SEC NEWS DIGEST Issue 2002-217 November 8, 2002 ENFORCEMENT PROCEEDINGS IN THE MATTER OF STEVEN ERLSTEN, WILLIAM CLARK, DEREK DUBOIS, AND AARON FINKELSTEIN On Nov. 8, an administrative law judge issued an Initial Decision in Administrative Proceeding In the Matter of Steven J. Erlsten, William H. Clark, Derek L. DuBois, and Aaron Finkelstein. The Order Instituting Proceedings alleged that the Respondents willfully violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder, by failing to disclose to their respective customers that they had been, or would be, compensated for inducing their customers to purchase the stock of Tracker Corporation of America. The Initial Decision sustained all allegations against Steven J. Erlsten and Derek L. Dubois, the remaining Respondents. As relief, the administrative law judge imposed sanctions, including a permanent bar and cease-and-desist order, on both Steven J. Erlsten and Derek L. DuBois. (Initial Decision No. 217; File No. 3- 10033) SEC v. INTERNATIONAL HERITAGE INC., STANLEY VAN ETTEN, CLAUDE SAVAGE, LARRY SMITH AND INTERNATIONAL HERITAGE, INCORPORATED The Commission announced today that an application for an order to show cause why defendant Larry G. Smith (Smith) should not be held in civil contempt was filed by the Commission on November 4, 2002, in the United States District Court for the Northern District of Georgia, based on his failure to pay disgorgement and civil penalties, as directed by the Court's January 3, 2000 order. That order enjoined Smith from further violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Court also ordered Smith to pay disgorgement in the amount of $1,367,235 with prejudgment interest, and imposed a civil penalty of $110,000. On March 16, 1998, the Commission alleged in its complaint that beginning in April, 1995, International Heritage, Inc. (IHI), a North Carolina corporation, through Smith and others, solicited individuals throughout the United States to invest in a pyramid scheme through misleading promotional materials, meetings, videotapes, internet web pages, and national conference calls to increase investor interest. Investors purchased "business centers" and IHI raised more than $150 million from over 155,000 investors. The complaint alleged that interests in the program, which are described by IHI as business centers, are securities. In addition to selling interests in the pyramid scheme, between July 17, 1997 and November 1, 1997, the defendants sold $5 million in notes convertible into shares of IHI common stock. According to the complaint, the defendants knowingly misrepresented IHI's financial condition to investors and concealed the fact that IHI was operating a pyramid scheme. Smith was a founder and director of IHI. For tips on how to avoid Internet "pump-and-dump" stock manipulation schemes, visit http://www.sec.gov/investor/online/pump.htm. For more information about Internet fraud, visit http://www.sec.gov/divisions/enforce/internetenforce.htm. To report suspicious activity involving possible Internet fraud, visit http://www.sec.gov/complaint.shtml. [SEC v. International