SEC NEWS DIGEST Issue 2000-225 November 24, 2000 COMMISSION ANNOUNCEMENTS ADVISORY COMMITTEE MEETING ON MARKET INFORMATION The second meeting of the Securities and Exhange Commission Advisory Committee on Market Information will be held on December 14, 2000, in the William O. Douglas Room at the Commission's main offices, 450 5th Street, N.W., Washington, D.C., beginning at 1:00 p.m. The meeting will be open to the public, and the public is invited to submit written comments to the Committee. Written comments should be submitted in triplicate and should refer to File No. 265-22. Comments should be submitted to Jonathan G. Katz, Secretary, Securities and Exhange Commission, 450 5th Street, N.W., Washington, D.C. 20549-0609. ENFORCEMENT PROCEEDINGS CEASE AND DESIST ORDER ENTERED AGAINST BARRY PETERSON-ROSS Barry H. Peterson-Ross has been ordered to cease and desist from committing or causing violations of the antifraud provisions of the federal securities laws. He has also been ordered to cease and desist from committing or causing an issuer to file annual and quarterly reports, and maintain books and records, that do not properly reflect its financial condition. The order instituting and simultaneously settling these proceedings alleges that, during 1997 and 1998, Peterson-Ross caused Detour's annual and quarterly financial statements, as included in its filings with the Commission and in a private offering memorandum, to be materially false and misleading. First, throughout 1997 and 1998, Peterson-Ross allegedly prepared Detour's quarterly financial statements using simple fractions of numbers from existing financial statements, rather than actual results of Detour's operations for those quarters. Second, Peterson-Ross allegedly failed to properly record, in Detour's books and records and in the company's annual financial statements, an expense related to certain options the company issued to consultants in 1997. It is alleged that these options were issued at a price far below the stock's fair value at the time, and that the failure to properly account for this transaction materially understated the company's expenses. Based on this alleged conduct, Peterson-Ross consented to be ordered to cease and desist from committing or causing any violation or any future violation of Section 17(a) of the Securities Act of 1933 and Sections 10(b), 13(a) and 13(b) of the Securities Exchange Act of 1934 and Rules 10b-5, 12b-20, 13a-1, 13a-13, and 13b2-1 thereunder. (Rels. 33-7920; 34- 43609; AAE Rel. 1346; File No. 3- 10368) CEASE AND DESIST ORDER ENTERED AGAINST DETOUR MAGAZINE, INC. Detour Magazine, Inc., a microcap issuer, has been ordered to cease and desist from violating the antifraud provisions of the federal securities laws, and from filing annual and quarterly reports, and maintaining books and records, that do not properly reflect its financial condition. The order instituting and simultaneously settling these proceedings alleges that, during 1997 and 1998, Detour's annual and quarterly financial statements, as included in its filings with the Commission and in a private offering memorandum, were materially false and misleading. First, throughout 1997 and 1998, Detour's quarterly financial statements were allegedly prepared using simple fractions of numbers from existing financial statements, rather than actual results of Detour's operations for those quarters. Second, Detour's annual audited financial statements failed to properly record an expense related to certain options the company issued to consultants in 1997. It is alleged that these options were issued at a price far below the stock's fair value at the time, and that the failure to properly account for this transaction materially understated the company's expenses. Based on this alleged conduct, Detour consented to be ordered to: (1) cease and desist from committing or causing any violation or any future violation of Section 17(a) of the Securities Act of 1933 and Sections 10(b), 13(a) and 13(b) of the Securities Exchange Act of 1934 and Rules 10b-5, 12b-20, 13a-1, 13a-13, and 13b2-1 thereunder; (2) amend its filings with the Commission to properly reflect its financial condition and operating results; (3) as required by Section 13(b)(2) of the Exchange Act, make and keep books, records, and accounts which, in reasonable detail, accurately and fairly reflect the transactions and dispositions of its assets; and (4) devise and maintain a system of internal accounting controls sufficient to provide reasonable assurances that, among other things, transactions are recorded as necessary to permit the preparation of financial statements in conformity with generally accepted accounting principles. (Rels. 33-7921; 34-43610; AAE Rel. 1347; File No. 3-10369) CIVIL ACTION AGAINST PHILIP CHOY On November 22, the Commission announced that on November 16 Judge U.W. Clemon of the United States District Court for the Northern District of Alabama entered Final Judgment of Permanent Injunction against Philip L. Choy in an insider trading case involving the securities of Comptronix Corporation, formerly located in Guntersville, Alabama. The Commission's complaint, filed in August 1994, alleges that Choy unlawfully traded in Comptronix securities prior to an announcement on November 25, 1992 that top officers of Comptronix had perpetrated a financial fraud which caused the company to overstate sales and profits in prior and current years. The complaint alleges that Choy was tipped as to the fraud by Harvey Pegram who