SEC NEWS DIGEST Issue 2006-81 April 27, 2006 ENFORCEMENT PROCEEDINGS COMMISSION SUSTAINS NASD FINDINGS OF MANIPULATION AND SANCTIONS AGAINST REPRESENTATIVE, PRESIDENT, SOLE OWNER, AND HEAD TRADER OF FORMER NASD MEMBER FIRM The Commission has sustained NASD's findings that Terrance Yoshikawa, formerly a registered representative, president, sole owner, and head trader of Ko Securities, Inc., a former NASD member firm, violated Exchange Act Section 10(b) and Rule 10b-5 thereunder, as well as NASD Rules 2110 and 2120, by engaging in a repeated and intentional pattern of market manipulation. In support of this conclusion, the Commission found that, on nineteen separate occasions from February through May 1999, Yoshikawa entered, through the Instinet Corporation, an electronic communications network, 100-share limit orders, which were intended to alter the market price in the three relevant securities; that Yoshikawa followed these 100-share limit orders with larger limit orders for the same securities on the opposite side of the market from his initial 100-share limit orders; that Yoshikawa placed these subsequent larger limit orders with market makers, from whom Yoshikawa expected to receive immediate automatic execution of the orders; and that Yoshikawa subsequently cancelled the initial 100-share limit orders that altered the market price in the relevant securities within seconds after the larger orders received automatic execution. The Commission held that NASD's bar of Yoshikawa from association with NASD member firms in any capacity was appropriate under NASD sanctioning guidelines and was neither excessive nor oppressive. (Rel. 34-53731; File No. 3-12057) SEC SANCTIONS OIL STATES INTERNATIONAL, INC. FOR VIOLATING THE BOOKS- AND-RECORDS AND INTERNAL CONTROLS PROVISIONS OF THE FOREIGN CORRUPT PRACTICES ACT On April 26, the Commission issued an Order Instituting Cease-and- Desist Proceedings, Making Findings, and Imposing a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934 (Order) against Oil States International, Inc., a Houston-based specialty provider to oil and gas drilling and production companies. The Order finds that Oil States violated the books-and-records and internal controls provisions of the Foreign Corrupt Practices Act, and orders Oil States to cease and desist from such violations. Without admitting or denying the findings in the Order, Oil States consented to the entry of the Order. The Order finds the following: From December 2003 to November 2004, Oil States, through certain employees of its wholly-owned subsidiary Hydraulic Well Control, LLC (HWC), provided approximately $348,350 in improper payments to employees of Petróleos de Venezuela, S.A. (PDVSA), an energy company owned by the government of Venezuela. In December 2003, a consultant for HWC in Eastern Venezuela was approached by three employees of PDVSA about a proposed kickback scheme. The PDVSA employees proposed that the consultant submit inflated bills to HWC for his services and kickback the excess to the PDVSA employees. At the same time, HWC would improperly bill PDVSA for services on jobs. If HWC did not comply with the proposed scheme, the PDVSA employees were capable of stopping or delaying HWC's work. After learning of the proposed scheme from the consultant, three HWC Venezuela employees acceded to and facilitated the improper activity. The consultant provided inflated invoices for his services and other documents inaccurately reflecting the services billable to PDVSA. HWC employees incorporated these documents into HWC's books and records and HWC passed on an undetermined amount of the improper payments in inflated invoices to PDVSA. The Order further finds that, because HWC improperly recorded the payments to the PDVSA employees as ordinary business expenses, its books, records and accounts did not, in reasonable detail, accurately and fairly reflect its transactions and dispositions of assets. The Order further finds that HWC failed to take steps to ensure that the Consultant complied with the FCPA and to ensure that the nature and purpose of the payments to the PDVSA employees were accurately reflected in HWC's books and records. The Order further finds that Oil States violated the books-and-records and internal accounting controls provisions of the FCPA (Sections 13(b)(2)(A) and 13(b)(2)(B) of the Securities Exchange Act of 1934). In determining to accept Oil States' settlement offer, the Commission considered remedial acts promptly undertaken by Oil States and cooperation afforded the Commission staff. (Rel. 34-53732; AAE Rel. No. 2474; File No. 3-12280) COURT ENTERS FINAL JUDGMENT AGAINST BODYSCAN CORPORATION PRESIDENT AND CEO ANTHONY SCIUTO On March 7, 2006, the Honorable David O. Carter, U.S. District Judge for the Central District of California, granted the Securities and Exchange Commission's motion for summary judgment and entered a final judgment against Anthony Sciuto, the president and CEO of BodyScan Corporation (BodyScan), permanently enjoining Sciuto from violating Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, ordering Sciuto to pay a civil penalty of $120,000, and barring Sciuto from serving as an officer or director of any company, public or non-public. The Court found that Sciuto had made and disseminated false statements concerning the number of imaging centers operated by BodyScan, the company's prospects for growth, and its anticipated earnings. Previously, on March 17, 2005, the Commission filed a complaint against BodyScan and Sciuto, charging them with making a series of materially false and misleading statements, in violation of the antifraud provisions of the Exchange Act. On Aug. 30, 2005, the Court entered a final judgment by default against BodyScan, permanently enjoining it from violating the same antifraud provisions of the federal securities laws and ordering it to pay a civil penalty of $600,000. [SEC v. BODYSCAN CORPORATION and ANTHONY SCIUTO, Civil Action No. SACV 05-256 DOC (RNBx) (C.D. Cal.)] (LR-19672) SEC SETTLES ACCOUNTING FRAUD CLAIMS WITH INGLES MARKETS The Commission today announced it has filed, and simultaneously settled, accounting fraud charges against Ingles Markets Incorporated, which operates supermarkets in North Carolina, Georgia, South Carolina, Tennessee and Virginia. The Commission's complaint, filed in the Western District of North Carolina, alleges that Ingles' former officer and director, Anthony Federico (now deceased), provided false information to the company's accounting