SEC NEWS DIGEST Issue 2002-156 August 13, 2002 ENFORCEMENT PROCEEDINGS SEC BARS FORMER REGISTERED REPRESENTATIVE On August 12, the Commission barred Joao P. Santos, a twenty-seven year old Philadelphia resident, from associating with any broker or dealer based on his prior conviction for mail fraud. In imposing the bar, the Commission found that, on January 8, 2001, Santos pled guilty to one count of mail fraud in the case of United States of America v. Joao Santos, Crim. No. 00-762 (E.D. PA). A Philadelphia federal court judge subsequently sentenced Santos to five years probation, fined him $10,000 and ordered him to make restitution in the amount $12,890. The conduct underlying the mail fraud count occurred between September 1998 and June 1999, while Santos was employed as a stockbroker at First Liberty Investment Group, Inc. (First Liberty), a broker-dealer registered with the Commission. During that period of time Santos improperly diverted approximately $108,000 in investor funds and converted the funds for his personal use. As part of the fraud, Santos caused monthly account statements to be sent to post office boxes which he had leased so that customers would not learn that Santos had taken the funds which they had invested with First Liberty. He then orally informed the investors whose statements had been diverted that their investments were earning money, and/or delivered false monthly statements to them reflecting gains on the accounts. Santos consented to the bar after the Commission instituted public administrative proceedings on April 4, 2002. Santos, along with two companies he owns, PinPoint Media, Inc. and Luxury Superstore, Inc., remains a defendant in a lawsuit commenced by the Commission on April 4, 2002, in Philadelphia federal court, SEC v. Santos, et al., Civil Action No. 02-CV-1836 (AB). In that lawsuit, the Commission has alleged that the Santos and his co-defendants, from at least July 1999 through March 2001, fraudulently solicited and misappropriated more than $483,000 of funds from at least four innocent investors. (Rel. 34-46336; File No. 3-10748) COURT ENTERS DEFAULT JUDGMENT AGAINST INTERNET STOCK TOUTER MARK SCHULTZ, ORDERS PAYMENT OF DISGORGEMENT, PENALTIES AND INTEREST The Commission announced that on July 10, 2002, Judge Milton Pollack of the United States District Court for the Southern District of New York entered a default judgment against Mark Schultz, 49, an internet stock touter who now lives in Spain. The Commission's complaint upon which the default judgment is premised alleged that, as compensation for his touting, Schultz received undisclosed stock and cash compensation from at least twelve issuers between 1995 and 1998. Those issuers are Acacia Research Corp., American Entertainment Group, American Nortel Communications, AWG, Ltd., Eutro Group Holdings, Inc., EVRO Corp., Imagica Entertainment, Inc., Imaging Diagnostic Systems, Inc., N.U. Pizza Holding Corp., Tessa Complete Health Care, Inc., Wasatch International Corp., and