SEC NEWS DIGEST Issue 2002-209 October 29, 2002 COMMISSION ANNOUNCEMENTS ACTIONS BY FASB, IASB PRAISED The Chairman of the Securities and Exchange Commission today applauded the decisions by the Financial Accounting Standards Board and the International Accounting Standards Board to work together toward greater convergence between U.S. Generally Accepted Accounting Principles and international accounting standards. "This is a positive step for investors in the U.S. and around the world," said SEC Chairman Harvey L. Pitt. "It means that reducing the differences in two widely used sets of accounting standards will receive consideration by both boards, as they work to improve accounting principles and address issues in financial reporting." SEC Commissioner Roel C. Campos, who has been the Commission's participant in recent meetings of the International Organization of Securities Commissions, added: "I find it encouraging that interested parties in all countries can contribute their thinking. It is clear that investors globally could benefit to the extent that transparency and high quality information might be provided by a common worldwide approach." Chairman Pitt and Commissioner Campos noted that international accounting standards have been a subject of interest for many years, and that the subject has received increased prominence with the decision of the European Union to adopt IAS in 2005, as well as similar actions being taken or considered in a number of other countries. They also noted that an effective infrastructure for interpretation and enforcement of accounting standards, and cooperation among regulators, will be critical to realizing the benefits of convergence. "For years, many have believed that a desirable goal someday would be to move towards a single set of high quality accounting standards around the world," Pitt said. "Now the time frame has a more immediate focus. With so many new users of IAS coming in 2005, in Europe and elsewhere, there is a great opportunity to focus attention on ways to improve information for investors while working for greater convergence in both the short term and the long term." (Press Rel. 2002-154) ENFORCEMENT PROCEEDINGS ORDER ENTERED REGARDING J. SCOTT ESKIND, ET AL. The Securities and Exchange Commission announced that an application for an order to show cause why defendants J. Scott Eskind (Eskind), Lorus Investments, Inc. (Lorus) and Capital Management Fund, Limited Partnership (Capital) (collectively, the defendants) should not be held in civil contempt was filed by the Commission on October 8, in the United States District Court for the Northern District of Georgia, based on the defendants' failure to provide an accounting, as required by the Court's September 12, 2002, preliminary injunction order. That order enjoined Eskind, Lorus and Capital from violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule l0b-5 thereunder, and Eskind and Lorus from violations of Section 206 of the Investment Advisers Act. On October 11, the Honorable Marvin H. Shoob, United States District Judge for the Northern District of Georgia, entered an Order requiring Eskind, Lorus