department in 2002 and 2003. From his office near Atlanta, Federico negotiated refundable, upfront payments with vendors worth millions of dollars at or after the end of certain quarters. The Commission alleges that Federico drafted forms to make it look like the money was nonrefundable and for past performance and signed at least two "side letters" that he did not provide to Ingles' accounting department. Taken by itself, Federico's misconduct accounted for more than half of the pretax income reported in quarterly reports filed in May 2002 and February 2003 and material amounts of pretax income in annual reports filed in December 2002 and 2003. The complaint alleges that Federico was able to do this in large part because Ingles had no meaningful controls over the recognition of income from upfront vendor payments during the relevant period. Ingles restated its financial statements in February 2005 to correct these and other accounting errors, and implemented internal controls to properly account for upfront vendor payments. Ingles senior management was not aware of Federico's false documents. Ingles operates 197 supermarkets and a milk processing plant in the region surrounding the company's headquarters in Asheville, North Carolina. Federico was an Ingles vice president and a member of the board of directors during the relevant period. The complaint alleges that he was asked to resign from the board in August 2003 and from the company in February 2004. On July 28, 2005, Federico asserted his Fifth Amendment rights in lieu of testifying. On Oct. 2, 2005, he died of a heart attack. The Commission has brought several other vendor allowance cases in recent years, including cases involving Kmart, Fleming and Royal Ahold. See SEC v. Orr [LR-18989] (Dec. 2, 2004); SEC v. Levine [LR- 19353] (Aug. 30, 2005); SEC v. Dean Foods [LR-18884) (Sept. 14, 2004); SEC v. Shapiro [LR-19380] (Sept. 15, 2005); SEC v. Bailin [LR-19034] (June 13, 2005); and SEC v. Resnick [LR-19031] (June 11, 2005). [SEC v. Ingles Markets Incorporated, Civil Action No. 1:06cv136, WDNC] (LR- 19673; AAE Rel. No. 2422) BROKER GREGORY APPLEGATE, PREVIOUSLY SUED BY SEC FOR PONZI SCHEME, SENTENCED TO PRISON TERM AND RESTITUTION The Commission announced that on April 26, 2006, the Honorable Judge Patricia A. Gaughan of the U.S. District Court for the Northern District of Ohio sentenced Gregory Applegate, a former Ashland, Ohio broker, to five years in prison for his use of the mails in connection with a Ponzi scheme fraud. Applegate was also ordered to pay approximately $2.9 million in restitution to defrauded investors. Previously, in January 2006, Applegate pled guilty to one count of mail fraud. Applegate is the defendant in a pending civil injunctive action filed by the Commission on October 7, 2005 in the United States District Court for the Northern District of Ohio. The Complaint in that case alleged that Applegate violated the antifraud provisions of the federal securities laws by operating a Ponzi scheme. The Complaint alleged that from about 2001 through August 2005, Applegate solicited at least 140 investors to invest at least $5.8 million in a supposed "hedge fund" and other investment vehicles. Applegate guaranteed an annual rate of return to these investors and promised to make up any losses out of his own pocket. The Complaint alleged that in reality, Applegate's "hedge fund" was a Ponzi scheme in which Applegate misappropriated investor funds, using them to finance an unrelated personal business, pay personal expenses, and reimburse or pay "investment returns" to earlier investors. To further this Ponzi scheme, Applegate mailed to investors false monthly client statements reflecting securities holdings and returns that did not exist. The Commission wishes to thank the Office of the United States Attorney for the Northern District of Ohio for its assistance and cooperation in this matter. [U.S. v. GREGORY APPLEGATE, Case No. 1:05- cr-00577 (N.D. Ohio); SEC v. GREGORY APPLEGATE, Case No. 1:05CV2363 (N.D. Ohio)] (LR-19674) SEC CHARGES LUMENIS LTD., ONE FORMER AND ONE CURRENT OFFICER WITH FRAUDULENT SCHEME TO INFLATE REVENUE, AND SETTLES WITH COMPANY AND FORMER OFFICER The Commission filed a civil fraud action today in federal district court in the Southern District of New York against Lumenis Ltd., its former chief operating officer, Sagi A. Genger, and its former chief financial officer and current senior vice president of marketing and development, Kevin Morano, for their participation in a series of fraudulent transactions that resulted in the publication of materially false financial statements by Lumenis in 2002 and 2003. Lumenis is an Israeli corporation with executive offices in New York whose stock was publicly traded in the United States. Genger is a resident of New York, New York and Morano is a resident of Pennington, New Jersey. Without admitting or denying the Commission's allegations, Lumenis and Genger each consented to the entry of final judgments enjoining them from future violations of certain federal securities laws, and, as to Genger, ordering payment of a $75,000 civil penalty and imposing a five year officer and director bar. The Commission's complaint alleges that from at least late 2001 through early 2003, Lumenis, acting through senior officers, engaged in a fraudulent scheme to inflate revenue and misrepresent other important financial metrics so as to deceive investors as to the company's true financial condition. According to the complaint, the scheme involved the improper recognition of a series of sales transactions that resulted in Lumenis' publication of materially false and misleading financial statements in six consecutive financial reporting periods, starting with those for the year ended Dec. 31, 2001. According to the complaint, Genger and Morano worked in concert to further the fraudulent scheme at Lumenis. The complaint alleges Genger induced distributors and other customers to make excessive end- of-the-quarter product purchases that for various reasons should not have been included in Lumenis' reported financial results, and that Genger knowingly or recklessly disregarded the fact that these transactions did not qualify for recognition as proper sales. For example, according to the complaint, in one transaction Genger agreed that a distributor would not have to pay for products it ordered from Lumenis until the distributor had collected on certain sales orders Lumenis was to provide it. The complaint alleges that Lumenis' recognition