANNALY MORTGAGE MANAGEMENT INC MD 2.02,9.01 05/01/06 ANSYS INC DE 8.01,9.01 05/01/06 APAC CUSTOMER SERVICE INC IL 7.01,9.01 05/01/06 APOLLO GROUP INC AZ 5.02,9.01 05/01/06 APPLIED NEUROSOLUTIONS INC DE 1.01,3.02,5.03,9.01 04/25/06 ARAMARK CORP/DE DE 7.01,9.01 05/01/06 ARCHER DANIELS MIDLAND CO DE 1.01,5.02,9.01 04/27/06 ARMSTRONG HOLDINGS INC /PA/ PA 2.02,9.01 04/27/06 ARRAY BIOPHARMA INC DE 2.02,9.01 05/01/06 ART BOUTIQUE INC WY 5.02 04/27/06 AMEND ARTISTDIRECT INC DE 7.01,8.01,9.01 05/01/06 ASG Consolidated LLC DE 1.02,2.03,8.01 04/26/06 ASI TECHNOLOGY CORP NV 1.01,2.01,9.01 05/01/06 ASTEC INDUSTRIES INC TN 1.01,9.01 04/27/06 ATLAS AIR WORLDWIDE HOLDINGS INC DE 7.01,9.01 05/01/06 AUTOBYTEL INC DE 1.01,9.01 04/26/06 AVOCENT CORP DE 1.01,9.01 04/25/06 AZTAR CORP DE 1.01,9.01 05/01/06 BADGER METER INC WI 8.01,9.01 04/28/06 BALDWIN TECHNOLOGY CO INC DE 2.02,8.01,9.01 04/27/06 BANC CORP DE 1.01,7.01,9.01 04/29/06 Banc of America Funding 2006-D Trust DE 9.01 04/28/06 BANCINSURANCE CORP OH 2.02,9.01 05/01/06 BANCORPSOUTH INC MS 7.01,9.01 05/01/06 BEL FUSE INC /NJ NJ 2.02,9.01 05/01/06 BLUE DOLPHIN ENERGY CO DE 1.01,3.02,9.01 05/01/06 BOSTON PROPERTIES INC DE 1.01,8.01 04/25/06 BOSTON PROPERTIES LTD PARTNERSHIP 1.01,8.01 04/25/06 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 2.02,9.01 05/01/06 BRADLEY PHARMACEUTICALS INC DE 2.04,9.01 04/30/06 Brand Energy & Infrastructure Service DE 5.03,8.01,9.01 03/27/06 Brand Energy & Infrastructure Service DE 5.02 04/27/06 BREDA TELEPHONE CORP IA 5.03 04/26/06 Brookdale Senior Living Inc. DE 2.01,9.01 05/01/06 BRT REALTY TRUST MA 1.01,2.03,9.01 04/27/06 BRUNSWICK CORP DE 2.02,9.01 04/27/06 AMEND BUCKEYE TECHNOLOGIES INC DE 5.02 04/28/06 BUILDING MATERIALS HOLDING CORP DE 1.01,9.01 04/25/06 C & F FINANCIAL CORP VA 2.02,9.01 04/28/06 CACI INTERNATIONAL INC /DE/ DE 2.01,7.01,8.01 05/01/06 CANCERVAX CORP DE 1.01,9.01 04/25/06 CAP ROCK ENERGY CORP 7.01,9.01 04/28/06 CAPITAL CITY BANK GROUP INC FL 1.01 04/25/06 CAPITAL LEASE FUNDING INC 1.01,9.01 04/25/06 Capital One Auto Finance Trust 2006-A DE 8.01,9.01 04/28/06 CAPITAL TITLE GROUP INC DE 2.02,9.01 04/27/06 CARRAMERICA REALTY CORP MD 2.02,5.03,9.01 04/27/06 CARREKER CORP DE 2.02,9.01 05/01/06 CARRIER