WestAmerica Corp. The Commission's complaint alleged that Schultz's recommendations typically made inflated financial projections and predicted short-term price increases of 100 percent or more. The Commission's complaint also alleged that Schultz misrepresented his recommendations of these issuers as the product of independent analysis when in fact his publications were merely paid tout sheets. The complaint alleged that in many cases Schultz would receive "bonuses" if the stock he touted achieved certain price levels. The complaint also alleged that Schultz engaged in the practice of "scalping" or selling stock contrary to his circulated recommendations with respect to the securities of Acacia Research Corp., Advanced Laser Products, Inc., Colossal Resources Corp., and Imagica Entertainment, Inc. Schultz moved from Florida to Spain in approximately late 1998. He did not file an answer to the SEC's complaint or contest the allegations, prompting the Court to enter a default judgment. In its order, the Court permanently enjoined Schultz from future violations of Sections 17(b) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-thereunder, and ordered him to pay disgorgement of $566,035.93, to pay prejudgment interest of $300,871.22, and to pay civil penalties of $110,000.00. [SEC v. Mark Schultz , Civil Action No. 00 Civ. 3443(MP) SDNY] (LR- 17676) PERMANENT INJUNCTIONS OBTAINED AGAINST TRADAMAX GROUP, INC. AND CONRAD DIAZ The Commission announced today that on August 9, 2002, the Honorable Gary L. Taylor, United States District Judge, entered final judgments of permanent injunction against Tradamax Group, Inc. and its principal executive and financial officer, Conrad Diaz. Tradamax formerly had an office in Newport Beach, California. The final judgment enjoins Tradamax from violating Section 17(a) of the Securities Act of 1933, Sections 10(b), 13(a) and 13(b)(2)(A) of the Securities Exchange Act of 1934, and Exchange Act Rules 10b-5, 12b-20, 12b-25, 13a-1, 13a-11, and 13a-13. Diaz was enjoined from violating Section 10(b) of the Exchange Act, and Exchange Act Rule 10b-5, and from aiding and abetting or causing violations of Sections 13(a) and 13(b)(2)(A) of the Exchange Act, and Exchange Act Rules 12b-20, 12b-25, 13a-1, 13a-11, and 13a-13. Tradamax and Diaz consented to the entry of permanent injunctions against them. Tradamax was also ordered to pay disgorgement of $149,408 plus interest. The Commission's complaint, filed in the U.S. District Court for the Central District of California on June 21, 2001, alleged that the defendants made numerous fraudulent public statements regarding: (1) the control of Tradamax by Pattinson Hayton, a recidivist securities law violator; (2) the identity of its chief executive officer; (3) the company's business, an Internet website portal designed to facilitate coffee bean and other commodities trading; (4) Tradamax's claimed business relationships; and (5) the company's projected revenues and income. According to the