SEC NEWS DIGEST Issue 2000-212 November 3, 2000 COMMISSION ANNOUNCEMENTS LIMITED EXTENSION OF LEGACY EDGAR On November 2, the Commission announced that it will continue to support the EDGAR legacy filing system along with the modernized EDGAR filing system beyond the original November 27, 2000 transition date. The Commission is taking this action at the request of members of the filing community. The new termination date for the EDGAR legacy system will be April 20, 2001. No legacy filings may be submitted after that date. As of April 20, 2001, filers using EDGARLink software will have to use EDGARLink Version 7.0 (or higher) to submit filings to EDGAR over the Internet, through direct transmission or on magnetic tape cartridge. Filers may continue to submit their official filings in either ASCII or HTML format. For additional information, please visit the Commission's web site at . We strongly urge filers to make the transition to the modernized EDGARLink and filing system now, and to take advantage of this additional time to become more familiar with the new software and to make test filings. For assistance with the transition, filers may contact Filer Support at 202-942-8900. (Press Rel. 2000-166) ADMINISTRATIVE PROCEEDINGS REPORT RELEASED On October 31, 2000, the Report on Administrative Proceedings for the Period April 1, 2000 through September 30, 2000 was issued, giving summary statistical information on the Commission's administrative proceedings caseload. Reports are issued each October and April, are published in the SEC Docket, and appear on the Commission's website. (Rel. 34-43500) ENFORCEMENT PROCEEDINGS IN THE MATTER OF AMERICORP SECURITIES, INC. AND DREW EDGAR SCHAEFER On November 1, the Commission approved a plan for distribution of disgorgement for monies disgorged by Drew Edgar Schaefer (Schaefer). Pursuant to an order entered by the Commission on consent on August 11, 1999, Schaefer paid to the Commission a total of $200,000 in disgorgement. The disgorgement represents a portion of Americorp Securities, Inc.'s (Americorp) and Schaefer's alleged unjust enrichment from a fraudulent scheme involving the initial public offering of securities in PHC, Inc. More specifically, the Commission alleged, among other things, that Americorp and Schaefer illegally delayed the execution of orders for PHC stock until the end of the trading day on March 3, 1994 in order to sell PHC stock from Americorp's own inventory at higher prices. The distribution plan provides for the distribution of the disgorgement amounts on a pro rata basis to certain affected accounts. The affected accounts are all retail customer accounts in which purchase orders for PHC common stock were executed by Americorp at the end of the day on March 3, 1994, at a price of $6 per share (including markup). (Rel. 33- 7913) SEC V. ELLIOT LAVIGNE The Commission filed a civil injunctive action on November 2, 2000 in the United States District Court for the Eastern District of New York against Elliot Lavigne, formerly the Chairman of the Perry Ellis Division of Salant Corp., Executive Vice President of Marketing at Salant Corp., Chief Operating Officer of Donna Karan Jeanswear (when it was a division of Designer Holdings), and Chief Executive Officer of Jordache Enterprises. The Commission alleged that Lavigne violated the federal securities laws by participating in the manipulation of twenty- three initial public offerings (IPOs) underwritten by Stratton Oakmont, Inc. (Stratton) over a five-year period. The United States Attorney's Office for the Eastern District of New York has also filed related criminal charges against Lavigne. The Commission's complaint alleges that from 1991 through 1995, Lavigne was a key participant in a series of manipulations orchestrated by Stratton, obtaining illicit profits totaling at least $7.4 million for his role in the frauds. Lavigne had a secret agreement with one of Stratton's principals, Jordan Belfort (Belfort), by which Lavigne would make illegal trades and the two men would split Lavigne's profits. Lavigne paid Belfort his share of the profits by delivering large sums of cash to Belfort. Stratton was the quintessential "boiler room," and the manipulations followed a standard formula. Stratton gained control over the float of each stock by issuing allocations of IPO stock to persons with whom Stratton had entered into secret agreements to serve as "nominees." The nominees received their stock with the understanding that they would sell the stock back to Stratton shortly after trading had commenced in the aftermarket. Stratton