ACCESS CORP DE 1.01 04/24/06 CAVCO INDUSTRIES INC DE 2.02,9.01 05/01/06 CCFNB BANCORP INC PA 5.02 04/28/06 CENTER FINANCIAL CORP CA 2.02,9.01 04/27/06 CENTRAL EUROPEAN DISTRIBUTION CORP DE 7.01,9.01 05/01/06 CENTRAL JERSEY BANCORP NJ 2.02,8.01,9.01 04/27/06 CENTRAL VIRGINIA BANKSHARES INC VA 1.01,8.01,9.01 04/25/06 Chardan North China Acquisition Corp DE 8.01 05/01/06 Chelsea Therapeutics International, L DE 1.01,9.01 04/26/06 Chelsea Therapeutics International, L DE 8.01,9.01 05/01/06 CHINA DIRECT TRADING CORP FL 2.02,7.01,9.01 05/01/06 CHITTENDEN CORP /VT/ VT 7.01,9.01 03/31/06 CHOICE HOTELS INTERNATIONAL INC /DE DE 7.01,9.01 04/28/06 CHS INC MN 5.02 05/01/06 CINCINNATI BELL INC OH 8.01 04/28/06 Citi Trends Inc 5.02,9.01 05/01/06 CITIBANK CREDIT CARD ISSUANCE TRUST DE 1.01,9.01 04/27/06 Citigroup Mortgage Loan Trust 2006-AR 2.01,9.01 02/27/06 Citigroup Mortgage Loan Trust Inc., S 2.01,9.01 03/30/06 CLARK INC DE 1.01 04/25/06 CLARKSTON FINANCIAL CORP 2.02,9.01 04/27/06 CLEAR CHOICE FINANCIAL, INC. NV 1.01,9.01 04/28/06 CLEAR CHOICE FINANCIAL, INC. NV 1.01,9.01 04/28/06 CNA SURETY CORP DE 2.02,9.01 05/01/06 CNB FINANCIAL SERVICES INC WV 1.01,9.01 04/27/06 CNX Gas CORP DE 1.01 04/25/06 COCONNECT INC NV 5.02 04/24/06 Cogdell Spencer Inc. MD 8.01,9.01 02/15/06 AMEND COLE KENNETH PRODUCTIONS INC NY 2.02 05/01/06 Coley Pharmaceutical Group, Inc. DE 8.01,9.01 05/01/06 COLONIAL BANCGROUP INC DE 7.01,9.01 05/01/06 COLONIAL COMMERCIAL CORP NY 1.01 04/27/06 COMMERCEFIRST BANCORP INC MD 2.02,7.01,9.01 04/20/06 COMMERCIAL NET LEASE REALTY INC MD 5.03,9.01 05/01/06 COMMUNITY BANCSHARES INC /DE/ DE 1.01,8.01,9.01 04/29/06 COMMUNITY FINANCIAL CORP /VA/ VA 1.01,1.02,5.03,9.01 04/26/06 CONOR MEDSYSTEMS INC 1.01,1.02,2.02,9.01 04/26/06 COOPER COMPANIES INC DE 9.01 04/28/06 CORE LABORATORIES N V P7 2.02,9.01 03/31/06 CORNING INC /NY NY 1.01,5.02,5.03,7.01,9.01 04/27/06 CORPORATE OFFICE PROPERTIES TRUST MD 2.02,9.01 05/01/06 CORTECH INC DE 5.02 05/01/06 CORTLAND BANCORP INC OH 5.02 05/01/06 COUNTRYWIDE FINANCIAL CORP DE 1.01,9.01 02/20/06 COUNTRYWIDE FINANCIAL CORP DE 1.01,9.01 04/26/06 CPI CORP DE 1.01,9.01 05/01/06 CRAWFORD & CO GA 2.01,9.01 05/01/06 CREDIT SUISSE (USA) INC DE 9.01 04/28/06 CREDIT SUISSE (USA) INC DE 9.01 04/28/06 CREDIT SUISSE (USA) INC DE 9.01 04/28/06 CREDIT SUISSE (USA) INC DE 9.01 04/28/06 CREDIT SUISSE (USA) INC DE 9.01 04/28/06 CREDIT SUISSE (USA) INC DE 9.01 04/28/06 CREDIT SUISSE (USA) INC DE 9.01 04/28/06 CREDIT SUISSE (USA) INC DE 9.01 04/28/06 CREDIT SUISSE (USA) INC DE 9.01 04/28/06 CREDIT SUISSE (USA) INC DE 9.01 04/28/06 CRITICAL THERAPEUTICS INC DE 1.01,9.01 04/26/06 CROSSTEX ENERGY LP DE 5.02,7.01,9.01 04/21/06 AMEND CYGENE LABORATORIES INC DE 5.02 05/01/06 CYGNE DESIGNS INC DE 2.02,9.01 05/01/06 DARLING INTERNATIONAL INC DE 5.02 04/28/06 DATATRAK INTERNATIONAL INC OH 9.01 02/13/06 AMEND DAWSON GEOPHYSICAL CO TX 2.02,9.01 05/01/06 DAYTON POWER & LIGHT CO OH 8.01,9.01 04/26/06 DCM ENTERPRISES NV 4.01 04/21/06 DELPHI CORP DE 8.01,9.01 04/26/06 DELTA PETROLEUM CORP/CO CO 2.01,9.01 04/28/06 DIAGNOSTIC PRODUCTS CORP CA 1.01,9.01 04/26/06 DIAMOND HILL INVESTMENT GROUP INC OH 9.01 03/31/06 DIEBOLD INC OH 1.01,2.05,9.01 04/25/06 DIGITAL GENERATION SYSTEMS INC DE 2.02,9.01 04/28/06 DIGITAL LIGHTWAVE INC DE 1.01,2.03,9.01 04/25/06 DISCOVER CARD MASTER TRUST I DE 8.01 04/28/06 DOANE PET CARE CO DE 1.01,7.01,9.01 04/25/06 DPL INC OH 7.01,8.01,9.01 04/26/06 DRESSER INC DE 5.02,9.01 05/01/06 DYNAVAX TECHNOLOGIES CORP DE 2.02,9.01 04/27/06 DynCorp International LLC 8.01 04/27/06 DYNEGY INC /IL/ IL 2.02,4.02,9.01 04/28/06 E COM VENTURES INC FL 1.01,9.01 04/28/06 EACCELERATION CORP DE 1.01,5.02,9.01 04/25/06 EARTH BIOFUELS INC DE 8.01 04/27/06 EASYLINK SERVICES CORP DE 8.01 03/31/06 EdgeTech International Inc NV 1.01,3.02,5.01,5.02,5.06,9.01 04/20/06 AMEND EMAGEON INC 2.02,9.01 05/01/06 EMAGEON INC 1.01 04/25/06 ENBRIDGE ENERGY PARTNERS LP DE 2.02,9.01 03/31/06 ENCORE MEDICAL CORP DE 2.02,9.01 05/01/06 EPICOR SOFTWARE CORP DE 1.01 04/25/06 EPIX Pharmaceuticals, Inc. 2.02,8.01,9.01 05/01/06 EQUITY ONE, INC. 2.01,9.01 04/25/06 EVCI Career Colleges Holding Corp DE 5.02 04/25/06 EXTREME NETWORKS INC DE 2.02,9.01 04/25/06 EYE CARE CENTERS OF AMERICA INC TX 8.01 04/25/06 EYI INDUSTRIES INC. 1.01,3.02,9.01 04/24/06 Federal Home Loan Bank of Boston X1 2.02,9.01 05/01/06 Federal Home Loan Bank of Cincinnati X1 7.01 04/28/06 Federal Home Loan Bank of San Francis X1 7.01 04/28/06 