complaint, these fraudulent statements were made in press releases, Internet websites, Spam e-mail messages, Internet message boards, reports filed with the Commission, and promotional materials distributed to prospective investors. The Commission's action against Pattinson Hayton is continuing. For more information, see Litigation Releases No. 17046 (June 21, 2001) and 17061 (July 5, 2001). [SEC v. Tradamax Group, Inc., Pattinson Hayton and Conrad Diaz, No. 01-589-GLT (C.D. Cal.)] (LR-17677) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The Options Clearing Corporation (SR-OCC-2002-07) filed a proposed rule change to amend OCC Rule 1303, which provides that OCC may agree with an associate clearinghouse to open one or more omnibus accounts for enabling its clearing members to clear trades in security futures through the facilities of OCC. In addition, the proposed rule change requests approval of OCC's agreements with OneChicago, LLC, and the Chicago Mercantile Exchange with respect to clearing security futures transactions. Publication of the proposal is expected in the Federal Register during the week of August 12. (Rel. 34-46335) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 TARRAGON REALTY INVESTORS INC, 3100 MONTICELLO AVE, STE 200, DALLAS, TX, 75205, 2145992200 - 0 ($4,542,000.00) Equity, (File 333-97933 - Aug. 12) (BR. 08) S-8 ROYAL DUTCH PETROLEUM CO, 30 CAREL VAN BYLANDTLAAN, THE HAGUE THE NETHE, P7, 00000, 25,000,000 ($1,049,625,000.00) Equity, (File 333-97935 - Aug. 12) (BR. 04) S-3 MERRILL LYNCH & CO INC, 4 WORLD FINANCIAL CTR, NEW YORK, NY, 10080, 2124491000 - 0 ($10,000,000,000.00) Other, (File 333-97937 - Aug. 12) (BR. 07) S-8 COLONY BANKCORP INC, 302 S MAIN ST, PO BOX 989, FITZGERALD, GA, 31750, 9124235446 - 44,350 ($532,200.00) Equity, (File 333-97947 - Aug. 12) (BR. 07) S-8 TTI HOLDINGS OF AMERICA CORP, 76 N. BROADWAY, C, HIKSVILLE, NY, 11801, 5169315700 - 2,100,000 ($50,400.00) Other, (File 333-97949 - Aug. 12) (BR. 09) SB-2 ASSOCIATED AUTOMOTIVE GROUP INC, 1900 GLADES RD, SUITE 351, BOCA RATON, FL, 33431, 5613476398 - 2,165,057 ($1,054,522.80) Equity, (File 333-97951 - Aug. 12) (BR. 02) S-4 AT&T CORP, 295 NORTH MAPLE AVENUE, BASKING RIDGE, NJ, 07920, 9082214000 - 0 ($6,991,854,030.00) Non-Convertible Debt, (File 333-97953 - Aug. 12) (BR. 37) S-3 CREDIT SUISSE FIRST BOSTON MORTGAGE SECURITIES CORP, 11 MADISON AVENUE, NEW YORK, NY, 10010, 2123252000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-97955 - Aug. 12) (BR. 05) S-2 BION ENVIRONMENTAL TECHNOLOGIES INC, 18 EAST 50TH STREET, 10TH FLOOR, NEW YORK, NY, 10022, 3032940750 - 805,309 ($3,277,607.63) Equity, (File 333-97957 - Aug. 12) (BR. 02) S-8 EKNOWLEDGE GROUP INC, 24843 DEL PRADO #318, DANA POINT, CA, 92629, 9492489561 - 80,000,000 ($400,000.00) Equity, (File 333-97959 - Aug. 12) (BR. 09) S-8 INTERTAPE POLYMER GROUP INC, 110E MONTEE DE LIESSE, ST LAURENT, QUEBEC H4T 1N4 CANAD, A8, 5147310731 - 0 ($2,134,000.00) Equity, (File 333-97961 - Aug. 12) (BR. 04) S-1 EL PASO ENERGY