of revenue when such a contingency arrangement existed departed from generally accepted accounting principles, and that Genger knowingly or recklessly disregarded this fact at the time the revenue was improperly recognized. The complaint also alleges that Morano allowed Lumenis to recognize revenue and profits from a number of the improper transactions while knowingly or recklessly disregarding the various conditions that should have precluded recognition. The complaint alleges that through their fraudulent conduct, (1) Lumenis violated Section 17(a) of the Securities Act of 1933 (Securities Act) and Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 12b-20, 13a-1, 13a-11 and 13a-13 thereunder; (2) Genger violated Section 17(a) of the Securities Act and Sections 10(b) and 13(b)(5) of the Exchange Act and Rules 10b-5, 13b2-1, and 13b2-2 thereunder, and aided and abetted Lumenis' violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b- 20, 13a-1, 13a-11 and 13a-13 thereunder; and (3) Morano violated Section 17(a) of the Securities Act and Sections 10(b) and 13(b)(5) of the Exchange Act and Rules 10b-5, 13a-14, 13b2-1, and 13b2-2 thereunder, and aided and abetted Lumenis' violations of Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1, 13a-11 and 13a-13 thereunder. Without admitting or denying the allegations of the complaint, Lumenis and Genger have consented to the entry of final judgments. With respect to Lumenis, the final judgment permanently will enjoin it from violating Section 17(a) of the Securities Act and Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Securities Exchange Act and Rules 10b-5, 12b-20, 13a-1, 13a-11 and 13a-13 thereunder. With respect to Genger, the final judgment will (1) permanently enjoin him from variously violating or aiding and abetting violations of Section 17(a) of the Securities Act and Sections 10(b), 13(a), 13(b)(2)(A), 13(b)(2)(B) and 13(b)(5) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1, 13a-11, 13a-13, 13b2-1 and 13b2-2 thereunder; (2) order him to pay a civil monetary penalty in the amount of $75,000; and (3) prohibit him from serving as an officer or director of a publicly traded company for five years. For further information, see Securities Exchange Act Release No. 53724 (April 26, 2006)[Order revoking Lumenis's securities registration]; and Securities Exchange Act Release No. 53725 (April 26, 2006)[Order suspending Schwartzbard]. [SEC v. Lumenis Ltd., Sagi A. Genger and Kevin Morano, USDC, SDNY, Civil Action No. 06-3225-LAK)] (LR-19675; AAE Rel. No. 2423) SEC v. JAMES FARLEY AND SHELLEY FARLEY The Commission announced that on April 21, 2006, the Honorable Naomi R. Buchwald, U.S. District Judge for the Southern District of New York, entered Final Judgments As To Defendants James J. Farley (J. Farley) and Shelley J. Farley (S. Farley), enjoining them from future violations of Sections 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The defendants consented to the entries of the judgments without admitting or denying the allegations of the Commission's complaint. The court ordered each defendant to pay disgorgement, prejudgment interest and a civil penalty in the respective amounts of $29,762.50, $5,159.09 and $29,762.50.50. The Commission's complaint, filed on Sept. 15, 2005, alleged that the defendants engaged in illegal insider trading in the securities of CryoLife, Inc., a Georgia company that preserves and sells implantable human tissue. During the morning of Aug. 14, 2002, J. Farley, a former salesman for CryoLife, and S. Farley learned that the FDA issued a Recall Order which imposed a nationwide hold on tissue shipments by CryoLife. The Farleys, while in possession of nonpublic information, sold CryoLife stock during the morning of August 14 at prices ranging from $9.30 to $9.45. Later that morning, after various news services learned of the Recall Order and reported that news, the trading volume of CryoLife stock dramatically increased and the stock price dropped from $9.46 to $5.50. The New York Stock Exchange subsequently halted trading in the stock and shortly thereafter CryoLife issued a press release disclosing the Recall Order. On August 15, trading in CryoLife stock resumed and the stock traded actively before closing at $2.03 per share. The defendants' cumulative losses avoided totaled approximately $56,832.00. [SEC v. James J. Farley and Shelley J. Farley, Civil Action No. 05-CV-8016 (SDNY)] (LR-19676) INVESTMENT COMPANY ACT RELEASES ORDERS OF DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT Orders have been issued under Section 8(f) of the Investment Company Act declaring that each of the following has ceased to be an investment company: Noah Investment Group, Inc. [File No. 811-8058] [Rel No. IC- 27293] April 26, 2006 Opus Investment Trust [File No. 811-21214] [Rel No. IC-27294] April 26, 2006 Progressive Capital Accumulation Trust [File No. 811-972] [Rel No. IC-27295] April 26, 2006 Franklin Floating Rate Trust [File No. 811-8271] [Rel No. IC- 27296] April 26, 2006 Franklin Multi-Income Trust [File No. 811-5873] [Rel No. IC- 27297] April 26, 2006 First Trust Advantage Series 1 and Subsequent Series [File No. 811-2749] [Rel No. IC-27298] April 26, 2006 Muni California Intermediate Duration Fund, Inc. [File No. 811- 21347] [Rel No. IC-27299] April 26, 2006 Global Capital and Income Strategies Fund, Inc. [File No. 811- 21578] [Rel No. IC-27300] April 26, 2006 Fidelity Government Securities Fund [File No. 811-2869] [Rel No. IC-27301] April 26, 2006 Hillview Investment Trust II [File No. 811-9901] [Rel No. IC- 27302] April 26, 2006 TD Waterhouse Trust [File No. 811-9519] [Rel No. IC-27303] April 26, 2006 SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The Municipal Securities Rulemaking Board filed a proposed rule change (SR-MSRB-2006-03) consisting of interpretive guidance on customer protection obligations of brokers, dealers and municipal securities dealers relating to the marketing of 529 college savings plans. Publication of the notice in the Federal Register is expected during the week of May 1, 2006. (Rel. 34-53715) IMMEDATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-NASD-2006-051) filed by the National Association of Securities Dealers to expand the maximum single order share amount in Nasdaq's INET Facility has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice in the Federal Register is expected during the week of May 1, 2006. (Rel. 34-53720) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 EP MEDSYSTEMS INC, 100 