FedFirst Financial CORP X1 2.02,9.01 04/28/06 FERRO CORP OH 7.01,9.01 04/28/06 FIRST BUSEY CORP /NV/ NV 1.01 04/25/06 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 5.02 04/26/06 FIRST KEYSTONE CORP PA 2.02 04/28/06 FIRST M&F CORP/MS MS 8.01 05/01/06 FIRST SECURITY GROUP INC/TN TN 7.01,8.01 05/01/06 First Valley Bancorp, Inc. CT 2.02,9.01 04/27/06 FLOWSERVE CORP NY 2.02,8.01,9.01 04/25/06 Foundation Coal Holdings, Inc. DE 2.02,7.01,9.01 05/01/06 FRONTIER OIL CORP /NEW/ WY 1.01 04/26/06 FTD Group, Inc. 2.02,9.01 05/01/06 FUSA CAPITAL CORP 4.01,9.01 04/28/06 G III APPAREL GROUP LTD /DE/ DE 8.01,9.01 04/28/06 GENLYTE GROUP INC DE 2.02,9.01 05/01/06 GEVITY HR INC FL 2.02,9.01 05/01/06 GOLDEN HEALTH HOLDINGS, INC. 1.01,2.01,3.02,5.01, 11/07/05 AMEND 5.02,5.03,9.01 GORMAN RUPP CO OH 2.02,8.01,9.01 04/28/06 GRAFTECH INTERNATIONAL LTD DE 1.01 05/01/06 GREAT LAKES BANCORP, INC. DE 2.01,7.01,9.01 05/01/06 GRUBB & ELLIS CO DE 1.01,9.01 04/28/06 HANCOCK HOLDING CO MS 8.01,9.01 04/27/06 HANOVER COMPRESSOR CO / DE 4.01,9.01 04/25/06 HARLEYSVILLE GROUP INC DE 1.01,9.01 05/01/06 HARRIS CORP /DE/ DE 2.02,9.01 05/01/06 HARTFORD LIFE INSURANCE CO CT 9.01 05/01/06 HARTVILLE GROUP INC NV 5.02 04/27/06 HealthSpring, Inc. DE 7.01,9.01 05/01/06 HEALTHTRONICS, INC. GA 1.01,5.02,9.01 04/25/06 HERCULES OFFSHORE, INC. DE 2.02,9.01 05/01/06 HERCULES OFFSHORE, INC. DE 7.01,9.01 05/01/06 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01,9.01 04/27/06 HEXCEL CORP /DE/ DE 2.02,7.01,8.01,9.01 04/24/06 HIRSCH INTERNATIONAL CORP NY 1.02,2.02,9.01 04/26/06 HOLOBEAM INC DE 4.02 04/21/06 HOME CITY FINANCIAL CORP OH 2.02,9.01 04/27/06 HOME EQUITY ASSET TRUST 2006-4 DE 6.01,8.01,9.01 05/01/06 Home Equity Mortgage Trust 2006-2 DE 9.01 04/28/06 HOME PROPERTIES INC MD 7.01,9.01 04/27/06 AMEND HUMANA INC DE 2.02,7.01,9.01 03/31/06 IA GLOBAL INC DE 2.01,2.03 04/27/06 ICAD INC DE 2.02 04/27/06 Ignis Petroleum Group, Inc. 1.01,2.03,3.02,9.01 04/28/06 IHS Inc. DE 8.01,9.01 04/26/06 IKON OFFICE SOLUTIONS INC OH 1.01,8.01,9.01 04/25/06 IMATION CORP DE 2.01,7.01,9.01 04/28/06 INDYMAC BANCORP INC DE 1.01,7.01,9.01 04/25/06 INFINITY CAPITAL GROUP, INC. NV 8.01,9.01 03/30/06 INPHONIC INC 5.02 04/26/06 INPUT OUTPUT INC DE 1.01,5.02,9.01 