and Capital to show cause why they should not be held in civil contempt for their violation of the Court's September 12, 2002, order. The Commission's complaint, filed on September 3, 2002, alleged that Eskind, in violation of a permanent injunction entered on January 12, 1998, and continuing until the filing of the complaint, raised at least $3 million through sales of limited partnership units in Capital. Capital purportedly does business by trading in securities through initial or secondary public offerings. The sales materials misrepresented to investors Eskind's broker-dealer experience, and did not disclose his 1991 NYSE suspension, the Commission's 1997 civil action or the Commission's 2000 order barring him from association with an investment adviser. The complaint alleged that investors were told that IRA accounts had been opened for them at a trust company that serves as an IRA custodian and had received statements from Lorus indicating their funds in those accounts. In fact, no such accounts have been opened. The sales materials falsely stated that a major law firm provided legal representation for Lorus. Finally, the complaint alleged that Lorus is an investment adviser and Eskind's continuing association with Lorus was a violation of the Commission's 2000 order. [SEC v. J. Scott Eskind, Lorus Investments, Inc., and Capital Management Fund, Limited Partnership, United States District Court for the Northern District of Georgia, Civil Action No. 1:02-CV-2429-MHS] (LR-17808) FORMER BROKER DENNIS HERULA INCARCERATED FOR CONTEMPT OF COURT IN SEC FRAUD ACTION, AND JUDGE ORDERS ATTORNEY MARY LEE CAPALBO ARRESTED FOR FAILURE TO APPEAR IN COURT On October 24, at a hearing concerning the Commission's motions for contempt in United States District Court for the District of Rhode Island, Judge Mary M. Lisi found former broker Dennis Herula in contempt of court for failure to provide a detailed accounting pursuant to a preliminary injunction order entered by the court in May 2002. Judge Lisi ordered Herula incarcerated until such time that he complies with those provisions. At the conclusion of the hearing, officers of the court took Herula into custody. Judge Lisi also issued a bench warrant for the arrest of Herula's wife, Rhode Island attorney Mary Lee Capalbo, for failure to appear for the October 24 hearing, as previously ordered by the court. Herula and Capalbo are defendants in a civil fraud action filed by the Commission on April 1, 2002. The Commission's complaint alleged that they and others participated in a fraudulent offering scheme that raised at least $52 million from investors. According to the complaint, Herula and Capalbo played integral roles in the fraudulent scheme and misappropriated approximately $8 million in investor funds. On May 8, 2002, the court issued a written order imposing preliminary injunctions and asset freezes against Herula, Capalbo, and certain other defendants. The order required them to submit a detailed accounting showing, among other things, all transfers or payments of funds to them from investors or clients, the precise disposition of all such transfers or