STIERLI COURT, SUITE 107, MOUNT ARLINGTON, NJ, 07856, 9733982800 - 0 ($11,374,031.00) Equity, (File 333-133540 - Apr. 26) (BR. 10B) S-3 SAN DIEGO GAS & ELECTRIC CO, 8326 CENTURY PARK COURT, SAN DIEGO, CA, 92123, 6196962000 - 0 ($1,466,000,000.00) Unallocated (Universal) Shelf, (File 333-133541 - Apr. 26) (BR. 02B) S-1 PRIVATE BUSINESS INC, 9020 OVERLOOK BLVD, SUITE 300, BRENTWOOD, TN, 37027, 615-221-8400 - 0 ($86,250,000.00) Equity, (File 333-133542 - Apr. 26) (BR. 08C) S-8 SIRENZA MICRODEVICES INC, 303 S TECHNOLOGY COURT, BROOMFIELD, CO, 80021, 3033273030 - 1,446,550 ($13,834,604.00) Equity, (File 333-133543 - Apr. 26) (BR. 10C) S-8 AMERICAN PHYSICIANS SERVICE GROUP INC, 1301 CAPITAL OF TEXAS HWY, C-300, AUSTIN, TX, 78746, 5123280888 - 500,000 ($7,461,750.00) Equity, (File 333-133544 - Apr. 26) (BR. 08B) SB-2 IVECON CORP, 5113 CENTRAL AVENUE, ST. PETERSBURG, FL, 33707, (727) 321-0724 - 2,350,000 ($1,175,000.00) Equity, (File 333-133545 - Apr. 26) (BR. 09) S-8 Con-way Inc., 2855 CAMPUS DRIVE, SAN MATEO, CA, 94403, 6504942900 - 6,200,000 ($321,160,000.00) Equity, (File 333-133546 - Apr. 26) (BR. 05A) S-4 BNC BANCORP, PO OFFICE BOX 1148, THOMASVILLE, NC, 27361-1148, 3364769200 - 0 ($40,243,993.30) Equity, (File 333-133547 - Apr. 26) (BR. 07C) S-3 PUBLIC SERVICE CO OF OKLAHOMA, 212 E 6TH ST, TULSA, OK, 74119, 9185992000 - 0 ($375,000,000.00) Non-Convertible Debt, (File 333-133548 - Apr. 26) (BR. 02C) S-1 TASKER CAPITAL CORP, 39 OLD RIDGEBURY ROAD, SUITE 14, DANBURY, CT, 06810, 2037304350 - 34,138,319 ($22,872,673.73) Equity, (File 333-133549 - Apr. 26) (BR. 06A) SB-2 HANDHELD ENTERTAINMENT, INC., 539 BRYANT STREET, SUITE 403, SAN FRANCISCO, CA, 94107, 415-495-6470 - 0 ($20,125,000.00) Equity, (File 333-133550 - Apr. 26) (BR. 02) S-8 INDYMAC BANCORP INC, 888 EAST WALNUT STREET, PASADENA, CA, 91101-7211, 8006692300 - 5,200,000 ($229,112,000.00) Equity, (File 333-133551 - Apr. 26) (BR. 07B) S-8 DESTINY MEDIA TECHNOLOGIES INC, 1055 WEST HASTINGS STREET, SUITE 1040, VANCOUVER, A1, V6E 2E9, 6046097736 - 2,500,000 ($850,000.00) Equity, (File 333-133552 - Apr. 26) (BR. 03C) S-1 ALSIUS CORP, 15570 LAGUNA CANYON ROAD, SUITE 150, IRVINE, CA, 92618, 9494530150 - 0 ($40,250,000.00) Equity, (File 333-133554 - Apr. 26) (BR. 10) S-8 MICROISLET INC, 6370 NANCY RIDGE DRIVE, SUITE 112, SAN DIEGO, CA, 92121, 858-657-0287 - 7,590,245 ($14,864,302.85) Equity, (File 333-133555 - Apr. 26) (BR. 01B) S-8 NCR CORP, 1700 S PATTERSON BLVD, CORP POLICIES WHQ-3, DAYTON, OH, 45479, 9374455000 - 12,000,000 ($510,840,000.00) Equity, (File 333-133556 - Apr. 26) (BR. 03B) S-1 AMERICAN SAFETY INSURANCE HOLDINGS LTD, 44 CHURCH STREET, HAMILTON, D0, HM HX, 4412968560 - 0 ($99,339,112.00) Equity, (File 333-133557 - Apr. 26) (BR. 01A) S-8 EP MEDSYSTEMS INC, 100 STIERLI COURT, SUITE 107, MOUNT ARLINGTON, NJ, 07856, 9733982800 - 0 ($5,224,000.00) Equity, (File 333-133558 - Apr. 26) (BR. 10B) S-8 KRAFT FOODS INC, THREE LAKES DRIVE, NORTHFIELD, IL, 60093, 8476462000 - 0 ($14,692,500.00) Equity, (File 333-133559 - Apr. 26) (BR. 04C) S-8 VISICU INC, 217 EAST REDWOOD STREET, SUITE 1900, BALTIMORE, MD, 21202-3315, 410 276 1960 - 0 ($40,446,190.00) Equity, (File 333-133560 - Apr. 26) (BR. 02) S-8 BIRKS & MAYORS INC., 1240 SQUARE PHILLIPS, MONTREAL, A8, H3B 3H4, 5143972511 - 490,790 ($3,018,358.50) Equity, (File 333-133561 - Apr. 26) (BR. 02) S-4 GameStop Corp., 625 WESTPORT PARKWAY, GRAPEVINE, TX, 76051, 817-424-2000 - 0 ($941,472,000.00) Non-Convertible Debt, (File 333-133562 - Apr. 26) (BR. 02) S-3 GULFMARK OFFSHORE INC, 10111 RICHMOND AVE, STE 340, HOUSTON, TX, 77042, 7139639522 - 0 ($250,000,000.00) Unallocated (Universal) Shelf, (File 333-133563 - Apr. 26) (BR. 04B) S-8 NETWORK APPLIANCE INC, 495 EAST JAVA DR, SUNNYVALE, CA, 94089, 4088226000 - 12,100,000 ($444,191,000.00) Equity, (File 333-133564 - Apr. 26) (BR. 03A) SB-2 CAPITAL GOLD CORP, 76 BEAVER ST, SUITE 500, NEW YORK, NY, 10005, 2123442785 - 27,484,000 ($10,031,660.00) Equity, (File 333-133565 - Apr. 26) (BR. 04A) S-8 BANK OF AMERICA CORP /DE/, BANK OF AMERICA CORPORATE CENTER, 100 N TRYON ST, CHARLOTTE, NC, 28255, 7043868486 - 0 ($8,397,000,000.00) Equity, (File 333-133566 - Apr. 26) (BR. 07B) S-8 Castle Brands Inc, 570 LEXINGTON AVE, NEW YORK, NY, 10022, 0 ($14,409,750.00) Equity, (File 333-133567 - Apr. 26) (BR. 02) S-8 IMPART MEDIA GROUP INC, 1300 N. NORTHLAKE WAY, SEATTLE, WA, 98103-8919, 2066331852 - 2,000,000 ($4,960,000.00) Equity, (File 333-133568 - Apr. 26) (BR. 08B) S-8 BOSTON SCIENTIFIC CORP, ONE BOSTON SCIENTIFIC PL, NATICK, MA, 01760-1537, 5086508000 - 16,000,000 ($209,920,000.00) Equity, (File 333-133569 - Apr. 26) (BR. 10A) S-3ASR CATHAY GENERAL BANCORP, 777 N BROADWAY, LOS ANGELES, CA, 90012, 2136254700 - 1,181,164 ($45,203,146.28) Equity, (File 333-133570 - Apr. 26) (BR. 07C) N-2 AMERICAN CAPITAL STRATEGIES LTD, 2 BETHESDA METRO CENTER, 14TH FL, BETHESDA, MD, 20814, 3019516122 - 0 ($3,000,000,000.00) Other, (File 333-133571 - Apr. 26) (BR. 22) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1ST CONSTITUTION BANCORP NJ 2.02,9.01 04/26/06 ACE LTD D0 2.02,9.01 04/25/06 ACROSS AMERICA REAL ESTATE CORP CO 7.01 04/26/06 ACTEL CORP CA 1.01 04/20/06 ACTIVE POWER INC DE 2.02,9.01 04/26/06 ACURA PHARMACEUTICALS, INC NY 2.02,9.01 04/26/06 ADELPHIA COMMUNICATIONS CORP DE 8.01 04/18/06 ADSOUTH PARTNERS, INC. NV 8.01 04/20/06 ADVANCED ENERGY INDUSTRIES INC DE 2.02,7.01,9.01 04/26/06 ADVANCED MEDICAL INSTITUTE INC. NV 1.01,9.01 04/24/06 ADVANCED SPORTS TECHNOLOGIES INC 1.01,2.01,5.01,5.03,9.01 04/21/06 ADVANTA CORP DE 2.02,9.01 04/26/06 AFFILIATED MANAGERS GROUP INC DE 2.02,9.01 04/26/06 AFTERMARKET TECHNOLOGY CORP DE 2.02,7.01,9.01 04/26/06 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 04/26/06 AIRTRAX INC NJ 2.02,9.01 04/26/06 AKAMAI TECHNOLOGIES INC DE 2.02,9.01 04/26/06 ALBEMARLE CORP VA 2.02,9.01 04/25/06 ALBEMARLE CORP VA 8.01,9.01 04/26/06 ALDILA INC DE 2.02,7.01,9.01 04/26/06 Alexza Pharmaceuticals Inc. DE 7.01,9.01 04/20/06 ALIGN TECHNOLOGY INC DE 2.02,9.01 04/26/06 ALLEGHENY TECHNOLOGIES INC DE 2.02,9.01 04/26/06 ALLEGHENY TECHNOLOGIES INC DE 2.02,7.01,9.01 04/26/06 ALLIANCE FINANCIAL CORP /NY/ NY 2.02,9.01 04/26/06 ALLTEL CORP DE 1.01,9.01 04/20/06 ALPHARMA INC DE 1.01 04/21/06 ALTIGEN COMMUNICATIONS INC 2.02,9.01 04/26/06 ALTIRIS INC DE 2.02,9.01 04/26/06 AMARU INC NV 7.01,9.01 04/07/06 AMBAC FINANCIAL GROUP INC DE 2.02,9.01 04/26/06 AMERADA HESS CORP DE 2.02,9.01 04/26/06 AMERICAN COMMERCIAL LINES INC. DE 2.02,7.01,9.01 04/25/06 AMERICAN FINANCIAL GROUP INC OH 2.02,9.01 04/25/06 AMERICAN HOME MORTGAGE