SEC NEWS DIGEST Issue 2001-225 November 23, 2001 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CHANGE IN THE MEETING: ADDITIONAL MEETING AND TIME CHANGE OPEN MEETING - THURSDAY, NOVEMBER 29, 2001 - 10:00 A.M. The subject matter of the open meeting scheduled for Thursday, November 29, 2001, at 10:00 a.m., will be: The Commission will consider whether to extend a stay relating to the application of certain requirements contained in Regulation ATS under the Securities Exchange Act of 1934 to alternative trading systems that facilitate trading in investment grade and non-investment grade corporate debt securities. Those requirements relate to fair access and systems capacity, security, and integrity. The current stay of those requirements expires on December 1, 2001. For further information, contact: Gordon Fuller, Counsel to the Assistant Director, at (202) 942-0792, Office of Market Supervision, Division of Market Regulation. CLOSED MEETING The time of the closed meeting scheduled for Thursday, November 29, 2001 at 10:00 a.m., has been changed. The closed meeting will follow the 10:00 a.m. open meeting. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS ADMINISTRATIVE PROCEEDINGS INSTITUTED AND SIMULTANEOUSLY SETTLED AGAINST WAYNE PRICHASON On November 21, the Commission entered an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions against Wayne L. Prichason (Prichason). The Commission simultaneously accepted Prichason's Offer of Settlement, barring him from association with any broker or dealer. On December 28, 2000, the Commission filed a complaint in the United States District Court for the Southern District of Florida against Prichason, among others, charging Prichason with violating the securities registration, broker-dealer registration, and antifraud provisions of the federal securities laws in connection with the unregistered offering of partnership units issued by Web Hosting Headquarters Partnership, SEC v. Web Hosting Headquarters Partnership, et al. Civil Action No. 00-4975-CIV-HIGHSMITH (S.D. Fla. Dec. 28, 2000). On June 4, 2001, a Final Judgment of Permanent Injunction and Other Relief was entered, by consent, against Prichason enjoining him from future violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Sections 10(b) and 15(a)(1) of the Exchange Act of 1934 and Rule 10b-5 thereunder. (Rel. 34-45091; File No. 3-10644) SEC INSTITUTES ADMINISTRATIVE PROCEEDING AGAINST BERNADETTE STEVENS A/K/A BERNADETTE STEVENS BELL On November 21, the Commission issued an Order Instituting Public Proceedings Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934 (Order) against Bernadette Stevens (Stevens) a/k/a Bernadette Stevens Bell of Broward County, Florida. In the Order, the Division of Enforcement (Division) alleges that the Commission filed a civil injunctive action entitled SEC v. David Morgenstern, Fred Morgenstern, Bernadette Stevens and Amquest International, Ltd., Case No. 98-7044CIV- Seitz/Garber (S.D.Fla.) against Stevens in September 1998, alleging violations of the federal securities laws. The Division further alleges that Stevens was enjoined from future violations by a court order issued in January 2001. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Stevens an opportunity to dispute these allegations, and to determine what sanctions, if any, are appropriate and in the public interest. (Rel. 34-45092; File No. 3-10645) CIVIL ACTION AGAINST DAVID BLUNK, ET AL. The Commission announced that on November 5 Judge Hugh Lawson of the United States District Court for the Middle District of Georgia entered Final Judgments of Permanent Injunction Against Defendants Aubrey John Elam, Jr. and Stanley C. Eaves restraining and enjoining each of them from future violations of Sections 17(a) and of the Securities Act of 1933 (Securities Act) and ordering each of them to pay a civil penalty in the amount of $25,000 apiece. Elam and Eaves each consented to the entry of the Final Judgment of Permanent Injunction without admitting or denying the allegations of the Commission's complaint. The Commission's complaint alleged that the defendants committed securities fraud by repeatedly offering to sell fictitious prime bank securities to Mercer University. According to the complaint, Blunk, Elam, and Eaves misrepresented that an investment of $5 - $10 million dollars would generate returns of 120% per year and that the safety of Mercer's principal would be guaranteed by one of several well-known European banks. The SEC also alleged that Eaves and Elam misrepresented what they were told about the investment by officials of a prominent Charlotte bank and by an FBI agent they spoke with in London. The complaint further alleged that the defendants misrepresented that the University could earn a return of 50% on an investment of $10 million in just 25 days. For further information see also LR-16288 (September 22, 1999). [SEC v. W. David Blunk, Jr., Aubrey John Elam, Jr. and Stanley C. Eaves; Civil Action File No. 5:99-CV-372, HL] (LR-17244) SEC OBTAINS PRELIMINARY INJUNCTION AGAINST BROKER IN IDENTITY THEFT AND PENNY STOCK MANIPULATION FRAUD CASE The Commission announced today that, on November 8, the Honorable William H. Pauley III, United States District Judge for the Southern District of New York, issued a preliminary injunction and granted ancillary relief against Robert C. Ingardia, a broker most recently affiliated with the New York City-based brokerage firm of Joseph Stevens & Co. (Joseph Stevens), based on the Commission's prima facie showing that Ingardia engaged in violations of the antifraud provisions of the federal securities laws. Among other things, the Commission's Complaint, filed on September 6, 2001, alleges that, as part of a manipulation scheme, Ingardia and certain unknown individuals assumed the identity of Ingardia's present and former customers in telephone