SEC NEWS DIGEST Issue 2002-150 August 5, 2002 ENFORCEMENT PROCEEDINGS IN THE MATTER OF ROBERT FULLER On August 2, Chief Administrative Law Judge Brenda P. Murray issued an Initial Decision ordering Robert M. Fuller of Helen, Georgia, to cease and desist from committing or causing violations of Section 17(a) of the Securities Act of 1933, Sections 10(b) and 13(a) of the Securities Exchange Act of 1934, and Rules 10b-5, 12b-20, and 13a-1. The Initial Decision found that in 1994 and 1995, Mr. Fuller, chairman of the board and executive vice president for investor relations for Vista 2000, Inc. (Vista), acting knowingly or recklessly, caused Vista to violate the securities statutes and Commission rules by acquiescing in the actions of Vista's chief executive officer, who fraudulently used $1 million of Vista's $4.5 million initial public offering proceeds to purchase shares of Vista stock contrary to the representations in the registration statement, and by filing Vista's 1994 Form 10-K knowing it contained material misrepresentations concerning the trading of Vista stock. The Initial Decision also found that Mr. Fuller, acting knowingly or recklessly, directly violated these same provisions by falsely representing that Vista's 1994 financials were the subject of an independent audit. Judge Murray rejected Mr. Fuller's defense that he was not responsible because he was absent from Vista's headquarters, he relied on others, and he was preoccupied with personal matters. (Initial Decision No. 210; File No. 3-10576) IN THE MATTER OF GAS AND OIL TECHNOLOGIES, INC., INGRID ALIET-GASS AND GLEN MORINAKA, CPA On August 2, the Commission instituted cease-and-desist proceedings against Gas and Oil Technologies, Inc., Ingrid Aliet-Gass and Glen Morinaka, CPA and proceedings pursuant to Rule 102(e) of the Commission's Rules of Practice, against Morinaka. The Commission has alleged that Gas & Oil and Gass violated, and Morinaka willfully violated, Section 17(a) of the Securities Act of 1933. The Order Instituting Proceedings alleges that in October 2001, Gas & Oil filed a registration statement on Form S-1 with the Commission in which contained financial statements in which the company improperly recorded, as both an asset and income, $21.75 million from the acquisition of certain Russian patents. It is further alleged that the $21.75 million represented 100% of Gas & Oil's income and nearly all of its assets. It is alleged that the failure of Gas & Oil, Gass and Morinaka to properly record the patent acquisition caused the company's financial statements to materially misrepresent its financial condition and results of operations. The Order also alleges Gas & Oil's registration statement made material misrepresentations and omitted to state material facts concerning the company's business operations and assets. It is alleged that Gass and Morinaka were personally involved in preparing the misleading disclosure made in the registration statement. It is further alleged that Morinaka, a certified public accountant, prepared the financial statements included in the registration statement. A public hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Gas & Oil, Gass, and Morinaka an opportunity to dispute these allegations, and to determine what sanctions, if any, are appropriate. (Rels. 33-8118; 34-46302; AAE Rel. 1608; File No. 3-10858) SEC CHARGES GEORGIA COMPANY AND ITS CONTROLLER WITH OPERATING AS AN UNREGISTERED BROKER On July 31, 2002, the Securities and Exchange Commission filed a complaint in the Northern District of Georgia against James Vincent O'Brien and Traders Access Center, Inc., alleging violations of the broker-dealer registration provisions of the federal securities laws from December 1998 through August 1999. Traders Access Center, an Atlanta-based trainer in day trading techniques and reseller of NASDAQ market data, acted as an unregistered broker and received $1.3 million in commissions on securities transactions earned by a representative of a California-based broker-dealer. The complaint also alleged that James Vincent O'Brien, the father of the representative, controlled and directed the activities of Traders Access Center during the relevant time period and is liable as a controlling person for the violations by the Company. James O'Brien has a disciplinary history, having been barred from association with any broker or dealer by the Commission in 1977. The Commission's complaint seeks injunctive relief from future violations of Section 15(a) of the Securities Exchange Act of 1934, disgorgement of the improperly gained commissions and prejudgment interest thereon, civil penalties and an order from the court directing James O'Brien to comply with the Commission's 1977 order barring him from association with any broker or dealer. [SEC v. James Vincent O'Brien and Traders Access Center, Inc., Civil Action Number 1:02-CV- 2117 (N.D. Ga., July 31, 2002) (LR-17655) COURT PERMANENTLY ENJOINS CHURCH EXTENSION AND UNITED MANAGEMENT, ORDERS DISGORGEMENT OF $81 MILLION AND APPOINTS INDEPENDENT CONSERVATOR The U.S. Securities and Exchange Commission announced that on July 31, 2002, the Honorable Judge David F. Hamilton of the United States District Court for the Southern District of Indiana permanently enjoined Church Extension of the Church of God, Inc. (Church Extension) and United Management Services, Inc. (United Management), a Church Extension affiliate, from further violations of the antifraud provisions of the federal securities laws and ordered Church Extension and United Management to return approximately $81 million to investors. Church Extension and United Management consented to the entry of the Order without admitting or denying the allegations the Complaint. The Order was based on the Commission's Complaint, filed on July 22, 2002, which alleged that Church Extension, United Management, James Perry Grubbs (Grubbs), the former president of Church Extension, and Shearon Louis Jackson (Jackson), the former president of United Management, fraudulently raised approximately $85 million from the sale of investment notes to thousands of investors nationwide. The litigation is currently pending against Defendants Grubbs and Jackson in federal district court in Indianapolis, where they will have an opportunity