payments, and the current location of all funds or assets derived from such transfers or payments. After Herula and Capalbo failed to submit the accounting, the Commission filed civil contempt charges against them on August 8, 2002. At a hearing on September 16, 2002, the court ordered Herula to provide the Commission with certain information required by the accounting by September 23, 2002. Herula provided the Commission with an accounting on September 23, 2002. At the October 24 hearing, Judge Lisi held that information Herula provided to the Commission did not satisfy the detailed accounting requirements of the preliminary injunction, and ordered him incarcerated until such time that he complies with the accounting requirements. The court had previously entered final judgment by default against Herula, permanently enjoining him from future violations of the antifraud provisions of the federal securities laws. The final judgment also ordered Herula to pay disgorgement, plus prejudgment interest, in the total amount of $18,941,665.63, and assessed him a $250,000 civil monetary penalty. Capalbo failed to appear for hearings before the court on September 16 and October 10, 2002, concerning the Commission's contempt motion against her. At the October 10 hearing, Judge Lisi ordered Capalbo to appear on October 24, 2002, and indicated her failure to appear would result in the issuance of an arrest warrant. When Capalbo failed to appear for the October 24 hearing, Judge Lisi issued a bench warrant for her arrest. A contempt hearing, as well as a hearing concerning a motion for default judgment against Capalbo, will be held after she is taken into custody and transported to the federal court in Rhode Island. For further information, please see LR-17800 (October 23, 2002, final judgment by default against Herula); LR-17793 (October 18, 2002, preliminary injunction and asset freeze against Herula, Capalbo, and others in a separate action filed in federal district court in the Northern District of California alleging similar fraudulent scheme); LR- 17737 (September 19, 2002, civil contempt hearing against Herula in Rhode Island action); LR-17514 (May 13, 2002, preliminary injunction and asset freeze against Herula and others in Rhode Island action); LR-17461 (April 5, 2002, temporary restraining order and asset freeze against Herula and others in Rhode Island action). [SEC v. Dennis Herula et al., United States District Court for the District of Rhode Island, C.A. No. 02 154 ML, filed April 1, 2002] (LR-17809) INVESTMENT COMPANY ACT RELEASES MLIG VARIABLE INSURANCE TRUST, ET AL. A notice has been issued giving interested persons until November 18, 2002, to request a hearing on an application filed by MLIG Variable Insurance Trust and Roszel Advisors, LLC for an order granting an exemption from Section 15(a) of the Investment Company Act and Rule 18f- 2 under the Act to permit the applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC- 25785 - October 24) HOLDING COMPANY ACT RELEASES AMEREN CORPORATION, ET AL. A notice has been issued giving interested persons until November 18, 2002 to request a hearing on a proposal