calls to several broker-dealers other than Joseph Stevens, and placed more than $1.1 million worth of unauthorized trades in the customer accounts, including purchasing more than $230,000 worth of stocks in Converge Global, Inc., a Utah corporation headquartered in Santa Monica, California, and Equity Technologies & Resource, Inc., a Delaware corporation headquartered in Lexington, Kentucky. In addition to the preliminary injunction already obtained, the Commission seeks to permanently enjoin Ingardia from violating the antifraud provisions. [SEC v. Robert C. Ingardia, Civil Action No. 01-CV-8356, WHP, USDC, SDNY] (LR-17245) INVESTMENT COMPANY ACT RELEASES ORDERS OF DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT Orders have been issued under Section 8(f) of the Investment Company Act declaring that each of the following has ceased to be an investment company: 4 Winds Family of Funds [File No. 811-10099] (Rel. IC-25275 - November 20, 2001) First Choice Funds Trust [File No. 811-7681] (Rel. IC- 25276 - November 20, 2001) Neuberger Berman Equity Trust [File No. 811-7784] (Rel. IC- 25277 - November 20, 2001) Neuberger Berman Equity Assets [File No. 811-8106] (Rel. IC- 25278 - November 20, 2001) Neuberger Berman Equity Series [File No. 811-9011] (Rel. IC-25279 - November 20, 2001) The Pillar Funds [File No. 811-6509] (Rel. IC- 25280 - November 20, 2001) Scottish Widows International Fund [File No. 811-6019] (Rel. IC- 25281 - November 20, 2001) West University Fund, Inc. [File No. 811-9124] (Rel. IC- 25282 - November 20, 2001) INVESCO Global Health Sciences Fund [File No. 811-6476] (Rel. IC-25283 - November 20, 2001) William Penn Interest Income Fund [File No. 811-5177] (Rel. IC- 25284 - November 20, 2001) Alliance Income Builder Fund, Inc. [File No. 811-6372] (Rel. IC-25285 - November 20, 2001) Alliance Limited Maturity Government Fund, Inc. [File No. 811-6627] (Rel. IC- 25286 - November 20, 2001) Alliance Mortgage Securities Income Fund, Inc. [File No.811-3829] (Rel. IC-25287 - November 20, 2001) Alliance World Income Trust, Inc. [File No. 811-6205] (Rel. IC- 25288 - November 20, 2001) Alliance Short Term Multi Market Trust, Inc. [File No. 811-5771] (Rel. IC-25289 - November 20, 2001) Alliance Tax-Free Shares, Inc. [File No. 811-2717] (Rel. IC-25290 - November 20, 2001) Alliance Insured California Tax Exempt Shares, Inc. [File No. 811-4359] (Rel. IC-25291 - November 20, 2001) Van Wagoner Private Opportunities Fund, L.P. [File No. 811-10279] (Rel. IC-25292 - November 20, 2001) Blanchard Precious Metals Fund, Inc. [File No. 811-5303] (Rel. IC-25293 - November 20, 2001) Ameritor Industry Fund [File No. 811-855] (Rel. IC-25294 - November 20, 2001) Phoenix-Goodwin Multi-Sector Fixed Income Fund, Inc. [File No. 811-5909] (Rel. IC-25295 - November 20, 2001) EVERGREEN SELECT FIXED INCOME TRUST, ET AL. An order has been issued on an application filed by Evergreen Select Fixed Income Trust, et al. under (1) Section 6(c) of the Investment Company Act exempting applicants from Sections 18(f) and 21(b) of the Act; (2) Section 12(d)(1)(J) of the Act exempting applicants from Section 12(d)(1) of the Act; (3) Sections 6(c) and 17(b) of the Act exempting applicants from Sections 17(a)(1) and 17(a)(3) of the Act; and (4) Section 17(d) of the Act and Rule 17d-1 under the Act. The order permits certain registered open-end management investment companies to participate in a joint lending and borrowing facility. (Rel. IC-25296 - November 20) CITIZENS FUNDS AND CITIZENS ADVISERS, INC. An order has been issued on an application filed by Citizens Funds and Citizens Advisers, Inc. exempting applicants from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order permits applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC-25297 - November 21) HOLDING COMPANY ACT RELEASES AMERICAN ELECTRIC POWER COMPANY, INC. A notice has been issued giving interested persons until December 14, 2001, to request a hearing on a proposal by American Electric Power Company, Inc. (AEP), a registered holding company, to extend, through September 30, 2006, the time in which it may issue and sell up to approximately 6.1 million shares of its common stock, as previously approved, to AEP's employee savings plan. (HCAR No. 27468; November 20, 2001) (Rel. 35-27468) SELF-REGULATORY ORGANIZATIONS NATIONAL MARKET SYSTEM PLAN AMENDMENT The Commission approved the 12th Amendment of the Reporting Plan for Nasdaq/National Market Securities Traded on an Exchange on an Unlisted or Listed Basis, submitted by the National Association of Securities Dealers, the Pacific Exchange and the Boston, Chicago, Philadelphia and Cincinnati Stock Exchanges. Publication of the proposal is expected in the Federal Register during the week of November 26. (Rel. 34-45081) DELISTING GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Common Stock, $.00042 par value, of Booktech.com, Inc., effective at the opening of business on November 21, 2001. (Rel. 34-45088) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . F-6 KUMBA RESOURCES LTD, PO BOX 9229, PRETORIA, T3 00000 - 25,000,000 ($1,250,000) DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-14076 - NOV. 09) S-B BANQUE CENTRALE DE TUNISIE, 1515 MASS AVE N W, EMBASSY OF REPUBLIC OF TUNISIA, WASHINGTON, DC 20005 - 800,000,000 ($800,000,000) STRAIGHT BONDS. (FILE 333-14084 - NOV. 13) (BR. 99) F-6 UNIFIED ENERGY SYSTEM OF RUSSIA \ADR\, 48 WALL ST, C/O BANK OF NEW YORK, NEW YORK, NY 10286 (212) 815-2009 - 20,000,000 ($1,000,000) DEPOSITARY RECEIPTS FOR PREFERRED STOCK. (FILE 333-14086 - NOV. 14) (BR. 99) F-6 UNIFIED ENERGY SYSTEM OF RUSSIA \ADR\, 48 WALL ST, C/O BANK OF NEW YORK, NEW YORK, NY 10286 (212) 815-2009 - 50,000,000 ($2,500,000) DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-14088 - NOV. 14) (BR. 99) S-8 M SYSTEMS FLASH DISK PIONEERS LTD, P O BOX 58036, BLDG NO 1 NEVE SHARET, TEL AVIV