was tipped by Richard Adler, then a Comptronix director who learned of the fraud during confidential board meetings on November 15, 1992. The complaint alleges that Pegram placed a phone call to Choy at his business office, Magatronic Trading Ltd., located in Hong Kong on November 16, 1992. Approximately an hour and a half after Pegram's call, Choy telefaxed his brokerage firm and directed it to sell all of Magatronic's stock in Comptronix. As a result of trading prior to the public announcement on November 25, 1992, Magatronic avoided losses of $75,000. The Final Judgment to which Choy consented, without admitting or denying the complaint's allegations, enjoins him from further violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and orders (i) Choy to pay a civil penalty in the amount of $45,000. The complaint was initially filed in August 1994 against Choy and the other named defendants. The case went to trial in August 1995. After a seven day trial the jury was deadlocked and the Court declared a mistrial. The defendants subsequently renewed their motions for judgment as a matter of law and the Court granted the motions. In addition, the Court entered default judgment against Magatronic in the amount of $75,000. The Commission appealed the District Court judgments to the Eleventh Circuit, which reversed the judgments, and remanded the case to the District Court. Comptronix declared bankruptcy in August 1996 and was purchased by Sanmina Corporation on November 1, 1996. All of the other defendants previously settled with the Commission and consented, without admitting or denying the allegations in the complaint, to the entry of final judgments of permanent injunction from future violations of the securities laws and payment of civil money penalties and disgorgement. For further information see Litigation Releases 14198 (August 18, 1994), 14034 (March 29, 1994), and 16477 (March 21, 2000) for additional information. [SEC v. Philip L. Choy, N.D. Ala., 94-C-2018-S] (LR-16808) INVESTMENT COMPANY ACT RELEASES NEUBERGER BERMAN EQUITY FUNDS, ET AL. A notice has been issued giving interested persons until December 14, 2000, to request a hearing on an application filed by Neuberger Berman Equity Funds, et al. for an order exempting applicants from Section 17(a) of the Investment Company Act. The order would permit the series of certain registered open-end management investment companies to acquire all of the assets and stated liabilities of the series of certain other registered open-end management investment companies. Because of certain affiliations, applicants may not rely on Rule 17a-8 under the Act. (Rel. IC-24745 - November 21) TIP FUNDS, ET AL. A notice has been issued giving interested persons until December 15, 2000, to request a hearing on an application filed by Tip Funds, et al. for an order under Section 6(c) of the Investment Company Act for an exemption from Section 15(f)(1)(A) of the Act. The order would permit a registered investment company not to reconstitute its board of directors following an acquisition of substantially all of the assets of a series of another registered investment company. (Rel. IC-24746 - November 21) THE AYCO COMPANY, ET AL. A notice has been issued giving interested persons until December 15, 2000, to request a hearing on an application filed by The Ayco Company, L.P. (Ayco) and Ayco Series Trust (Trust) (collectively, the Applicants). Applicants seek an order under Section 6(c) of the Investment Company Act granting exemptions from the provisions of Sections 9(a), 13(a), 15(a) and 15(b) of the Act, and Rules 6e-2(b)(15) and 6e-3(T)(b)(15) thereunder, to the extent necessary to permit shares of the Trust and shares of any other existing or future investment company that is designed to fund insurance products and for which Ayco, or any of its affiliates, may serve as investment manager, investment adviser, subadviser, administrator, manager, principal underwriter or sponsor (the Trust and such other investment companies being hereinafter referred to, collectively, as Insurance Trusts), or permit shares of any current or future series of any Insurance Trust, to be sold to and held by: (1) separate accounts funding variable annuity and variable life insurance contracts issued by both affiliated and unaffiliated life insurance companies; (2) qualified pension and retirement plans outside of the separate account context; and (3) any investment manager to an Insurance Trust and affiliates thereof. (Rel. IC-24747 - November 22) AIG LIFE INSURANCE COMPANY, ET AL. An order has been issued pursuant to Section 6(c) of the Investment Company Act granting exemptive relief from Section 2(a)(32), 22(c) and 27(i)(2)(A) of the Act and Rule 22c-1 thereunder to AIG Life Insurance Company (AIG), Variable Account I (the Variable Account), American International Life Insurance Company of New York (AIL), and AIG Equity Sales Corp. to permit the recapture, under specified circumstances, of credits applied to premium payments made under a flexible deferred variable annuity contract that AIG will issue through the Variable Account (the Contract) as well as other contracts that AIG or AIL may issue in the future through their existing or future separate accounts that are substantially similar in all material respects to the Contract (Future Contracts). The order also extends to any other National Association of Securities Dealers, Inc. member broker-dealer controlling or controlled by, or under common control with AIG, whether existing or