by Ameren Corporation (Ameren), a registered holding company, Ameren Energy Fuels and Services Company, Ameren's indirect wholly owned nonutility subsidiary, certain of Ameren's utility and nonutility subsidiaries, CILCORP Inc. (CILCORP), an exempt holding company under Section 3(a)(1) of the Public Utility Holding Company Act, as amended, and a wholly owned subsidiary of The AES Corporation, an exempt holding company under Section 3(a)(5) of the Act, CILCORP's public utility subsidiary, Central Illinois Light Company (CILCO), and CILCO's utility subsidiary Central Illinois Generation, Inc. The proposal involves the acquisition by Ameren of all of the issued and outstanding common stock of CILCORP and other related transactions. (Rel. 35-27586) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-CBOE-2002-59) filed by the Chicago Board Options Exchange to amend its Rule 12.3(g)(i) relating to margin requirements for broker-dealer accounts has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 and Rule 19b-4(f)(6), thereunder. Publication of the proposal is expected in the Federal Register during the week of October 28. (Rel. 34-46716) DELISTING An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting certain underlying securities, effective October 29. (Rel. 34-46730) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 KIRBY CORP, 55 WAUGH DRIVE SUITE 1000, HOUSTON, TX, 77385, 7134351000- 1,000,000 ($12,311,044.20) Equity, (File 333-100765 - Oct. 28) (BR. 05) S-8 SAN ANTONIOS RESOURCES INC, IBM TOWER STE 309, WEST GEORGIA ST VANCOUVER, BC V7Y 1B6, 6046691116 - 400,000 ($50,000.00) Equity, (File 333-100769 - Oct. 28) (BR. 04) S-8 MODINE MANUFACTURING CO, 1500 DEKOVEN AVE, RACINE, WI, 53403, 2626361200 - 5,000 ($86,075.00) Equity, (File 333-100770 - Oct. 28) (BR. 05) S-8 MODINE MANUFACTURING CO, 1500 DEKOVEN AVE, RACINE, WI, 53403, 2626361200 - 5,000 ($86,075.00) Equity, (File 333-100771 - Oct. 28) (BR. 05) S-8 MODINE MANUFACTURING CO, 1500 DEKOVEN AVE, RACINE, WI, 53403, 2626361200 - 5,000 ($86,075.00) Equity, (File 333-100772 - Oct. 28) (BR. 05) SB-2 BODY ART & SCIENCE INC, 7201 WEST LAKE MEAD BLVD, SUITE 360, LAS VEGAS, NV, 89128, 7023044500 - 3,000,000 ($750,000.00) Equity, (File 333-100773 - Oct. 28) (BR. ) S-8 BENTLEY COMMUNICATIONS CORP/DE, STE 1, 1903 11TH ST, SANTA MONICA, CA, 90404, 3103420760 - 16,000,000 ($800,000.00) Equity, (File 333-100774 - Oct. 28) (BR. 09) S-8 BAUER PARTNERSHIP INC, 6975 SOUTH UNION PARK, SUITE 600, MIDVALE, UT, 84047, 8012569600 - 0 ($364,000.00) Equity, (File 333-100775 - Oct. 28) (BR. 09) S-8 SPEECHWORKS INTERNATIONAL INC, 695 ATLANTIC AVE, BOSTON, MA, 02111, 6174284444 - 0 ($4,866,411.00) Equity, (File 333-100778 - Oct. 28) (BR. 03) S-8 BOK FINANCIAL CORP ET AL, BANK OF OKLAHOMA TOWER, PO BOX 2300, TULSA, OK, 74192, 9185953025 - 292,225 ($9,906,428.00) Equity, (File 333-100783 - Oct. 28) (BR. 07) S-8 CELERITEK INC/CA, 3236 SCOTT BLVD, SANTA CLARA, CA, 95054, 4089865060 - 250,000 ($1,865,681.23) Equity, (File 333-100784 - Oct. 28) (BR. 36) S-3 COHESION TECHNOLOGIES INC, 2500 FABER PL, PALO ALTO, CA, 94303, 6508560200 - 910,768 ($3,406,272.00) Equity, (File 333-100785 - Oct. 28) (BR. 36) S-8 PEPSI BOTTLING GROUP INC, ONE PEPSI WAY, SOMERS, NY, 10589-2201, 9147676000 - 0 ($505,440,000.00) Equity, (File 333-100786 - Oct. 28) (BR. 02) S-8 GREAT LAKES CHEMICAL CORP, 500 EAST 96TH STREET, SUITE 500, INDIANAPOLIS, IN, 46240, 3177153000 - 2,500,000 ($65,025,000.00) Equity, (File 333-100787 - Oct. 28) (BR. 02) SB-2 ATLAS MINING CO, 1221 W YELLOWSTONE AVE, OSBURN, ID, 83849, 2085561181 - 6,300,000 ($582,750.00) Equity, (File 333-100788 - Oct. 28) (BR. 04) N-2 NUVEEN INSURED PA TAX FREE ADVANTAGE MUNICIPAL FUND, 1,000 ($15,000.00) Equity, (File 333-100789 - Oct. 28) (BR. ) N-2 NUVEEN INSURED NJ TAX FREE ADVANTAGE MUNICIPAL FUND, 1,000 ($15,000.00) Equity, (File 333-100790 - Oct. 28) (BR. ) S-3 OSI SYSTEMS INC, 12525 CHADRON AVE, HAWTHORNE, CA, 90250, 3109780516 - 0 ($25,219,688.00) Equity, (File 333-100791 - Oct. 28) (BR. 36) N-2 NUVEEN INSURED MICHIGAN TAX-FREE ADVANTAGE MUNICIPAL FUND, 1,000 ($15,000.00) Equity, (File 333-100792 - Oct. 28) (BR. ) S-8 LYNX THERAPEUTICS INC, 3832 BAY CENTER PL, HAYWARD, CA, 94545, 5106709300 - 600,000 ($468,000.00) Equity, (File 333-100793 - Oct. 28) (BR. 01) S-8 SPARTAN STORES INC, 850 76TH ST SW, P O BOX 8700, GRAND RAPIDS, MI, 49518, 6168782000 - 1,775,000 ($4,526,250.00) Equity, (File 333-100794 - Oct. 28) (BR. 04) S-8 CSS INDUSTRIES INC, 1845 WALNUT ST, PHILADELPHIA, PA, 19103, 2155699900 - 0 ($35,156,185.00) Equity, (File 333-100795 - Oct. 28) (BR. 05) S-3 VERITAS DGC INC, 10300 TOWN PARK DR, HOUSTON, TX, 77072, 7135128300 - 589,623 ($5,094,342.72) Equity, (File 333-100796 - Oct. 28) (BR. 04) S-8 BROCADE COMMUNICATIONS SYSTEMS INC, 1901 GUADALUPE PARKWAY, SUITE E, SAN JOSE, CA, 95131, 0 ($119,373,094.51) Equity, (File 333-100797 - Oct. 28) (BR. 03) S-8 SONOCO PRODUCTS CO, NORTH SECOND ST, P O BOX 160, HARTSVILLE, SC, 29551-0160, 8033837000 - 350,000 ($8,387,750.00) Equity, (File 333-100798 - Oct. 28) (BR. 04) S-8 SONOCO PRODUCTS CO, NORTH SECOND ST, P O BOX 160, HARTSVILLE, SC, 29551-0160, 8033837000 - 5,000,000 ($119,825,000.00) Equity, (File 333-100799 - Oct. 28) (BR. 04) S-8 GENESIS HEALTH VENTURES INC /PA, 101 EAST STATE STREET, KENNETT SQUARE, PA, 19348, 6104446350 - 10,000 ($134,000.00) Equity, (File 333-100800 - Oct. 28) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT 21ST CENTURY TECHNOLOGIES INC NV X 10/22/02 ABN AMRO MORTGAGE CORP MULTI CLASS CE DE X 10/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-8 DE X 10/01/02 AES CORPORATION DE X 10/28/02 AMERICAN EXPRESS CO NY X X 10/28/02 AMERICAN MILLENNIUM CORP INC NM X 10/11/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 10/15/02 AMERICREDIT FINANCIAL SERVICES INC AU DE X X 10/15/02 AMERIQUEST MORTGAGE SECURITIES INC AS DE X 07/25/02 AMEND AMERIQUEST MORTGAGE SECURITIES INC AS DE X 08/26/02 AMEND APHTON CORP DE X X 10/28/02 ARTESYN TECHNOLOGIES INC FL X X 10/28/02 ASIA FIBER HOLDINGS LTD DE X 10/22/02 ASIA GLOBAL CROSSING LTD X X 10/25/02 ASSET BACKED FUNDING CORP DE X X 10/28/02 ASSET BACKED FUNDING CORP ASSET BK FU DE X X 10/25/02 AT COMM CORP DE X X 10/23/02 AUTHENTIDATE HOLDING CORP DE X X X 10/25/02 AVENUE A INC WA X 10/21/02 AXSYS TECHNOLOGIES INC DE X X 10/28/02 