04/26/06 INSIGHTFUL CORP DE 2.02,9.01 05/01/06 INSITE VISION INC DE 8.01 05/01/06 INSITUFORM TECHNOLOGIES INC DE 1.01,2.02,7.01,9.01 04/25/06 INTEGRATED ELECTRICAL SERVICES INC DE 1.03,9.01 04/26/06 INTEGRITY BANCSHARES INC GA 2.02,9.01 04/26/06 INTELLIGENT SYSTEMS CORP GA 3.01,7.01,9.01 04/27/06 INTERCHANGE FINANCIAL SERVICES CORP / NJ 2.02,9.01 04/26/06 International American Technologies, NV 8.01 04/28/06 INTERNATIONAL ENERGY, INC. NV 5.02 04/30/06 INTERNATIONAL LOTTERY & TOTALIZATOR S CA 1.01 05/01/06 INTEVAC INC CA 2.02,9.01 05/01/06 INTRICON CORP PA 1.01,2.02,7.01,9.01 04/26/06 ION NETWORKS INC DE 1.01 05/01/06 IPARTY CORP DE 2.02,9.01 05/01/06 ISTA PHARMACEUTICALS INC DE 5.02,9.01 04/27/06 iWorld Projects & Systems, Inc. NV 8.01 05/01/06 iWorld Projects & Systems, Inc. NV 8.01 05/01/06 AMEND J CREW GROUP INC DE 8.01,9.01 05/01/06 J JILL GROUP INC DE 8.01,9.01 05/01/06 J P MORGAN CHASE & CO DE 9.01 04/27/06 J P MORGAN CHASE & CO DE 9.01 04/27/06 JAG MEDIA HOLDINGS INC NV 5.03,9.01 04/26/06 JAGGED PEAK, INC. NV 3.02 05/01/06 James River Coal CO VA 2.02,9.01 05/01/06 JAVELIN PHARMACEUTICALS, INC DE 8.01,9.01 05/01/06 K-FED BANCORP 2.02,9.01 03/31/06 KATY INDUSTRIES INC DE 2.02,9.01 05/01/06 KCS ENERGY INC DE 8.01,9.01 04/28/06 KCS ENERGY INC DE 7.01,9.01 04/28/06 KENSINGTON BANKSHARES INC FL 1.01,5.03,7.01,9.01 03/06/06 KENT FINANCIAL SERVICES INC DE 1.01,5.02,9.01 05/01/06 LACLEDE GROUP INC MO 2.02,7.01,9.01 04/28/06 LACROSSE FOOTWEAR INC WI 2.02,9.01 05/01/06 LANDMARK BANCORP INC DE 2.02,8.01,9.01 05/01/06 Language Line Holdings, Inc. 4.01,9.01 04/24/06 AMEND Language Line, Inc. 4.01,9.01 04/24/06 AMEND LASERSCOPE CA 2.01,2.02,9.01 05/01/06 LEXMARK INTERNATIONAL INC /KY/ DE 5.02,9.01 04/27/06 LIBERTY PROPERTY TRUST MD 1.01,9.01 04/27/06 LIPID SCIENCES INC/ AZ 1.01 05/01/06 LOUDEYE CORP DE 1.01,2.01,9.01 04/28/06 LUBRIZOL CORP OH 2.02,9.01 05/01/06 LYDALL INC /DE/ DE 2.02,8.01,9.01 05/01/06 M & F WORLDWIDE CORP DE 5.02 04/28/06 MACDERMID INC CT 2.02,9.01 04/27/06 MANHATTAN PHARMACEUTICALS INC DE 8.01,9.01 04/28/06 MARITRANS INC /DE/ DE 1.01,2.02,5.02,9.01 05/01/06 MARKWEST HYDROCARBON INC DE 8.01,9.01 04/27/06 MATERIAL SCIENCES CORP DE 2.02,9.01 04/27/06 MATRIX BANCORP INC CO 