MANAGEMENT LLC, 1001 LOUISIANA STREET, CITY HOUSTON, TX, 77002, 7134202600 - 0 ($684,600,000.00) Limited Partnership Interests, (File 333-97963 - Aug. 12) (BR. ) S-8 AUTHENTIDATE HOLDING CORP, BLDG 50 ROTTERDAM INDUSTRIAL PK, SCHENECTADY, NY, 12306, 5183569741 - 0 ($1,850,000.00) Equity, (File 333-97965 - Aug. 12) (BR. 03) S-4 EL PASO ENERGY PARTNERS LP, EL PASO BLDG, 1001 LOUISIANA ST, HOUSTON, TX, 77002, 7134202600 - 0 ($230,000,000.00) Non-Convertible Debt, (File 333-97967 - Aug. 12) (BR. 04) S-8 AMETEK INC/, STATION SQ, PAOLI, PA, 19301, 6106472121 - 2,000,000 ($63,820,000.00) Equity, (File 333-97969 - Aug. 12) (BR. 36) S-8 INTERPHASE CORP, 13800 SENLAC DR, DALLAS, TX, 75234, 2146545000 - 0 ($11,160,000.00) Equity, (File 333-97971 - Aug. 12) (BR. 03) S-8 SONOSITE INC, 21919 30TH DRIVE S E, 22100 BOTHEL EVERETT HGWY, BOTHELL, WA, 98021-3904, 4259511200 - 0 ($2,837,500.00) Equity, (File 333-97973 - Aug. 12) (BR. 36) N-2 REAL ESTATE INCOME FUND INC, 125 BROAD ST, NEW YORK, NY, 10004, 8007256666 - 0 ($2,500,000.00) Equity, (File 333-97975 - Aug. 12) (BR. 20) S-4 VEECO INSTRUMENTS INC, TERMINAL DR, PLAINVIEW, NY, 11803, 5163498300 - 0 ($639,000,000.00) Equity, (File 333-97977 - Aug. 12) (BR. 36) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 3M CO DE X X 08/12/02 A CONSULTING TEAM INC NY X X 08/12/02 ABN AMRO MORTGAGE CORP DE X 06/25/02 ADELPHIA COMMUNICATIONS CORP DE X X 08/06/02 ALABAMA POWER CO AL X 08/12/02 ALLTEL CORP DE X 08/12/02 AMERCO /NV/ NV X 08/08/02 AMERICAN ECOLOGY CORP DE X X 08/08/02 AMERICAN LOCKER GROUP INC DE X 08/05/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 08/12/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 08/12/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 08/12/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR X X 08/12/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 08/12/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 08/12/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 08/12/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 08/12/02 AMERUS GROUP CO/IA IA X 08/12/02 ANALEX CORP NY X X 07/31/02 ANDREA ELECTRONICS CORP NY X 08/06/02 ARAMARK CORP/DE DE X 08/12/02 ARCH CAPITAL GROUP LTD DE X X 08/08/02 ARIZONA LAND INCOME CORP AZ X 08/12/02 ARKANSAS BEST CORP /DE/ DE X X 08/09/02 ASTORIA FINANCIAL CORP DE X X 08/12/02 AT&T CORP NY X X 08/12/02 ATA HOLDINGS CORP IN X 08/12/02 ATA HOLDINGS CORP IN X 08/12/02 ATCHISON CASTING CORP KS X X 08/09/02 AMEND AUTHENTIDATE HOLDING CORP DE X X 08/06/02 AVAYA INC DE X 08/12/02 BALL CORP IN X 08/12/02 BANK ONE CORP DE X X 08/12/02 BEAR STEARNS ASSET BACKED SECURITIES DE X 08/12/02 BECTON DICKINSON & CO NJ X X 08/12/02 BED BATH & BEYOND INC NY X X 08/09/02 BELLSOUTH CORP GA X 06/30/02 BLACK & DECKER CORP MD X X 08/12/02 BOEING CO DE X 08/12/02 BRAINTECH INC/BC NV X 08/12/02 BRIGHAM EXPLORATION CO DE X X X 08/05/02 BRUSH ENGINEERED MATERIALS INC X X 08/12/02 BURLINGTON RESOURCES INC DE X X 08/12/02 CALPINE CORP DE X 08/09/02 CAPITAL DEVELOPMENT GROUP INC