created in the future that serves as distributor or principal underwriter for the Contract or Future Contracts. (Rel. IC-24748 - November 22) HOLDING COMPANY ACT RELEASES ENTERGY GULF STATES A notice has been issued giving interested persons until December 18, 2000, to request a hearing on a proposal by Entergy Gulf States (EGS), an electric utility subsidiary of Entergy Corporation, a registered holding company. EGS requests authority to engage in a series of financing activities and to form certain special purpose entities for the sole purpose of issuing one or more series of preferred securities. (Rel. 35-27280) ENTERGY MISSISSIPPI A notice has been issued giving interested persons until December 18, 2000, to request a hearing on a proposal by Entergy Mississippi (EM), an electric utility subsidiary of Entergy Corporation, a registered holding company. EM requests authority to engage in a series of financing activities and to form certain special purpose entities for the sole purpose of issuing one or more series of preferred securities. (Rel. 35- 27280) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the Chicago Stock Exchange relating to a pilot program governing the execution of Nasdaq/NM securities (SR-CHX-00- 36) has become effective and operative under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice in the Federal Register is expected during the week of November 20. (Rel. 34- 43565) A proposed rule change (SR-Phlx-00-100) filed by the Philadelphia Stock Exchange extending a pilot program for a monthly credit of up to $ 1,000 to qualified members has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of November 20. (Rel. 34-43567) A proposed rule change and Amendment No. 1 to the proposed rule change filed by the New York Stock Exchange (SR-NYSE-00-43) relating to revisions to the Floor Conduct and Safety Guidelines have become effective under Section 19(b)(3)(A)(i) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of November 27. (Rel. 34-43596) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change submitted by the Pacific Exchange (SR-PCX-00-09) relating to the composition of the Exchange's nominating committee. Publication of the approval is expected in the Federal Register during the week of November 20. (Rel. 34-43576) The Commission granted accelerated approval of a proposed rule change (SR-NSCC-00-05) filed by the National Securities Clearing Corporation to modify NSCC's Mutual Fund Services. (Rel. 34-43606) PROPOSED RULE CHANGES The Chicago Stock Exchange filed a proposed rule change (SR-CHX-00-37) relating to the Exchange's SuperMAX 2000 Price Improvement Program. Publication of the notice in the Federal Register is expected during the week of November 20. (Rel. 34-43577) The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx-00-98) to clarify references to its Allocation, Evaluation and Securities Committee. (Rel. 34-43585) The Chicago Stock Exchange filed and the Commission published for comment a proposed rule change (SR-CHX-00-34) relating to its market maker program and floor trading operations. Publication of the proposal is expected in the Federal Register during the week of November 27. (Rel. 34-43600) The Pacific Exchange filed a proposed rule change (SR-PCX-00-25) relating to the creation of a new electronic trading facility of PCX Equities, Inc., called the Archipelago Exchange. Publication of the proposal is expected in the Federal Register during the week of November 27. (Rel. 34-43608) The Commission granted accelerated approval to a proposed rule change submitted by the American Stock Exchange (SR-Amex-00-23) relating to member firm transactions with Exchange employees. Publication of the proposal is expected in the Federal Register during the week of November 27. (Rel. 34-43587) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-Amex-99-27) by the American Stock Exchange and granted accelerated approval of Amendment Nos. 1 and 2 to the proposed rule change that amends Amex Rule 462, "Minimum Margins," to revise margin requirements for stock options and stock index options. Publication of the order is expected in the Federal Register during the week of November 27. (Rel. 34-43582) The Commission approved a proposed rule change submitted by the Philadelphia Stock Exchange (SR-PHLX-00-52) relating to the review of decisions of the Exchange's Business Conduct Committee. (Rel. 34-43584) The Commission approved a proposed rule change submitted by the American Stock Exchange (SR-Amex-00-46) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 regarding the adoption of interpretive material defining "Public Offering" for purposes of shareholder approval rules. Publication of the order is expected in the Federal Register during the week of November 20. (Rel. 34-43588) The Commission approved a proposed rule change (SR-NASD-00-13) by the National Association of Securities Dealers that will require general securities members to provide valuations and disclosures relating to direct participation program and real estate investment trust securities on customer account statements under certain circumstances. Publication of the order is expected in the Federal Register during the week of November 27. (Rel. 34-43601) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 CYBERGUARD CORP, 2000 WEST COMMERCIAL BLVD, SUITE 200, FORT LAUDERDALE, FL 33309 (954) 958-3900 - 2,500,000 ($4,975,000) COMMON STOCK. (FILE 333-50042 - NOV. 16) (BR. 3) S-8 EFTC CORP/, HORIZON TERRACE, 9351 GRANT STREET SIXTH FL, DENVER, CO 80229 (303) 451-8200 - 5,000,000 ($7,388,281.25) COMMON STOCK. (FILE 333-50044 - NOV. 16) (BR. 5) SB-2 ISEMPLOYMENT COM INC, 213 380 PELISSIER ST, WINDSOR ONTARIO, A1 85750 (519) 258-8318 - 600,000 ($600) COMMON STOCK. (FILE 333-50048 - NOV. 16) (BR. 9) S-8 STEAKHOUSE PARTNERS INC, 10200 WILLOW CREEK ROAD, SAN DIEGO, CA 92131 (619) 689-2333 - 6,650,000 ($26,600,000) COMMON STOCK. (FILE 333-50050 - NOV. 16) (BR. 9) S-8 EAT AT JOES LTD, 1912 SANTIAGO DR, NEWPORT BEACH, CA 92660 (914) 725-2700 - 200,000 ($40,000) COMMON STOCK. (FILE 333-50054 - NOV. 16) (BR. 5) S-8 TRIUMPH GROUP INC /, FOUR GLENHARDIE CORPORATE CENTER, 1255 DRUMMERS LANE SUITE 200, WAYNE, PA 19087 (610) 975-0420 - 750,000 ($26,015,625) COMMON STOCK. (FILE 333-50056 - NOV. 16) (BR. 5) S-8 ANHEUSER BUSCH COMPANIES INC, ONE BUSCH PL, C/O OFFICE OF THE VP & SEC'Y, ST LOUIS, MO 63118 (314) 577-2000 - 10,000,000 ($459,062,500) COMMON STOCK. (FILE 333-50058 - NOV. 16) (BR. 2) S-8 TIDALWAVE HOLDINGS INC, 1831 NORTHEAST 45TH ST, FORT LAUDERDALE, FL 33308 (954) 255-6753 - 5,000,000 ($750,000) COMMON STOCK. (FILE 333- 50060 - NOV. 16) (BR. 7) S-8 RENAISSANCE WORLDWIDE INC, 52 SECOND AVE, WALTHAM, MA 02451 (617) 527-6886 - 7,303,832 ($8,558,995.50) COMMON STOCK. (FILE 333- 50062 - NOV. 16) (BR. 3) S-3 AIR PACKAGING TECHNOLOGIES INC, 25620 RYE CANYON ROAD, VALENCIA, CA 91355 (661) 294-2222 - 5,400,000 ($6,267,500) COMMON STOCK. (FILE 333-50064 - NOV. 16) (BR. 6) S-8 SCIENTIFIC ATLANTA INC, ONE TECHNOLOGY PKWY S, NORCROSS, GA 30092 (770) 903-5000 - 10,000,000 ($585,312,500) COMMON STOCK. (FILE 333- 50066 - NOV. 16) (BR. 7) S-8 HALF ROBERT INTERNATIONAL INC /DE/, 2884 SAND HILL RD, STE 200, MENLO PARK, CA 94025 (650) 234-6000 - 2,000,000 ($58,875,000) COMMON STOCK. (FILE 333-50068 - NOV. 16) (BR. 8) S-8 OPEN DOOR ONLINE INC, 10 DORRANCE ST, PROVIDENCE, RI 02905 (401) 272-3267 - 42,400 ($25,016) COMMON STOCK. (FILE 333-50070 - NOV. 16) (BR. 6) S-8 VERISIGN INC/CA, 1350 CHARLESTON RD, MOUNTAIN VIEW, CA 94043 (650) 961-7500 - 135,500 ($7,109,559) COMMON STOCK. (FILE 333-50072 - NOV. 16) (BR. 3) S-8 SCIENTIFIC ATLANTA INC, ONE TECHNOLOGY PKWY S, NORCROSS, GA 30092 (770) 903-5000 - 750,000 ($43,898,438) COMMON STOCK. (FILE 333-50074 - NOV. 16) (BR. 7) S-8 HBOA HOLDINGS INC, 2400 E COMMERCIAL BLVD, SUITE 1100, FT LAUDERDALE, FL 33308 (303) 932-9998 - 2,700,000 ($4,601,000) COMMON STOCK. (FILE 333-50076 - NOV. 16) (BR. 9) S-8 MARKETWATCH COM INC, 825 BATTERY STREET, SAN FRANCISCO, CA 94111 (415) 733-0500 - 2,100,000 ($10,332,000) COMMON STOCK. (FILE 333-50078 - NOV. 16) (BR. 3) S-8 BUDGET GROUP INC, 125 BASIN ST STE 210, DAYTONA BEACH, FL 32114 (904) 238-7035 - 200,000 ($388,000) COMMON STOCK. (FILE 333-50080 - NOV. 16) (BR. 5) S-8 BANDAG INC, 2905 NORTH HIGHWAY 61, BANDAG HEADQUARTERS, MUSCATINE, IA 52761 (319) 262-1400 - 900,000 ($27,168,750) COMMON STOCK. (FILE 333-50082 - NOV. 16) (BR. 6) S-8 SERVICE CORPORATION INTERNATIONAL, 1929 ALLEN PKWY, P O BOX 130548, HOUSTON, TX 77019 (713) 522-5141 - 2,700,000 ($10,049,604) COMMON STOCK. (FILE 333-50084 - NOV. 16) (BR. 8) S-8 BUDGET GROUP INC, 125 BASIN ST STE 210, DAYTONA BEACH, FL 32114 (904) 238-7035 - 600,000 ($1,164,000) COMMON STOCK. (FILE 333-50086 - NOV. 16) (BR. 5) SB-2 AMERICAS SENIOR FINANCIAL SERVICES INC, 15544 N W 77TH CT, MIAMI LAKES, FL 33016 (305) 828-2599 - 985,000 ($492,500) COMMON STOCK. (FILE 333-50088 - NOV. 16) (BR. 9) S-3 FORD MOTOR CREDIT CO, THE AMERICAN RD, PO BOX 6044, DEARBORN, MI 48126 (313) 594-9876 - 1,000,000 ($1,000,000) STRAIGHT BONDS. (FILE 333- 50090 - NOV. 16) (BR. 7) S-8 ANALOG DEVICES INC, ONE TECHNOLOGY WAY, NORWOOD, MA 02062 (718) 329- 4700 - 9,639 ($427,430.63) COMMON STOCK. (FILE 333-50092 - NOV. 16) (BR. 5) S-8 HALF ROBERT INTERNATIONAL INC /DE/, 2884 SAND HILL RD, STE 200, MENLO PARK, CA 94025 (650) 234-6000 - 750,000 ($22,078,125) COMMON STOCK. (FILE 333-50094 - NOV. 16) (BR. 8) S-8 CHILES OFFSHORE INC/NEW/, 11200 WESTTEIMER STE 410, HOUSTON, TX 77042 (713) 339-3777 - 1,009,536 ($17,982,794) COMMON STOCK. (FILE 333-50096 - NOV. 16) (BR. 4) S-3 AMERICAN TOWER CORP /MA/, 116 HUNTINGTON AVE, BOSTON, MA 02116 (617) 375-7500 - 1,000,000 ($37,437,500) COMMON STOCK. (FILE 333-50098 - NOV. 16) (BR. 7) S-8 BIOSPHERE MEDICAL INC, 1050 HINGHAM STREET, ROCKLAND, MA 02370 (781) 681-7900 - 1,850,000 ($22,662,500) COMMON STOCK. (FILE 333-50100 - NOV. 16) (BR. 1) S-3 IFS INTERNATIONAL HOLDINGS INC, 300 JORDAN RD, RENSSELAER TECHNOLOGY PK, TROY, NY 12180 (518) 283-7900 - 1,250,000 ($2,187,500) COMMON STOCK. (FILE 333-50102 - NOV. 16) (BR. 3) S-8 EMC CORP, 35 PARKWOOD DR, HOPKINTON, MA 01748 (508) 435-1000 - 708,165 ($2,053,678.50) COMMON STOCK. (FILE 333-50108 - NOV. 16) (BR. 3) SB-2 DATAPOWER USA INC, 10900 NE 8TH ST, STE 900, BELLEVUE, WA 98004 (604) 608-3251 - 1,500,000 ($7,500,000) COMMON STOCK. (FILE 333-50110 - NOV. 16) S-3 EMC CORP, 35 PARKWOOD DR, HOPKINTON, MA 01748 (508) 435-1000 - 3,495,064 ($274,047,968.24) COMMON STOCK. (FILE 333-50112 - NOV. 16) (BR. 3) S-8 ACTIVCARD SA, 24-28 AVENUE DU GENERAL DE GAULLE, (33-1) 42-04-8400, 92156 SURESNES CEDEX, I0 29156 - 4,079,860 ($42,634,537) DEPOSITARY RECEIPTS FOR COMMON STOCK. 