would then manipulate the price of the stock up to artificially inflated levels, and earn huge profits by using high- pressure sales tactics to sell the stock to their own customers. Lavigne acted as a nominee in twenty-three of the manipulations, and earned over $7.2 million in total profits by selling his stock back to Stratton. In one of the Stratton IPO manipulations in which Lavigne served as a nominee, he also received bridge units in exchange for a bridge loan he had made to the issuer. According to the prospectus filed by the issuer, the bridge units were subject to a lock-up agreement prohibiting Lavigne from selling the units for at least thirteen months after the IPO without the underwriter's permission. However, Lavigne entered into a secret agreement with Stratton that was contrary to the representations made in the prospectus. Pursuant to this secret deal, Lavigne was released from the lock-up agreement shortly after trading had commenced in the aftermarket. Lavigne then sold his shares back to Stratton, earning over $200,000 more in illegal profits. As a result of this conduct, the Commission alleges that Lavigne violated Section 17(a) of the Securities Act of 1933, Section 10(b) and of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. The Commission seeks an order barring Lavigne from serving as an officer or director of a public company, permanent injunctive relief, disgorgement of ill-gotten gains, civil money penalties, and other relief. The Commission acknowledges the assistance of the United States Attorney's Office for the Eastern District of New York in the investigation of this matter. [SEC v. Elliot Lavigne, 00-CV-6024, E.D.N.Y.] (LR-16788) INVESTMENT COMPANY ACT RELEASES FIRST ALLMERICA FINANCIAL LIFE INSURANCE COMPANY, ET AL. An order has been issued pursuant to Section 6(c) of the Investment Company Act granting exemptive relief from Sections 2(a)(32), 22(c), and 27(i)(2)(A) of the Act and Rule 22c-l thereunder to First Allmerica Financial Life Insurance Company (First Allmerica) and Allmerica Financial Life Insurance and Annuity Company (Allmerica Financial) together with Separate Account VA- K of First Allmerica, Allmerica Select Separate Account of First Allmerica, Separate Account VAP of First Allmerica, Separate Account KG of First Allmerica, Separate Account KGC of First Allmerica, Separate Account VA-K of Allmerica Financial, Allmerica Select Separate Account of Allmerica Financial, Separate Account VA-P of Allmerica Financial, Separate Account KG of Allmerica Financial, Separate Account KUC of Allmerica Financial (the Separate Accounts), and Allmerica Investments, Inc. (collectively, the Applicants) to the extent necessary to permit the deduction of a monthly charge from variable deferred annuity contracts (Contracts), for optional insurance riders upon surrender of a Contract, that the Applicant companies will issue through the Separate Accounts or other separate accounts which the Applicant companies may establish in the future (Other Separate Accounts), as well as other contracts, similar in all material respects to the contracts described in the application, that the Applicant companies may issue in the future through the Separate Accounts or Other Separate Accounts (Future Contracts). The order also extends to any other National Association of Securities Dealers, Inc. member broker-dealer controlling or controlled by, or under common control of First Allmerica or Allmerica Financial, whether existing or created in the future, that serve as distributor or principal underwriter of the Contracts or Future Contracts offered through the Separate Accounts or any Other Separate Account. (Rel. IC-24721 - October 31, 2000) PADCO ADVISORS, INC., ET AL. An order has been issued on an application filed by PADCO Advisors, et al., for an exemption from Sections 12(d)(1)(A) and (B) of the Investment Company Act and from Section 17(a) of the Act. The order permits certain registered open-end management investment companies to acquire shares of registered open-end management investment companies outside the same group of investment companies. (Rel. IC-24722 - October 31, 2000) WM VARIABLE TRUST, ET AL. An order has been issued pursuant to Section 6(c) of the Investment Company Act exempting WM Variable Trust (Trust) and WM Advisors, Inc. (Adviser) from the provisions of Sections 9(a), 13(a), 15(a) and 15(b) of the Act, and Rules 6e-2(b)(l5) and 6e-3(T)(b)(15) thereunder, to permit shares of the Trust and any other investment company that is designed to fund insurance products and for which the Adviser or its