ISRAEL, L3 61580 (516) 424-4345 - 750,000 ($5,205,000) FOREIGN COMMON STOCK. (FILE 333-14092 - NOV. 14) (BR. 3) S-8 M SYSTEMS FLASH DISK PIONEERS LTD, P O BOX 58036, BLDG NO 1 NEVE SHARET, TEL AVIV ISRAEL, L3 61580 (516) 424-4345 - 6,310,000 ($48,156,021.03) STRAIGHT BONDS. (FILE 333-14094 - NOV. 14) (BR. 3) S-8 BMC SOFTWARE INC, 2101 CITYWEST BLVD, HOUSTON, TX 77042 (713) 918-8800 - 10,000,000 ($151,250,000) COMMON STOCK. (FILE 333-73388 - NOV. 15) (BR. 3) S-8 NAVISTAR INTERNATIONAL CORP, 455 N CITYFRONT PLAZA DR, CHICAGO, IL 60611 (312) 836-2000 - 500,000 ($17,335,000) COMMON STOCK. (FILE 333-73392 - NOV. 15) (BR. 5) S-8 VIVUS INC, 1172 CASTRO ST, STE 200, MOUNTAIN VIEW, CA 94040 (650) 934-5265 - 1,000,000 ($3,270,000) COMMON STOCK. (FILE 333-73394 - NOV. 15) (BR. 5) S-8 CYBERTEL COMMUNICATIONS CORP, 4275 EXECUTIVE SQUARE, SUITE 510, LA JOLLA, CA 92037 (800) 645-5557 - 1,500,000 ($330,000) COMMON STOCK. (FILE 333-73398 - NOV. 14) (BR. 8) S-8 LOWES COMPANIES INC, 1605 CURTIS BRIDGE RD, WILKESBORO, NC 28697 (336) 658-4000 - 30,000,000 ($1,155,000,000) COMMON STOCK. 50,000,000 ($50,000,000) OTHER SECURITIES INCLUDING VOTING TRUST. (FILE 333-73408 - NOV. 15) (BR. 6) S-3 ELIZABETH ARDEN INC, 14100 NW 60TH AVE, MIAMI LAKES, FL 33014 (305) 818-8000 - 209,853 ($3,065,952.33) COMMON STOCK. (FILE 333-73416 - NOV. 15) (BR. 2) S-8 TEAMSTAFF INC, 300 ATRIUM DRIVE, SOUTH PLAINFIELD, NJ 08873 (732) 748-1700 - 2,214,286 ($12,898,216) COMMON STOCK. (FILE 333-73426 - NOV. 15) (BR. 8) S-8 MERCATOR SOFTWARE INC, 45 DANBURY RD, WILTON, CT 06897 (203) 761-7600 - 3,000,000 ($35,645,018.02) COMMON STOCK. (FILE 333-73432 - NOV. 15) (BR. 3) S-4 FIDELITY BANCORP INC, 1009 PERRY HIGHWAY, PITTSBURGH, PA 15237 (412) 367-3300 - 126,000 ($1,733,130) COMMON STOCK. (FILE 333-73436 - NOV. 15) (BR. 7) S-4 WEINGARTEN REALTY INVESTORS /TX/, 2600 CITADEL PLAZA DR, SUITE 300, HOUSTON, TX 77292 (713) 866-6000 - 200,000,000 ($199,718,000) STRAIGHT BONDS. (FILE 333-73438 - NOV. 15) (BR. 8) S-8 FIRST TENNESSEE NATIONAL CORP, 165 MADISON AVE, MEMPHIS, TN 38103 (901) 523-4638 - 4,000,000 ($142,080,000) COMMON STOCK. (FILE 333-73440 - NOV. 15) (BR. 7) S-8 FIRST TENNESSEE NATIONAL CORP, 165 MADISON AVE, MEMPHIS, TN 38103 (901) 523-4638 - 4,000,000 ($142,080,000) COMMON STOCK. (FILE 333-73442 - NOV. 15) (BR. 7) S-2 APEX MORTGAGE CAPITAL INC, 865 FIGUEROA STREET, STE 1800, LOS ANGELES, CA 90017 (213) 244-0461 - 3,105,000 ($32,695,650) COMMON STOCK. (FILE 333-73448 - NOV. 15) (BR. 8) S-8 UNION ACCEPTANCE CORP, 250 NORTH SHADELAND AVENUE, INDIANAPOLIS, IN 46219 (317) 231-6400 - 300,000 ($1,560,000) COMMON STOCK. (FILE 333-73452 - NOV. 15) (BR. 7) S-4 HEWLETT PACKARD CO, 3000 HANOVER ST, PALO ALTO, CA 94304 (415) 857-1501 - 1,201,450,898 ($4,493,391,857) COMMON STOCK. (FILE 333-73454 - NOV. 15) (BR. 3) S-8 QUIGLEY CORP, KELLS BUILDING, 621 SHADY RETREAT RD, DOYLESTOWN, PA 18901 (215) 345-0919 - 1,500,000 ($2,055,000) COMMON STOCK. (FILE 333-73456 - NOV. 15) (BR. 4) S-3 RSA SECURITY INC/DE/, 36 CROSBY DRIVE, BEDFORD, MA 01730 (781) 301-5000 - 7,028,009 ($92,137,197.99) COMMON STOCK. (FILE 333-73460 - NOV. 15) (BR. 3) S-8 SOUTHERN CO, 270 PEACHTREE ST, ATLANTA, GA 30303 (404) 506-5000 - 3,213,726 ($76,422,405) COMMON STOCK. (FILE 333-73462 - NOV. 15) (BR. 2) S-4 PERFICIENT INC, 7600-B NORTH CAPITAL OF TEXAS HGWY,, SUITE 220, AUSTIN, TX 78731 (512) 531-6000 - 4,912,420 ($10,561,703) COMMON STOCK. (FILE 333-73466 - NOV. 15) (BR. 3) S-8 NAPRO BIOTHERAPEUTICS INC, 6304 SPINE RD, UNIT A, BOULDER, CO 80301 (303) 530-3891 - 1,825,000 ($16,560,627.43) COMMON STOCK. 1,825,000 ($16,560,626.59) OTHER SECURITIES INCLUDING VOTING TRUST. (FILE 333-73470 - NOV. 15) (BR. 1) F-9 THOMSON CORP /CAN/, STE 2706 TORONTO DOMINION BANK TOWER, TORONTO DOMINION CENTRE, TORONTO ONTARIO M5K 1A1, A6 - 1,881,540,000 ($1,881,540,000) STRAIGHT BONDS. (FILE 333-14074 - NOV. 08) (BR. 5) S-3 ABN AMRO MORTGAGE CORP, 135 S LASALLE STREET, CHICAGO, IL 60603 (212) 506-2500 - 1,000,000 ($1,000,000) PASS-THROUGH MORTGAGE-BACKED CERTIFICATE. (FILE 333-73036 - NOV. 09) (BR. 8) S-8 NBT BANCORP INC, 52 S BROAD ST, NORWICH, NY 13815 (607) 337-2265 - 500,000 ($6,620,000) COMMON STOCK. (FILE 333-73038 - NOV. 09) (BR. 7) S-8 AETNA INC /PA/, 151 FARMINGTON AVENUE, HARTFORD, CT 06156 (860) 273-0123 - 10,000,000 ($288,850,000) COMMON STOCK. (FILE 333-73052 - NOV. 09) (BR. 1) S-3 EATON VANCE CORP, 255 STATE STREET, BOSTON, MA 02109 (617) 482-8260- 4,510,830 ($131,265,153) COMMON STOCK. (FILE 333-73080 - NOV. 09) (BR. 7) S-8 ICN PHARMACEUTICALS INC, 3300 HYLAND AVE, COSTA MESA, CA 92626 (714) 545-0100 - 6,750,000 ($175,871,250) COMMON STOCK. (FILE 333-73098 - NOV. 09) (BR. 1) SB-2 VITAL LIVING PRODUCTS INC, 5001 SMITH FARM ROAD, CHARLOTTE, NC 28104 (704) 821-3200 - 14,242,249 ($8,224,898.80) COMMON STOCK. (FILE 333-73126 - NOV. 09) (BR. 6) S-4 CATEGORY 5 TECHNOLOGIES INC, 4505 S SASATCH BLVD, STE 370, SALT LAKE CITY, UT 84124 (801) 424-2999 - 9,000 ($19,800,000) COMMON STOCK. (FILE 333-73128 - NOV. 09) (BR. 8) S-8 WESTFIELD FINANCIAL INC, 141 ELM STREET, WESTFIELD, MA 01085 (413) 568-1911 - 645,690 ($28,455,558.30) COMMON STOCK. (FILE 333-73132 - NOV. 09) S-3 BIOMARIN PHARMACEUTICAL INC, 371 BEL MARIN KEYS BLVD, STE 210, NOVATO, CA 94949 (415) 884-6700 - 6,900,000 ($83,628,000) COMMON STOCK. (FILE 333-73136 - NOV. 09) (BR. 1) S-3 LOEWS CORP, 667 MADISON AVE, NEW YORK, NY 10021 (212) 545-2000 - 20,000,000 ($284,600,000) COMMON STOCK. (FILE 333-73138 - NOV. 09) (BR. 1) S-8 PENNEY J C CO INC, 6501 LEGACY DR, PLANO, TX 75024 (972) 431-1000 - 500,000 ($11,755,000) COMMON STOCK. (FILE 333-73140 - NOV. 09) (BR. 2) S-8 ORACLE CORP /DE/, 500 ORACLE PKWY, REDWOOD CITY, CA 94065 (415) 506-7000 - 5,355,000 ($80,592,750) COMMON STOCK. (FILE 333-73150 - NOV. 09) (BR. 3) S-3 APARTMENT INVESTMENT & MANAGEMENT CO, COLORADO CENTER TOWER TWO, 2000 S COLORADO BLVD STE 2-1000, DENVER, CO 80222 (303) 757-8101 - 715,781 ($30,621,111.18) COMMON STOCK. (FILE 333-73162 - NOV. 09) (BR. 8) S-3 ALLOY INC, 151 WEST 26TH STREET, 11TH FLOOR, NEW YORK, NY 10001 (212) 244-4307 - 5,914,588 ($79,833,438) COMMON STOCK. (FILE 333-73166 - NOV. 13) (BR. 2) S-3 EXPEDIA INC, 13810 SE EASTGATE WAY, SUITE 400, BELLEVUE, WA 98005 (425) 705-4874 - 6,700,000 ($201,067,000) WARRANTS, OPTIONS OR RIGHTS. (FILE 333-73168 - NOV. 13) (BR. 5) S-4 AMERICAN AIRLINES INC, 4333 AMON CARTER BLVD, FT WORTH, TX 76155 (817) 963-1234 - 1,253,516,652 ($1,253,516,652) EQUIPMENT TRUST CERTIFICATES. (FILE 333-73476 - NOV. 16) (BR. 5) S-8 AMERICAN MANAGEMENT SYSTEMS INC, 4050 LEGATO RD, FAIRFAX, VA 22033 (703) 267-8000 - 1,000,000 ($13,780,000) COMMON STOCK. (FILE 333-73478 - NOV. 16) (BR. 3) S-8 AMN HEALTHCARE SERVICES INC, 12235 EL CAMINO REAL, SUITE 200, SAN DIEGO, CA 92130 (800) 282-0300 - 7,710,936 ($70,602,173.16) COMMON STOCK. (FILE 333-73482 - NOV. 16) (BR. 1) S-8 ONE TOUCH TOTAL COMMUNICATIONS INC, 1630 SOUTH SUNKIST STREET SUITE K, ANAHEIM, CA 92801 (714) 456-0865 - 20,000,000 ($812,000) COMMON STOCK. (FILE 333-73486 - NOV. 16) (BR. 9) S-8 IBASIS INC, 20 SECOND AVE, BURLINGTON, MA 01803 (781) 505-7500 - 3,300,000 ($2,310,000) COMMON STOCK. (FILE 333-73492 - NOV. 16) (BR. 8) S-8 VISHAY INTERTECHNOLOGY INC, 63 LINCOLN HWY, MALVERN, PA 19355 (610) 644-1300 - 4,240,660 ($76,341,853.60) COMMON STOCK. (FILE 333-73496 - NOV. 16) (BR. 5) S-3 ORASURE TECHNOLOGIES INC, 150 WEBSTER ST, BETHLEHEM, PA 18015 (503) 641-6115 - 4,049,882 ($42,544,010) COMMON STOCK. (FILE 333-73498 - NOV. 16) (BR. 5) S-8 DIGITAL INSIGHT CORP, 26025 MUREAU RD, CALABASAS, CA 93012 (818) 871-0000 - 399,395 ($6,731,802) COMMON STOCK. (FILE 333-73500 - NOV. 16) (BR. 8) S-8 YOUTICKET COM INC, 4420 S. ARVILLE, STE 13, LAS VEGAS, NV 89103 (702) 876-8200 - 400,000 ($48,000) COMMON STOCK. (FILE 333-73502 - NOV. 16) (BR. 7) S-3 FAMOUS DAVES OF AMERICA INC, 7657 ANAGRAM DR, EDEN PRAIRIE, MN 55344 (612) -55-7-57 - 100,000 ($757,000) COMMON STOCK. (FILE 333-73504 - NOV. 16) (BR. 5) S-8 MICROCHIP TECHNOLOGY INC, 2355 W CHANDLER BLVD, CHANDLER, AZ 85224 (480) 786-7200 - 1,300,000 ($38,912,022.50) COMMON STOCK. (FILE 333-73506 - NOV. 16) (BR. 5) S-1 NEOGENESIS PHARMACEUTICALS INC, 540 MEMORIAL DRIVE, CAMBRIDGE, MA 02139 (617) 868-1500 - $115,000,000 COMMON STOCK. (FILE 333-73508 - NOV. 16) (NEW ISSUE) S-8 INTEGRA LIFESCIENCES HOLDINGS CORP, 311 C ENTERPRISE DRIVE, PLAINSBORO, NJ 08536 (609) 275-0500 - 2,000,000 ($53,080,000) COMMON STOCK. (FILE 333-73512 - NOV. 16) (BR. 1) S-8 DIGITAS INC, 800 BOYLSTON STREET, PRUDENTIAL TOWER, BOSTON, MA 02199 (617) 867-1000 - 15,000,000 ($34,500,000) COMMON STOCK. (FILE 333-73514 - NOV. 16) (BR. 8) S-8 TALK VISUAL CORP, 3550 BISCAYNE BLVD, SUITE 704, MIAMI, FL 33137 (310) 348-7266 - 18,700,000 ($715,275) COMMON STOCK. (FILE 333-73518 - NOV. 16) (BR. 3) S-3 FIRST HORIZON ASSET SECURITIES INC, 4000 HORIZON WAY, IRVING, TX 75063 (972) 484-5600 - 1,000,000 ($100,000) PASS-THROUGH MORTGAGE-BACKED CERTIFICATE. (FILE 333-73524 - NOV. 16) (BR. 8) S-8 VOICEFLASH NETWORKS INC, 6401 CONGRESS AVE., STE. 250, SUITE 206, BOCA RATON, FL 33487 (561) 994-3223 - 250,000 ($112,500) COMMON STOCK. (FILE 333-73538 - NOV. 16) (BR. 8) S-8 UNOCAL CORP, 2141 ROSECRANS AVE, STE 4000, EL SEGUNDO, CA 90245 (310) 726-7600 - 40,000,000 ($40,000,000) OTHER SECURITIES INCLUDING VOTING TRUST. (FILE 333-73540 - NOV. 16) (BR. 4) S-8 ASPECT COMMUNICATIONS CORP, 1730 FOX DR, SAN JOSE, CA 95131 (408) 325-2200 - 4,450,000 ($7,832,000) COMMON STOCK. (FILE 333-73542 - NOV. 16) (BR. 3) S-8 TRIAD GUARANTY INC, 101 SOUTH STRATFORD RD, STE 500, WINSTON SALEM, NC 27104 (202) 951-4459 - 500,000 ($16,215,000) COMMON STOCK. (FILE 333-73548 - NOV. 16) (BR. 1) S-3 CONCEPTUS INC, 1021 HOWARD AVE, SAN CARLOS, CA 94070 (415) 802-7240 - 2,326,000 ($41,751,700) COMMON STOCK. (FILE 333-73550 - NOV. 16) (BR. 5) S-4 PLASTIPAK HOLDINGS INC, 9135 GENERAL COURT,, P.O. BOX 2500C, PLYMOUTH, MI 48170 (734) 455-3600 - 275,000,000 ($275,000,000) STRAIGHT BONDS. (FILE 333-73552 - NOV. 16) (NEW ISSUE) S-1 SFBC INTERNATIONAL INC, 11190 BISCAYNE BLVD, NORTH MIAMI, FL 33181 (305) 895-0304 - 2,350,000 ($39,362,500) COMMON STOCK. (FILE 333-73560 - NOV. 16) (BR. 1) S-8 PEERLESS SYSTEMS CORP, 2381 ROSECRANS AVE, EL SEGUNDO, CA 90245 (310) 536-0908 - 1,500,000 ($1,785,000) COMMON STOCK. (FILE 333-73562 - NOV. 16) (BR. 3) S-3 FIDELITY FEDERAL BANCORP, 700 S GREEN RIVER ROAD, SUITE 2000, EVANSVILLE, IN 47715 (812) 469-2100 - 1,500 ($1,500,000) STRAIGHT BONDS. 500,000 ($250,000) WARRANTS, OPTIONS OR RIGHTS. 500,000 ($1,250,000) COMMON STOCK. (FILE 333-73564 - NOV. 16) (BR. 7) S-8 CHATEAU COMMUNITIES INC, 6160 S SYRACUSE WAY, GREENWOOD VILLAGE, CO 80111 (303) 741-8707 - 55,000 ($1,669,250) COMMON STOCK. (FILE 333-73566 - NOV. 16) (BR. 8) S-8 THERASENSE INC, 1360 S LOOP RD, SUITE 2000, SAN FRANCISCO, CA 94502 (510) 749-5400 - 76,094 ($1,798,862.16) COMMON STOCK. (FILE 333-73568 - NOV. 16) (BR. 5) S-3 CARCO AUTO LOAN MASTER TRUST, 27777 FRANKLIN RD, C/O U S AUTO RECEIVABLES CO, SOUTHFIELD, MI 48034 (248) 948-3067 - 1,000,000 ($1,000,000) EQUIPMENT TRUST CERTIFICATES. (FILE 333-73570 - NOV. 16) (BR. 8) S-2 MEDIX RESOURCES INC, 305 MADISON AVE, SUITE 2033, NEW YORK, NY 10165 (212) 697-2509 - 447,500 ($335,625) COMMON STOCK. (FILE 333-73572 - NOV. 16) (BR. 8) S-8 POLYCOM INC, 1565 BARBER LANE, MILPITAS, CA 95035 (408) 526-9000 - 750,000 ($24,671,853) COMMON STOCK. (FILE 333-73574 - NOV. 16) (BR. 3) S-8 NEUROGEN CORP, 35 NORTHEAST INDUSTRIAL RD, BRANFORD, CT 06405 (203) 488-8201 - 2,000,000 ($35,890,000) COMMON STOCK. (FILE 333-73576 - NOV. 16) (BR. 1) S-8 MEDIX RESOURCES INC, 305 MADISON AVE, SUITE 2033, NEW YORK, NY 10165 (212) 697-2509 - 3,000,000 ($2,250,000) COMMON STOCK. (FILE 333-73578 - NOV. 16) (BR. 8) S-11 INTERVEST CORPORATION OF NEW YORK, 10 ROCKEFELLER PLZ STE 1015, NEW YORK, NY 10020 (212) 757-7300 - 5,750,000 ($5,750,000) STRAIGHT