INVESTMENT COR MD 2.02,9.01 04/26/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 08/25/05 AMEND AMERICAN MORTGAGE ACCEPTANCE CO MA 1.01,9.01 04/19/06 AMERICAN NATIONAL BANKSHARES INC VA 2.02,5.02,9.01 04/25/06 AMERICAN SAFETY INSURANCE HOLDINGS LT 9.01 03/31/06 AMERICAN SAFETY INSURANCE HOLDINGS LT 8.01 04/26/06 American Telecom Services Inc 8.01,9.01 04/25/06 AMERICAN TOWER CORP /MA/ DE 2.02,9.01 04/26/06 AMERICHIP INTERNATIONAL INC 5.02 04/18/06 AMERIGAS PARTNERS LP DE 2.02,9.01 04/26/06 AMERISOURCEBERGEN CORP DE 8.01,9.01 04/26/06 AMKOR TECHNOLOGY INC DE 2.02 04/26/06 AMYLIN PHARMACEUTICALS INC DE 2.02,9.01 04/26/06 ANALYTICAL SURVEYS INC CO 1.01,5.02 04/26/06 ANHEUSER-BUSCH COMPANIES, INC. DE 2.02,9.01 04/26/06 ANIKA THERAPEUTICS INC MA 2.02,9.01 04/25/06 ANIXTER INTERNATIONAL INC DE 2.02,9.01 04/25/06 APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 04/26/06 AQUA AMERICA INC PA 7.01,9.01 04/20/06 Argent Securities Trust 2006-W4 9.01 04/18/06 Argyle Security Acquisition CORP 1.01,9.01 04/20/06 ARIBA INC DE 2.02,9.01 04/26/06 ARRAY BIOPHARMA INC DE 8.01,9.01 04/26/06 ARVINMERITOR INC IN 5.02,9.01 04/26/06 ASHLAND INC. KY 8.01 04/25/06 ASHLAND INC. KY 2.02,9.01 04/26/06 ASHLAND INC. KY 7.01,9.01 04/26/06 ASIAINFO HOLDINGS INC DE 2.02,7.01 04/26/06 ASPECT MEDICAL SYSTEMS INC DE 2.02,9.01 04/26/06 ASPEN INSURANCE HOLDINGS LTD D0 2.02,7.01,9.01 04/26/06 Aspreva Pharmaceuticals CORP A1 2.02,9.01 04/26/06 ASSET BACKED SECURITIES CORP DE 8.01,9.01 04/25/06 ASSOCIATED BANC-CORP WI 8.01 03/31/06 ATMI INC DE 2.02,9.01 04/26/06 AVALONBAY COMMUNITIES INC MD 2.02,9.01 04/25/06 AVAYA INC DE 2.02,9.01 04/26/06 Avicena Group, Inc. DE 1.01,9.01 04/21/06 AVX CORP DE 2.02,9.01 03/31/06 AXSYS TECHNOLOGIES INC DE 2.02,9.01 04/26/06 BAKER HUGHES INC DE 1.01,2.02,7.01,8.01 04/20/06 BAKER MICHAEL CORP PA 5.02,9.01 04/24/06 BAKERS FOOTWEAR GROUP INC MO 3.02 04/24/06 Bancorp, Inc. 2.02,9.01 04/24/06 BANK OF AMERICA CORP /DE/ DE 8.01,9.01 04/24/06 BARNES GROUP INC DE 8.01 04/20/06 BECTON DICKINSON & CO NJ 2.02,9.01 04/26/06 BELL MICROPRODUCTS INC CA 2.02,9.01 04/26/06 BIOGEN IDEC INC DE 2.02,9.01 04/26/06 BJ SERVICES CO DE 5.02 04/26/06 AMEND BKF CAPITAL GROUP INC DE 5.02 04/20/06 BLAST ENERGY SERVICES, INC. CA 8.01,9.01 04/26/06 BLUE RIVER BANCSHARES INC IN 1.01,1.02,2.02,2.03,3.02,9.01 04/20/06 BOE FINANCIAL SERVICES OF VIRGINIA IN VA 2.02 04/25/06 BOEING CAPITAL CORP DE 2.02,8.01,9.01 04/26/06 BOEING CO DE 9.01 04/26/06 BOSTON COMMUNICATIONS GROUP INC MA 2.02,9.01 04/26/06 BOSTON PROPERTIES INC DE 2.02,9.01 04/25/06 BOSTON PROPERTIES LTD PARTNERSHIP 2.02,9.01 04/25/06 BOSTON SCIENTIFIC CORP DE 5.02 04/24/06 BOSTON SCIENTIFIC CORP DE 1.01,2.01,2.03,3.03,9.01 04/21/06 BPK RESOURCES INC NV 2.01,3.02,5.01,5.02, 04/19/06 5.03,5.06,9.01 BRIGHT HORIZONS FAMILY SOLUTIONS INC DE 2.02,9.01 04/26/06 BRINKER INTERNATIONAL INC DE 2.02,9.01 04/25/06 BRUSH ENGINEERED MATERIALS INC 2.02,9.01 04/26/06 BUCKEYE TECHNOLOGIES INC DE 2.02,9.01 04/25/06 Builders FirstSource, Inc. DE 2.02,7.01,9.01 04/26/06 BUSINESS OBJECTS S.A. 2.02,5.03,8.01,9.01 04/20/06 BWC FINANCIAL CORP CA 8.01 04/25/06 CADENCE DESIGN SYSTEMS INC DE 2.02,9.01 04/26/06 CALIFORNIA OIL & GAS CORP 1.01,3.02,5.02,9.01 04/26/06 CALLAWAY GOLF CO /CA DE 2.02,9.01 04/26/06 CALLIDUS SOFTWARE INC 2.02,9.01 04/26/06 CAPITAL AUTO RECEIVABLES INC DE 8.01,9.01 11/15/05 AMEND CAPITAL AUTO RECEIVABLES INC DE 8.01,9.01 12/15/05 AMEND CAPITAL AUTO RECEIVABLES INC DE 8.01,9.01 01/17/06 AMEND CAPITAL BANK CORP NC 2.02,9.01 04/25/06 CAPITAL PROPERTIES INC /RI/ RI 7.01,9.01 04/25/06 CAPITOL BANCORP LTD MI 7.01 04/26/06 CAPITOL FEDERAL FINANCIAL 7.01,9.01 04/26/06 CARAUSTAR INDUSTRIES INC NC 1.01,7.01,9.01 04/21/06 CARBO CERAMICS INC DE 2.02,9.01 04/26/06 CASCADE FINANCIAL CORP DE 8.01,9.01 04/25/06 CASTLE & MORGAN HOLDINGS INC DE 3.03 04/13/06 CBOT HOLDINGS INC DE 8.01,9.01 04/26/06 CBS CORP DE 2.02,9.01 04/26/06 CBS CORP DE 2.02,9.01 04/26/06 CELLEGY PHARMACEUTICALS INC CA 8.01,9.01 04/26/06 Centennial Bank Holdings, Inc. DE 2.02,7.01,9.01 04/26/06 CENTEX CORP NV 2.02,7.01,8.01,9.01 04/26/06 CENTILLIUM COMMUNICATIONS INC DE 2.02,9.01 04/26/06 CENTURION GOLD HOLDINGS INC FL 1.01,2.01,9.01 04/21/06 CENTURY PROPERTIES FUND XIX CA 2.01,9.01 04/21/06 CFS BANCORP INC IN 2.02,9.01 04/25/06 CHAMPION PARTS INC IL 2.02,9.01 12/31/05 CHARMING SHOPPES INC PA 5.02,9.01 04/24/06 CHARTERMAC DE 1.02,9.01 04/19/06 Chartwell International, Inc. NV 2.01,9.01 04/26/06 AMEND CHATTEM INC TN 5.02,9.01 04/24/06 CHEESECAKE FACTORY INCORPORATED DE 2.02,9.01 04/25/06 CHEMED CORP DE 2.02,9.01 04/25/06 CHINA GRANITE CORP NV 3.02,9.01 04/19/06 CHOICEONE FINANCIAL SERVICES INC MI 1.01,7.01,9.01 04/26/06 CIRRUS LOGIC INC DE 2.02,9.01 04/26/06 CIT Education Loan Trust 2005-1 DE 6.02,9.01 04/15/06 AMEND CITIGROUP INC DE 9.01 04/26/06 CITIZENS COMMUNITY BANCORP 1.01,9.01 04/25/06 CITY NETWORK INC NV 2.02,5.02,9.01 04/20/06 CIVITAS BANKGROUP INC TN 7.01,9.01 04/26/06 CKX Lands Inc LA 5.02 04/20/06 CLARIENT, INC DE 2.02,7.01,9.01 04/26/06 CLAYTON WILLIAMS ENERGY INC /DE DE 1.01,2.03,8.01,9.01 04/21/06 CMALT (CitiMortgage Alternative Loan 9.01 04/26/06 CNB FINANCIAL SERVICES INC WV 2.02,9.01 04/25/06 CNX Gas CORP DE 2.02,7.01,9.01 04/26/06 COASTAL FINANCIAL CORP /DE DE 2.02,9.01 04/26/06 COATES INTERNATIONAL LTD \DE\ DE 7.01,9.01 04/26/06 COCONNECT INC NV 4.01,4.02,9.01 04/24/06 COHEN & STEERS INC 2.02,9.01 04/26/06 COHERENT INC DE 2.02,9.01 04/26/06 Coley Pharmaceutical Group, Inc. DE 5.02 04/25/05 COLGATE PALMOLIVE CO DE 2.02,9.01 04/26/06 COLLINS & AIKMAN CORP DE 8.01 04/20/06 COLOMBIA GOLDFIELDS LTD 3.02 04/26/06 COLUMBIA BANCORP \OR\ OR 2.02,9.01 04/26/06 Columbia Equity Trust, Inc. MD 1.01 04/25/06 COMM BANCORP INC PA 2.02,9.01 04/24/06 Commercial Vehicle Group, Inc. DE 2.02,7.01,9.01 04/26/06 COMMONWEALTH BANKSHARES INC VA 8.01,9.01 04/26/06 COMMUNITY BANKSHARES INC /SC/ SC 2.02,9.01 04/24/06 COMMUNITY HEALTH SYSTEMS INC DE 2.02,7.01,9.01 04/26/06 Complete Production Services, Inc. DE 8.01,9.01 04/26/06 COMPUTER TASK GROUP INC NY 1.01,9.01 04/25/06 COMPUTER TASK GROUP INC NY 2.02,9.01 04/26/06 CONCEPTUS INC DE 2.02,8.01,9.01 04/26/06 CONCUR TECHNOLOGIES INC WA 2.02,9.01 04/26/06 CONOCOPHILLIPS DE 2.02,9.01 04/26/06 CONSOLIDATED TOMOKA LAND CO FL 5.02 04/26/06 CONSTAR INTERNATIONAL INC DE 7.01,9.01 04/26/06 Core-Mark Holding Company, Inc. DE 8.01,9.01 04/26/06 COSTCO WHOLESALE CORP /NEW WA 8.01 04/25/06 COTT CORP /CN/ 1.01 04/20/06 Cougar Biotechnology, Inc. 4.01,9.01 04/20/06 AMEND COVAD COMMUNICATIONS GROUP INC DE 1.01,5.02,9.01 04/20/06 