affiliates may serve as investment manager, investment adviser, investment sub-adviser, administrator, manager, principal underwriter or sponsor (Future Trusts) to be sold to and held by (l) variable annuity and variable life insurance separate accounts of both affiliated and unaffiliated life insurance companies; (2) qualified pension and retirement plans outside of the separate account context; and (3) the Trust's or Future Trust's investment adviser (representing seed money investments in the Trust or Future Trust). (Rel. IC - 24723 - October 31, 2000) HARTFORD CAPITAL APPRECIATION HLS FUND, INC., ET AL. An order has been issued pursuant to Section 6(c) of the Investment Company Act exempting Hartford Capital Appreciation HLS Fund, Inc., Hartford Dividend and Growth HLS Fund, Inc., Hartford Series Fund, Inc., Hartford Index HLS Fund, Inc., Hartford International Opportunities HLS Fund, Inc., Hartford Midcap HLS Fund, Inc., Hartford Small Company HLS Fund, Inc., Hartford Stock HLS Fund, Inc., Hartford Advisers HLS Fund, Inc., Hartford International Advisers HLS Fund, Inc., Hartford Bond HLS Fund, Inc., Hartford Mortgage Securities HLS Fund, Inc. and Hartford Money Market HLS Fund, Inc. (each, Existing Fund) and HL Investment Advisors, L.L.C. (collectively with Existing Funds, Applicants) from the provisions of Section 9(a), 13(a), 15(a) and 15(b) of the Act, and Rules 6e-2(b)(15) and 6e-3 (T)(b)(15) thereunder to the extent necessary to permit shares of the Existing Funds or any other investment company designed to be sold to variable life insurance separate accounts and to which Applicants or their affiliates may in the future serve as investment advisers (each, Future Fund) to be sold to and held by separate accounts funding variable annuity and variable life insurance contracts issued by both affiliated and unaffiliated life insurance companies, qualified pension and retirement plans outside the separate account context, and/or any Existing or Future Fund's investment adviser (representing seed money investments in the Existing or Future Fund). (Rel. IC-24724 - November 1, 2000) HOLDING COMPANY ACT RELEASES CINERGY CORP. A notice has been issued giving interested persons until November 27 to request a hearing on a proposal by Cinergy Corp. to issue and sell up to 50 million shares of Common Stock, from time to time over a 10-year period commencing with the date of the Commission's order in this file, under the following plans: (1) the Cinergy Corp. Dividend Reinvestment and Stock Purchase Plan; (2) the Cinergy Corp. Employee Stock Purchase and Savings Plan; (3) the Cinergy Corp. Stock Option Plan; (4) the Cinergy Corp. Directors' Deferred Compensation Plan; (5) the Cinergy Corp. Long-Term Incentive Compensation Plan; (6) the Cinergy Corp. Union Employees' 401(k) Plan; (7) the Cinergy Corp. Union Employees' Savings Incentive Plan; and (8) the Cinergy Corp. Non-Union Employees' 401(k) Plan. (Rel. 35-27264) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NYSE-00-4l) filed by the New York Stock Exchange has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. The rule change would make the Exchange's Ethics Officer the party to whom employees of the Exchange or any of its affiliates must apply for permission to open a securities or commodities account. Publication of the notice in the Federal Register is expected during the week of November 6. (Rel. 34-43488) The New York Stock Exchange filed a proposed rule change (SR-NYSE-00-44) under Rule 19b-4 of the Exchange Act to extend its pilot programs for mediation and administrative conferences. Publication of the proposal is expected in the Federal Register during the week of November 6. (Rel. 34-43496) A proposed rule change filed by the Chicago Board Options Exchange (SR- CBOE- 00-50) extending the pilot relating to the processing of Live Ammo orders through December 15, 2000 has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of November 6. (Rel. 34-43499) PROPOSED RULE CHANGES The Philadelphia Stock Exchange has filed a proposed rule change (SR- Phlx-00-64) relating to late charges and penalties for non-payment. Publication of the notice is expected in the Federal Register during the week of November 6. (Rel. 34-43489) The Pacific Exchange filed a proposed rule change (SR-PCX-00-27) relating to options trade reporting. Publication of the proposal is expected in the Federal Register during the week of November 6. (Rel. 34-43505) The National Association of Securities Dealers filed with the Securities and Exchange Commission a proposed rule change under Rule 19b-4 (SR-NASD-98-11) concerning related performance information. Publication of the notice in the Federal Register is expected during the week of November 6. (Rel. 34- 43507) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change submitted under Rule 19b-4 by the Chicago Board Options Exchange (SR-CBOE-00-04) relating to its proposal to amend and codify its Equity Options Post Telephone Policy. Publication of the order in the Federal Register is expected during the week of November 6. (Rel. 34-43493) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 RAMBUS INC, 2465 LATHAM ST, MOUNTAIN VIEW, CA 94040 (650) 944-8000 - 4,560,612 ($288,933,694.70) COMMON STOCK. (FILE 333-48730 - OCT. 27) (BR. 5) S-3 DELSOFT CONSULTING INC, 106 BOMBAY LANE, 770-518-4289, ROSWELL, GA 30076 (770) 518-4289 - 7,420,634 ($1,113,096) COMMON STOCK. (FILE 333-48736 - OCT. 27) (BR. 9) S-8 EFC BANCORP INC, 1695 LARKIN AVE, ELGIN, IL 60123 (847) 741-3900 - 254,256 ($2,386,088) COMMON STOCK. (FILE 333-48742 - OCT. 27) (BR. 7) SB-2 E NUTRITION INC, 386 NORTH 210 EAST, MAPLETON, UT 84664 (801) 489- 0222 - 750,000 ($150,000) COMMON STOCK. (FILE 333-48746 - OCT. 27) (BR. 9 - NEW ISSUE) S-8 WILLIAMS SONOMA INC, 100 N POINT ST, SAN FRANCISCO, CA 94133 (415) 616-8345 - 1,500,000 ($28,875,000) COMMON STOCK. (FILE 333-48750 - OCT. 27) (BR. 2) S-3 MEDIABAY INC, 2295 CORPORATE BLVD STE 222, BOCA RATON, FL 33431 (561) 241-1426 - 200,000 ($521,880) COMMON STOCK. (FILE 333-48752 - OCT. 27) (BR. 2) S-8 GRAND SLAM TREASURES INC, PO BOX 1400, EAGLE, ID 83616 (208) 463- 1300 - 2,371,344 ($3,853,434) COMMON STOCK. (FILE 333-48754 - OCT. 27) (BR. 4) S-1 EUROPEAN MICRO HOLDINGS INC, 6073 NW 167TH ST, UNIT C-25, MIAMI, FL 33015 (305) 825-2458 - 9,124,999 ($36,901,396) COMMON STOCK. (FILE 333-48756 - OCT. 27) (BR. 3) S-8 APACHE CORP, 2000 POST OAK BLVD, ONE POST OAK CENTER STE 100, HOUSTON, TX 77056 (713) 296-6000 - 1,000,000 ($56,750,000) COMMON STOCK. (FILE 333-48758 - OCT. 27) (BR. 4) S-3 HARKEN ENERGY CORP, 16285 PARK TEN PLACE SUITE 600, HOUSTON, TX 77084 (281) 717-1300 - 7,771,429 ($3,400,000) COMMON STOCK. (FILE 333-48760 - OCT. 27) (BR. 4) S-3 MEMBERWORKS INC, 680 WASHINGTON BLVD., SUITE 1100, STAMFORD, CT 06901 (203) 324-7635 - 425,232 ($14,432,374) COMMON STOCK. (FILE 333-48762 - OCT. 27) (BR. 8) S-4 SCHWAB CHARLES CORP, 120 KEARNEY STREET, SAN FRANCISCO, CA 94104 (415) 627-7000 - 15,000,000 ($461,016,000) COMMON STOCK. (FILE 333- 48764 - OCT. 27) (BR. 7) S-1 M TRON INDUSTRIES INC, 100 S DOUGLAS AVENUE, PO BOX 630, YANKTON, SD 57078 (800) 762-8800 - 1,006,790 ($5,033,950) COMMON STOCK. (FILE 333-48766 - OCT. 27) (BR. 36) S-8 ALKERMES INC, 64 SIDNEY ST, CAMBRIDGE, MA 02139 (617) 494-0171 - 201,616 ($7,655,360) COMMON STOCK. (FILE 333-48768 - OCT. 27) (BR. 1) S-8 LIBERTY SATELLITE & TECHNOLOGY INC, 7600 E ORCHARD RD, STE 330 S, ENGLEWOOD, CO 80111 (303) 712-4600 - 2,000,000 ($10,312,000) COMMON STOCK. (FILE 333-48770 - OCT. 27) (BR. 7) S-8 ALKERMES INC, 64 SIDNEY ST, CAMBRIDGE, MA 02139 (617) 494-0171 - 2,400,000 ($91,128,000) COMMON STOCK. (FILE 333-48772 - OCT. 27) (BR. 1) S-3 DAMARK INTERNATIONAL INC, 7101 WINNETKA AVENUE NORTH, MINNEAPOLIS, MN 55428 (612) 531-0066 - 5,250,000 ($57,093,750) COMMON STOCK. (FILE 333-48776 - OCT. 27) (BR. 2) S-3 POLYCOM INC, 1565 BARBER LANE, MILPITAS, CA 95035 (408) 526-9000 - 1,842,702 ($116,954,084.70) COMMON STOCK. (FILE 333-48778 - OCT. 27) (BR. 7) S-8 SILICON GRAPHICS INC /CA/, 1600 AMPHITHEATRE PKWY, MOUNTAIN VIEW, CA 94043 (650) 960-1980 - 10,811,885 ($44,588,214) COMMON STOCK. (FILE 333-48780 - OCT. 27) (BR. 3) N-2 PILGRIM PRIME RATE TRUST, TWO RENAISSANCE SQ, 40 N CENTRAL STE 1200, PHOENIX, AZ 85004 (602) 417-8100 - 7,200 ($180,000,000) PREFERRED STOCK. (FILE 333-48782 - OCT. 27) (BR. 17) S-8 EQUICAP INC, 12373 E. CORNELL AVE, AURORA, CO 80014 (303) 337-3384 - 3,000,000 ($30,000) COMMON STOCK. (FILE 333-48784 - OCT. 27) (BR. 9) S-8 EQUICAP INC, 12373 E. CORNELL AVE, AURORA, CO 80014 (303) 337-3384 - 2,000,000 ($20,000) COMMON STOCK. (FILE 333-48786 - OCT. 27) (BR. 9) S-3 MBNA AMERICA BANK NATIONAL ASSOCIATION, 1100 NORTH KING ST, WILMINGTON, DE 19801 (302) 453-9930 - 10,000,000,000 FLOATING RATE NOTES. (FILE 333-48788 - OCT. 27) (BR. 8) S-3 INTEGRAL SYSTEMS INC /MD/, 5000 PHILADELPHIA WAY, STE A, LANHAM, MD 20706 (301) 731-4233 - 650,000 ($8,287,500) COMMON STOCK. (FILE 333- 48790 - OCT. 27) (BR. 3) S-8 INTERNET VENTURE GROUP INC, 9307 WEST SAM HOUSTON PARKWAY, BLDG 100, HOUSTON, TX 77049 (713) 596-9308 - 10,000,000 ($19,840,000) COMMON STOCK. (FILE 333-48792 - OCT. 27) (BR. 9) S-4 LACLEDE GROUP INC, 720 OLIVE ST, ST LOUIS, MO 63101 (314) 342-0500 - 19,411,462 ($431,905,030) COMMON STOCK. (FILE 333-48794 - OCT. 27) (NEW ISSUE) S-8 VERSICOR INC /CA, 34790 ARDENTECH COURT, 510-739-3000, FREMONT, CA 94555 - 1,100,000 ($15,059,000) COMMON STOCK. (FILE 333-48796 - OCT. 27) (BR. 1) SB-1 JAVA SOLUTIONS INC, 17418 SHADOW VALLEY DRIVE, SPRING, TX 77379 (713) 304-1970 - 550,000 ($550,000) COMMON STOCK. (FILE 333-48798 - OCT. 27) (NEW ISSUE) S-3 BIOMARIN PHARMACEUTICAL INC, 11 PIMENTEL COURT, NOVATO, CA 94949 - 4,000,000 ($54,760,000) COMMON STOCK. (FILE 333-48800 - OCT. 27) (BR. 1) S-8 TBC CORP, 4770 HICKORY HILL RD, MEMPHIS, TN 38141 (901) 363-8030 - 2,000,000 ($9,300,000) COMMON STOCK. (FILE 333-48802 - OCT. 27) (BR. 5) S-8 YOUR BANK ONLINE COM INC, 6912 220TH, MOUNTLAKE TERRACE, WA 98043 (800) 266-3854 - 40,000 ($33,332) COMMON STOCK. (FILE 333-48806 - OCT. 27) (BR. 7) S-3 UNIVERSAL DISPLAY CORP \PA\, THREE BALA PLAZA, SUITE 104E, BALA CYNWYD, PA 19004 (610) 617-4010 - 688,408 ($11,659,911) COMMON STOCK. (FILE 333-48810 - OCT. 27) (BR. 3) S-1 EXACT CORP, 63 GREAT RD, MAYNARD, MD 01754 (978) 897-2800 - $69,000,000 COMMON STOCK. (FILE 333-48812 - OCT. 27) (NEW ISSUE) S-8 IXIA, 26601 W AGOURA RD, CALABASAS, CA 91302 (818) 871-1800 - 14,880,000 ($318,297,500) COMMON STOCK. (FILE 333-48814 - OCT. 27) (BR. 5) S-8 UNION ACCEPTANCE CORP, 250 NORTH SHADELAND AVENUE, INDIANAPOLIS, IN 46219 (317) 231-6400 - 300,000 ($1,640,700) COMMON STOCK. (FILE 333- 48816 - OCT. 27) (BR. 7) S-8 UNION ACCEPTANCE CORP, 250 NORTH SHADELAND AVENUE, INDIANAPOLIS, IN 46219 (317) 231-6400 - 200,000 ($1,137,600) COMMON STOCK. (FILE 333- 48818 - OCT. 27) (BR. 7) S-3 HEALTH MANAGEMENT ASSOCIATES INC, 5811 PELICAN BAY BLVD, SUITE 500, NAPLES, FL 33963 (941) 598-3131 - 488,750,000 ($342,125,000) CONVERTIBLE DEBENTURES AND NOTES. (FILE 333-48820 - OCT. 27) (BR. 1) S-8 S3 INC, 2841 MISSION COLLEGE BLVD, SANTA CLARA, CA 95054 (415) 588- 8000 - 2,000,000 ($13,656,000) COMMON STOCK. (FILE 333-48824 - OCT. 27) (BR. 3) S-8 BIO PLEXUS INC, 129 RESERVOIR ROAD, VERNON, CT 06066 (860) 870-8112 - 1,798,000 ($2,528,437) COMMON STOCK. (FILE 333-48826 - OCT. 27) (BR. 5) S-8 S3 INC, 2841 MISSION COLLEGE BLVD, SANTA CLARA, CA 95054 (415) 588- 8000 - 2,539,522 ($17,339,857) COMMON STOCK. (FILE 333-48828 - OCT. 27) (BR. 3) S-8 CREE INC, 4600 SILICON DR, DURHAM, NC 27703 (919) 361-5709 - 300,000 ($24,534,000) COMMON STOCK. (FILE 333-48830 - OCT. 27) (BR. 36) S-4 CHEMICAL FINANCIAL CORP, 333 E MAIN ST, MIDLAND, MI 48640 (517) 631- 3310 - 7,437,754 ($144,542,289.65) COMMON STOCK. (FILE 333-48832 - OCT. 27) (BR. 7) S-8 TRANSCRYPT INTERNATIONAL INC, 4800 NW FIRST ST, LINCOLN, NE 68521 (402) 474-4800 - 100,000 ($106,250) COMMON STOCK. (FILE 333-48834 - OCT. 27) (BR. 7) S-8 TRANSCRYPT INTERNATIONAL INC, 4800 NW FIRST ST, LINCOLN, NE 68521 (402) 474-4800 - 200,000 ($212,500) COMMON STOCK. (FILE 333-48836 - OCT. 27) (BR. 7) SB-2 CELERITY SYSTEMS INC, 122 PERIMETER PARK DR, KNOXVILLE, TN 37922 (865) 539-5300 - 8,878,074 ($2,840,984) COMMON STOCK. (FILE 333-48838 - OCT. 27) (BR. 3) S-8 TRANSCRYPT INTERNATIONAL INC, 4800 NW FIRST ST, LINCOLN, NE 68521 (402) 474-4800 - 100,000 ($106,250) COMMON STOCK. (FILE 333-48840 - OCT. 27) (BR. 7) S-3 DIME BANCORP INC, 589 5TH AVE, NEW YORK, NY 10017 (212) 326-6170 - 350,000,000 ($350,000,000) STRAIGHT BONDS. (FILE 333-48842 - OCT. 27) (BR. 7) S-8 PUMA TECHNOLOGY INC, 2550 N FIRST ST, STE 500, SAN JOSE, CA 95131 (408) 321-7650 - 1,500,000 ($20,367,145.26) COMMON STOCK. (FILE 333- 48844 - OCT. 27) (BR. 3) S-8 COMPUCOM SYSTEMS INC, 7171 FOREST LN, DALLAS, TX 75230 (214) 265- 3600 - 1,000,000 ($1,810,000) COMMON STOCK. (FILE 333-48846 - OCT. 27) (BR. 3) S-3 TETRA TECH INC, 670 N ROSEMEAD BOULEVARD, PASEDENA, CA 91107 (626) 351-4664 - 202,376 ($5,843,607) COMMON STOCK. (FILE 333-48848 - OCT. 27) (BR. 6) S-4 F&M NATIONAL CORP, 9 COURT SQUARE, WINCHESTER, VA 22601 (540) 665- 4200 - 566,175 ($7,043,217) COMMON STOCK. (FILE 333-48850 - OCT. 27) (BR. 7) S-3 ACTV INC /DE/, 1270 AVE OF THE AMERICAS, NEW YORK, NY 10020 (212) 262-2571 - 1,548,925 ($12,294,592) COMMON STOCK. (FILE 333-48852 - OCT. 27) (BR. 7) S-3 NETMANAGE INC, 10725 N DE ANZA BLVD, CUPERTINO, CA 95014 (408) 973- 7171 - $2,590,347 COMMON STOCK. (FILE 333-48854 - OCT. 27) (BR. 3) S-1 SELECT MEDICAL CORP, 4716 OLD GETTYSBURG RD, MECHANICSBURG, PA 17055 (717) 972-1100 - $200,000,000 COMMON STOCK. (FILE 333-48856 - OCT. 27) S-4 UNITEDHEALTH GROUP INC, UNITEDHEALTH GROUP CENTER, 9900 BREN ROAD EAST, MINNETONKA, MN 55343 (612) 936-1300 - 693,000 ($59,365,625) COMMON STOCK. (FILE 333-48858 - OCT. 27) (BR. 1) S-3 FIRST CONSUMERS NATIONAL BANK, 9300 SW GEMINI