BONDS. (FILE 333-73580 - NOV. 16) (BR. 8) S-3 CARRAMERICA REALTY CORP, 1850 K STREET NW, SUITE 500, WASHINGTON, DC 20006 (202) 729-7500 - 19,403,417 ($558,818,410) COMMON STOCK. (FILE 333-73582 - NOV. 16) (BR. 8) S-8 APPLIED MOLECULAR EVOLUTION INC, 3520 DUNHILL ST, SAN DIEGO, CA 92121 (585) 597-4990 - 500,000 ($4,475,000) COMMON STOCK. (FILE 333-73584 - NOV. 16) (BR. 1) S-8 NEUROGEN CORP, 35 NORTHEAST INDUSTRIAL RD, BRANFORD, CT 06405 (203) 488-8201 - 24,000 ($430,680) COMMON STOCK. (FILE 333-73586 - NOV. 16) (BR. 1) S-8 APOGENT TECHNOLOGIES INC, 411 E WISCONSIN AVE 24TH FLR, MILWAUKEE, WI 53202 (414) 274-6600 - 1,600,000 ($38,432,000) COMMON STOCK. (FILE 333-73588 - NOV. 16) (BR. 5) S-3 ISTAR FINANCIAL INC, 1114 AVENUE OF THE AMERICAS 27TH FLOOR, NEW YORK, NY 10036 (212) 930-9494 - 4,131,531 ($99,528,581) COMMON STOCK. (FILE 333-73592 - NOV. 16) (BR. 8) S-4 ZIONS BANCORPORATION /UT/, ONE SOUTH MAIN STREET, SUITE 1380, SALT LAKE CITY, UT 84111 (801) 524-4787 - 200,000,000 ($200,000,000) FLOATING RATE NOTES. (FILE 333-73594 - NOV. 16) (BR. 7) S-3 HOLOGIC INC, 35 CROSBY DRIVE, BEDFORD, MA 01730 (781) 999-7300 - 3,000,000 ($28,980,000) COMMON STOCK. (FILE 333-73596 - NOV. 16) (BR. 5) S-4 LORAL CYBERSTAR INC, 2440 RESEARCH BLVD STE 400, ROCKVILLE, MD 20850 (301) 258-8101 - 675,000,000 ($425,425,210) STRAIGHT BONDS. (FILE 333-73600 - NOV. 16) (BR. 7) S-3 AMERICREDIT FINANCIAL SERVICES INC, C/O AMERICREDIT FINANCIAL SERVICES INC, 801 CHERRY ST STE 3900, FORT WORTH, TX 76102 (817) 302-7000 - 1,000,000 ($1,000,000) EQUIPMENT TRUST CERTIFICATES. (FILE 333-73606 - NOV. 16) (BR. 8) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ----------------------------------------------------------------------------- AAMES FINANCIAL CORP/DE DE X X 09/30/01 AAMES FINANCIAL CORP/DE DE X X 09/30/01 AAMES MORTGAGE TRUST 2001 1 MORTGAG DE X 10/10/01 E PASS THR CERTS SE 01 1 AAMES MORTGAGE TRUST 2001-2 MORT PA DE X 10/25/01 SS THR CERT SER 2001-2 ABRAXAS PETROLEUM CORP NV X 11/14/01 ACACIA RESEARCH CORP DE X X 11/13/01 ACCELERATED NETWORKS INC X X 11/09/01 ACCELIO CORP A1 X X 11/15/01 ACE SECURITIES CORP DE X X 11/13/01 ADVANCED MICRO DEVICES INC DE X X 11/08/01 ADVANTA BUSINESS SERVICES CORP DE X 11/12/01 ADVANTA BUSINESS SERVICES CORP DE X 11/12/01 ADVANTA EQUIPMENT LEASING RECEIVABL NV X 11/12/01 ES SERIES 2000-1 LLC ADVANTA LEASING RECEIVABLES CORP IV NV X 11/12/01 ADVANTA LEASING RECEIVABLES CORP IX NV X 11/12/01 ADVANTA LEASING RECEIVABLES CORP V NV X 11/12/01 ADVANTA LEASING RECEIVABLES CORP VI NV X 11/12/01 II AEI INCOME & GROWTH FUND 24 LLC DE X X 11/01/01 AFFILIATED MANAGERS GROUP INC DE X X 10/24/01 AFFILIATED MANAGERS GROUP INC DE X X 10/31/01 AIRCRAFT FINANCE TRUST DE X 11/15/01 AIRGATE PCS INC /DE/ DE X X 11/13/01 ALASKA AIR GROUP INC DE X 11/09/01 ALLIANCE CAPITAL MANAGEMENT HOLDING DE X 11/13/01 LP ALLIANCE CAPITAL MANAGEMENT L P DE X 11/13/01 ALLIANCE ENVIRONMENTAL TECHNOLOGIES DE X X 10/31/01 INC ALLIANT ENERGY CORP WI X X 11/15/01 AMERICAN EXPRESS CENTURION BANK UT X X 11/15/01 AMERICAN EXPRESS CREDIT ACCOUNT MAS DE X X 11/15/01 TER TRUST AMERICAN EXPRESS MASTER TRUST DE X X 11/15/01 AMERICAN EXPRESS RECEIVABLES FINANC DE X X 11/15/01 ING CORP AMERICAN EXPRESS RECEIVABLES FINANC DE X X 11/15/01 ING CORP II AMERICAN RETIREMENT CORP TN X 08/14/01 AMERICREDIT AUTOMOBILE RECEIVABLES DE X X 11/12/01 TRUST 2000-D AMERICREDIT AUTOMOBILE RECEIVABLES DE X X 11/12/01 TRUST 2000-1 AMERICREDIT AUTOMOBILE RECEIVABLES DE X X 11/12/01 TRUST 2001 C AMERICREDIT AUTOMOBILE RECEIVABLES DE X X 11/12/01 TRUST 2001-A AMERICREDIT AUTOMOBILE RECEIVABLES X X 11/12/01 TRUST 2001-B AMERICREDIT AUTOMOBILE RECEIVABLES DE X X 11/12/01 TRUST 2001-1 AMERIQUEST MORT SEC INC FLOAT RATE DE X 10/25/01 MORT PA TH CER SER 2001-1 AMRESCO INC DE X X 10/22/01 ANTHEM INC IN X X 11/14/01 AP HOLDINGS INC DE X X 11/14/01 APCOA INC DE X X 11/14/01 APOGENT TECHNOLOGIES INC WI X X 11/15/01 ARDENT COMMUNICATIONS INC DE X X 11/08/01 AREA BANCSHARES CORP KY X X 11/08/01 ARTISOFT INC DE X X 11/14/01 ASSET BACKED FUND CORP MORT LN ASSE DE X 10/25/01 T BCKD CERT SER 2001-AQ1 ASTRALIS PHARMACEUTICALS LTD CO X X 11/13/01 ATC HEALTHCARE INC /DE/ DE X 11/06/01 AUSPEX SYSTEMS INC DE X X 11/14/01 AVANI INTERNATIONAL GROUP INC // NV X X 09/26/01 AVANI INTERNATIONAL GROUP INC // NV X X 09/26/01 AMEND AVNET INC NY X X 09/28/01 AZZ INC TX X X X 11/01/01 BANC ONE CREDIT CARD MASTER TRUST NY X X 11/15/01 BEAR STEARNS ASSET BACKED SECURITIE DE X 08/30/01 S INC BECKMAN COULTER INC DE X X 11/14/01 BELDEN & BLAKE CORP /OH/ OH X 11/13/01 BIG CITY RADIO INC DE X X 11/01/01 BIOMARIN PHARMACEUTICAL INC DE X X 10/31/01 AMEND BIRMINGHAM STEEL CORP DE X X 11/14/01 BIRMINGHAM STEEL CORP DE X X 11/14/01 BRAUVIN HIGH YIELD FUND L P DE X X 11/06/01 BRAUVIN HIGH YIELD FUND L P II DE X X 11/06/01 BRAUVIN INCOME PROPERTIES LP 6 DE X X 11/06/01 BRAUVIN NET LEASE V INC DE X X 11/06/01 BRAUVIN REAL ESTATE FUND LP 4 DE X X 11/06/01 BRAUVIN REAL ESTATE FUND LP 5 DE X X 11/06/01 BRIGGS & STRATTON CORP WI X X 11/15/01 BRIGHTPOINT INC DE X X 11/13/01 BUSINESS PLAN EXCHANGE INC X 11/09/01 CACI INTERNATIONAL INC /DE/ DE X X 11/13/01 CANADIAN DERIVATIVES CLEARING CORP X X 10/01/01 CAPITAL ONE MASTER TRUST VA X 11/12/01 AMEND CAPITOL TRANSAMERICA CORP WI X X 07/20/01 CARRIER1 INTERNATIONAL S A N4 X X 11/14/01 CC MASTER CREDIT CARD TRUST II MD X 11/15/01 CEDAR INCOME FUND LTD /MD/ MD X X 10/09/01 AMEND CENTENNIAL FIRST FINANCIAL SERVICES CA X 11/13/01 CHANGE TECHNOLOGY PARTNERS INC DE X X 11/15/01 CHASE CREDIT CARD MASTER TRUST NY X 11/15/01 CHASE MANHATTAN BANK USA DE X 11/15/01 CHICAGO MERCANTILE EXCHANGE INC IL X X 09/25/01 CHINA FUND INC MD X 10/01/01 CIRCUIT CITY CREDIT CARD MASTER TRU DE X X 10/31/01 ST CITIBANK CREDIT CARD ISSUANCE TRUST DE X 10/26/01 CITIBANK CREDIT CARD MASTER TRUST I DE X 10/26/01 CITIBANK NEVADA NATIONAL ASSOCIATIO DE X 10/26/01 N CITIBANK SOUTH DAKOTA N A