COVANCE INC DE 1.01,9.01 04/20/06 COVANCE INC DE 2.02,9.01 04/26/06 CREDIT ACCEPTANCE CORPORATION MI 8.01,9.01 04/21/06 CRM Holdings, Ltd. 8.01,9.01 04/26/06 CTS CORP IN 2.02,9.01 04/25/06 CULLEN FROST BANKERS INC TX 2.02,9.01 04/26/06 CYBEROPTICS CORP MN 2.02,9.01 04/26/06 CYTOGEN CORP DE 1.01,2.01,9.01 04/26/06 CYTOGEN CORP DE 1.01,9.01 04/26/06 CYTOGEN CORP DE 2.01 04/26/06 AMEND CYTYC CORP DE 2.02,9.01 04/26/06 DANAHER CORP /DE/ DE 1.01,1.02,2.03,9.01 04/25/06 DAYTON SUPERIOR CORP OH 2.02,9.01 04/26/06 DEL MONTE FOODS CO DE 2.04,7.01,9.01 04/24/06 DENNYS CORP DE 2.02,9.01 03/29/06 DESTINY MEDIA TECHNOLOGIES INC CO 8.01 04/26/06 DIAMOND OFFSHORE DRILLING INC DE 2.02,9.01 04/26/06 DIGITAL INSIGHT CORP DE 2.02,9.01 04/26/06 DILLARDS INC DE 7.01,9.01 04/25/06 DISCOVERY LABORATORIES INC /DE/ DE 8.01,9.01 04/24/06 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 7.01,9.01 04/26/06 DOVER MOTORSPORTS INC DE 7.01,9.01 04/26/06 DSP GROUP INC /DE/ DE 2.02,9.01 04/26/06 DST SYSTEMS INC DE 2.02,9.01 04/25/06 DTE ENERGY CO MI 2.02,9.01 04/26/06 DYAX CORP DE 2.02,9.01 04/26/06 DYNADAPT SYSTEM INC CO 1.01,9.01 04/26/06 E CENTIVES INC DE 1.01,9.01 04/24/06 E COM VENTURES INC FL 2.02,9.01 04/25/06 EARTH BIOFUELS INC DE 8.01 04/24/06 EASTERN CO CT 2.02,7.01,9.01 04/26/06 EASTERN CO CT 7.01,9.01 04/26/06 EDENTIFY, INC. NV 5.02 04/26/06 EdgeTech International Inc NV 1.01,3.02,5.01,5.02,5.06,9.01 04/20/06 ELECTRIC CITY CORP DE 3.01,9.01 04/21/06 ELINEAR INC DE 4.02 04/26/06 ELINEAR INC DE 4.02 04/26/06 ELKCORP DE 2.02,9.01 04/25/06 ENDWAVE CORP DE 1.01,3.02,5.03,9.01 04/24/06 ENGELHARD CORP DE 2.02 04/26/06 ENGELHARD CORP DE 5.03,7.01,8.01,9.01 04/26/06 ENGELHARD CORP DE 8.01,9.01 04/26/06 ENPATH MEDICAL INC MN 2.02,9.01 04/20/06 ENTRX CORP DE 2.01,2.04 04/21/06 EPICOR SOFTWARE CORP DE 2.02,9.01 04/26/06 EPIX Pharmaceuticals, Inc. 5.02,8.01,9.01 04/21/06 EPIXTAR CORP FL 4.01,9.01 04/24/06 EQUINIX INC DE 2.02,5.02,9.01 04/21/06 ERESEARCHTECHNOLOGY INC /DE/ DE 1.01,2.02,5.02,9.01 04/25/06 ESS TECHNOLOGY INC CA 2.02,9.01 04/26/06 EUROPA TRADE AGENCY LTD. NV 1.01 04/20/06 EVERGREEN SOLAR INC DE 2.02,9.01 04/26/06 EXELON CORP PA 2.02,7.01,9.01 04/26/06 EXPRESS SCRIPTS INC DE 2.02,9.01 03/31/06 EXTREME NETWORKS INC DE 1.01,9.01 04/24/06 FAIR ISAAC CORP DE 2.02,9.01 04/26/06 FALCONSTOR SOFTWARE INC DE 2.02,9.01 04/26/06 FAMOUS DAVES OF AMERICA INC MN 2.02,9.01 04/26/06 FARMERS & MERCHANTS BANCORP INC OH 8.01,9.01 04/22/06 FAUQUIER BANKSHARES INC VA 2.02,9.01 04/25/06 Federal Home Loan Bank of San Francis X1 2.02,9.01 04/25/06 FEDERAL TRUST CORP FL 5.02 04/14/06 FFD FINANCIAL CORP/OH OH 2.02,9.01 04/25/06 FIDELIS ENERGY INC NV 7.01,9.01 10/01/05 FILENET CORP DE 2.02,9.01 03/31/06 FINANCIAL ASSET SECURITIES CORP DE 9.01 04/25/06 FIRST AMERICAN CORP CA 2.02,9.01 04/26/06 FIRST BANCORP OF INDIANA INC IN 1.01,9.01 04/25/06 FIRST BANCORP OF INDIANA INC IN 2.02,9.01 04/21/06 FIRST BUSEY CORP /NV/ NV 2.04,7.01,9.01 04/25/06 FIRST CITIZENS BANCSHARES INC /TN/ TN 5.02 04/25/06 FIRST COMMUNITY BANCSHARES INC /NV/ NV 7.01 04/26/06 FIRST HORIZON PHARMACEUTICAL CORP DE 2.02,9.01 04/26/06 FIRST MIDWEST BANCORP INC DE 2.02,9.01 04/26/06 FIRST MUTUAL BANCSHARES INC WA 8.01 04/25/06 FIRST SOUTH BANCORP INC /VA/ VA 1.01 04/20/06 FIRSTBANK CORP MI 8.01,9.01 04/26/06 FIRSTENERGY CORP OH 2.02,9.01 04/26/06 FIRSTFED FINANCIAL CORP DE 2.02,9.01 03/31/06 FIRSTFED FINANCIAL CORP DE 7.01,9.01 03/31/06 FLIR SYSTEMS INC OR 2.02,9.01 04/26/06 FLORIDA ROCK INDUSTRIES INC FL 2.02,9.01 04/25/06 FLUSHING FINANCIAL CORP DE 1.01,5.02,9.01 04/26/06 FMS FINANCIAL CORP NJ 2.02,9.01 04/26/06 FORMFACTOR INC DE 2.02,9.01 04/26/06 FORRESTER RESEARCH INC DE 2.02,9.01 04/26/06 FORWARD AIR CORP TN 8.01,9.01 04/24/06 Foundation Coal Holdings, Inc. DE 2.02,9.01 04/26/06 FRANKLIN BANK CORP 2.02,9.01 04/26/06 FRANKLIN CREDIT MANAGEMENT CORP/DE/ DE 2.02,9.01 04/25/06 FRANKLIN CREDIT MANAGEMENT CORP/DE/ DE 1.01,5.02,9.01 04/26/06 FRANKLIN ELECTRIC CO INC IN 2.01,9.01 04/21/06 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 8.01,9.01 04/24/06 FTI CONSULTING INC MD 4.01,9.01 04/26/06 FURNITURE BRANDS INTERNATIONAL INC DE 1.01,9.01 04/26/06 GALAXY ENERGY CORP CO 1.01,2.03,3.01,3.02,9.01 04/25/06 GALAXY NUTRITIONAL FOODS INC DE 3.01,8.01,9.01 04/20/06 GAMMACAN INTERNATIONAL INC DE 1.01,9.01 04/18/06 GARDNER DENVER INC DE 2.02,7.01,9.01 04/26/06 GATEWAY FINANCIAL HOLDINGS INC NC 2.02,8.01,9.01 04/25/06 GENAERA CORP DE 8.01,9.01 04/26/06 GERMAN AMERICAN BANCORP IN 2.02,8.01,9.01 04/25/06 GLENBOROUGH REALTY TRUST INC MD 2.02,9.01 04/26/06 GLOBAL MATRECHS, INC. DE 7.01 04/25/06 GOLDEN GRAIN ENERGY 7.01,9.01 04/24/06 Goodman Global Inc 2.02,9.01 04/26/06 GRACO INC MN 1.01,1.02,9.01 04/21/06 GREAT CHINA MINING, INC NV 8.01,9.01 04/26/06 GREATBATCH, INC. DE 2.02,9.01 04/26/06 GS FINANCIAL CORP LA 7.01,9.01 04/26/06 GSI COMMERCE INC DE 2.02,9.01 04/26/06 GULF ISLAND FABRICATION INC LA 2.02,9.01 04/26/06 GULFPORT ENERGY CORP DE 1.01,5.03,9.01 04/20/06 H&R BLOCK INC MO 1.01,5.02,9.01 04/24/06 HAPC, Inc. DE 8.01,9.01 04/26/06 HARLEYSVILLE GROUP INC DE 2.02,9.01 04/26/06 HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 03/31/06 HARRAHS ENTERTAINMENT INC DE 1.01,5.02,8.01,9.01 04/26/06 HARTE HANKS INC DE 2.02,9.01 04/26/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/18/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 04/17/06 HARTMARX CORP/DE DE 1.01,9.01 04/20/06 HAWAIIAN HOLDINGS INC DE 1.02 04/21/06 HAYES LEMMERZ INTERNATIONAL INC DE 1.01,9.01 04/25/06 HEALTHSTREAM INC TN 2.02,7.01,9.01 04/25/06 HEARTLAND PARTNERS L P DE 1.03,5.01,5.02,9.01 04/20/06 Heritage Financial Group DC 2.02,9.01 04/26/06 HI/FN INC DE 2.02,9.01 03/31/06 HINES REAL ESTATE INVESTMENT TRUST IN 2.01,2.03,7.01,8.01,9.01 04/24/06 HMN FINANCIAL INC DE 2.02,9.01 04/20/06 HOME FEDERAL BANCORP IN 2.02,9.01 04/25/06 HORIZON BANCORP /IN/ IN 2.02,9.01 04/25/06 HOST HOTELS & RESORTS L.P. DE 2.02,9.01 04/26/06 HOST HOTELS & RESORTS, INC. MD 2.02,9.01 04/26/06 HSBC Finance CORP 7.01,9.01 04/25/06 HUDSON VALLEY HOLDING CORP NY 2.02,8.01,9.01 04/25/06 HUNTINGTON BANCSHARES INC/MD MD 8.01 04/20/06 I MANY INC DE 2.02,9.01 04/26/06 IBASIS INC DE 2.02,9.01 04/26/06 IDENTIX INC DE 2.02,9.01 04/26/06 Impac Secured Assets Corp., Mortgage CA 2.01,8.01,9.01 03/30/06 AMEND IMPCO TECHNOLOGIES INC DE 5.02 04/24/06 IndyMac MBS Inc. Home Equity Mortgage 8.01,9.01 04/21/06 INFORTE CORP DE 2.02,9.01 04/25/06 INFOSPACE INC DE 2.02,9.01 04/26/06 INNOVATIVE CARD TECHNOLOGIES INC DE 8.01 04/20/06 INTEGRAMED AMERICA INC DE 7.01,9.01 04/26/06 INTERFACE INC GA 