DRIVE, BEAVERTON, OR 97008 (503) 293-6181 - 1,000,000 ($1,000,000) EQUIPMENT TRUST CERTIFICATES. (FILE 333-48860 - OCT. 27) (BR. 8) S-4 I TRAX COM INC, 12020 SUNRISE VALLEY DRIVE, SUITE 350, RESTON, VA 20191 (703) 860-0600 - 18,730,834 ($46,827,085) COMMON STOCK. (FILE 333- 48862 - OCT. 27) (BR. 9) S-8 MICROMUSE INC, 139 TOWNSEND ST, MEZZANINE FLOOR, SAN FRANCISCO, CA 94107 (415) 538-9090 - 1,715 ($399,029.05) COMMON STOCK. (FILE 333-48864 - OCT. 27) (BR. 3) S-1 WILLIAMS ENERGY PARTNERS L P, ONE WILLIAMS CENTER, TULSA, OK 74172 (918) 573-2000 - $90,562,500 LIMITED PARTNERSHIP CERTIFICATE. (FILE 333-48866 - OCT. 30) (NEW ISSUE) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- STATE 8K ITEM NO. AAMES FINANCIAL CORP/DE DE X X 10/31/00 ADVANTA MORTGAGE LOAN TRUST 2000-1 NV X X 10/31/00 AETNA INC CT X 10/31/00 AETNA SERVICES INC /CT/ CT X 10/31/00 AIRPORT SYSTEMS INTERNATIONAL INC KS X 11/01/00 ALL STAR GAS CORP MO X X 11/02/00 ALLERGAN INC DE X X 11/01/00 ALPHA FIBRE INC CO X X 12/31/00 ALZA CORP DE X 10/31/00 AMB PROPERTY CORP MD X 10/23/00 AMB PROPERTY LP DE X 10/23/00 AMERICAN AIRLINES INC DE X 10/31/00 AMERICAN GENERAL CORP /TX/ TX X X 10/30/00 AMERIHOST PROPERTIES INC DE X X 11/01/00 AMERINET GROUP COM INC DE X X 10/17/00 AMR CORP DE X 10/31/00 AMSURG CORP TN X 08/18/00 AMEND AON CORP DE X X 11/02/00 APPLIED DIGITAL SOLUTIONS INC MO X X 10/25/00 ARCH CHEMICALS INC VA X 08/22/00 AMEND ASTA FUNDING INC DE X X 10/12/00 AMEND AVIGEN INC \DE DE X X 11/01/00 AVIRON DE X X 10/31/00 BA MORTGAGE SECURITIES INC PASS THR DE X X 06/25/99 CERT SER 1998-5 BANNER CORP WA X X 10/30/00 BERKLEY W R CORP DE X 10/30/00 BICO INC/PA PA X 11/02/00 BOMBARDIER CAPITAL MORTGAGE SECURIT VT X 09/30/00 IZATION CORP BOMBARDIER CAPITAL MORTGAGE SECURIT VT X 09/30/00 IZATION CORP BRAZOS SPORTSWEAR INC /DE/ DE X X 10/26/00 BRITTON & KOONTZ CAPITAL CORP MS X X 10/23/00 BSMS 1999-1 DE X X 04/25/00 CADMUS COMMUNICATIONS CORP/NEW VA X X 10/31/00 CAL DIVE INTERNATIONAL INC MN X X 11/01/00 CENTEX HOME EQUITY LOAN TRUST 2000- DE X X 10/31/00 C CHARTER COMMUNICATIONS INC /MO/ DE X X 11/02/00 CHASE FUNDING INC NY X X 10/25/00 CHASE MANHATTAN BANK CHASE CREDIT C DE X X 10/03/00 AMEND ARD OWNER TRUST 2000 3 STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- CHASE MANHATTAN CORP /DE/ DE X 11/01/00 CHL MORTGAGE PASS THROUGH 2000-1 DE X X 04/25/00 CHL MORTGAGE PASS THROUGH 2000-1 DE X X 05/25/00 CIGNA CORP DE X X 11/02/00 CMS ENERGY CORP MI X X 10/25/00 COASTCAST CORP CA X 10/27/00 COLUMBIA ENERGY GROUP DE X 11/01/00 COMERICA INC /NEW/ DE X X 10/31/00 COMMERCIAL MORTGAGE PASS-THROUGH CE DE X 10/15/00 RTIFICATES SERIES 2000-C4 COMMUNICATION INTELLIGENCE CORP DE X X 10/06/00 AMEND COMMUNICATION INTELLIGENCE CORP DE X X 10/31/00 COMMUNITY BANK SHARES OF INDIANA IN IN X 10/24/00 C COMMUNITY BANK SHARES OF INDIANA IN IN X 10/30/00 C COMPUTERIZED THERMAL IMAGING INC NV X X 11/03/00 COMPUTRON SOFTWARE INC DE X X 11/01/00 CONSUMERS ENERGY CO MI X X 10/25/00 COWLITZ BANCORPORATION WA X X 10/26/00 CREDIT SUISSE FIR BOS MOR SEC CORP X X 10/31/00 MO BK PA TH CE SE 99-WM1 CREDIT SUISSE FIR BOS MOR SEC CORP X X 10/31/00 MO BK PA TH CE SE 99-WM2 CREDIT SUISSE FIR BOS MOR SEC CORP DE X X 10/31/00 MO BK PA TH CE SE 99-WM3 CROWN CENTRAL PETROLEUM CORP /MD/ MD X X 11/01/00 CWABS INC ASSET BACKED CERTIFICATES DE X X 04/25/00 SERIES 1999 4 CWABS INC ASSET BACKED CERTIFICATES DE X X 05/25/99 SERIES 1999-3 CWABS INC ASSET BACKED CERTIFICATES DE X X 06/25/99 SERIES 1999-3 CWABS INC ASSET BACKED CERTIFICATES DE X X 04/25/00 SERIES 2000-1 CWABS INC ASSET BACKED CERTIFICATES DE X X 04/25/00 SERIES 2000-1 CWABS INC ASSET BACKED CERTIFICATES DE X X 04/25/00 SERIES 2000-1 CWMBS INC ASSET BACKED CERTIFICATES DE X X 04/25/00 SERIES 1999-4 CWMBS INC ASSET BACKED CERTIFICATES DE X X 04/25/00 SERIES 1999-4 STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- CWMBS INC MORT PASS THR CERT SER 19 DE X X 04/25/00 99-10 CWMBS INC MORT PASS THR CERT SER 19 DE X X 05/25/00 99-10 CWMBS INC MORT PASS THR CERT SER 19 DE X X 04/25/00 99-11 CWMBS INC MORT PASS THR CERT SER 19 DE X X 05/25/00 99-11 CWMBS INC MORT PASS THR CERT SER 19 DE X X 04/25/00 99-12 CWMBS INC MORT PASS THR CERT SER 19 DE X X 05/25/00 99-12 CWMBS INC MORT PASS THR CERT SER 19 DE X X 05/25/00 99-12 CWMBS INC MORT PASS THR CERT SER 19 DE X X 04/25/00 99-13 CWMBS INC MORT PASS THR CERT SER 19 DE X X 05/25/00 99-13 CWMBS INC MORT PASS THR CERT SER 19 DE X X 04/25/00 99-5 CWMBS INC MORT PASS THR CERT SER 19 DE X X 05/25/00 99-5 CWMBS INC MORT PASS THR CERT SER 19 DE X X 04/25/00 99-6 CWMBS INC MORT PASS THR CERT SER 19 DE X X 05/25/00 99-6 CWMBS INC