OR X 04/15/02 CAVALIER HOMES INC DE X 06/29/02 CEDAR INCOME FUND LTD /MD/ MD X 08/12/02 AMEND CH2M HILL COMPANIES LTD OR X X 08/12/02 CHROMCRAFT REVINGTON INC DE X 08/12/02 CLEVELAND ELECTRIC ILLUMINATING CO OH X 08/08/02 CNA SURETY CORP DE X X 08/12/02 CNF INC DE X 08/31/02 COMPASS MINERALS GROUP INC X 08/12/02 COMPLE TEL EUROPE NV X X 08/12/02 COMPUTER SCIENCES CORP NV X 08/12/02 CONCAM INC DE X X X 08/08/02 CONCURRENT COMPUTER CORP/DE DE X X 08/09/02 AMEND CONSOLIDATED EDISON INC NY X 08/12/02 COVENANT TRANSPORT INC NV X X 08/12/02 COX COMMUNICATIONS INC /DE/ DE X X 08/12/02 CWABS INC DE X X 03/27/02 CYBERSOURCE CORP DE X 08/12/02 DEL TACO INCOME PROPERTIES IV CA X X 07/31/02 AMEND DEL TACO RESTAURANT PROPERTIES I CA X X 07/31/02 AMEND DEL TACO RESTAURANT PROPERTIES II CA X X 07/31/02 AMEND DEL TACO RESTAURANT PROPERTIES III CA X X 07/31/02 AMEND DENNYS CORP DE X 08/12/02 DOBSON COMMUNICATIONS CORP OK X 08/07/02 DOV PHARMACEUTICAL INC DE X X 08/07/02 DOVER MOTORSPORTS INC DE X X 08/12/02 DYNACORE HOLDINGS CORP DE X 08/01/02 DYNEGY INC /IL/ IL X X 08/07/02 E TRADE GROUP INC DE X X 08/12/02 EB2B COMMERCE INC /NY/ NJ X 07/15/02 ECOLAB INC DE X 08/12/02 EL PASO ELECTRIC CO /TX/ TX X 08/12/02 EL PASO ENERGY PARTNERS LP DE X X 08/12/02 ELECTRIC FUEL CORP DE X X X 08/02/02 EMBREX INC/NC NC X 08/12/02 EMERGING VISION INC NY X 08/07/02 ENCHIRA BIOTECHNOLOGY CORP DE X 08/07/02 ENCISION INC CO X X 08/12/02 ENCOMPASS SERVICES CORP TX X 08/09/02 ENCORE WIRE CORP /DE/ DE X 08/12/02 ENSCO INTERNATIONAL INC DE X 08/09/02 ENTERGY CORP /DE/ DE X 08/12/02 ENTERPRISE PRODUCTS PARTNERS L P DE X X 08/12/02 ENTERPRISE PRODUCTS PARTNERS L P DE X X 08/12/02 EOG RESOURCES INC DE X 08/12/02 EOG RESOURCES INC DE X 08/12/02 EQUITY INNS INC TN X 08/12/02 EQUITY ONE ABS INC DE X X 08/09/02 EXPEDITORS INTERNATIONAL OF WASHINGTO WA X 08/09/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 08/15/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 08/25/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 08/26/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 08/26/02 FBR ASSET INVESTMENT CORP/VA VA X X 08/09/02 FEDERAL REALTY INVESTMENT TRUST MD X X 06/30/02 FINANCIAL INSTITUTIONS INC NY X X 08/12/02 FIRST CONSULTING GROUP INC DE X 08/12/02 FIRST FINANCIAL BANCORP /OH/ OH X X 08/12/02 FIRST TENNESSEE NATIONAL CORP TN X X 08/12/02 FIRST UNION COMMERCIAL MORTGAGE SECUR NC X 07/18/02 FLEMING COMPANIES INC /OK/ OK X 08/12/02 FNB BANKING CO GA X X 07/02/02 AMEND FORD MOTOR CO DE X X 08/12/02 FORTUNE BRANDS INC DE X X 08/12/02 FPL GROUP INC FL X X 05/17/02 FURNITURE BRANDS INTERNATIONAL INC DE X X 08/12/02 GENOMIC SOLUTIONS INC DE X X 08/12/02 GENTIVA HEALTH SERVICES INC DE X X 08/12/02 AMEND GEORGIA POWER CO GA X 08/12/02 GEVITY HR FL X X 08/08/02 GLOBAL CASINOS INC UT X X 06/13/02 GOODRICH CORP NY X 08/12/02 GOURMET GROUP INC NV X 07/23/02 AMEND GRANT GEOPHYSICAL INC DE X X 08/12/02 GRAYBAR ELECTRIC CO INC NY X X 08/12/02 GREAT PLAINS ENERGY INC MO X X 08/12/02 GSV INC DE X 05/29/02 