DE X 10/26/01 CITIBANK SOUTH DAKOTA N A DE X 10/26/01 CLAIMSNET COM INC DE X X 11/14/01 CLAYTON HOMES INC DE X X 11/15/01 CLEVELAND CLIFFS INC OH X 11/13/01 CLEVELAND CLIFFS INC OH X 11/14/01 CLOSURE MEDICAL CORP DE X X 05/23/01 COINLESS SYSTEMS INC UT X 11/14/01 COMMUNITY BANK SHARES OF INDIANA IN IN X 11/14/01 C CONSOLIDATED NATURAL GAS CO/VA DE X 11/01/01 CONSUMERS FUNDING LLC X X 11/08/01 COOPER COMPANIES INC DE X X 11/14/01 CORECOMM LTD /DE/ DE X X 09/30/01 CORNING INC /NY NY X 11/15/01 COUNTRYWIDE HOME LOAN TRUST HOME LO NY X 11/13/01 AN BAC NO SER 2001-HLV1 COVANSYS CORP MI X 11/15/01 COVANTA ENERGY CORP DE X X 09/30/01 CREDIT SUISSE FIRST BOSTON USA INC DE X X 11/13/01 CRESCENT BANKING CO GA X X 11/15/01 CWABS INC DE X X 11/14/01 CYBER GROUP NETWORK CORP X X 11/07/01 DELTA CAPITAL TECHNOLOGIES INC DE X X 11/03/01 AMEND DEVX ENERGY INC DE X X 11/12/01 DIGITAL DATA NETWORKS INC WA X X 10/15/01 DIGITRAN SYSTEMS INC /DE DE X 11/14/01 DISC INC/CA CA X 07/30/01 AMEND DISCOVER BANK DE X X 11/15/01 DISCOVER CARD MASTER TRUST I DE X X 11/15/01 DOMINION RESOURCES INC /VA/ VA X 11/01/01 DOVER CORP DE X X 11/14/01 DYNEGY INC /IL/ IL X X 11/09/01 E MACHINERY NET INC DE X X 11/02/01 EAGLETECH COMMUNICATIONS INC NV X 09/30/01 EARTHCARE CO DE X X 11/09/01 EARTHCARE CO DE X X 11/15/01 EB2B COMMERCE INC /NY/ NJ X 11/15/01 EGAN SYSTEMS INC DE X 11/12/01 ELLETT BROTHERS INC SC X X 11/15/01 ENCAD INC DE X X 11/14/01 ENRON CORP/OR/ OR X X 11/09/01 ENSCO INTERNATIONAL INC DE X 11/15/01 ENTROPIN INC CO X 11/15/01 EXCO RESOURCES INC TX X X 11/07/01 FEDERAL REALTY INVESTMENT TRUST MD X X 11/13/01 FIDELITY FEDERAL BANCORP IN X 11/15/01 FINGERHUT RECEIVABLES INC DE X 11/15/01 FIRST ALLIANCE CORP /DE/ DE X X 11/13/01 FIRST CHICAGO MASTER TRUST II DE X X 11/15/01 FIRST COMMUNITY FINANCIAL CORP /NC/ NC X 11/14/01 FIRST FINANCIAL CORP /RI/ RI X X 11/12/01 FIRST MIDWEST BANCORP INC DE X X 11/15/01 FIRST NBC CREDIT CARD MASTER TRUST X 11/09/01 FIRST USA BANK NA AS SERV ON BEHALF DE X 11/15/01 PART CREDIT CARD MAS TR FIRST USA BANK NA AS SERVIC ON BEHA X X 11/15/01 LF WACH CRED CARD MAS TR FIRST USA BANK NATIONAL ASSOCIATION X X 11/15/01 FIRST USA CREDIT CARD MASTER TRUST DE X X 11/13/01 FISCHER IMAGING CORP DE X X 11/09/01 AMEND FISHER COMMUNICATIONS INC WA X X 11/07/01 FLEET CREDIT CARD MASTER TRUST II NY X 11/15/01 FLOTEK INDUSTRIES INC/CN/ X X X 10/23/01 FNANB CREDIT CARD MASTER TRUST X X 10/31/01 FORD CREDIT AUTO RECEIVABLES TWO L DE X X 10/31/01 P FORD CREDIT AUTO RECEIVABLES TWO LL DE X X 10/31/01 C FORD CREDIT FLOORPLAN MASTER OWNER DE X X 10/31/01 TRUST A SERIES 2001-2 FRANKLIN CAPITAL CORP DE X X 11/15/01 FYI INC DE X X 11/14/01 GE CAPITAL COMMERCIAL MORT CORP COM DE X X 11/15/01 MRT PS THR CRT SE 2001-3 GE CAPITAL COMMERCIAL MORT CORP PAS DE X 11/13/01 THRU CERTS SERIES 2001-2 GENERAL CABLE CORP /DE/ DE X X 10/31/01 GENERAL MILLS INC DE X X 10/30/01 GENERAL MOTORS CORP DE X 11/14/01 GENESIS CAPITAL CORP OF NEVADA NV X X 11/13/01 GENEVA STEEL HOLDINGS CORP X X 11/08/01 GLOBESPAN INC/DE DE X X 11/14/01 GOOD TIMES RESTAURANTS INC NV X 09/30/01 GREAT ATLANTIC & PACIFIC TEA CO INC MD X X 11/14/01 GUITAR CENTER INC DE X X 11/15/01 HEILIG MEYERS CO VA X 09/30/01 HELLER FINANCIAL INC DE X X 10/25/01 HERITAGE COMMERCE CORP CA X X 10/25/01 HERITAGE FINANCIAL HOLDING X 11/09/01 AMEND HEWLETT PACKARD CO DE X X 11/14/01 HMG WORLDWIDE CORP DE X X 10/23/01 HMSR INC DE X X 11/15/01 HOMESIDE LENDING INC FL X 11/13/01 HORIZON PCS INC DE X X 11/14/01 HUGHES ELECTRONICS CORP DE X 11/14/01 ICO INC TX X X 09/14/01 IDIAL NETWORKS INC NV X 11/16/01 IMH ASSETS CORP DE X X 10/30/01 IMMUNE RESPONSE CORP DE X X 11/09/01 IMPAC SECURED ASSETS CORP CA X 10/30/01 INDIGINET INC/FL FL X X 11/09/01 INDUSTRIAL HOLDINGS INC TX X X 11/14/01 INDYMAC ABS INC HM EQU MORT LN AST DE X 11/06/01 BK TR SER SPMD 2001-C INSILCO HOLDING CO DE X X 11/13/01 INSILCO TECHNOLOGIES INC DE X X 11/13/01 INTERMEDIA COMMUNICATIONS INC DE X X 11/15/01 INTERNATIONAL LEASE FINANCE CORP CA X 11/14/01 INTREPID CAPITAL CORP DE X X 10/30/01 ITIS INC DE X 10/31/01 IVAX CORP /DE FL X X 11/13/01 IVILLAGE INC DE X X 11/14/01 JACKSONVILLE BANCORP INC TX X X 11/13/01 JCM PARTNERS LLC DE X X 11/09/01 JORE CORP MT X 09/28/01 KELLSTROM INDUSTRIES INC DE X X 11/14/01 KOPIN CORP DE X X 11/14/01 LABONE INC/ MO X 11/12/01 LABORATORY CORP OF AMERICA HOLDINGS DE X 11/14/01 LAHAINA ACQUISITIONS INC CO X 11/30/01 LANDMARK BANCORP INC DE X 09/30/01 LANDS END INC DE X 10/26/01 LEAP WIRELESS INTERNATIONAL INC DE X 11/14/01 LEASE INVESTMENT FLIGHT TRUST DE X 11/15/01 LEHMAN ABS CORP DE X X 10/30/01 LEHMAN ABS CORP DE X X 11/13/01 LIBERTY FINANCIAL COMPANIES INC /MA MA X X 11/14/01 / M&T BANK CORP NY X X 11/08/01 MAIL WELL INC CO X 11/14/01 MARVELL TECHNOLOGY GROUP LTD D0 X X 11/15/01 MBNA AMERICA BANK NATIONAL ASSOCIAT DE X X 10/31/01 ION MBNA AMERICA BANK NATIONAL ASSOCIAT DE X 10/31/01 ION MBNA AMERICA BK NAT ASSOC MBNA MAST X X 10/31/01 ER CREDIT CARD TRUST II MBNA AMERICA BK NAT ASSOC MBNA MAST X 10/31/01 ER CREDIT CARD TRUST II MBNA CORP MD X 10/31/01 MBNA CREDIT CARD MASTER NOTE TRUST X 10/31/01 MEDIX RESOURCES INC CO X 12/31/01 MELLON BANK N A MA X 11/08/01 MELLON BANK PREMIUM FINANCE LOAN MA NY X 11/08/01 STER TRUST MELLON PREMIUM FINANCE LOAN OWNER T DE X 11/08/01 RUST MELLON RESIDENTIAL FUNDING CORP DE X X 10/30/01 MICROTUNE INC TX X X 11/15/01 MID STATE RACEWAY INC NY X 10/30/01 MIDWAY GAMES INC DE X X 11/14/01 MILLIONAIRE COM NV X 09/30/01 MONROE BANCORP IN X X 11/14/01 MONY GROUP INC DE X X 11/14/01 MORGAN STANLEY DEAN WITTER CAPITAL DE X X 11/13/01 I INC MORGAN STANLEY DEAN WITTER CAPITAL DE X X 10/25/01 I INC TRUST 2001-AM1 MORROW SNOWBOARDS INC OR X X 10/31/01 MORTGAGE ASSET SECURITIZATION TRANS DE X X 11/09/01 ACTIONS INC NATIONAL GOLF PROPERTIES INC MD X X 11/14/01 NCO GROUP INC PA X X 11/06/01 NCO PORTFOLIO MANAGEMENT INC DE X X 11/06/01 NESCO INDUSTRIES INC NV X X 11/13/01 