MORT PASS THR CERT SER 19 DE X X 04/25/00 99-7 CWMBS INC MORT PASS THR CERT SER 19 DE X X 05/25/00 99-7 CWMBS INC MORT PASS THR CERT SER 19 DE X X 04/25/00 99-8 CWMBS INC MORT PASS THR CERT SER 19 DE X X 05/25/00 99-8 CWMBS INC MORT PASS THR CERT SER 19 DE X X 05/25/00 99-9 CWMBS INC RESIDENTIAL ASSET SECURIT DE X X 06/25/99 IZATION TRUST 1998-A13 CWMBS INC SERIES 1998-A10 DE X X 06/25/99 CYBERCASH INC DE X 11/01/00 CYBERGUARD CORP FL X 10/13/00 CYSIVE INC DE X X 10/26/00 STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- D&F INDUSTRIES INC X 11/01/00 DATAMEG CORP NY X X X 06/30/99 AMEND DATAMEG CORP NY X X X 06/30/99 AMEND DATAMEG CORP NY X 06/30/00 AMEND DATAMEG CORP NY X X X 06/30/00 DESIGNS INC DE X 11/02/00 AMEND DIME BANCORP INC DE X 11/01/00 DLJ MORTGAGE ACCEPTANCE CORP DE X X 10/31/00 DLJ MORTGAGE ACCEPTANCE CORP DE X X 10/31/00 DOLLAR GENERAL CORP TN X 11/02/00 DOMINION RESOURCES INC /VA/ VA X 11/01/00 DYNAMIC PRODUCTS INC X 11/01/00 E AUCTION GLOBAL TRADING INC NV X 10/10/00 E SPIRE COMMUNICATIONS INC DE X X 10/31/00 EBANK COM INC GA X X 10/26/00 EGLOBE INC DE X 11/01/00 ELECTRONIC DATA SYSTEMS CORP /DE/ DE X X 10/31/00 EMERSON ELECTRIC CO MO X 11/02/00 ENDWAVE CORP DE X X 10/24/00 ENTERTAINMENT BOULEVARD INC X X 10/30/00 ENTRADA NETWORKS INC DE X 11/02/00 ENZON INC DE X 10/30/00 FARM FAMILY HOLDINGS INC DE X X 09/30/00 FBR ASSET INVESTMENT CORP/VA VA X 10/31/00 FINANCIAL ASSET SECURITIES CORP DE X 10/17/00 FINANCIAL ASSET SECURITIES CORP DE X 10/17/00 AMEND FINANCIAL ASSET SECURITIES CORP DE X X 11/02/00 FINANCIAL INSTITUTIONS INC NY X X 11/02/00 FINISAR CORP CA X X 10/17/00 FIRST AMERICAN FINANCIAL CORP CA X X 11/02/00 FIRST NATIONAL BANK OF ATLANTA X X 09/30/00 FIRST NATIONAL BANK OF ATLANTA X X 09/30/00 FIRST UNION COMMERCIAL MORTGAGE SEC NC X 10/18/00 URITIES INC FLORIDA POWER & LIGHT CO FL X 11/01/00 FOCAL CORP UT X X 10/26/00 FOCUS ENHANCEMENTS INC DE X X 10/26/00 AMEND FORD MOTOR CO DE X X 11/01/00 FORD MOTOR CO DE X X 11/02/00 FORD MOTOR CREDIT CO DE X X 11/01/00 FORD MOTOR CREDIT CO DE X X 11/02/00 FORTUNE NATURAL RESOURCES CORP DE X X 11/01/00 STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- FPL GROUP INC FL X 11/01/00 FRANKLIN RECEIVABLES LLC DE X 09/30/00 FREEDOM SURF INC NV X X 09/27/00 AMEND FREQUENCY ELECTRONICS INC DE X 08/02/00 FRIEDMAN BILLINGS RAMSEY GROUP INC VA X 10/31/00 FVNB CORP TX X X 10/31/00 GALAXY TELECOM LP DE X 12/31/00 GE CAPITAL MORTGAGE SERVICES INC NJ X X 10/25/00 GENERAL MAGIC INC DE X X 11/01/00 GENERAL MOTORS CORP DE X 11/01/00 GENESEE & WYOMING INC DE X 10/30/00 GENESEE CORP NY X 11/01/00 GLOBAL HEALTH SCIENCES INC X 11/01/00 GLOBAL HEALTH SUB INC X 11/01/00 GMAC COMMERCIAL MORTGAGE SECURITIES DE X 09/15/00 AMEND INC GMAC COMMERCIAL MORTGAGE SECURITIES DE X 10/15/00 AMEND INC GRAND UNION CO /DE/ DE X X 10/30/00 GREAT BASIN WATER CO X 10/23/00 GREAT TRAIN STORE CO DE X X X 10/13/00 GREENWICH CAPITAL ACCEPTANCE INC NY X X 10/31/00 HARVEY ENTERTAINMENT CO CA X X 11/01/00 HERCULES INC DE X X 09/28/00 AMEND HERCULES INC DE X X 11/02/00 HOME WEB INC X 11/01/00 HORIZON OFFSHORE INC DE X X 10/24/00 HOUSTON INTERWEB DESIGN INC TX X 10/27/00 HUFFY CORP OH X 11/02/00 HUGHES ELECTRONICS CORP DE X 11/01/00 I STORM INC NV X 10/26/00 IASIAWORKS INC DE X 11/02/00 ILEX ONCOLOGY INC DE X X 11/01/00 ILLINOIS SUPERCONDUCTOR CORPORATION DE X X 11/01/00 ILM II SENIOR LIVING INC /VA VA X X 08/15/00 AMEND IMPERIAL BANCORP CA X X 10/31/00 INFINITE GROUP INC DE X 11/01/00 INTEGRAMED AMERICA INC DE X X 11/01/00 INTEGRATED FOOD RESOURCES INC NV X 10/30/00 INTERMAGNETICS GENERAL CORP NY X X 10/16/00 AMEND INTERNATIONAL BANCSHARES CORP TX X X 11/02/00 INTERNATIONAL WOOD CORP CO X 11/01/00 STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- INTERNET PICTURES CORP DE X X 10/26/00 INVERNESS MEDICAL TECHNOLOGY INC/DE DE X X 10/31/00 JAWS TECHNOLOGIES INC /NY NV X 08/25/00 AMEND JLK DIRECT DISTRIBUTION INC PA X 11/01/00 KANSAS CITY SOUTHERN INDUSTRIES INC DE X X 10/31/00 KENWICK INDUSTRIES INC FL X 10/26/00 KEYNOTE SYSTEMS INC DE X 08/18/00 AMEND KFX INC DE X 11/02/00 KILROY REALTY CORP MD X 11/01/00 LABORATORY CORP OF AMERICA HOLDINGS DE X 10/23/00 LASALLE HOTEL PROPERTIES MD X X 10/30/00 LIBERTY CORP SC X X 11/01/00 MANUGISTICS GROUP INC DE X X 10/31/00 MANUGISTICS GROUP INC DE X 11/01/00 MEDICAL RESOURCES INC /DE/ DE X X 10/26/00 MEDICIS PHARMACEUTICAL CORP DE X X 09/29/00 MEDIUM4 COM INC DE X 10/25/00 MERLIN SOFTWARE TECHNOLOGIES INTERN NV X 10/04/00 ATIONAL INC MERRILL LYNCH & CO INC DE X X 11/01/00 MESA AIR GROUP INC NV X 11/02/00 METACREATIONS CORP DE X X 09/08/00 AMEND MHM SERVICES INC DE X 