Heritage, Inc., Stanley H. Van Etten, Claude W. Savage, Larry G. Smith and International Heritage, Incorporated, a Nevada Corporation, United States District Court for the Northern District of Georgia, Civil Action No. 1:98-CV-0803-RWS] (LR-17832) INVESTMENT COMPANY ACT RELEASES FEDERATED INDEX TRUST, ET AL. A notice has been issued giving interested persons until Dec. 2, 2002, to request a hearing on an application filed by Federated Index Trust, et al., for an order under Section 6(c) of the Investment Company Act (Act) for an exemption from Section 15(a) of the Act and Rule 18f-2 under the Act. The order would permit applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC-25794 - Nov. 6) LONDON PACIFIC LIFE & ANNUITY COMPANY, ET AL. An order has been issued pursuant to Section 26(c) of the Investment Company Act to London Pacific Life & Annuity Company, LPLA Separate Account One and LPT Variable Insurance Series Trust approving the substitution of shares of the portfolios of the LPT Variable Insurance Series Trust with shares of certain portfolios of the MFS(R) Variable Insurance Trust as follows: (1) shares of the RS Diversified Growth Portfolio with shares of the MFS New Discovery Series; (2) shares of the Harris Associates Value Portfolio with shares of the MFS Value Series; (3) shares of the LPA Core Equity Portfolio with shares of the MFS Value Series; (4) shares of the Strong Growth Portfolio with shares of the MFS Investors Growth Stock Series; and (5) shares of the MFS Total Return Portfolio with shares of the MFS Total Return Series. An order has also been issued pursuant to section 17(b) of the Act to permit certain in- kind redemptions and purchases in connection with the substitution. (Rel. IC-25796 - Nov. 7) HOLDING COMPANY ACT RELEASES XCEL ENERGY, INC. A supplemental order has been issued modifying certain conditions, through March 31, 2003, contained in previous Commission orders authorizing Xcel Energy, Inc. and its subsidiaries to enter into certain financing transactions, and reserving jurisdiction over certain matters, pending completion of the record. (Rel. 35-27597) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-NYSE-2002-53) and Amendment No. 1 thereto filed by the New York Stock Exchange on a pilot basis. The proposed rule change amended NYSE Rule 431 to incorporate margin requirements for security futures. Publication of the proposal is expected in the Federal Register during the week of Nov. 11. (Rel. 34-46782) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-OC-2002-01) and granted accelerated approval of Amendment No. 3 thereto submitted by OneChicago relating to margin rules for security futures. Publication of the proposal is expected in the Federal Register during the week of Nov. 11. (Rel. 34-46787) DELISTING GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration call and put option contracts issued by The Options Clearing Corporation with respect to certain underlying securities, effective at the opening of business on Nov. 8, 2002. (Rel. 34-46788) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 RAVEN MOON ENTERTAINMENT INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 246,386,188 ($2,463,861.00) Equity, (File 333-101060 - Nov. 7) (BR. 05) S-3 MILLENNIUM CELL INC, INDUSTRIAL WAY WEST, EATONTOWN, NJ, 07724, 7325424000 - 0 ($7,470,250.00) Equity, (File 333-101061 - Nov. 7) (BR. 36) S-3 RLI CORP, 9025 N LINDBERGH DR, PEORIA, IL, 61615, 3096921000 - 0 ($154,891,200.00) Equity, (File 333-101062 - Nov. 7) (BR. 01) S-8 HEALTHCARE SERVICES GROUP INC, 2643 HUNTINGDON PIKE, HUNTINGDON VALLEY, PA, 19006, 2159381661 - 500,000 ($5,575,000.00) Equity, (File 333-101063 - Nov. 7) (BR. 08) S-8 CURON MEDICAL INC, 735 PALOMAR AVENUE, SUNNYVALE, CA, 94086, 4087339910 - 0 ($838,674.00) Equity, (File 333-101064 - Nov. 7) (BR. 36) SB-2 GOLD PICK MINES INC, 1,000,000 ($100,000.00) Equity, (File 333-101067 - Nov. 7) (BR. ) S-8 2U ONLINE COM INC, 1288 ALBERNI ST STE 806, VANCOUVER BRITISH COLUMBIACANADAV6E4N5, BELLINGHAM, A2, 98226, 6046640484 - 8,950,000 ($179,000.00) Equity, (File 333-101068 - Nov. 7) (BR. 09) S-8 SAVVIS COMMUNICATIONS CORP, 12851 WORLDGATE DRIVE, HERNDON, VA, 20170, 7032348000 - 39,597,149 ($41,428,431.00) Equity, (File 333-101069 - Nov. 7) (BR. 08) S-2 IMAGING DIAGNOSTIC SYSTEMS INC /FL/, 6531 NW 18TH COURT, PLANTATION, FL, 33313-4520, 3057460500 - 5,500,000 ($1,155,000.00) Equity, (File 333-101070 - Nov. 7) (BR. 36) S-8 MACROVISION CORP, 1341 ORLEANS DR, SUNNYVALE, CA, 94089, 4087438600 - 2,250,000 ($34,912,500.00) Equity, (File 333-101071 - Nov. 7) (BR. 03) S-8 INSIGNIA SOLUTIONS PLC, 41300 CHRISTY ST, FREMONT, CA, 94538-3115, 5103603700 - 0 ($517,500.00) ADRs/ADSs, (File 333-101072 - Nov. 7) (BR. 03) SB-2 ENUCLEUS INC, 15545 S. 71ST COURT, N/A, ORLAND PARK, IL, 60462, 708-444-7300 - 11,437,500 ($915,000.00) Equity, (File 333-101073 - Nov. 7) (BR. 03) S-8 PAYCHEX INC, 911 PANORAMA TRAIL S, ROCHESTER, NY, 14625-0397, 7163856666 - 9,107,569 ($252,097,509.92) Equity, (File 333-101074 - Nov. 7) (BR. 06) S-8 TREZAC CORP, 20500 MEETING STREET, #, BOCA RATON, FL, 33434, 5615580038 - 2,000,000 ($2,020,000.00) Equity, (File 333-101075 - Nov. 7) (BR. 09) S-8 MILLENNIUM BANKSHARES CORP, 1601 WASHINGTON PLAZA, RESTON, VA, 20190, 2,000,000 ($12,300,000.00) Equity, (File 333-101076 - Nov. 7) (BR. 07) S-8 MILLENNIUM BANKSHARES CORP, 1601 WASHINGTON PLAZA, RESTON, VA, 20190, 250,000 ($1,537,500.00) Equity, (File 333-101077 - Nov. 7) (BR. 07) S-4 INVERNESS MEDICAL INNOVATIONS INC, 51 SAWYER ROAD, SUITE 200, WALTHAM, MA, 02453, 7816473900 - 0 ($21,018,726.00) Equity, (File 333-101078 - Nov. 7) (BR. 01) S-8 MAIN STREET BANKS INC /NEW/, 676 CHASTAIN ROAD, KENNESAW, GA, 30144, 7704222888 - 0 ($1,894,000.00) Equity, (File 333-101079 - Nov. 7) (BR. 07) S-B PERU REPUBLIC OF, 241 EAST 49TH ST, NEW YORK, NY, 10017, 0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-101080 - Nov. 7) (BR. DN) S-11 CBCI INCOME & GROWTH FUND LLC, STE 715 PLYMOUTH BLDG, 12 S SIXTH ST, MINNEAPOLIS, MN, 55402, 6123387173 - 400,000 ($40,000,000.00) Equity, (File 333-101081 - Nov. 7) (BR. ) S-B CORPORACION ANDINA DE FOMENTO, TORRE CENTRAL, AVENIDA LUIS ROCHE ALTAMIRA, CARACAS VENEZUELA, X5, 999999999, 0 ($335,000,000.00) Unallocated (Universal) Shelf, (File 333-101082 - Nov. 7) (BR. DN) S-8 CITIGROUP INC, 399 PARK AVENUE, NEW YORK, NY, 10043, 2125591000 - 0 ($2,021,250.00) Equity, (File 333-101083 - Nov. 7) (BR. 07) S-8 PRIMA ENERGY CORP, 1099 18TH STREET, SUITE 400, DENVER, CO, 80202, 3032972100 - 0 ($30,602,000.00) Equity, (File 333-101084 - Nov. 7) (BR. 04) S-8 PRIMA ENERGY CORP, 1099 18TH STREET, SUITE 400, DENVER, CO, 80202, 3032972100 - 0 ($4,952,228.00) Equity, (File 333-101085 - Nov. 7) (BR. 04) S-8 IMMUNE RESPONSE CORP, 5935 DARWIN COURT, CARLSBAD, CA, 92008, 6194317080 - 0 ($350,000.00) Equity, (File 333-101086 - Nov. 7) (BR. 01) S-3 PLATO LEARNING INC, 10801 NESBITT AVENUE SOUTH, BLOOMINGTON, MN, 55437, 8477817800 - 0 ($9,939,578.00) Equity, (File 333-101087 - Nov. 7) (BR. 05) S-3 INTERLEUKIN GENETICS INC, 135 BEAVER ST, WATHAM, MA, 02452, 1-781-398-0700 - 0 ($1,139,855.40) Equity, (File 333-101088 - Nov. 7) (BR. 01) S-8 JEFFERSON PILOT CORP, 100 N GREENE ST, GREENSBORO, NC, 27401, 3366913691 - 0 ($4,835,000.00) Equity, (File 333-101090 - Nov. 7) (BR. 01) S-8 JEFFERSON PILOT CORP, 100 N GREENE ST, GREENSBORO, NC, 27401, 3366913691 - 0 ($348,120,000.00) Equity, (File 333-101091 - Nov. 7) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT --------------------------------------------------------------------------------- A C MOORE ARTS & CRAFTS INC PA X 10/28/02 ACT TELECONFERENCING INC CO X X 11/07/02 ACT TELECONFERENCING INC CO X X 11/07/02 ADVANCED COMMUNICATIONS TECHNOLOGIES FL X X 11/06/02 AETHER SYSTEMS INC DE X X 11/06/02 AGL RESOURCES INC GA X 11/06/02 AGL RESOURCES INC GA X 11/07/02 AIRGATE PCS INC /DE/ DE X X 11/07/02 ALLIED HEALTHCARE INTERNATIONAL INC NY X 11/07/02 AMAZON COM INC DE X 11/06/02 AMEN PROPERTIES INC DE X X X 11/07/02 AMERICAN EAGLE OUTFITTERS INC DE X X 11/06/02 AMERICAN EXPRESS CO NY X 11/07/02 AMORITIZING RESIDENTIAL COL TR MOR PA X X 10/25/02 AMORTIZING RESI COLLAT TR MORT PAS TH DE X X 10/26/02 AMSOUTH BANCORPORATION DE X 11/06/02 ANTHRACITE CAPITAL INC MD X X 11/07/02 ARCH CAPITAL GROUP LTD DE X X X 11/06/02 AT&T CORP NY X X 11/06/02 AUTONATION INC /FL DE X X 11/07/02 BEAR STEARNS ALT A TR MORTGAGE PASS T NY X X 10/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 10/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 10/25/02 BEAR STEARNS AS BCK SEC TR 2001-AC1 A DE X X 10/25/02 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 10/25/02 BEAR STEARNS ASSET BACKED SEC TR ASSE X X 10/25/02 BIZNESSONLINE COM INC/DE X X 11/07/02 BJ SERVICES CO DE X 11/05/02 BLUEBOOK INTERNATIONAL HOLDING CO DE X X 11/07/02 BOSTON PROPERTIES INC DE X X 11/06/02 BRL HOLDINGS INC DE X X 04/01/02 BROCADE COMMUNICATIONS SYSTEMS INC DE X X 11/05/02 BSP ONELINK INC DE X X 11/06/02 CALIFORNIA FEDERAL PREFERRED CAPITAL MD X 11/07/02 CAPITOL FEDERAL FINANCIAL X X 11/01/02 CARDIOTECH INTERNATIONAL INC MA X X 10/25/02 CENTER TRUST INC MD X X 11/05/02 CITIGROUP INC DE X X 11/07/02 CITIZENS SOUTH BANKING CORP SC X X 11/07/02 CNH CAPITAL RECEIVABLES INC DE X X 11/05/02 COMMERCE GROUP CORP /WI/ WI X 11/05/02 COMMUNITY BANKS INC /PA/ PA X 11/05/02 COVENANT TRANSPORT INC NV X X 11/07/02 