BANNER CORP WA X X 10/24/02 BERKSHIRE HATHAWAY INC DE X X 10/28/02 BINDVIEW DEVELOPMENT CORP TX X X 10/24/02 BMW VEHICLE LEASE TRUST 2000-A X 10/25/02 BORLAND SOFTWARE CORP DE X 10/24/02 C BASS MORTGAGE LOAN ASSET BACKED CER DE X X 10/25/02 CALIFORNIA STEEL INDUSTRIES INC X 10/24/02 CCC INFORMATION SERVICES GROUP INC DE X X 10/21/02 CHEC FUNDING CENTEX HOME EQ LN ASST B DE X X 10/25/02 CHESTER VALLEY BANCORP INC PA X X X 10/28/02 CHROMCRAFT REVINGTON INC DE X 10/28/02 CITYXPRESS COM CORP FL X 10/28/02 CLICKSOFTWARE TECHNOLOGIES LTD L3 X 10/28/02 COMDISCO HOLDING CO INC DE X X 10/21/02 COMMONWEALTH TELEPHONE ENTERPRISES IN PA X 10/28/02 CONNETICS CORP DE X X 10/25/02 CORRECTIONS CORP OF AMERICA MD X X 10/24/02 CREDIT SUISSE FIRST BOSTON ABS TRUST DE X X 10/25/02 CREDIT SUISSE FIRST BOSTON MORT ACCEP DE X X 10/25/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 10/25/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 10/29/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 10/29/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 10/29/02 CREDIT SUISSE FST BOS MOR SEC CSFB MO DE X X 10/25/02 CROWN AMERICAN REALTY TRUST MD X 10/28/02 CSFB MORTGAGE BACKED PASS THR CERT SE DE X X 10/25/02 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 10/25/02 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 10/25/02 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 10/25/02 CSFB MORTGAGE BACKED PASS THRU CERTS DE X X 10/25/02 CSFB MORTGAGE PASS THROUGH CERTIFICAT DE X X 10/25/02 CSFB MORTGAGE PASS THRU CERT SERIES 2 CO X X 10/25/02 CSFB MORTGAGED BACKED PASS THRU CERTI DE X X 10/25/02 CUMMINS INC IN X 10/25/02 CURATIVE HEALTH SERVICES INC MN X X 10/24/02 CURATIVE HEALTH SERVICES INC MN X X 10/24/02 CWABS INC DE X X 10/25/02 CWABS INC DE X X 06/27/02 CWABS INC DE X X 10/25/02 CWABS INC DE X X 10/25/02 CYPRESS INTERNATIONAL INC X 03/05/01 DENISON INTERNATIONAL PLC X X 10/23/02 DIVERSIFIED FINANCIAL RESOURCES CORP DE X X 05/03/02 AMEND DUCOMMUN INC /DE/ DE X X 10/28/02 EDUCATION LOANS INC /DE DE X X 10/25/02 EMERGING MARKETS CORP DE X X 10/20/02 ENDO PHARMACEUTICALS HOLDINGS INC DE X X X 10/28/02 ENER 1 INC FL X X 10/23/02 EQUITY ONE ABS INC DE X 10/25/02 EQUITY ONE ABS INC MORTGAGE PAS TH CE DE X 10/25/02 EQUITY ONE ABS INC MORTGAGE PASS THRU DE X 10/25/02 EQUITY ONE ABS INC MORTGAGE PASS THRU DE X 10/25/02 EXELIXIS INC DE X 10/28/02 FIRST FINANCIAL HOLDINGS INC /DE/ DE X X 10/24/02 FIRST FINANCIAL HOLDINGS INC /DE/ DE X X 10/25/02 FLEXXTECH CORP NV X X 09/19/02 AMEND FROZEN FOOD EXPRESS INDUSTRIES INC TX X 09/30/02 GENUITY INC DE X X 10/25/02 GLOBAL CROSSING LTD X X 10/21/02 GRANT PRIDECO INC DE X X 10/28/02 HADRO RESOURCES INC NV X X 10/28/02 HANCOCK JOHN FINANCIAL SERVICES INC X 10/25/02 HANCOCK JOHN LIFE INSURANCE CO MA X 10/25/02 HANCOCK JOHN VARIABLE LIFE INSURANCE MA X 10/25/02 HEALTH FITNESS CORP /MN/ MN X X 10/28/02 HEALTHY PLANET PRODUCTS INC DE X 10/28/02 HTTP TECHNOLOGY INC DE X X 10/28/02 HUMPHREY HOSPITALITY TRUST INC VA X 10/28/02 INTEGRAMED AMERICA INC DE X X 10/28/02 INTERLEUKIN GENETICS INC DE X X 10/22/02 INVACARE CORP OH X 10/28/02 INVERESK RESEARCH GROUP INC DE X X 10/28/02 ITXC