11/14/00 MOTO PHOTO INC DE X 11/01/00 MUSE TECHNOLOGIES INC DE X X 11/01/00 NATIONAL FUEL GAS CO NJ X 10/25/00 NATIONAL STEEL CORP DE X X 11/01/00 NELSON THOMAS INC TN X 11/01/00 NEUBERGER BERMAN INC DE X X 10/31/00 NEW CENTURY MORT SEC INC NEW CENT H DE X X 10/31/00 M EQ LN TR SER 2000-NCA NEW NISOURCE INC DE X X 11/01/00 NEXTCARD INC DE X 11/02/00 AMEND NORTEL NETWORKS CORP X 11/01/00 NORTH BANCSHARES INC DE X 10/20/00 AMEND NORTH COUNTRY FINANCIAL CORP MI X 11/03/00 NORTHEAST PENNSYLVANIA FINANCIAL CO DE X X 10/27/00 RP NORTHERN BORDER PARTNERS LP DE X X 11/02/00 NOVELLUS SYSTEMS INC CA X X 10/25/00 NPS INTERNATIONAL CORP DE X X X 10/17/00 NS GROUP INC KY X X 10/12/00 STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- NTL INC/DE/ DE X 11/01/00 NUMERICAL TECHNOLOGIES INC DE X X 10/27/00 OAKWOOD MORTGAGE INVESTORS INC NV X 10/31/00 OGE ENERGY CORP OK X X 10/26/00 OMEGA RESEARCH INC FL X 11/01/00 OMI CORP/M I X X 10/13/00 OMNI NUTRACEUTICALS UT X X 08/02/00 ONEIDA LTD NY X X 08/09/00 AMEND OSTEO SYSTEMS INC CO X X 10/16/00 PARTNERS FIRST CREDIT CARD MASTER T DE X X 09/30/00 RUST PENN AKRON CORP NV X 10/27/00 PENNFED FINANCIAL SERVICES INC DE X X 11/01/00 PEPSIAMERICAS INC DE X X 11/02/00 PHARMACIA CORP /DE/ DE X 11/01/00 PILOT NETWORK SERVICES INC DE X X 10/31/00 PMA CAPITAL CORP PA X X 11/01/00 PMA CAPITAL CORP PA X 11/02/00 PRIMA ENERGY CORP DE X X 10/24/00 PROCOM TECHNOLOGY INC CA X X 10/31/00 PROFESSIONAL BENEFITS INSURANCE CO TX X 09/30/00 PROFESSIONAL TRANSPORTATION GROUP L GA X X 11/01/00 TD INC PROFESSIONAL TRANSPORTATION GROUP L GA X X 11/02/00 TD INC PROFESSIONAL WRESTLING ALLIANCE COR DE X X 11/01/00 P PROTECTIVE LIFE CORP DE X 11/02/00 PROTECTIVE LIFE CORP DE X 11/02/00 AMEND PUBLIC SERVICE ELECTRIC & GAS CO NJ X 11/01/00 AMEND PUBLIC SERVICE ENTERPRISE GROUP INC NJ X 11/01/00 AMEND PUGET SOUND ENERGY INC WA X X 11/02/00 RALCORP HOLDINGS INC /MO MO X 11/02/00 RAVEN INDUSTRIES INC/CA/ X 11/01/00 RECKSON ASSOCIATES REALTY CORP MD X X 11/02/00 RECKSON OPERATING PARTNERSHIP LP DE X X 11/02/00 REINHOLD INDUSTRIES INC/DE/ DE X 11/01/00 RENT WAY INC PA X 11/01/00 RESIDENTIAL ASSET MORTGAGE PRODUCTS DE X 10/31/00 INC RESIDENTIAL ASSET MORTGAGE PRODUCTS DE X 10/31/00 INC STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- RESIDENTIAL ASSET SECURITIZATION TR DE X X 06/25/99 UST 1998-A9 RESIDENTIAL ASSET SECURITIZATION TR DE X X 06/25/99 UST 1998-A9 RUDDICK CORP NC X X 10/31/00 SABRE HOLDING CORP DE X 11/01/00 SAFEWAY INC DE X 11/01/00 SAZTEC INTERNATIONAL INC CA X 11/02/00 SEAGRAM CO LTD CA X X 11/01/00 SEARS CREDIT ACCOUNT MASTER TRUST I IL X X 10/30/00 I SEARS CREDIT ACCOUNT MASTER TRUST I IL X X 10/30/00 I SECOND BANCORP INC OH NO ITEMS 10/20/00 AMEND SECTOR COMMUNICATIONS INC NV X 10/30/00 SHAW INDUSTRIES INC GA X X 10/19/00 AMEND SOHU COM INC DE X X X 10/18/00 SONTECH INC NV X X X 10/17/00 SOUTHWEST GAS CORP CA X 11/01/00 STERLING FINANCIAL CORP /PA/ PA X X 10/24/00 STILWELL FINANCIAL INC DE X X 11/02/00 STREAMEDIA COMMUNICATIONS INC DE X 10/30/00 STRUCTURED ASSET SECURITIES CORP DE X X 10/30/00 SUPERIOR ENERGY SERVICES INC DE X X 10/31/00 SYKES ENTERPRISES INC FL X X 10/30/00 SYMPHONIX DEVICES INC DE X X 09/18/00 S1 CORP /DE/ DE X X 11/02/00 T&W FINANCIAL CORP WA X X 10/31/00 TALBOTS INC DE X 10/23/00 TALON AUTOMOTIVE GROUP INC MI X 11/01/00 TELECOMMUNICATION PRODUCTS INC CO X 03/10/00 TIDEL TECHNOLOGIES INC DE X X 09/29/00 TIME WARNER TELECOM INC DE X X 11/01/00 TRAVELOCITY COM INC DE X 11/02/00 TRIAD HOSPITALS HOLDINGS INC DE X X 10/31/00 AMEND TRIAD HOSPITALS INC DE X X 10/31/00 AMEND TRICO MARINE SERVICES INC DE X X 10/26/00 TRITON PCS HOLDINGS INC X X 10/25/00 TRUDY CORP DE X 11/02/00 TV COMMUNICATIONS NETWORK INC CO X 11/02/00 AMEND TYCO INTERNATIONAL LTD /BER/ X X 10/17/00 ULTIMATE FRANCHISE SYSTEMS INC CO X X 11/01/00 STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT -------------------------------------------------------------------------- UNITED AUTO GROUP INC DE X X 11/01/00 UPROAR INC DE X X 10/20/00 US FRANCHISE SYSTEMS INC/ DE X X 11/02/00 VITRO DIAGNOSTICS INC NV X X 10/09/00 AMEND WACHOVIA CREDIT CARD MASTER TRUST X X 09/30/00 WASHINGTON GAS LIGHT CO DC X X 11/01/00 WELLS FARGO ASSET SECURITIES CORP DE X X 10/23/00 WESTERN WIRELESS CORP WA X X 10/19/00 WGL HOLDINGS INC VA X X 11/01/00 WOLVERINE TUBE INC DE X X 10/26/00 WORLD WRESTLING FEDERATION ENTERTAI DE X X 11/01/00 NMENT INC WORLDCOM INC/GA// GA X X 11/01/00 WORLDWIDE EQUIPMENT CORP X X 10/30/00 WSI INTERACTIVE CORP X X 11/01/00 WYANT CORP NY X X 11/01/00 XATA CORP /MN/ MN X X 10/31/00 XDOGS COM INC CO X X 10/31/00 YAHOO INC DE X X 10/11/00