5.02 04/25/06 MAUI GENERAL STORE INC NY 5.02 04/25/06 MAXXAM INC DE 8.01 05/01/06 MCCLATCHY CO DE 1.01,8.01,9.01 04/26/06 MCKESSON CORP DE 1.01 04/25/06 MDC PARTNERS INC A6 5.02,9.01 05/01/06 MEADWESTVACO CORP DE 1.01,5.03,9.01 04/28/06 MedAire, Inc. NV 8.01,9.01 05/01/06 MedAire, Inc. NV 8.01,9.01 05/01/06 MEDIANEWS GROUP INC DE 1.01,9.01 04/26/06 MEDICOR LTD DE 9.01 04/26/06 MEDICOR LTD DE 1.01,2.03,3.02,9.01 04/26/06 AMEND MERCK & CO INC NJ 1.01,9.01 04/25/06 MERISEL INC /DE/ DE 1.01,5.02,9.01 04/25/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 04/13/06 MESA AIR GROUP INC NV 5.02 04/21/06 AMEND MFC DEVELOPMENT CORP DE 8.01 05/01/06 MID WISCONSIN FINANCIAL SERVICES INC WI 2.02,9.01 04/28/06 MIDDLESEX WATER CO NJ 8.01 04/28/06 AMEND MILACRON INC DE 2.02,9.01 05/01/06 MINDEN BANCORP INC 2.02,9.01 04/28/06 MISSION WEST PROPERTIES INC CA 2.02 05/01/06 MONOLITHIC POWER SYSTEMS INC CA 2.02,9.01 05/01/06 MOTHERS WORK INC DE 2.02,9.01 04/25/06 MOTIVE INC DE 1.01,2.05,3.02,9.01 04/25/06 MRV COMMUNICATIONS INC DE 2.02,8.01,9.01 04/26/06 MVC CAPITAL, INC. DE 1.01,2.03,8.01 04/27/06 MYERS INDUSTRIES INC OH 5.02,9.01 04/25/06 NABI BIOPHARMACEUTICALS DE 8.01,9.01 05/01/06 NATIONAL CITY CORP DE 1.01,9.01 04/25/06 NATIONAL RURAL UTILITIES COOPERATIVE DC 2.03 04/28/06 NATROL INC DE 1.01,9.01 04/25/06 NATURAL ALTERNATIVES INTERNATIONAL IN DE 2.02,9.01 05/01/06 Naugatuck Valley Financial Corp X1 8.01,9.01 04/28/06 NAVISTAR FINANCIAL CORP DE 4.01,9.01 04/28/06 AMEND NAVISTAR FINANCIAL DEALER NOTE MASTER DE 8.01,9.01 03/31/06 NAVISTAR FINANCIAL DEALER NOTE MASTER DE 8.01,9.01 03/31/06 NBTY INC DE 7.01,9.01 04/27/06 NeuroMetrix, Inc. 2.02,9.01 05/01/06 Nissan Auto Receivables 2006-B Owner 8.01,9.01 04/25/06 NOBLE ENERGY INC DE 5.02 04/25/06 NORTEL NETWORKS CORP 1.01,5.02 04/25/06 NORTEL NETWORKS LTD 1.01,5.02 04/25/06 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 04/30/06 NORTH VALLEY BANCORP CA 2.02,9.01 04/27/06 NORTHWESTERN CORP DE 1.01,9.01 04/25/06 AMEND NOVA BIOGENETICS INC DE 5.02 05/01/06 NOVADEL PHARMA INC DE 8.01 04/28/06 NOVEN PHARMACEUTICALS INC DE 2.02 05/01/06 NYFIX INC DE 2.02,9.01 04/28/06 OCWEN FINANCIAL CORP FL 8.01,9.01 04/27/06 ODYSSEY HEALTHCARE INC DE 2.02,9.01 05/01/06 