AMEND GULF ISLAND FABRICATION INC LA X X 08/12/02 GULF POWER CO ME X 08/12/02 HALF ROBERT INTERNATIONAL INC /DE/ DE X X 08/12/02 HARLEY DAVIDSON INC WI X X 08/12/02 HARTFORD FINANCIAL SERVICES GROUP INC DE X X 08/12/02 HEALTH CARE PROPERTY INVESTORS INC MD X 08/12/02 HEALTHCARE REALTY TRUST INC MD X X 08/12/02 AMEND HEILIG MEYERS CO VA X 06/30/02 HOLLYWOOD ENTERTAINMENT CORP OR X 08/12/02 HOLLYWOOD PARTNERS COM INC DE X X 08/05/02 IEC ELECTRONICS CORP DE X 08/06/02 IHOP CORP DE X X 08/09/02 IMS HEALTH INC DE X X 08/12/02 INDUSTRIAL MINERALS INC DE X 08/08/02 INFONET SERVICES CORP X 08/12/02 INTELIDATA TECHNOLOGIES CORP DE X 08/12/02 INTERNATIONAL FLAVORS & FRAGRANCES IN NY X 08/12/02 IPRINT TECHNOLOGIES INC DE X 08/09/02 IROQUOIS GAS TRANSMISSION SYSTEM LP DE X 08/12/02 J C PENNEY CO INC DE X 08/09/02 J P MORGAN CHASE & CO DE X X 08/12/02 KB HOME DE X X 08/09/02 KEITHLEY INSTRUMENTS INC OH X 08/12/02 KELLOGG CO DE X 08/12/02 KEMET CORP DE X 08/12/02 KERR MCGEE CORP /DE DE X X 08/12/02 KEY3MEDIA GROUP INC DE X 08/06/02 KUSHNER LOCKE CO CA X 08/09/02 LABONE INC/ MO X 08/08/02 LEAR CORP /DE/ DE X 08/09/02 LEHMAN ABS CORP LEHMAN MFG HOUSING CO DE X X 08/08/02 LENNAR CORP /NEW/ DE X 07/28/02 LIFEPOINT HOSPITALS INC DE X X 08/12/02 LINENS N THINGS INC DE X X 08/12/02 LINK GROUP INC CO X X 08/12/02 LNR PROPERTY CORP DE X 07/28/02 LUCENT TECHNOLOGIES INC DE X X 08/12/02 MADISON GAS & ELECTRIC CO WI X X 08/12/02 MANITOWOC CO INC WI X 08/08/02 MARRIOTT INTERNATIONAL INC /MD/ DE X X 08/12/02 MCDERMOTT INTERNATIONAL INC R1 X 08/12/02 MDC HOLDINGS INC DE X 08/09/02 MEDAMICUS INC MN X X 08/12/02 MENTOR GRAPHICS CORP OR X X 05/29/02 AMEND MERGE TECHNOLOGIES INC WI X X 05/22/02 AMEND MERRILL LYNCH & CO INC DE X X 08/09/02 METLIFE INC DE X X 08/09/02 METRIS COMPANIES INC DE X 08/09/02 METRIS RECEIVABLES INC DE X 07/31/02 METRIS RECEIVABLES INC DE X 07/31/02 MFA MORTGAGE INVESTMENTS MD X X 08/12/02 MGIC INVESTMENT CORP WI X X 08/12/02 MICROISLET INC NV X X 08/07/02 MICROVISION INC WA X X 08/09/02 MIDWEST GRAIN PRODUCTS INC KS X X 08/12/02 MILLS CORP DE X X 06/30/02 MISSISSIPPI POWER CO MS X 08/12/02 MONARCH CEMENT CO KS X 08/12/02 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 08/09/02 MRO SOFTWARE INC MA X 08/12/02 AMEND MUNICIPAL MORTGAGE & EQUITY LLC DE X 05/31/02 MUNICIPAL MORTGAGE & EQUITY LLC DE X 06/30/02 NATIONAL CITY CORP DE X 08/12/02 NATIONAL HEALTH INVESTORS INC MD X 08/12/02 NDCHEALTH CORP DE X X 06/11/02 AMEND NETBANK INC GA X X 08/12/02 NETRO CORP CA X X 08/09/02 NORTHROP GRUMMAN CORP /DE/ DE X X 08/12/02 OCCIDENTAL PETROLEUM CORP /DE/ DE X 08/09/02 OCEANEERING INTERNATIONAL INC DE X 08/12/02 OM GROUP INC DE X X 08/09/02 ON COMMAND CORP DE X 08/12/02 ON SEMICONDUCTOR CORP DE X X 08/12/02 ONEOK INC /NEW/ OK X X 08/09/02 OPTION ONE MORTGAGE LOAN TR ASSET BAC DE X X 07/30/02 OWENS & MINOR INC/VA/ VA X X 08/12/02 OWENS CORNING DE X X 08/12/02 PACCAR INC DE X 08/12/02 PAN PACIFIC RETAIL PROPERTIES INC MD X 08/09/02 PANTRY INC DE X X 08/12/02 PARALLAX ENTERTAINMENT INC