DAIMLERCHRYSLER SERVICES NORTH AMERIC MI X X 11/06/02 DEERE & CO DE X 11/07/02 DEPARTMENT 56 INC DE X 11/07/02 DOLLAR GENERAL CORP TN X X 11/07/02 EB2B COMMERCE INC /NY/ NJ X 11/04/02 EDGEWATER TECHNOLOGY INC/DE/ DE X 10/23/02 EMCEE BROADCAST PRODUCTS INC DE X 11/06/02 ENUCLEUS INC DE X 11/05/02 ENZON INC DE X 11/06/02 EQUITY ONE ABS INC EQUITY ONE MORTGAG DE X 11/07/02 EQUITY ONE ABS INC EQUITY ONE MORTGAG DE X X 11/07/02 ETOYS INC DE X X 10/21/02 EYE CARE INTERNATIONAL INC DE X 11/07/02 FEDERAL MOGUL CORP MI X 11/07/02 FINANCIAL ASSET SEC CORP FIRST FRANK DE X X 10/25/02 FINANCIAL ASSETS SEC CORP FIRST FRANK DE X X 10/25/02 FLEXXTECH CORP NV X X X 10/15/02 FULLCIRCLE REGISTRY INC NV X X 11/05/02 GAP INC DE X X 11/07/02 GATEWAY INTERNATIONAL HOLDINGS INC NV X X X 10/23/02 GATX CORP NY X 11/07/02 GATX FINANCIAL CORP DE X 11/07/02 GENAERA CORP DE X X 11/07/02 GLOBALSANTAFE CORP X X 11/07/02 GRANT PRIDECO INC DE X X 11/06/02 GULF ISLAND FABRICATION INC LA X 11/07/02 HANOVER DIRECT INC DE X X 11/04/02 HANOVER DIRECT INC DE X X 11/07/02 HARVARD BIOSCIENCE INC DE X X 10/25/02 HFC REVOLVING CORP DE X X 11/05/02 HOME PROPERTIES OF NEW YORK INC MD X X 09/30/02 HOUSEHOLD CREDIT CARD MASTER NOTE TRU DE X X 10/28/02 IKON OFFICE SOLUTIONS INC OH X 11/05/02 INTERLEUKIN GENETICS INC DE X X 11/07/02 INTERNATIONAL BANCSHARES CORP TX X X 11/07/02 INTERNATIONAL SPECIALTY PRODUCTS INC DE X 11/07/02 IPCS INC DE X X 11/07/02 J2 COMMUNICATIONS /CA/ CA X X 11/01/02 KANEB PIPE LINE OPERATING PARTNERSHIP DE X X 11/01/02 KANEB PIPE LINE PARTNERS L P DE X X 11/01/02 KANEB SERVICES LLC DE X X 11/01/02 KEYCORP STUDENT LOAN TRUST 2000-B DE X X 10/25/02 KOGER EQUITY INC FL X X 11/05/02 LANDEC CORP \CA\ CA X X 10/24/02 LIBERTY CORP SC X 11/07/02 LONG BEACH SECURITIES CORP DE X 11/07/02 LOUISIANA PACIFIC CORP DE X 11/06/02 MAIN PLACE FUNDING LLC DE X X 10/21/02 MCDERMOTT INTERNATIONAL INC R1 X X 11/07/02 MCK COMMUNICATIONS INC DE X X 11/05/02 MEADE INSTRUMENTS CORP DE X X 10/25/02 MERLIN SOFTWARE TECHNOLOGIES INTERNAT NV X 10/15/02 MILACRON INC DE X X X 11/07/02 MONTPELIER RE HOLDINGS LTD D0 X X 11/05/02 MONY GROUP INC DE X X X 11/07/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X 09/25/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X 05/28/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X 06/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X 07/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X 08/26/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 10/25/02 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 10/26/02 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 10/26/02 MORTGAGE ASSET SEC TRANSACTIONS INC M DE X X 09/26/02 MORTGAGE ASSSET SEC TRANS INC MASTR DE X X 10/25/02 MULTI LINK TELECOMMUNICATIONS INC CO X X 10/30/02 NATIONAL MERCANTILE BANCORP CA X X 11/05/02 NATURAL RESOURCE PARTNERS LP DE X X 11/07/02 NBG RADIO NETWORK INC NV X 11/07/02 NEON COMMUNICATIONS INC DE X 11/07/02 NETRO CORP CA X 11/07/02 NETWORK ACCESS SOLUTIONS CORP DE X 10/18/02 NEW YORK COMMUNITY BANCORP INC DE X X 11/07/02 NIKU CORP DE X X 11/07/02 NISOURCE INC/DE DE X X 11/06/02 NMT MEDICAL INC