NETDIGEST COM INC DE X 09/25/01 AMEND NETLOJIX COMMUNICATIONS INC DE X X 11/12/01 NETWORK ENGINES INC DE X X 11/13/01 NET2PHONE INC DE X 11/07/01 NEWAGECITIES COM INC FL X 11/15/01 NEWMONT MINING CORP DE X 11/14/01 NEWPORT NEWS SHIPBUILDING INC DE X X 11/07/01 NN INC DE X X 11/14/01 NORTHROP GRUMMAN CORP /DE/ DE X X 11/13/01 NOVEON INC DE X X 11/14/01 OCEANEERING INTERNATIONAL INC DE X 11/14/01 OMNISKY CORP X X 11/14/01 ONE TOUCH TOTAL COMMUNICATIONS INC NV X 11/01/01 ONEOK INC /NEW/ OK X X 11/14/01 ORS AUTOMATION INC DE X 11/14/01 AMEND PAGELAB NETWORK INC MN X 11/07/01 PENN AMERICA GROUP INC PA X 09/14/01 PENN VIRGINIA CORP VA X 11/14/01 PENNROCK FINANCIAL SERVICES CORP PA X X 11/13/01 PEOPLES ENERGY CORP IL X X 11/15/01 PEPPERMILL CAPITAL CORP NV X 11/12/01 PET QUARTERS INC AR X X 11/08/01 PHILIPS INTERNATIONAL REALTY CORP MD X X 09/30/01 PHOENIX WASTE SERVICES CO INC NJ X X 11/14/01 PHYSICIANS RESOURCE GROUP INC DE X X 10/22/01 PLUM CREEK TIMBER CO INC DE X X 11/15/01 AMEND PNC MORT ACCEPT CORP COMMERC MORT P MO X X 11/13/01 ASS THR CERT SER 1999 CM1 PNI TECHNOLOGIES INC GA X 11/14/01 POLAROID CORP DE X X 11/14/01 PREMIER LASER SYSTEMS INC CA X X X 10/09/01 PRESERVER GROUP INC NJ X X 11/14/01 PRESERVER GROUP INC NJ X X 11/15/01 PROFIT RECOVERY GROUP INTERNATIONAL GA X X 11/15/01 INC PROVIDIAN FINANCIAL CORP DE X 10/31/01 PUBLIC SERVICE CO OF NEW MEXICO NM X 10/31/01 PUBLIC SERVICE CO OF NEW MEXICO NM X 11/15/01 QUEST DIAGNOSTICS INC DE X 11/13/01 QUIZNOS CORP CO X 11/13/01 REMEC INC CA X X 10/31/01 RESIDENTIAL ACCREDIT LOANS INC DE X X 10/31/01 RESIDENTIAL ASSET MORTGAGE PRODUCTS DE X X 10/24/01 INC RESIDENTIAL ASSET MORTGAGE PRODUCTS DE X X 10/25/01 INC RESIDENTIAL ASSET MORTGAGE PRODUCTS DE X X 11/15/01 INC RESIDENTIAL ASSET MORTGAGE PRODUCTS DE X 11/30/01 INC RESIDENTIAL FUNDING MORTGAGE SECURI DE X X 11/30/01 TIES I INC RIMPAC RESOURCES LTD/NM NV X 11/14/01 ROYAL FINANCE INC FL X 10/12/01 RYMER FOODS INC DE X 11/13/01 SAFLINK CORP DE X X 11/05/01 SAKS CREDIT CARD MASTER TRUST NV X X 11/15/01 SALESREPCENTRAL COM INC NV X 10/06/01 SALOMON BROTHERS MORTGAGE SECURITIE DE X X 11/09/01 S VII INC SALON MEDIA GROUP INC DE X X 11/15/01 SBA COMMUNICATIONS CORP FL X X 11/13/01 SCIENT INC DE X X 11/07/01 AMEND SEARS CREDIT ACCOUNT MASTER TRUST I IL X X 11/15/01 I SEQUOIA MORTGAGE FUNDING CORP MD X X 11/14/01 SEVEN FIELDS DEVELOPMENT CO PA X 10/31/01 SEVEN FIELDS DEVELOPMENT PA INC PA X 10/31/01 SHOCHET HOLDING CORP X X 08/31/01 AMEND SIGMATRON INTERNATIONAL INC DE X 11/06/01 AMEND SIMON PROPERTY GROUP INC /DE/ DE X X 11/08/01 SKY FINANCIAL GROUP INC OH X X 10/27/01 SONICS & MATERIALS INC DE X X 08/31/01 AMEND SPECTRALINK CORP CO X X 11/14/01 STEELCASE INC MI X 11/14/01 STRUCTURED ASS SEC COR A R COL TR M DE X X 10/30/01 RT PS THR CRT SER 01-BC6 STRUCTURED ASSET MORTGAGE INVESTMEN DE X 09/25/01 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/01 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/01 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/01 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/01 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/01 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/01 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/01 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/01 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/01 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/01 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/01 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/01 TS INC STRUCTURED ASSET MORTGAGE INVESTMEN DE X 10/25/01 TS INC STRUCTURED ASSET SEC CORP MORT PAS DE X X 10/30/01 THR CERT SER 01 16H STRUCTURED ASSET SEC CORP MORT PASS DE X X 10/30/01 THR CERT SER 2001-13 STRUCTURED ASSET SECURITIES CORP DE X X 07/30/01 SUN HEALTHCARE GROUP INC DE X X X 11/07/01 SUN POWER CORP X 11/14/01 SUNRISE ASSISTED LIVING INC DE X X 11/15/01 TEDA TECHNOLOGIES INTERNATIONAL INC NV X X 11/14/01 AMEND TELCO TECHNOLOGY INC DE X X 11/12/01 TELIGENT INC DE X 11/14/01 TELLIUM INC DE X 11/15/01 TETRA TECH INC DE X X 11/14/01 THORNBURG MORTGAGE SEC TR 2001-1 MR DE X X 11/01/01 T LN PS THR CRT SR 2001-1 TIFFANY & CO DE X 11/14/01 TRAVELERS BANK CREDIT CARD MASTER T DE X X 02/09/01 RUST I TRAVELERS BANK CREDIT CARD MASTER T DE X X 03/09/01 RUST I TRAVELERS BANK CREDIT CARD MASTER T DE X X 04/09/01 RUST I TRAVELERS BANK CREDIT CARD MASTER T DE X X 05/09/01 RUST I TRI STATE OUTDOOR MEDIA GROUP INC KS X X 11/14/01 TRITON PCS HOLDINGS INC X X 11/05/01 AMEND TRITON PCS INC X X 11/05/01 AMEND UNITED AUSTRALIA PACIFIC INC CO X 11/15/01 UNITED RENTALS INC /DE DE X X 11/12/01 UNITED RENTALS NORTH AMERICA INC DE X X 11/12/01 UNITED SURGICAL PARTNERS INTERNATIO DE X X 11/15/01 NAL INC UNITRIN INC DE X X 11/07/01 USA BIOMASS CORP DE X 07/31/01 USX CORP DE X X 11/14/01 V F CORP /PA/ PA X X 11/14/01 VALCOM INC /CA/ DE X 09/30/01 VANDERBILT ABS CORP DE X X 11/15/01 VANDERBILT MORTGAGE & FINANCE INC TN X X 11/15/01 VECTOR GROUP LTD DE X X 11/15/01 VIASOURCE COMMUNICATIONS INC NJ X X X 11/15/01 VIASYS HEALTHCARE INC DE X 11/12/01 VIDEO WITHOUT BOUNDARIES INC FL X 11/15/01 VIEWCAST COM INC DE X X 11/05/01 VIRATA CORP DE X X 11/14/01 VIROPHARMA INC DE X X 11/15/01 VSI HOLDINGS INC GA X X 11/07/01 WASHINGTON MUTUAL MSC MORT PASS-THR DE X 10/30/01 OUGH CERT SER 2001-MS12 WELLS FARGO ASSET MORTGAGE BACK SEC DE X X 08/30/01 URITIES 2001-19 TRUST WELLS FARGO ASSET SECURITIES CORP DE X X 11/14/01 WELLS FARGO STUDENT LOANS RECEIVABL DE X X 11/14/01 ES I LLC WHY USA FINANCIAL GROUP INC NV X 11/14/01 WILSHIRE FINANCIAL SERVICES GROUP I DE X X 11/14/01 NC WINTRUST FINANCIAL CORP IL X X 11/15/01 WORLD WIDE WIRELESS COMMUNICATIONS X X 11/13/01 INC XTRANA INC DE X X 11/12/01 YAMAHA MOTOR RECEIVABLES CORP DE X 11/15/01 8X8 INC /DE/ DE X X 11/12/01 ACE SECURITIES CORP HO EQ LO TR SE DE X 10/25/01 2001-AQ1 AS BA PA TH CE ACE SECURITIES CORP HO EQ LO TR