TX X X 08/09/02 PARTNERRE LTD X 08/12/02 PAWNMART INC DE X X 05/20/02 AMEND PENTON MEDIA INC DE X X 08/09/02 PEREGRINE PHARMACEUTICALS INC DE X X 08/12/02 PHAR MOR INC PA X 08/12/02 PHOENIX COMPANIES INC/DE DE X X X 09/30/02 PNC MORT ACCEPT CORP COMMERC MORT PAS MO X X 08/12/02 POLYONE CORP X X 08/08/02 POTASH CORP OF SASKATCHEWAN INC X 08/12/02 POWERCOLD CORP NV X 08/05/02 PRAXAIR INC DE X 08/12/02 PRICE COMMUNICATIONS CORP NY X X 08/09/02 PRICE LEGACY CORP MD X 08/12/02 PRICE LEGACY CORP MD X 08/12/02 PRIMA ENERGY CORP DE X X 08/06/02 PSS WORLD MEDICAL INC FL X X 08/12/02 PUGET ENERGY INC /WA WA X 08/12/02 QUADRAMED CORP DE X X 08/12/02 REALTY PARKING PROPERTIES II LP DE X 07/19/02 REDCELL POWER CORP DE X 08/05/02 REGAL ENTERTAINMENT GROUP DE X 08/12/02 RENT A CENTER INC DE DE X X 08/12/02 RENT A CENTER INC DE DE X X 08/12/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 08/12/02 RIMPAC RESOURCES LTD/NM NV X X 02/02/02 AMEND ROCKY MOUNTAIN ENERGY CORP NV X 08/12/02 RYERSON TULL INC /DE/ DE X 08/12/02 SAVANNAH ELECTRIC & POWER CO GA X 08/12/02 SAXON ASSET SECURITIES CO VA X 08/12/02 AMEND SBC COMMUNICATIONS INC DE X 06/30/02 SCRIPPS E W CO /DE OH X 08/12/02 SEARS ROEBUCK & CO NY X X 08/09/02 SENECA FOODS CORP /NY/ NY X X 08/12/02 SHERWIN WILLIAMS CO OH X X 08/12/02 SIMEX TECHNOLOGIES INC DE X X 08/01/02 SL GREEN REALTY CORP MD X X 08/12/02 SOUTHERN CO DE X X 08/12/02 SOUTHERN ENERGY HOMES INC DE X X 08/12/02 SOUTHWEST GAS CORP CA X 08/08/02 SOUTHWEST WATER CO DE X X 07/31/02 SPORTS CLUB CO INC DE X 08/02/02 SPRINT CORP KS X 08/09/02 STRUCTURED ASSET SECURITIES CORP MORT DE X 06/24/02 STRYKER CORP MI X X 08/12/02 SULPHCO INC NV X X 08/02/02 SYNAGRO TECHNOLOGIES INC DE X X 08/09/02 TANGER FACTORY OUTLET CENTERS INC NC X 08/12/02 TANGER PROPERTIES LTD PARTNERSHIP /NC NC X 08/12/02 TBA ENTERTAINMENT CORP DE X X 08/12/02 TEKTRONIX INC OR X 08/12/02 TELEFLEX INC DE X X 08/12/02 TEMPLE INLAND INC DE X 08/12/02 TEPPCO PARTNERS LP DE X X 06/30/02 AMEND TERAFORCE TECHNOLOGY CORP DE X X 08/12/02 THOMAS & BETTS CORP TN X X 08/12/02 TMBR SHARP DRILLING INC TX X 08/12/02 TOMS FOODS INC DE X 08/07/02 U S LABORATORIES INC DE X X 08/08/02 UNITED ARTISTS THEATRE CIRCUIT INC /M MD X 08/12/02 UNITED INDUSTRIAL CORP /DE/ DE X X 07/26/02 UNITED NATIONAL BANCORP NJ X 08/09/02 US AIRWAYS GROUP INC DE X X X 08/12/02 USFREIGHTWAYS CORP DE X X X 08/12/02 VENTURE HOLDINGS CO LLC MI X X 07/25/02 VERIZON COMMUNICATIONS INC DE X 08/12/02 VICINITY CORP DE X X 08/06/02 WALTER INDUSTRIES INC /NEW/ DE X 08/13/02 WATERFORD GAMING FINANCE CORP DE X 08/12/02 AMEND WATERS CORP /DE/ DE X X 08/12/02 WELLS FARGO & CO/MN DE X 08/12/02 WELLS FARGO ASSET SECURITIES CORP DE X X 08/12/02 WELLSFORD REAL PROPERTIES INC MD X X 08/12/02 WESTMORELAND COAL CO DE X X 08/09/02 WORLD ASSOCIATES INC/NV/ DE X X 07/02/02 WPS RESOURCES CORP WI X X 08/12/02 WRC MEDIA INC DE X 08/09/02 YELLOW CORP DE X 08/12/02 YOUNG BROADCASTING INC /DE/ DE X X X 08/07/02 YOUNG INNOVATIONS INC MO X 06/24/02 ZOMAX INC /MN/ MN X 08/09/02