978,612 ($23,300,751.75) FOREIGN COMMON STOCK. (FILE 333-50114 - NOV. 16) (BR. 3) S-4 VERTICALNET INC, 700 DRESHER RD, HORSHAM, PA 19044 (215) 328-6100 - 6,348,912 ($87,506,595) COMMON STOCK. (FILE 333-50116 - NOV. 16) (BR. 2) S-8 ECOS GROUP INC, 99 S E FIFTH STREET FOURTH FLOOR, SUITE 200, MIAMI, FL 33131 (305) 374-8300 - 7,942,667 ($543,183) COMMON STOCK. (FILE 333- 50120 - NOV. 16) (BR. 6) S-4 CAPITOL BANCORP LTD, ONE BUSINESS & TRADE CNTR, 200 WASHINGTON SQ N, LANSING, MI 48933 (517) 487-6555 - 417,532 ($4,384,086) COMMON STOCK. (FILE 333-50122 - NOV. 16) (BR. 7) S-8 COMDIAL CORP, 1180 SEMINOLE TRAIL, P O BOX 7266, CHARLOTTESVILLE, VA 22906 (804) 978-2200 - 900,000 ($1,998,000) COMMON STOCK. (FILE 333- 50124 - NOV. 16) (BR. 7) S-4 NARA BANCORP INC, 3701 WILSHIRE BLVD, SUITE 220, LOS ANGELES, CA 90010 (213) 639-1700 - 5,511,092 ($75,777,515) COMMON STOCK. (FILE 333-50126 - NOV. 16) (NEW ISSUE) S-8 ECOS GROUP INC, 99 S E FIFTH STREET FOURTH FLOOR, SUITE 200, MIAMI, FL 33131 (305) 374-8300 - 3,127,186 ($171,057) COMMON STOCK. (FILE 333- 50128 - NOV. 16) (BR. 6) S-8 KEY TECHNOLOGY INC, 150 AVERY ST, WALLA WALLA, WA 99362 (509) 529- 2161 - 1,000,000 ($8,916,585) COMMON STOCK. (FILE 333-50130 - NOV. 17) (BR. 5) S-8 BKF CAPITAL GROUP INC, 200 W. MADISON ST., SUITE 3510, CHICAGO, IL 60606 (212) 332-8400 - 1,300,000 ($22,500,536.80) COMMON STOCK. (FILE 333- 50132 - NOV. 17) (BR. 7) F-1 TELENOR ASA, UNIVERSITETSGATEN 2, PO BOX 6701, OSLO NORWAY 0164, Q8 00000 (011) 472-2779 - $100,000,000 FOREIGN COMMON STOCK. (FILE 333- 12846 - NOV. 09) (BR. 7 - NEW ISSUE) F-6 I ONE NET INTERNATIONAL LTD /ADR/, ONE WALL STREET, NEW YORK, NY 10286 - 10,000,000 ($500,000) DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-12848 - NOV. 13) (BR. 99 - NEW ISSUE) F-6 JITONG NETWORK COMMUNICATIONS CO LTD /ADR/, ONE WALL STREET, NEW YORK, NY 10286 - 200,000,000 ($10,000,000) DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-12850 - NOV. 13) (BR. 99 - NEW ISSUE) F-1 OXFORD GLYCOSCIENCES PLC /NY, 10 THE QUADRANT ABINGDON SCIENCE PARK, 01235-543200, ABINGDON PARK UK, X0 00000 - $255,600,000 FOREIGN COMMON STOCK. (FILE 333-12852 - NOV. 13) (BR. 1 - NEW ISSUE) S-8 CANADA LIFE FINANCIAL CORP, 330 UNIVERSITY AVE, TORONTO ONTARIO CANADA M5G 1R8, A6 00000 (770) 953-1959 - 1,000,000 ($24,187,500) FOREIGN COMMON STOCK. (FILE 333-12854 - NOV. 13) (BR. 7) S-8 ORIX CORP, 3-22-8 SHIBA, MINATO-KU, TOYKO 105 6135 JAPAN, M0 (813) 541-9500 - 150,000 ($15,672,573.88) FOREIGN COMMON STOCK. (FILE 333-12856 - NOV. 13) (BR. 1) F-6 OXFORD GLYCOSCIENCES PLC /ADR/, ONE WALL STREET, NEW YORK, NY 10286 - 25,000,000 ($1,250,000) DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-12858 - NOV. 13) (BR. 99 - NEW ISSUE) S-8 CANADA LIFE FINANCIAL CORP, 330 UNIVERSITY AVE, TORONTO ONTARIO CANADA M5G 1R8, A6 00000 (770) 953-1959 - 300,000 ($7,256,250) FOREIGN COMMON STOCK. (FILE 333-12862 - NOV. 13) (BR. 7) S-8 ALCATEL, 54 RUE LA BOETIE, 2288 BH, PARIS FRANCE 75008, I0 00000 (331) 407-6101 - 17,700,000 ($906,159,381.51) FOREIGN COMMON STOCK. (FILE 333-12864 - NOV. 15) (BR. 7) S-8 ECI TELECOM LTD/, 30 HASIVIM ST, PETAH TIKVA 49133 ISRAEL, L3 (212) 486-9500 - 8,435,700 ($198,492,021) FOREIGN COMMON STOCK. (FILE 333-12868 - NOV. 16) (BR. 7) S-3 XOMA LTD, 2910 SEVENTH ST, BERKELEY, CA 94710 (512) 644-1170 - 10,000,000 ($112,500,000) COMMON STOCK. (FILE 333-50134 - NOV. 17) (BR. 1) S-8 GLOBAL CAPITAL PARTNERS INC, 6000 FAIRVIEW RD, STE 1410, CHARLOTTE, NC 28210 (704) 643-8220 - 300,000 ($882,000) COMMON STOCK. (FILE 333- 50136 - NOV. 17) (BR. 7) S-8 BROOKTROUT INC, 410 FIRST AVE, NEEDHAM, MA 02494 (781) 449-4100 - 875,000 ($11,228,750) COMMON STOCK. (FILE 333-50138 - NOV. 17) (BR. 7) S-8 FIRST MIDWEST BANCORP INC, 300 PARK BLVD SUITE 405, P O BOX 459, ITASCA, IL 60143 (708) 875-7450 - 187,500 ($4,391,250) COMMON STOCK. (FILE 333-50140 - NOV. 17) (BR. 7) S-8 DESTINY MEDIA TECHNOLOGIES INC, 555 WEST HASTINGS STREET, SUITE 950 V6B 4N4, VANCOUVER BC CANADA, (604) 609-7736 - 850,000 ($202,725) COMMON STOCK. (FILE 333-50142 - NOV. 17) (BR. 9) S-8 VERIZON COMMUNICATIONS INC, 1095 AVE OF THE AMERICAS, NEW YORK, NY 10036 (212) 395-2121 - 55,000,000 ($2,952,812,500.50) COMMON STOCK. (FILE 333-50146 - NOV. 17) (BR. 7) S-8 SPEEDCOM WIRELESS CORP, 1748 INDEPENDENCE BOULEVARD, C-5, SARASOTA, FL 34234 (941) -35-8-92 - 1,000,000 ($6,000,000) COMMON STOCK. (FILE 333-50148 - NOV. 17) (BR. 9) S-8 BACH-HAUSER INC, 2080 E FLAMINGO RD, STE 112, LAS VEGAS, NV 89119 (702) 866-2500 - 20,670,000 ($3,369,210) COMMON STOCK. (FILE 333-50152 - NOV. 17) (BR. 6) S-8 SYBRON DENTAL SPECIALTIES INC, 1717 WEST COLLINS AVENUE, ORANGE, CA 92867 (714) 516-7400 - 300,000 ($1,323,000) COMMON STOCK. (FILE 333- 50154 - NOV. 17) (BR. 1) S-8 SYBRON DENTAL SPECIALTIES INC, 1717 WEST COLLINS AVENUE, ORANGE, CA 92867 (714) 516-7400 - 5,450,000 ($42,960,678) COMMON STOCK. (FILE 333-50156 - NOV. 17) (BR. 1) SB-2 TECH LABORATORIES INC, 955 BELMONT AVE, NORTH HALEDON, NJ 07508 (973) 427-5333 - 2,008,654 ($6,565,269) COMMON STOCK. (FILE 333-50158 - NOV. 17) (BR. 9) S-8 DURAMED PHARMACEUTICALS INC, 7155 EAST KEMPER ROAD, CINCINNATI, OH 45249 (513) 731-9900 - 16,521 ($83,183) COMMON STOCK. (FILE 333-50160 - NOV. 17) (BR. 1) S-8 DURAMED PHARMACEUTICALS INC, 7155 EAST KEMPER ROAD, CINCINNATI, OH 45249 (513) 731-9900 - 1,300,000 ($6,545,500) COMMON STOCK. (FILE 333-50162 - NOV. 17) (BR. 1) S-8 IMANAGE INC, 2121 SOUTH EL CAMINO REAL 4TH FLOOR, SAN MATEO, CA 94403 (650) 356-1166 - 89,387 ($893.87) COMMON STOCK. (FILE 333-50164 - NOV. 17) (BR. 3) S-8 INTEVAC INC, 356O BASSETT ST, SANTA CLARA, CA 95054 (408) 986-9888 - 300,000 ($1,331,400) COMMON STOCK. (FILE 333-50166 - NOV. 17) (BR. 5) S-8 COLORADO MEDTECH INC, 6175 LONGBOW DR, BOULDER, CO 80301 (303) 530- 2660 - 1,535,000 ($7,828,500) COMMON STOCK. (FILE 333-50168 - NOV. 17) (BR. 5) S-3 NANOPIERCE TECHNOLOGIES INC, 370 SEVENTEENTH STREET, SUITE 3580, DENVER, CO 80202 (303) 592-1010 - $165,000,000 COMMON STOCK. (FILE 333-50170 - NOV. 17) (BR. 5) S-4 CONVERA CORP, 1921 GALLOWS ROAD SUITE 200, VIENNA, VA 22182 (703) 761-5254 - 45,231,390 ($1,994,478,142) COMMON STOCK. (FILE 333-50172 - NOV. 17) (BR. 3 - NEW ISSUE) S-8 COVENANT TRANSPORT INC, 400 BIRMINGHAM HIGHWAY, CHATTANOOGA, TN 37419 (423) 821-1212 - 50,000 ($455,020) COMMON STOCK. (FILE 333-50174 - NOV. 17) (BR. 5) S-8 JDS UNIPHASE CORP /CA/, 163 BAYPOINTE PKWY, SAN JOSE, CA 95134 (408) 434-1800 - 38,453 ($2,652,055) COMMON STOCK. (FILE 333-50176 - NOV. 17) (BR. 5) S-8 ASPECT COMMUNICATIONS CORP, 1730 FOX DR, SAN JOSE, CA 95131 (408) 325-2200 - 7,850,000 ($124,864,455) COMMON STOCK. (FILE 333- 50178 - NOV. 17) (BR. 3) S-8 NEXTERA ENTERPRISES INC, ONE CRANBERRY HILL, LEXINGTON, MA 02421 (781) 778-4400 - 5,875,000 ($13,539,433.52) COMMON STOCK. (FILE 333- 50180 - NOV. 17) (BR. 8) S-1 OMP INC, 310 GOLDEN SHORE, LONG BEACH, CA 90802 (562) 628-1007 - $75,000,000 COMMON STOCK. (FILE 333-50182 - NOV. 17) (NEW ISSUE) S-8 NIKU CORP, 305 MAIN ST, REDWOOD CITY, CA 94063 (650) 298-4600 - 4,400,000 ($62,700,000) COMMON STOCK. (FILE 333-50184 - NOV. 17) (BR. 8) SB-2 TRAVCO INC, 9315 HORIZON VISTA LANE, LAS VEGAS, NV 89117 (702) 650- 2050 - 15,000,000 ($300,000) COMMON STOCK. (FILE 333-50186 - NOV. 17) (NEW ISSUE) SB-2 CARPET ON THE GO INC, 2980 S RAINBOW BLVD, STE 222 C, LAS VEGAS, NV 89148 (702) 307-0488 - 12,500,000 ($125,000) COMMON STOCK. (FILE 333-50188 - NOV. 17) (NEW ISSUE) S-8 CRAFTMADE INTERNATIONAL INC, 650 S ROYAL LANE SUITE 100, COPPELL, TX 75050 (972) 393-3800 - 375,000 ($3,011,250) COMMON STOCK. (FILE 333- 50190 - NOV. 17) (BR. 5) S-3 LATTICE SEMICONDUCTOR CORP, 5555 NE MOORE COURT, HILLSBORO, OR 97124 (503) 268-8000 - 74,000 ($2,386,500) COMMON STOCK. (FILE 333-50192 - NOV. 17) (BR. 5) S-3 PROXIM INC /DE/, 295 N BERNARDO AVE, MOUNTAIN VIEW, CA 94043 (415) 960-1630 - 218,976 ($11,988,936) COMMON STOCK. (FILE 333-50194 - NOV. 17) (BR. 3) S-4 LIGHTBRIDGE INC, 67 S BEDFORD ST, BURLINGTON, MA 01803 (617) 359- 4000 - 11,847,500 ($121,696,904) COMMON STOCK. (FILE 333-50196 - NOV. 17) (BR. 7) SB-2 PRIME COMPANIES INC, 409 CENTER STREET, SUITE 406, YUBA CITY, CA 95991 ((53) 0) -755 - 25,424,982 ($9,771,644) COMMON STOCK. (FILE 333-50200 - NOV. 17) (BR. 7) S-8 BOTTOMLINE TECHNOLOGIES INC /DE/, 155 FLEET ST, PORTSMOUTH, NH 03801 (603) 436-0700 - 2,100,000 ($69,888,000) COMMON STOCK. (FILE 333-50202 - NOV. 17) (BR. 3) S-8 ION NETWORKS INC, 1551 S WASHINGTON AVE, PISCATAWAY, NJ 08854 (201) 494-4440 - 400,000 ($462,400) COMMON STOCK. (FILE 333-50204 - NOV. 17) (BR. 3) S-4 MARVELL TECHNOLOGY GROUP LTD, 2 CHURCH STREET CLARENDON HOUSE, P O BOX HM 1022, HAMILTON HM DX BERMU, D0 (441) 299-4985 - 31,564,708 ($1,522,997,161) COMMON STOCK. (FILE 333-50206 - NOV. 17) (BR. 5) S-3 TERAYON COMMUNICATION SYSTEMS, 2952 BUNKER HILL LN, SANTA CLARA, CA 95054 (408) 727-4400 - 367,804 ($6,804,374) COMMON STOCK. (FILE 333- 50208 - NOV. 17) (BR. 7) SB-2 INZECO HOLDINGS INC, 999 BARTON ST, STONEY CREEK, ONTARIO, CANADA L8E 5H4, A6 00000 (905) 643-5669 - 6,840,833 ($3,208,350) COMMON STOCK. (FILE 333-50212 - NOV. 17) S-3 TARGETED GENETICS CORP /WA/, 1100 OLIVE WAY, STE 100, SEATTLE, WA 98101 (206) 623-7612 - 5,950,798 ($62,297,417) COMMON STOCK. (FILE 333-50214 - NOV. 17) (BR. 1) S-8 ACTIVE VOICE CORP, 2901 THIRD AVE, STE 500, SEATTLE, WA 98121 (206) 441-4700 - 300,000 ($5,821,875) COMMON STOCK. (FILE 333-50216 - NOV. 17) (BR. 7) S-8 ACTIVE VOICE CORP, 2901 THIRD AVE, STE 500, SEATTLE, WA 98121 (206) 441-4700 - 1,120,000 ($21,735,000) COMMON STOCK. (FILE 333-50218 - NOV. 17) (BR. 7) S-1 POWER TECHNOLOGY INC/CN, 1000 W BONANZA RD, 604-925-0716, LAS VEGAS, NV 89106 (702) 382-3385 - $26,357,520 COMMON STOCK. (FILE 333-50220 - NOV. 17) (BR. 9) S-1 SITARA NETWORKS INC, 52 SECOND AVE, WALTHAM, MA 02451 (781) 487-5900 - $80,500,000 COMMON STOCK. (FILE 333-50224 - NOV. 17) SB-2 AMERICAN BIO MEDICA CORP, 122 SMITH ROAD, KINDERHOOK, NY 12106 (800) 227-1243 - 2,361,733 ($2,698,799) COMMON STOCK. (FILE 333-50230 - NOV. 17) (BR. 9) S-8 WILLIAM LYON HOMES, 19 CORPORATE PLAZA, NEWPORT BEACH, CA 92660 (949) 640-6400 - 1,073,912 ($8,456,349) COMMON STOCK. (FILE 333-50232 - NOV. 17) (BR. 6) S-3 CONSOLIDATED EDISON CO OF NEW YORK INC, 4 IRVING PL, NEW YORK, NY 10003 (212) 460-4600 - 500,000,000 ($500,000,000) STRAIGHT BONDS. (FILE 333-50236 - NOV. 17) (BR. 2) S-3 INTERPLAY ENTERTAINMENT CORP, 16815 VON KARMAN AVE, IRVINE, CA 92606 (949) 553-6655 - 13,336,511 ($48,761,618) COMMON STOCK. (FILE 333- 50252 - NOV. 20) (BR. 3) S-8 INTERPLAY ENTERTAINMENT CORP, 16815 VON KARMAN AVE, IRVINE, CA 92606 (949) 553-6655 - 1,600,000 ($5,795,156) COMMON STOCK. (FILE 333-50254 - NOV. 20) (BR. 3) SB-2 ONE VOICE TECHNOLOGIES INC, 6333 GREENWICH DR #240, SAN DIEGO, CA 92122 (619) 552-4466 - 2,475,494 ($11,844,901) COMMON STOCK. (FILE 333-50256 - NOV. 20) (BR. 9) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- AAMES MORTGAGE TRUST 2000-1 CA X X 10/25/00 ACTERNA CORP DE X X 11/14/00 ADVANCED TECHNOLOGY INDUSTRIES INC DE X X 10/31/00 ADVANTA BUSINESS RECIEVABLES CORP X X 11/16/00 ADVANTA BUSINESS SERVICES CORP DE X 11/10/00 ADVANTA BUSINESS SERVICES CORP DE X 11/10/00 ADVANTA EQUIPMENT LEASING RECEIVABL NV X 11/10/00 ES SERIES 2000-1 LLC ADVANTA LEASING RECEIVABLES CORP IV NV X 11/10/00 ADVANTA LEASING RECEIVABLES CORP IX NV X 11/10/00 ADVANTA LEASING RECEIVABLES CORP V NV X 11/10/00 ADVANTA LEASING RECEIVABLES CORP VI NV X 11/10/00 II AGL RESOURCES INC GA X X 11/17/00 AIRCRAFT FINANCE TRUST DE X 11/15/00 ALLEGHENY ENERGY INC MD X 11/15/00 ALLSTATE CORP DE X 11/16/00 ALTIVA FINANCIAL CORP