OLD DOMINION FREIGHT LINE INC/VA VA 1.01,2.03,9.01 04/25/06 OLIN CORP VA 1.01,5.03,9.01 04/26/06 OMEGA FINANCIAL CORP /PA/ PA 1.01,2.02,7.01,8.01,9.01 04/24/06 OptimumBank Holdings, Inc. FL 8.01,9.01 05/01/06 ORBIMAGE INC DE 5.02,5.03,9.01 05/01/06 ORRSTOWN FINANCIAL SERVICES INC PA 2.01,9.01 05/01/06 OVERSTOCK.COM, INC UT 1.01,5.02 04/25/06 PACCAR INC DE 1.01,9.01 04/25/06 PAR PHARMACEUTICAL COMPANIES, INC. DE 2.02,9.01 05/01/06 Paradigm Holdings, Inc WY 5.02,9.01 04/28/06 PARAMETRIC TECHNOLOGY CORP MA 7.01 05/01/06 PARKWAY PROPERTIES INC MD 1.01 04/26/06 PARKWAY PROPERTIES INC MD 1.01,2.03,9.01 04/27/06 PARKWAY PROPERTIES INC MD 2.02,9.01 05/01/06 PATH 1 NETWORK TECHNOLOGIES INC DE 1.01,2.03,3.02,3.03 04/25/06 PAXSON COMMUNICATIONS CORP DE 8.01 04/28/06 PER SE TECHNOLOGIES INC DE 1.01,5.02,9.01 05/01/06 Pharma-Bio Serv, Inc. 5.02,5.03 04/25/06 PHI INC LA 8.01,9.01 05/01/06 PINNACLE BANKSHARES CORP VA 2.02,9.01 04/28/06 PINNACLE DATA SYSTEMS INC OH 2.02,9.01 04/26/06 PIONEER NATURAL RESOURCES CO DE 1.01,9.01 04/26/06 PIPELINE DATA INC 7.01 04/28/06 PNC FINANCIAL SERVICES GROUP INC PA 1.01,5.02,9.01 04/25/06 PortalPlayer, Inc. DE 2.02,9.01 05/01/06 PORTLAND GENERAL ELECTRIC CO /OR/ OR 2.03 04/25/06 PREMIER ENTERTAINMENT BILOXI LLC DE 5.01,5.02,8.01 04/25/06 PROCTER & GAMBLE CO OH 5.02 05/01/06 PROGRESS SOFTWARE CORP /MA MA 8.01,9.01 05/01/06 PROGRESS SOFTWARE CORP /MA MA 9.01 01/17/06 AMEND Propex Fabrics Inc. DE 2.05,9.01 04/25/06 PROVIDENCE SERVICE CORP DE 1.01,9.01 04/25/06 QUADRAMED CORP DE 8.01,9.01 04/28/06 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,1.02,9.01 05/01/06 RAM Holdings Ltd. 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DE 8.01,9.01 05/01/06 WESTERN SIZZLIN CORP DE 5.02 04/27/06 WESTMORELAND COAL CO DE 8.01 05/01/06 WHEELING ISLAND GAMING INC DE 5.02,9.01 04/26/06 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 04/26/06 WILLIAMS COMPANIES INC DE 1.01,1.02,2.03,9.01 05/01/06 WILLIS GROUP HOLDINGS LTD D0 8.01,9.01 04/26/06 WISCONSIN ENERGY CORP WI 2.02 05/01/06 WSFS FINANCIAL CORP DE 8.01,9.01 04/27/06 WYETH DE 1.01,9.01 04/27/06 YORK WATER CO PA 7.01 05/01/06 ZOLTEK COMPANIES INC DE 1.01,2.03,9.01 04/28/06 ZOOM TECHNOLOGIES INC DE 2.02,9.01 05/01/06