SE DE X 10/25/01 2001-NC1 AS BA PA TH CE AIRTRAX INC NJ X X 11/14/01 ALICO INC FL X 08/31/02 AMERICAN BANCORPORATION /WV/ OH X 11/07/01 AMERICAN GREETINGS CORP OH X 09/12/01 AMEND AMERIKING INC DE X 11/15/01 AMERIVEST PROPERTIES INC MD X X 11/19/01 ANADIGICS INC DE X X 11/21/01 ANGELCITI MULTIMEDIA INC NV X X 11/13/01 AP HOLDINGS INC DE X X 11/21/01 APCOA INC DE X X 11/21/01 ASPEON INC DE X X 11/07/01 ATC HEALTHCARE INC /DE/ DE X 11/06/01 AMEND AVNET INC NY X X 11/20/01 AVNET INC NY X X 11/21/01 BA MASTER CREDIT CARD TRUST / X 11/15/01 BALTIC INTERNATIONAL USA INC TX X X 11/06/01 BANC OF AMERICA COMMERCIAL MORTGAGE DE X X 11/21/01 INC BANK OF AMERICA MORTGAGE SECURITIES DE X X 11/21/01 INC BARNETT AUTO TRUST 1997-A DE X X 11/15/01 BEAR STEARNS COMMERCIAL MORTGAGE SE DE X 11/01/01 CURITIES INC BEAR STEARNS HOME LN OWN TR 2001-A DE X X 11/19/01 HOME LN BCKD NT SR 2001-A BIORELEASE CORP DE X X 05/02/01 BMW FS SECURITIES LLC X X 11/21/01 BMW VEHICLE OWNER TRUST 2001-A DE X X 11/21/01 BRIGHTCUBE INC NV X X 11/09/01 BUSINESS TRANSLATION SERVICES INC NV X X 11/12/01 CANTEL MEDICAL CORP DE X 09/07/01 AMEND CLAYTON HOMES INC DE X X 11/21/01 CLICK2LEARN COM INC DE X X 11/15/01 CMGI INC DE X X 11/20/01 CNH CAPITAL RECEIVABLES INC DE X X 11/15/01 CNH RECEIVABLES INC DE X X 11/15/01 COL CHINA ONLINE INTERNATIONAL INC DE X X 11/14/01 COMMERCIAL MORTGAGE PASS THROUGH CE DE X X 10/24/01 AMEND RT SERIES 2001-IQ COMMONWEALTH BANCORP INC PA X X 11/21/01 COMMUNITY FINANCIAL CORP /IL/ IL X X 11/21/01 COMPUDYNE CORP NV X 11/21/01 CONNECTICUT LIGHT & POWER CO CT X 11/19/01 CONSECO FINANCE SECURITIZATIONS COR DE X X 11/19/01 P CONSECO FINANCE SECURITIZATIONS COR DE X X 11/19/01 P CONSECO FINANCE SECURITIZATIONS COR DE X X 11/19/01 P CONSECO FINANCE SECURITIZATIONS COR DE X X 11/19/01 P CONSECO FINANCE SECURITIZATIONS COR DE X X 11/19/01 P CONSECO FINANCE SECURITIZATIONS COR DE X X 11/19/01 P CONSECO FINANCE SECURITIZATIONS COR DE X X 11/19/01 P CONSECO FINANCE SECURITIZATIONS COR DE X X 11/19/01 P CROGHAN BANCSHARES INC OH X 11/21/01 CSFB ABS TRUST SERIES 2001-HE22 DE X X 11/25/01 CSFB MORTGAGE PASS THROUGH CERTIFIC DE X X 07/26/01 ATES SERIES 2001-HE16 CSFB MORTGAGE PASS THROUGH CERTIFIC DE X X 07/26/01 ATES SERIES 2001-HE16 CSX CORP VA X 11/21/01 CWABS INC DE X X 11/14/01 AMEND CWABS INC ASSET BACK CERTIFICATES S DE X X 08/30/01 AMEND ERIES 2001-3 CYCH INC DE X X 11/07/01 DATA I/O CORP WA X 11/16/01 DAW TECHNOLOGIES INC /UT UT X X 11/19/01 DCI TELECOMMUNICATIONS INC CO X X 11/12/01 DEUTSCHE RECREATIONAL ASSET FUNDING NV X X 10/31/01 CORP DIGITAL POWER CORP CA X X 11/16/01 DIGITAL RIVER INC /DE DE X X 03/20/01 AMEND DISTRIBUTION FINANCIAL SERVICES MAR NY X X 10/31/01 INE TRUST 1999-2 DISTRIBUTION FINANCIAL SERVICES RV NY X X 10/31/01 TRUST 1999-1 DISTRIBUTION FINANCIAL SERVICES RV NY X X 10/31/01 TRUST 1999-3 DIVINE INC DE X X X 11/06/01 DOUBLECLICK INC DE X X 11/12/01 DRS TECHNOLOGIES INC DE X 09/28/01 AMEND DVI RECEIVABLES CORP VIII DE X X 11/30/01 EDUCATION LOANS INC /DE DE X X 11/20/01 ELECTRIC FUEL CORP DE X X 09/17/01 ENBRIDGE ENERGY PARTNERS LP DE X X 11/20/01 EQUITY ONE ABS INC DE X X 11/16/01 ESENJAY EXPLORATION INC OK X 11/21/01 FERRO CORP OH X X 09/07/01 AMEND FGIC SECURITIES PURCHASE INC DE X X 11/21/01 FINAN AS SEC CP SDVW HM EQ LN TR 20 DE X 10/25/01 01-2 AS BK CER SER 2001-2 FIRST HORIZON ASSET SECURITIES INC DE X X 11/19/01 FIRSTFED FINANCIAL CORP DE X X 10/31/01 FISHER COMMUNICATIONS INC WA X X X 11/20/01 FORTRESS GROUP INC DE X 11/21/01 FOX ENTERTAINMENT GROUP INC DE X X 10/01/01 GENERAL GROWTH PROPERTIES INC DE X X 11/20/01 GENSYM CORP DE X X 11/09/01 GIANT GROUP LTD DE X 10/18/01 AMEND GREEN TREE FLOORPLAN RECIEVABLES MA MN X X 11/19/01 STER TRUST GREEN TREE FLOORPLAN RECIEVABLES MA MN X X 11/19/01 STER TRUST GREEN TREE FLOORPLAN RECIEVABLES MA MN X X 11/19/01 STER TRUST GREENWICH CAPITAL ACCEPTANCE INC DE X X 11/19/01 GS MORTGAGE SECURITIES CORP DE X 11/21/01 HEMET BANCORP CA X X 11/21/01 HIA INC NY X X 11/15/01 HOT PRODUCTS INC COM AZ X 11/21/01 HOUSEHOLD CREDIT CARD MASTER NOTE T DE X 11/15/01 RUST I HOUSEHOLD FINANCE CORP HOUSEHOLD AF DE X 10/15/01 F CRE CAR MAS TR I ICHANCE INTERNATIONAL INC NV X 09/14/01 AMEND IMH ASSETS CORP DE X X X 11/09/01 IMPAC ASSETS SECURED CORP MORT PASS CA X 10/25/01 THR CERT SER 2001-4 IMPAC CMB TRUST SERIES 2001-1 DE X 10/25/01 IMPAC SECURED ASSETS CORP CA X X X 11/09/01 IMPAC SECURED ASSETS CORP MORT PASS CA X 10/25/01 THR CERT SER 2001-1 IMPAC SECURED ASSETS CORP MORT PASS CA X 10/25/01 THROUGH CERT SER 2001-3 INDYMAC ABS INC HM EQ MORT LN ASSET DE X 10/25/01 BACK TR SER SPMD 2001-B INDYMAC INC HOME EQ MORT LOAN AS-BC DE X 10/25/01 K TR SER SPMD 2001-A INTERFOODS OF AMERICA INC NV X X 11/21/01 INTERNET CABLE CORP NV X X 11/14/01 JEWETT CAMERON TRADING CO LTD OR X X 11/21/01 JP MORGAN CHASE COMMERCIAL MORTGAGE DE X X 11/20/01 SECURITIES CORP J2 COMMUNICATIONS /CA/ CA X X 11/20/01 KELLSTROM INDUSTRIES INC DE X X 11/19/01 KLAMATH FIRST BANCORP INC OR X X 09/07/01 AMEND KNOT INC DE X 11/20/01 KUSHNER LOCKE CO CA X X 11/21/01 LAMAUR CORP DE X X 11/13/01 LAWGIBB GROUP INC GA X 11/20/01 LINCOLN NATIONAL CORP IN X X 11/19/01 LONG BEACH SECURITIES CORP ASSET BA DE X 10/25/01 CK CERT SER 2001-2 MARKEL CORP VA X X 11/15/01 MAX DEVELOPMENT INC CO X X X X X 11/16/01 MB FINANCIAL INC /MD MD X X 11/06/01 MELLON FINANCIAL CORP PA X X 11/20/01 MERRILL LYNCH & CO INC DE X X 11/21/01 MORGAN STANLEY ABS CAP I INC MOR LO DE X 10/25/01 AN AS BK CER SER 2001-WF1 MORGAN STANLEY DEAN WITTER CAPITAL X 10/25/01 I INC TRUST 2001-NC1 MORGAN STANLEY DEAN WITTER CAPITAL DE X 09/25/01 I INC TRUST 2001-NC2 MORTGAGE PASS THROUGH CERTIFICATES DE X X 11/25/01 SERIES 2001 12 MSDW STRUCTURED SATURNS SERIES 2001 DE X 11/01/01 -5 MULTINET INTERNATIONAL CORP INC NV X 11/21/01 NATIONAL PENN BANCSHARES INC PA X X 11/16/01 NATIONSBANK OF DELAWARE NA 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