2.02,2.06,7.01,9.01 04/21/06 International Cellular Accessories NV 3.02 04/05/06 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 2.02 04/25/06 INTERNATIONAL SHIPHOLDING CORP DE 2.02,9.01 04/26/06 INVITROGEN CORP DE 1.01 04/20/06 IPC HOLDINGS LTD 2.02,9.01 04/25/06 IPSCO INC 2.02,9.01 04/26/06 IPSCO INC 7.01,9.01 04/26/06 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 04/26/06 J P MORGAN CHASE & CO DE 9.01 04/24/06 J2 GLOBAL COMMUNICATIONS INC DE 2.02,7.01,9.01 04/25/06 J2 GLOBAL COMMUNICATIONS INC DE 8.01,9.01 04/26/06 JAKKS PACIFIC INC DE 2.01,9.01 02/14/06 AMEND JAVELIN PHARMACEUTICALS, INC DE 1.01,5.02,9.01 04/24/06 JMAR TECHNOLOGIES INC DE 4.01,9.01 04/13/06 AMEND JONES APPAREL GROUP INC PA 2.02,9.01 04/26/06 JONES LANG LASALLE INC MD 2.02,9.01 04/25/06 K2 INC DE 2.02,9.01 04/26/06 KEANE INC MA 2.02,9.01 04/26/06 KEITHLEY INSTRUMENTS INC OH 2.02,9.01 04/26/06 KENNAMETAL INC PA 2.02,9.01 04/26/06 Kentucky First Federal Bancorp 2.02,9.01 04/24/06 KNIGHT RIDDER INC FL 8.01 04/26/06 KOMAG INC /DE/ DE 2.02,9.01 04/26/06 KRAFT FOODS INC VA 1.01,9.01 04/25/06 Kraton Polymers LLC DE 7.01,9.01 04/26/06 KRONOS INC MA 2.02 04/26/06 LADISH CO INC WI 2.02,9.01 04/25/06 LAFARGE NORTH AMERICA INC MD 2.02,9.01 04/25/06 Lam Liang Corp. NV 5.02 04/24/06 LANDAUER INC DE 7.01,9.01 04/26/06 LANVISION SYSTEMS INC DE 8.01 04/11/06 LATTICE SEMICONDUCTOR CORP DE 2.02,9.01 04/25/06 LB-UBS COMMERCIAL MORTGAGE TRUST 2006 1.01,9.01 04/10/06 LEAR CORP DE 2.02,7.01,9.01 04/26/06 LENNOX INTERNATIONAL INC DE 2.02,9.01 04/26/06 Liberty Global, Inc. DE 2.02,7.01 04/26/06 Liberty Global, Inc. DE 2.02,7.01 04/26/06 LIFE USA INC CO 5.02 04/26/06 LIFECELL CORP DE 2.02,9.01 04/26/06 LIGHTPATH TECHNOLOGIES INC DE 2.02,9.01 04/24/06 LIPID SCIENCES INC/ AZ 5.02 04/26/06 LONE STAR TECHNOLOGIES INC DE 2.02,7.01,9.01 04/25/06 LONGS DRUG STORES CORP MD 1.01,5.02,7.01,9.01 04/25/06 LONGS DRUG STORES CORP MD 1.01 04/25/06 LOUISIANA-PACIFIC CORP DE 2.02,9.01 04/26/06 LSI LOGIC CORP DE 2.02,8.01,9.01 04/26/06 LUMINEX CORP DE 2.02,9.01 04/26/06 MADISON GAS & ELECTRIC CO WI 8.01 04/21/06 MAGNETEK INC DE 1.01,9.01 04/26/06 MAGNUS INTERNATIONAL RESOURCES, INC. NV 1.01,1.02,3.02,8.01,9.01 03/29/06 MANATRON INC MI 8.01 04/26/06 MANITOWOC CO INC WI 2.02,9.01 04/25/06 MANOR CARE INC DE 2.02,9.01 04/26/06 MARINE PRODUCTS CORP DE 8.01,9.01 04/26/06 MARINE PRODUCTS CORP DE 2.02,9.01 04/26/06 MATERIAL SCIENCES CORP DE 5.02 04/20/06 MATRIA HEALTHCARE INC DE 1.01,5.02,9.01 04/20/06 MAVERICK TUBE CORP DE 2.02,9.01 04/25/06 MAX RE CAPITAL LTD 8.01 04/26/06 MAXIM INTEGRATED PRODUCTS INC DE 2.02,9.01 04/26/06 MAXIMUS INC VA 1.01,2.02,5.02,9.01 04/21/06 MAXTOR CORP DE 2.02,8.01,9.01 04/26/06 MCKENZIE BAY INTERNATIONAL LTD 1.01,3.02 04/26/06 MDC HOLDINGS INC DE 5.02,8.01 04/24/06 MEDICINES CO /DE DE 1.01 04/25/06 MELLON FINANCIAL CORP PA 1.01,9.01 04/21/06 MEMC ELECTRONIC MATERIALS INC DE 2.02,9.01 04/26/06 MEMS USA INC NV 1.01 04/15/06 MENTOR GRAPHICS CORP OR 2.02 04/26/06 Meritage Homes CORP MD 2.02,9.01 04/25/06 METROLOGIC INSTRUMENTS INC NJ 1.01,5.02,9.01 04/20/06 MGE ENERGY INC WI 8.01 04/21/06 MGP INGREDIENTS INC KS 7.01,9.01 04/26/06 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 04/26/06 MOHEGAN TRIBAL GAMING AUTHORITY 5.02,9.01 04/24/06 MONACO COACH CORP /DE/ DE 2.02,9.01 04/26/06 MONARCH COMMUNITY BANCORP INC MD 1.01,9.01 04/26/06 MONSTER WORLDWIDE INC DE 2.02,7.01,9.01 04/26/06 MOODYS CORP /DE/ DE 2.02,7.01,9.01 04/26/06 Morgan Stanley Home Equity Loan Trust DE 8.01,9.01 01/26/06 AMEND MOSAIC CO 1.01,5.02 04/20/06 MOSAIC CO 1.01,9.01 04/20/06 MTS SYSTEMS CORP MN 2.02,9.01 04/26/06 NABI BIOPHARMACEUTICALS DE 2.02,9.01 04/26/06 NARA BANCORP INC DE 2.02,9.01 04/26/06 NATIONAL INSTRUMENTS CORP /DE/ DE 2.02,9.01 04/26/06 NATIONAL OILWELL VARCO INC DE 2.02,9.01 04/26/06 NATIONAL PENN BANCSHARES INC PA 1.01,5.02,9.01 04/25/06 NAVTEQ CORP DE 2.02,9.01 04/26/06 NCR CORP MD 1.01,8.01,9.01 04/26/06 NETGEAR INC DE 2.02,8.01,9.01 04/26/06 NETLOGIC MICROSYSTEMS INC 2.02,9.01 04/26/06 NETOPIA INC DE 2.02,9.01 04/26/06 NETWORK EQUIPMENT TECHNOLOGIES INC DE 2.02,9.01 04/26/06 NEW YORK COMMUNITY BANCORP INC DE 2.02,7.01,9.01 04/26/06 Newcastle Mortgage Securities Trust 2 DE 2.01,9.01 04/03/06 NEWMIL BANCORP INC DE 2.02,9.01 04/25/06 NEWPORT CORP NV 2.02,9.01 04/26/06 NEWPOWER HOLDINGS INC DE 8.01,9.01 04/26/06 NEXTEL PARTNERS INC DE 5.02 04/20/06 NICHOLAS FINANCIAL INC FL 2.02,9.01 04/26/06 NORFOLK SOUTHERN CORP VA 2.02,7.01 04/26/06 NORTHWEST BIOTHERAPEUTICS INC DE 3.02,3.03,5.03,9.01 03/30/06 NORTHWESTERN CORP DE 1.01,3.03,8.01,9.01 04/25/06 NUTRITION 21 INC NY 5.02,9.01 04/17/06 NYER MEDICAL GROUP INC FL 1.01 04/23/06 O REILLY AUTOMOTIVE INC MO 7.01,9.01 04/25/06 OFFICE DEPOT INC DE 2.02,9.01 04/25/06 OHIO CASUALTY CORP OH 2.02,9.01 04/26/06 ONELINK CORP DE 1.01,5.02,9.01 04/14/06 OSI RESTAURANT PARTNERS, INC. DE 7.01,9.01 04/25/06 OSK CAPITAL II CORP NV 4.02,9.01 04/07/06 AMEND OWENS ILLINOIS INC /DE/ DE 2.02 04/26/06 OXIGENE INC DE 2.02,9.01 04/26/06 PACIFIC CMA INC DE 1.01,3.02,9.01 04/20/06 PAMRAPO BANCORP INC DE 2.02,9.01 04/26/06 PANACOS PHARMACEUTICALS, INC. DE 2.02,9.01 04/26/06 PANERA BREAD CO DE 2.02,9.01 04/25/06 PARAMETRIC TECHNOLOGY CORP MA 2.02,7.01,9.01 04/26/06 PARAMETRIC TECHNOLOGY CORP MA 7.01 04/26/06 PEAPACK GLADSTONE FINANCIAL CORP NJ 2.02,9.01 04/25/06 PENNS WOODS BANCORP INC PA 8.01,9.01 04/25/06 PEOPLES BANCORP OF NORTH CAROLINA INC NC 8.01,9.01 04/21/06 PEPSICO INC NC 2.02,9.01 04/26/06 PERRIGO CO MI 5.02 04/24/06 PFF BANCORP INC DE 2.02,9.01 03/31/06 PHC INC /MA/ MA 1.01 04/26/06 PHOENIX COMPANIES INC/DE DE 2.02,9.01 04/26/06 PHOTON DYNAMICS INC CA 2.02,9.01 04/26/06 PLAYTEX PRODUCTS INC DE 2.02,9.01 04/26/06 PLUG POWER INC DE 5.02 04/24/06 POGO PRODUCING CO DE 1.01 04/20/06 POMEROY IT SOLUTIONS INC DE 4.01,9.01 04/20/06 PORTLAND GENERAL ELECTRIC CO /OR/ OR 5.02 04/21/06 POTASH CORP OF SASKATCHEWAN INC 2.02,9.01 04/26/06 PRA International DE 2.02,9.01 04/26/06 PRAXAIR INC DE 2.02,9.01 04/26/06 PRICE T ROWE GROUP INC MD 2.02,8.01,9.01 04/26/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 04/21/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 04/21/06 PRIVATE BUSINESS INC TN 2.01,3.02,8.01,9.01 04/26/06 PRIVATE BUSINESS INC TN 1.01,3.02,8.01,9.01 04/25/06 PROGRESSIVE GAMING INTERNATIONAL CORP NV 1.01,2.03 04/20/06 PROLOGIS MD 2.02,9.01 04/26/06 Prosoft Learning CORP NV 1.01,2.01,9.01 04/24/06 PROSPECT ENERGY CORP MD 8.01,9.01 04/25/06 PROSPECT ENERGY CORP MD 8.01,9.01 04/26/06 PROVIDENT FINANCIAL SERVICES INC DE 2.02,7.01,9.01 04/26/06 PROVIDENT FINANCIAL SERVICES