CORP NJ X X 10/23/02 JOURNAL COMMUNICATIONS INC WI X X 10/28/02 KINDER MORGAN ENERGY PARTNERS L P DE X 10/28/02 KINDER MORGAN INC KS X 10/28/02 KINDER MORGAN MANAGEMENT LLC DE X 10/28/02 LACLEDE STEEL CO /DE/ DE X X 10/22/02 LASALLE RE HOLDINGS LTD X 10/18/02 LCA VISION INC DE X X 10/25/02 LEHMAN ABS CORP CORP BACKED TRUST CER DE X X 10/23/02 LIPID SCIENCES INC/ AZ X X 10/28/02 MANCHESTER TECHNOLOGIES INC NY X 10/28/02 MATTHEWS INTERNATIONAL CORP PA X 10/28/02 MATTRESS DISCOUNTERS CORP DE X X 10/23/02 MEDEX CORP NV X 10/18/02 MEDICAL INFORMATION TECHNOLOGY INC MA X 09/30/02 MEDTOX SCIENTIFIC INC DE X 10/24/02 METRIS COMPANIES INC DE X X 10/25/02 MFA MORTGAGE INVESTMENTS MD X X 10/28/02 MID ATLANTIC REALTY TRUST MD X X 09/30/02 MONROE BANCORP IN X X 10/22/02 NASDAQ STOCK MARKET INC DE X X 10/28/02 NATIONAL FUEL GAS CO NJ X X 09/30/02 NATIONAL STEEL CORP DE X X 10/25/02 AMEND NATIONAL TECHNICAL SYSTEMS INC /CA/ CA X X 10/31/02 NATIONWIDE FINANCIAL SERVICES INC/ DE X X 10/25/02 NATIONWIDE LIFE INSURANCE CO OH X X 10/28/02 NAVISTAR INTERNATIONAL CORP DE X 10/25/02 NAVISTAR INTERNATIONAL CORP DE X 10/28/02 NIKE INC OR X 10/25/02 NMT MEDICAL INC DE X X 10/25/02 NORTHROP GRUMMAN CORP /DE/ DE X X 10/28/02 PARAVANT INC FL X X 10/23/02 PATHFINDER BANCORP INC DE X X 10/26/02 PG&E NATIONAL ENERGY GROUP INC DE X X 10/28/02 PHILIPS INTERNATIONAL REALTY CORP MD X X 10/18/02 PINNACLE WEST CAPITAL CORP AZ X X X 09/30/02 PORTLAND GENERAL ELECTRIC CO /OR/ OR X 10/28/02 PREMIUM ENTERPRISES INC CO X 10/28/02 PRG SCHULTZ INTERNATIONAL INC GA X X 10/28/02 PROGRESS FINANCIAL CORP DE X 10/28/02 PROHEALTH MEDICAL TECHNOLOGIES INC NV X X X 10/21/02 PROVIDENT FINANCIAL HOLDINGS INC DE X X 10/28/02 QUADRAMED CORP DE X X 10/22/02 QUINTILES TRANSNATIONAL CORP NC X X 10/25/02 RADIANT SYSTEMS INC GA X X 10/24/02 REGIONS FINANCIAL CORP DE X X 10/28/02 REPUBLIC SERVICES INC DE X X 10/28/02 RESEARCH INC /MN/ MN X X 10/21/02 SAFECO CORP WA X 10/28/02 SALIX PHARMACEUTICALS LTD X X 10/28/02 SCANA CORP SC X 10/28/02 SCIENT INC DE X X 09/30/02 SCORES HOLDING CO INC UT X 08/13/02 AMEND SERVICE MERCHANDISE CO INC TN X X 08/26/02 SHIRE PHARMACEUTICALS GROUP PLC X X 10/28/02 SILICON VALLEY BANCSHARES DE X 10/25/02 SITESTAR CORP NV X X 10/15/02 AMEND SLM EDUCATION CREDIT FUNDING LLC X X 10/01/02 SOLOMON MORTGAGE LN TR SER 2002-CB3 C DE X X 10/25/02 SPACEHAB INC \WA\ WA X X 10/24/02 STAPLES INC DE X X 10/18/02 STERICYCLE INC DE X X 10/19/02 STERLING FINANCIAL CORP /PA/ PA X X 10/22/02 STRUCTURED ASSET SECURITIES CORP DE X 10/28/02 SURECARE INC DE X X 10/17/02 SUSQUEHANNA BANCSHARES INC PA X X 10/25/02 SYSCO CORP DE X X 10/25/02 TIME WARNER TELECOM INC DE X X 10/28/02 TRENWICK AMERICA CORP DE X 10/18/02 TRENWICK GROUP LTD X 10/18/02 TRINITY MEDICAL GROUP INC FL X 10/21/02 TUMBLEWEED INC DE X 10/28/02 U S WIRELESS DATA INC CO X 10/24/02 UCI MEDICAL AFFILIATES INC DE X 08/15/02 VSOURCE INC DE X X 10/23/02 WASATCH PHARMACEUTICAL INC UT X 10/28/02 WASHINGTON GROUP INTERNATIONAL INC DE X 10/24/02 AMEND WEST BANCORPORATION INC IA X 10/28/02 WINMAX TRADING GROUP INC FL X X 10/18/02 WINTRUST FINANCIAL CORP IL X X 10/28/02 WORKGROUP TECHNOLOGY CORP DE X X 10/28/02