DE X X 11/05/02 NORTEL NETWORKS CORP X X 11/07/02 AMEND NORTEL NETWORKS LTD X X 11/07/02 AMEND NORTHWESTERN CORP DE X X 11/07/02 NTL COMMUNICATIONS CORP DE X X 11/07/02 NTL INC/DE/ DE X X 11/07/02 NYMEX HOLDINGS INC DE X 11/07/02 ONEOK INC /NEW/ OK X X 10/31/02 OPTION ONE MORTGAGE ACCEPT CORP ASSET DE X X 10/25/02 ORASURE TECHNOLOGIES INC DE X 11/07/02 PAN PACIFIC RETAIL PROPERTIES INC MD X X 11/05/02 PATINA OIL & GAS CORP DE X X 11/05/02 PAVILION BANCORP INC X 10/31/02 PETROMINERALS CORP DE X X X 11/07/02 PRACTICEWORKS INC DE X X 11/05/02 PREFORMED LINE PRODUCTS CO OH X 11/07/02 PREMCOR INC DE X 11/07/02 PRINCIPAL FINANCIAL GROUP INC DE X X 09/30/02 PROGRESS ENERGY INC NC X 11/06/02 AMEND R H DONNELLEY CORP DE X X 11/06/02 RAIT INVESTMENT TRUST MD X X 10/31/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 11/07/02 RESTORATION HARDWARE INC CA X X 11/07/02 ROCKY MOUNTAIN ENERGY CORP NV X 11/07/02 SAKS INC TN X 11/07/02 SAVANNAH ELECTRIC & POWER CO GA X 11/04/02 SAVVIS COMMUNICATIONS CORP DE X X 11/05/02 SEQUA CORP /DE/ DE X X 11/05/02 SKYNET TELEMATICS INC NV X 11/07/02 SNAP ON INC DE X 11/07/02 SNAP ON INC DE X X 11/07/02 SNAP ON INC DE X X 11/07/02 ST MARY LAND & EXPLORATION CO DE X X 09/30/02 ST PAUL COMPANIES INC /MN/ MN X 11/04/02 STAGE STORES INC NV X X 11/07/02 STAKE TECHNOLOGY LTD X X 10/25/02 STRUCTURED ASSET MORT INV MORT PASS T DE X X 10/26/02 STRUCTURED ASSET SEC CORP MORT PAS TH DE X X 10/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 10/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X 09/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 10/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 10/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 10/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 10/26/02 STRUCTURED ASSET SEC CORP PASS THR CE DE X X 10/26/02 STRUCTURED ASSET SECURITIES CORP DE X 11/07/02 AMEND STRUCTURED ASSET SECURITIES CORP DE X 11/07/02 AMEND STRUCTURED ASSET SECURITIES CORP MOR DE X X 10/26/02 STRUCTURED ASSET SECURITIES CORP MORT DE X X 10/26/02 TECHNOLOGY FLAVORS & FRAGRANCES INC DE X X 11/05/02 TEDA TRAVEL INC FL X 10/23/02 TENET HEALTHCARE CORP NV X X 11/06/02 TEXAS BIOTECHNOLOGY CORP /DE/ DE X 11/06/02 TMP WORLDWIDE INC DE X X 11/06/02 TOUCH AMERICA HOLDINGS INC DE X X 11/07/02 TRIAD INNOVATIONS INC NV X 10/03/02 AMEND TRIANGLE PHARMACEUTICALS INC DE X X 11/06/02 UNIFAB INTERNATIONAL INC LA X X 11/05/02 UNIVERSAL CORP /VA/ VA X 11/07/02 VAXGEN INC DE X X 11/05/02 VERIDIAN CORP X X 11/06/02 VERITAS SOFTWARE CORP /DE/ DE X 11/04/02 VERTEL CORP CA X 10/31/02 AMEND VION PHARMACEUTICALS INC DE X X 11/06/02 VIVUS INC CA X X 11/07/02 VOICENET INC DE X X X X X 07/15/02 WELLS FARGO ASSET SEC CORP MORT BK SE DE X X 10/26/02 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 10/25/02 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 10/26/02 WELLS FARGO ASSET SECURITIES CORP MOR DE X X 09/26/02 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 10/25/02 WESTPORT RESOURCES CORP /NV/ NV X X 11/07/02 WINSTON HOTELS INC NC X X 11/06/02 WSFS FINANCIAL CORP DE X X 11/07/02 YOUNG BROADCASTING INC /DE/ DE X 11/07/02