INC DE 7.01,9.01 04/26/06 PS BUSINESS PARKS INC/CA CA 4.01,9.01 04/26/06 PSB Holdings, Inc. 2.02,9.01 04/25/06 PUBLIC STORAGE INC /CA CA 4.01,9.01 04/21/06 PW EAGLE INC MN 1.01,5.02,9.01 04/21/06 QCR HOLDINGS INC DE 2.02,9.01 04/25/06 QMED INC DE 2.02,9.01 04/26/06 QUALMARK CORP CO 2.02,9.01 04/25/06 QUICKLOGIC CORPORATION CA 2.02,9.01 04/26/06 QUIDEL CORP /DE/ DE 2.02,9.01 04/26/06 RAINMAKER SYSTEMS INC CA 2.02,7.01,9.01 04/26/06 RARE HOSPITALITY INTERNATIONAL INC GA 2.02,7.01,9.01 04/26/06 RAYMOND JAMES FINANCIAL INC FL 7.01 04/26/06 READERS DIGEST ASSOCIATION INC DE 2.02,7.01,9.01 03/31/06 REDBACK NETWORKS INC DE 2.02,9.01 04/26/06 REFLECT SCIENTIFIC INC UT 7.01,9.01 04/19/06 REGIS CORP MN 2.02,9.01 04/26/06 REMY INTERNATIONAL, INC. DE 5.02 04/21/06 RG GLOBAL LIFESTYLES INC CA 5.02 04/26/06 ROCKWELL COLLINS INC DE 2.02,7.01 04/26/06 ROLLINS INC DE 2.02 04/26/06 ROLLINS INC DE 8.01 04/25/06 ROWAN COMPANIES INC DE 2.02,9.01 03/31/06 ROWAN COMPANIES INC DE 7.01,9.01 04/26/06 RPC INC DE 8.01,9.01 04/26/06 RPC INC DE 2.02,9.01 04/26/06 RSA SECURITY INC/DE/ DE 1.01,3.02,5.02,9.01 04/24/06 RURAL CELLULAR CORP MN 2.02,8.01,9.01 04/26/06 RYANS RESTAURANT GROUP INC SC 2.02 03/29/06 S Y BANCORP INC KY 8.01,9.01 04/26/06 SCIENTIFIC GAMES CORP DE 1.01,2.01,9.01 04/20/06 SEABRIGHT INSURANCE HOLDINGS INC 2.02,9.01 04/25/06 SEALED AIR CORP/DE DE 2.02,9.01 04/26/06 SEALIFE CORP 1.01 04/20/06 SECURED FINANCIAL NETWORK, INC. NV 4.01,9.01 03/03/06 AMEND SERVICE BANCORP INC MA 2.02,9.01 04/26/06 SI Financial Group, Inc. X1 2.02,9.01 04/26/06 SIERRA HEALTH SERVICES INC NV 2.02,9.01 04/26/06 SIGMA ALDRICH CORP DE 2.02,7.01,9.01 04/25/06 SILICON IMAGE INC DE 2.02,9.01 04/26/06 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,9.01 04/25/06 SIMTEK CORP CO 1.01,9.01 12/30/05 AMEND SKECHERS USA INC DE 2.02,9.01 04/26/06 SLM Student Loan Trust 2006-4 DE 1.01,2.01,9.01 04/20/06 SM&A CA 2.02,9.01 04/26/06 SMITH MICRO SOFTWARE INC DE 2.02,9.01 04/26/06 SMITHWAY MOTOR XPRESS CORP NV 2.02,9.01 04/25/06 SOCKET COMMUNICATIONS INC DE 2.02,9.01 03/31/06 SOMERSET HILLS BANCORP NJ 2.02,9.01 04/26/06 SOMERSET HILLS BANCORP NJ 5.02 04/26/06 SOMERSET HILLS BANCORP NJ 7.01 04/26/06 SONICWALL INC CA 2.02,9.01 04/26/06 SONOSITE INC 1.01,2.02,9.01 04/25/06 Soundview Home Loan Trust 2006-OPT2 DE 2.01,9.01 03/14/06 SOUTH JERSEY GAS CO/NEW NJ 1.01,2.03,8.01,9.01 04/20/06 SOUTHCOAST FINANCIAL CORP SC 4.01,9.01 04/17/06 AMEND SOVEREIGN BANCORP INC PA 1.01,9.01 04/20/06 SPECIALIZED HEALTH PRODUCTS INTERNATI DE 1.01,9.01 04/21/06 SPECTRUM PHARMACEUTICALS INC DE 1.01,2.01,9.01 04/20/06 SPRINT NEXTEL CORP KS 2.02,9.01 04/26/06 STANDARD MANAGEMENT CORP IN 1.01,9.01 04/20/06 STANLEY WORKS CT 2.02,9.01 04/25/06 STEPAN CO DE 2.03,9.01 04/20/06 STEPAN CO DE 2.02,9.01 04/25/06 STEPHAN CO FL 1.01,7.01,9.01 04/24/06 STERICYCLE INC DE 1.01,9.01 03/31/06 STERLING FINANCIAL CORP /PA/ PA 2.02,9.01 04/25/06 STERLING FINANCIAL CORP /WA/ WA 8.01,9.01 04/25/06 STEWART & STEVENSON SERVICES INC TX 8.01,9.01 04/26/06 STONE ENERGY CORP DE 1.01,8.01,9.01 04/23/06 AMEND SUN NEW MEDIA INC. MN 2.01,3.02,9.01 04/20/06 SUN NEW MEDIA INC. MN 1.01,2.01,9.01 04/20/06 SUN NEW MEDIA INC. MN 1.01,3.02,9.01 04/20/06 SURREY BANCORP NC 7.01,9.01 04/26/06 TANDY BRANDS ACCESSORIES INC DE 2.02,2.06,9.01 04/26/06 TASER INTERNATIONAL INC 7.01,9.01 04/26/06 TD BANKNORTH INC. DE 2.02,9.01 04/26/06 TECHNE CORP /MN/ MN 2.02,9.01 04/25/06 TELEDYNE TECHNOLOGIES INC DE 2.02,5.02,9.01 04/26/06 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,3.01,9.01 04/26/06 TELLABS INC DE 2.02 04/26/06 TELULAR CORP DE 1.01,9.01 04/24/06 TEMPLE INLAND INC DE 2.02,7.01,9.01 04/26/06 TENGASCO INC TN 5.02 04/26/06 Tennessee Commerce Bancorp, Inc. TN 7.01,9.01 04/26/06 TESSCO TECHNOLOGIES INC DE 2.02,8.01,9.01 04/21/06 TESSCO TECHNOLOGIES INC DE 1.01 04/20/06 TEXHOMA ENERGY INC 2.01,3.02,9.01 04/20/06 TGC INDUSTRIES INC TX 2.02,9.01 04/24/06 THERMO ELECTRON CORP DE 2.02,9.01 04/26/06 TIMBERLAND BANCORP INC WA 2.02,9.01 04/25/06 TRACTOR SUPPLY CO /DE/ DE 2.02,7.01,9.01 04/26/06 TRANSWITCH CORP /DE DE 2.02,9.01 04/26/06 TRI CITY BANKSHARES CORP WI 2.02,9.01 04/26/06 TRIAD HOSPITALS INC DE 2.02,5.02,9.01 04/25/06 TRIAD INDUSTRIES INC NV 5.02 04/21/06 TRICELL INC 7.01,9.01 04/26/06 TRIDENT MICROSYSTEMS INC DE 2.02,9.01 04/26/06 Triton Resources, Inc. NV 2.01,3.02,5.01,5.02,9.01 04/19/06 TTM TECHNOLOGIES INC WA 2.02,9.01 04/26/06 Tube Media Corp. CO 1.01,2.03,3.02,9.01 04/21/06 TUPPERWARE BRANDS CORP DE 2.02,9.01 04/25/06 U S WIRELESS DATA INC DE 1.01,8.01,9.01 04/20/06 UGI CORP /PA/ PA 2.02,9.01 04/26/06 UGI UTILITIES INC PA 2.02,9.01 04/26/06 ULTIMATE SOFTWARE GROUP INC DE 2.02,9.01 04/25/06 Under Armour, Inc. MD 2.02,9.01 04/26/06 UNIT CORP DE 2.02,9.01 04/26/06 UNITED BANCORP INC /OH/ OH 1.01,9.01 04/19/06 UNITED BANKSHARES INC/WV WV 2.02,9.01 04/26/06 UNITED STATES CELLULAR CORP DE 2.02,3.01,9.01 04/26/06 UNIVEST CORP OF PENNSYLVANIA PA 2.02,9.01 04/26/06 UPSTREAM BIOSCIENCES INC. NV 7.01,9.01 04/26/06 USANA HEALTH SCIENCES INC UT 1.01,9.01 04/26/06 VALLEY NATIONAL BANCORP NJ 8.01 04/26/06 VARIAN INC DE 2.02,9.01 04/26/06 VCA ANTECH INC DE 2.02,8.01,9.01 04/26/06 VECTREN CORP IN 2.02 04/26/06 VECTREN CORP IN 8.01 04/26/06 VICOR CORP DE 5.02,9.01 04/26/06 VISTAPRINT LTD D0 2.02,9.01 04/26/06 Visualant, INC NV 5.02,9.01 04/19/06 VOLTERRA SEMICONDUCTOR CORP 2.02,9.01 04/24/06 VULCAN MATERIALS CO NJ 2.02,9.01 04/25/06 Vyteris Holdings (Nevada), Inc. NV 4.01,9.01 04/17/06 AMEND WADDELL & REED FINANCIAL INC DE 2.02,9.01 04/25/06 WATERFORD GAMING LLC DE 8.01 04/26/06 WATERS CORP /DE/ DE 2.02,9.01 04/26/06 WAVE SYSTEMS CORP DE 3.01 04/25/06 WAVE SYSTEMS CORP DE 8.01 04/26/06 WEBFINANCIAL CORP DE 3.01,9.01 04/20/06 WELLMAN INC DE 2.02,9.01 04/25/06 WELLPOINT INC IN 2.02,9.01 04/26/06 WESTAFF INC DE 1.01,9.01 04/21/06 WESTERN RESERVE BANCORP INC 2.02,9.01 04/26/06 WESTFIELD FINANCIAL INC MA 2.02,9.01 04/26/06 WEYERHAEUSER CO WA 7.01 04/26/06 WEYERHAEUSER CO WA 2.02 04/26/06 WHITNEY HOLDING CORP LA 2.02,9.01 04/26/06 WITNESS SYSTEMS INC DE 2.02 04/26/06 WOLVERINE WORLD WIDE INC /DE/ MI 5.02 04/20/06 WORTHINGTON INDUSTRIES INC OH 7.01 04/25/06 WRIGHT MEDICAL GROUP INC DE 2.02,9.01 04/26/06 XETHANOL CORP CO 3.02,9.01 04/07/06 XILINX INC DE 2.02,8.01,9.01 04/26/06 XL CAPITAL LTD 2.02,9.01 04/25/06 YANKEE CANDLE CO INC 2.02,9.01 04/26/06 YANKEE CANDLE CO INC 1.01,9.01 04/25/06 ZEBRA TECHNOLOGIES CORP/DE DE 2.02,9.01 04/26/06 ZEVEX INTERNATIONAL INC NV 2.02,9.01 04/26/06 ZIMMER HOLDINGS INC DE 2.02,9.01 04/26/06 ZIOPHARM ONCOLOGY INC 1.01,8.01,9.01 04/26/06