DE X X X 11/13/00 AMB PROPERTY CORP MD X X 08/15/00 AMEND AMB PROPERTY LP DE X X 08/15/00 AMEND AMEDISYS INC DE X X 11/15/00 AMERICAN AIRCARRIERS SUPPORT INC DE X X 10/31/00 AMERICAN ECO CORP X X X 10/30/00 STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- AMERICAN ENTERPRISE COM CORP FL X X X 11/01/00 AMERICAN EXPRESS CENTURION BANK UT X X 11/15/00 AMERICAN EXPRESS RECEIVABLES FINANC DE X X 11/15/00 ING CORP AMERICAN EXPRESS RECEIVABLES FINANC DE X X 11/15/00 ING CORP II AMERITRANS CAPITAL CORP DE X 10/31/00 AMERIVEST PROPERTIES INC MD X X 11/16/00 ARCADIA INVESTMENTS INC WY X 11/15/00 ARCADIA RECEIVABLES FINANCE CORP DE X X 11/16/00 ARCHSTONE COMMUNITIES TRUST/ MD X X 11/15/00 ASIA WEB HOLDINGS INC DE X 11/06/00 ASIAN FINANCIAL INC NV X 11/14/00 AMEND ASSET BACKED SEC CORP HOME EQUITY L DE X X X 11/15/00 OAN SERIES 2000 LB1 AT&T CORP NY X X 11/15/00 ATCHISON CASTING CORP KS X X 11/16/00 AUTOZONE INC NV X X 11/15/00 AVNET INC NY X X 10/31/00 BANC ONE CREDIT CARD MASTER TRUST NY X X 11/15/00 BANK MUTUAL CORP X X 11/01/00 BANK OF AMERICA MORTGAGE SECURITIES DE X X 11/16/00 INC BANKNORTH GROUP INC/ME ME X X 11/16/00 BARRETT RESOURCES CORP DE X X 11/15/00 BELLSOUTH CORP GA X 11/16/00 BETHLEHEM STEEL CORP /DE/ DE X 11/16/00 BHC COMMUNICATIONS INC DE X X 11/09/00 BICO INC/PA PA X 11/07/00 BICO INC/PA PA X 11/16/00 BOWL AMERICA INC MD X 10/01/00 BROWN FORMAN CORP DE X 11/30/00 CABLEVISION SYSTEMS CORP /NY DE X X 11/10/00 CASCADE CORP OR X X 10/18/00 AMEND CBQ INC CO X 11/13/00 CC MASTER CREDIT CARD TRUST MD X 11/15/00 CC MASTER CREDIT CARD TRUST II MD X 11/15/00 CENTEX CONSTRUCTION PRODUCTS INC DE X X 11/10/00 CENTEX CORP NV X X 11/10/00 CHESAPEAKE ENERGY CORP OK X X 11/16/00 CHRIS CRAFT INDUSTRIES INC DE X X 11/15/00 CHRYSLER FINANCIAL CO LLC DAIMLERCH MI X X 11/15/00 RYSLER AUTO TRUST 2000-C CIRCUIT CITY CREDIT CARD MASTER TRU DE X X 11/15/00 ST CISCO SYSTEMS INC CA X 11/09/00 CISCO SYSTEMS INC CA X 11/13/00 CITIBANK CREDIT CARD MASTER TRUST I DE X X X 09/26/00 CITIBANK CREDIT CARD MASTER TRUST I DE X X 10/26/00 CITIBANK NEVADA NATIONAL ASSOCIATIO DE X X X 09/26/00 N CITIBANK NEVADA NATIONAL ASSOCIATIO DE X X 10/26/00 N STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- CITIBANK SOUTH DAKOTA N A DE X X X 09/26/00 CITIBANK SOUTH DAKOTA N A DE X 10/26/00 CITIBANK SOUTH DAKOTA N A DE X X 10/26/00 CITICORP DE X 10/10/00 CITICORP MORTGAGE SECURITIES INC DE X 11/16/00 CLAYTON HOMES INC DE X X 11/14/00 CLEARWORKS NET INC DE X X 11/13/00 CLIMACHEM INC OK X X 10/31/00 CNL HOSPITALITY PROPERTIES INC FL X 11/03/00 COMMAND SECURITY CORP NY X X 11/10/00 CONSOLTEX INC/ CA A8 X 09/30/00 CONTEX ENTERPRISE GROUP INC CO X 11/15/00 CONTINENTAL AIRLINES INC /DE/ DE X X 11/15/00 CORUS BANKSHARES INC MN X 11/15/00 COUNTRY WORLD CASINOS INC NV X 11/14/00 COVALENT GROUP INC NV X X 10/31/00 AMEND COVEST BANCSHARES INC DE X X 11/16/00 CRIIMI MAE FINANCIAL CORP MD X 11/15/00 CULP INC NC X 10/29/00 CURAGEN CORP DE X X 11/15/00 CURIS INC DE X X 11/16/00 CYTRX CORP DE X X 11/01/00 DAIMLERCHRYSLER AUTO TRUST 2000 A DE X X 11/15/00 DAIMLERCHRYSLER AUTO TRUST 2000 B DE X X 11/15/00 DEVON ENERGY CORP/DE DE X 10/26/00 DIASENSOR COM INC PA X 11/15/00 DISCOVER BANK DE X X 11/15/00 DISCOVER CARD MASTER TRUST I DE X X 11/15/00 DOMINION RESOURCES INC /VA/ VA X 11/16/00 DOVER CORP DE X X 11/13/00 DVI RECEIVABLES CORP VIII DE X X 11/07/00 DYNAMIC HEALTHCARE TECHNOLOGIES INC FL X 11/15/00 ENTRAVISION COMMUNICATIONS CORP DE X X 11/14/00 ENVISION DEVELOPMENT CORP /FL/ FL X X 10/31/00 EQUIVEST FINANCE INC DE X 11/15/00 ETOYS INC DE X X 11/15/00 EVENFLO CO INC DE X X 11/14/00 EXELON CORP PA X X 10/20/00 AMEND EXELON CORP PA X 11/15/00 EXPEDITORS INTERNATIONAL OF WASHING WA X 11/15/00 TON INC FEDEX CORP DE X 11/14/00 FIBERCORE INC NV X 11/14/00 FINGERHUT RECEIVABLES INC DE X 11/15/00 FIRST CHICAGO MASTER TRUST II DE X X 11/15/00 FIRST HORIZON ASSET SECURITIES INC DE X 11/16/00 FIRST NBC CREDIT CARD MASTER TRUST X 11/10/00 FIRST UNION CORP NC X X 11/14/00 FIRST UNION MASTER CREDIT CARD TRUS X X 11/15/00 T FIRST USA BANK NATIONAL ASSOCIATION X X 11/15/00 FIRST USA CREDIT CARD MASTER TRUST DE X X 11/10/00 FLIR SYSTEMS INC OR X X 11/15/00 STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- FLORIDA POWER CORP / FL X X 11/15/00 FLORIDA PROGRESS CORP FL X X 11/15/00 FNANB CREDIT CARD MASTER TRUST X X 11/15/00 FNB CORP/PA PA X 10/24/00 FOUNTAIN COLONY VENTURES INC CO X 09/22/00 AMEND FOX ENTERTAINMENT GROUP INC DE X 11/15/00 FRANKLIN SELECT REALTY TRUST CA X X 11/16/00 GARDEN COM INC X X 09/30/00 GEODYNE ENERGY INCOME LTD PARTNERSH OK X X 11/15/00 IP III-E GEORGIA PACIFIC CORP GA X 11/15/00 GERALD STEVENS INC/ FL X X 11/14/00 GIANT GROUP LTD DE X X 10/31/00 GODDARD INDUSTRIES INC MA X 11/01/00 GOLDMAN SACHS GROUP INC DE X X 10/31/00 GOOD GUYS INC DE X 11/08/00 GRAND COURT LIFESTYLES INC DE X X 11/10/00 GREENPOINT HM EQ LN AS BK NT SR 200 X X 10/16/00 0-1 CL A2 VA RT AS BK NT GREENPOINT HM EQ LN TR 1999-2 REV H DE X X 10/16/00 M EQ ASS BK NOT SE 1999-2 GUILFORD MILLS INC DE X X 11/16/00 GULF ISLAND FABRICATION INC LA X X 11/14/00 H QUOTIENT INC VA X X 11/16/00 HANOVER COMPRESSOR CO / DE X 11/08/00 HARCOURT GENERAL INC DE X X 10/27/00 HARVEYS CASINO RESORTS NV X X 11/15/00 HBOA HOLDINGS INC CO X X 11/14/00 HEALTHCARE REALTY TRUST INC MD X X 11/16/00 HEALTHCENTRAL COM DE X 11/14/00 HELISYS INC DE X 10/31/00 HILLENBRAND INDUSTRIES INC IN X X 11/13/00 HUNGRY MINDS INC /DE/ DE X X 11/13/00 HYBRID NETWORKS INC DE X 11/15/00 HYDROGIENE CORP/NV FL X X 11/14/00 IDX SYSTEMS CORP VT X 11/16/00 IL FORNAIO AMERICA CORP DE X X 11/15/00 IMMUNOGEN INC MA X X 11/08/00 IMO INDUSTRIES INC DE X X 11/16/00 INDIANA GAS CO INC IN X 09/30/00 INDIANA GAS CO INC IN X 09/30/00 INTERNET COMMERCE CORP DE X X 11/14/00 JACKSONVILLE BANCORP INC TX X X 11/15/00 JLK DIRECT DISTRIBUTION INC PA X 11/01/00 K TEL INTERNATIONAL INC MN X X 11/14/00 KELLSTROM INDUSTRIES INC DE X X 11/13/00 KEVCO INC TX X X 11/15/00 KEYPORT LIFE INSURANCE CO MA X 11/01/00 KOGER EQUITY INC FL X X 11/13/00 KOGER EQUITY INC FL X X 11/14/00 L 3 COMMUNICATIONS CORP DE X X X 11/13/00 L 3 COMMUNICATIONS HOLDINGS INC DE X X X 11/13/00 LABORATORY CORP OF AMERICA HOLDINGS DE X X 11/15/00 STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- LAKEHEAD PIPELINE CO LP DE X X 11/15/00 LAMAR ADVERTISING CO/NEW DE X X 11/15/00 LASALLE HOTEL PROPERTIES MD X X 11/14/00 LERNOUT & HAUSPIE SPEECH PRODUCTS N X 10/27/00 V LERNOUT & HAUSPIE SPEECH PRODUCTS N X 11/13/00 V LEXINGTON CORPORATE PROPERTIES TRUS MD X X 11/15/00 T LIBERTY CORP SC X 11/07/00 LIBERTY GROUP PUBLISHING INC DE X X 11/16/00 LODESTAR HOLDINGS INC X 11/15/00 LORACA INTERNATIONAL INC NV X X 10/30/00 LSB INDUSTRIES INC DE X X 10/31/00 LUCENT TECHNOLOGIES INC DE X 11/15/00 MAGAININ PHARMACEUTICALS INC DE X X 11/16/00 MARINE TRANSPORT CORP DE X 11/15/00 MATRIX SERVICE CO DE X X 10/15/00 MEDIX RESOURCES INC CO X 09/28/00 MERCK & CO INC NJ X X 11/15/00 MERCURY WASTE SOLUTIONS INC MN X X 11/13/00 MONTANA POWER CO /MT/ MT X 10/31/00 MONY GROUP INC DE X X 11/08/00 MORGAN STANLEY AIRCRAFT FINANCE DE X 10/31/00 NATIONAL CAPITAL COMPANIES INC NV X X 11/06/00 NATIONAL DATA CORP DE X X 11/09/00 NEOSE TECHNOLOGIES INC DE X X 11/14/00 NETDIGEST COM INC DE X 11/15/00 NEWMIL BANCORP INC DE X 11/15/00 NISSAN AUTO RECEIVABLES 2000-C OWNE X 11/07/00 R TRUST NORTH LILY MINING CO UT X 04/07/00 AMEND NORTH LILY MINING CO UT X 04/07/00 AMEND NORTHEAST INDIANA BANCORP INC DE X X 11/14/00 NTN COMMUNICATIONS INC DE X X 11/14/00 NUMED HOME HEALTH CARE INC NV X X 11/01/00 OCCIDENTAL PETROLEUM CORP /DE/ DE X 11/16/00 OGDEN CORP DE X X 11/14/00 PACIFIC SANDS INC NV X 10/11/00 AMEND PENN AMERICA GROUP INC PA X 11/14/00 PENTASTAR COMMUNICATIONS INC DE X X 11/14/00 PHILLIPS PETROLEUM CO DE X X 11/15/00 PICCADILLY CAFETERIAS INC LA X X 11/13/00 PILLOWTEX CORP TX X X 11/14/00 PIONEER OIL & GAS UT X 11/16/00 PLAYBOY ENTERPRISES INC DE X X 11/14/00 AMEND POTLATCH CORP DE X 11/15/00 PRECISION PARTNERS INC DE X X 11/14/00 PUBLIC SERVICE CO OF NEW MEXICO NM X 11/16/00 PUBLIC SERVICE CO OF NEW MEXICO NM X 11/16/00 AMEND QUEST NET CORP FL X 11/16/00 AMEND QUIZNOS CORP CO X 11/13/00 RADIO ONE INC DE X 11/10/00 STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- RANCON REALTY FUND IV CA X 11/15/00 RANCON REALTY FUND V CA X 11/15/00 REYNOLDS & REYNOLDS CO OH X 11/15/00 SABRE HOLDINGS CORP DE X 11/16/00 SAKS CREDIT CARD MASTER TRUST NV X X 11/15/00 SALEM COMMUNICATIONS CORP /DE/ DE X X 09/01/00 AMEND SANTANDER BANCORP X 09/30/00 SEAGRAM CO LTD CA X X 11/15/00 SEARS CREDIT ACCOUNT MASTER TRUST I IL X X 11/02/00 I SEARS CREDIT ACCOUNT MASTER TRUST I IL X X 11/02/00 I SEARS CREDIT ACCOUNT MASTER TRUST I IL X X 11/15/00 I SEEC INC PA X X 11/16/00 SENIOR HOUSING PROPERTIES TRUST MD X X 10/31/00 SHOP AT HOME INC /TN/ TN X 06/30/01 SKINTEK LABS INC DE X 09/14/00 AMEND SMARTERKIDS COM INC X X 11/14/00 SOFTNET SYSTEMS INC DE X 11/13/00 SOLPOWER CORP NV X X 08/30/00 AMEND SONIC CORP DE X 11/14/00 SOUTHERN FINANCIAL BANCORP INC /VA/ VA X X 09/01/00 AMEND SOVEREIGN SPECIALTY CHEMICALS INC DE X X 10/31/00 AMEND SPSS INC DE X X 11/06/00 STONEHAVEN REALTY TRUST MD X X 11/09/00 STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/00 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/00 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/00 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/00 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/00 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/00 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/00 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/00 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/00 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/00 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/00 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/00 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/00 TS INC STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/00 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 11/02/00 TS INC STRUCTURED ASSET SECURITIES CORP DE X X 11/14/00 STUDENT ADVANTAGE INC DE X X 10/31/00 STURM RUGER & CO INC DE X 10/24/00 AMEND TECO ENERGY INC FL X X 11/14/00 TECO ENERGY INC FL X 11/16/00 TEKGRAF INC GA X X 11/13/00 THIN FILM BATTERY INC CO X 11/06/00 TITAN PHARMACEUTICALS INC DE X X 11/15/00 TRICON GLOBAL RESTAURANTS INC NC X 11/15/00 TYCO INTERNATIONAL LTD /BER/ X X 11/13/00 UNICAPITAL CORP DE X 11/15/00 UNIFRAX INVESTMENT CORP DE X 10/04/00 UNIONBANCORP INC DE X X 11/14/00 UNITED TELEVISION INC DE X X 11/09/00 UNITEL VIDEO INC/DE DE X X 10/23/00 USAA FEDERAL SAVINGS BANK X 10/31/00 VANDERBILT MORTGAGE & FINANCE INC TN X X 11/14/00 VANS INC DE X X 11/14/00 VECTREN CORP IN X 10/31/00 VIRGINIA ELECTRIC & POWER CO VA X 11/16/00 VIROPHARMA INC DE X X 11/13/00 WELLS FARGO ASSET SECURITIES CORP DE X X 09/27/00 WELLS FARGO ASSET SECURITIES CORP DE X X 11/15/00 WELLS REAL ESTATE INVESTMENT TRUST MD X X 11/01/00 INC WINSTAR COMMUNICATIONS INC DE X 11/07/00 AMEND XETA TECHNOLOGIES INC OK X X X 11/01/00 YAMAHA MOTOR RECEIVABLES CORP DE X 11/15/00 3DFX INTERACTIVE INC CA X 11/15/00