to respond to the charges filed. In addition, Judge Hamilton appointed Jeff J. Marwil, a partner at the law firm of Jenner & Block in Chicago, Illinois, as an independent Conservator in this matter. The Conservator's mandate is to protect the interests of the investors who invested or reinvested in Church Extension's investment note program. Church Extension and United Management have established a Joint Oversight Committee (Joint Committee) for the purpose of drafting a joint corporate restructuring plan (Restructuring Plan). The Restructuring Plan will address, among other things, a manner in which to meet Church Extension and United Management's $81 million disgorgement obligations. During the time period when the Joint Committee is drafting the Restructuring Plan, the Commission and the Conservator will aggressively monitor the activities of Church Extension and United Management. Within 60 days of the Order, the Joint Committee will submit the Restructuring Plan to the Court, the Commission and the Conservator. After a limited period of review, the Restructuring Plan will be presented to the Court for its ultimate determination, including its approval, modification or rejection of the plan. At all times, the Commission and the Conservator will reserve the right to petition the Court for immediate relief, including, the appointment of a federal receiver, if either deems any activity, transaction or expenditure contemplated by Church Extension and United Management is not in the best interests of investors. [SEC v. Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson, U.S. District Court for the Southern District of Indiana, Cause No. IP 02-1118 C H/S (S.D. Indiana 2002)] (LR-17656; AAE Rel. 1610) HOLDING COMPANY ACT RELEASES XCEL ENERGY, INC. A notice has been issued giving interested persons until August 26, 2002, to request a hearing on a proposal by Xcel Energy, Inc. (Xcel), a registered holding company and its subsidiaries (Applicants). By orders dated August 22, 2000 and March 7, 2002 (Financing Orders), the Commission authorized Xcel and certain subsidiaries to engage in various financing transactions subject to certain conditions. One of the conditions was that Xcel and its utility subsidiary companies maintain their common equity at 30 percent of consolidated total capitalization. Applicants now propose that Xcel be permitted to maintain a common equity no less than 24 percent until a date no later than June 30, 2003. Applicants represent that, with the exception of the proposed temporary waiver of the 30 percent common ratio requirement until a date no later than June 30, 2003, all the terms and conditions of the Financing Orders will remain in effect. (Rel. 35-27558) COLUMBIA INSURANCE CORPORATION, LTD. A notice has been issued giving interested persons until August 26, 2002, to request a hearing on a proposal by Columbia Insurance Corporation, Ltd. (CICL), a wholly owned captive insurance subsidiary of Columbia Energy Group (Columbia), a registered holding company and a wholly owned subsidiary of NiSource, Inc. (NiSource), also a registered holding company. CICL and Columbia propose: (1) in instances where NiSource direct or indirect subsidiaries (NiSource companies) do not require evidence of coverage from rated or admitted insurers, that CICL have the ability to underwrite directly risks of all NiSource companies; (2) that CICL underwrite directly corporate deductible or self-insured reimbursement risk, such as workers' compensation coverage; and (3) that CICL provide controlled unrelated third-party business risk coverage in situations where providing this coverage would directly or indirectly benefit NiSource companies. (Rel. 35-27558) THE SOUTHERN COMPANY A notice has been issued giving interested persons until August 26, 2002, to request a hearing on a proposal by The Southern Company, a registered holding company, and Georgia Power Company, its public- utility company subsidiary, to: (1) organize special purpose subsidiaries (SPEs); (2) issue and sell through June 30, 2006 up to $650 million of preferred securities through the SPEs; and (3) guarantee certain payments in connection with the SPE financings. (Rel. 35-27558) SELF REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change filed by the American Stock Exchange (SR-Amex-2001-106) under Section 19(b)(1) of the Securities Exchange Act of 1934 regarding the trading of Nasdaq securities on the floor of the Amex pursuant to unlisted trading privileges. (Rel. 34-46305) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-CHX-2002-25) filed by the Chicago Stock Exchange to extend its marketing fee program through December 31, 2002, has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of August 5. (Rel. 34-46297) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission approved, on an accelerated basis, a proposed rule change filed by the New York Stock Exchange relating to the listing and trading of the iShares Japan Index Fund on the Exchange on an unlisted trading privileges basis. Publication of the order is expected in the Federal Register during the week of August 5. (Rel. 34-46298) DELISTING GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of Healthcare Integrated Services, Inc., effective at the opening of business on August 5, 2002. (Rel. 34-46303) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 WHITEWING ENVIRONMENTAL CORP, 430 VICTORIA TERRACE, #, RIDGEFIELD, NJ, 07657, 2019430800 - 8,744,500 ($1.00) Equity, (File 333-97545 - Aug. 2) (BR. 01) S-1 USURF AMERICA INC, 8748 QUARTERS LAKE RD, BATON ROUGE, LA, 70809, 2259227744 - 7,408,333 ($960,124.98) Equity, (File 333-97549 - Aug. 2) (BR. 37) S-8 CHINA CONTINENTAL INC /UT/, 1101-1806 HUA QUIN INTERNATIONAL, 340 QUEENS RD CENTRAL HONG KONG, PHILADELPHIA, K3, 00000, 8019722201 - 0 ($146,100.00) Equity, (File 333-97553 - Aug. 2) (BR. 06) S-8 SCANA CORP, 1426 MAIN ST, MAIL CODE - 051, COLUMBIA, SC, 29201, 8032179000 - 5,000,000 ($137,250,000.00) Equity, (File 333-97555 - Aug. 2) (BR. 02) S-8 GARTNER INC, 56 TOP GALLANT RD, P O BOX 10212, STAMFORD, CT, 06904-2212, 2039640096 - 3,500,000 ($28,420,000.00) Equity, (File 333-97557 - Aug. 2) (BR. 08) S-3 SCANA CORP, 1426 MAIN ST, MAIL CODE - 051, COLUMBIA, SC, 29201, 8032179000 - 6,000,000 ($164,700,000.00) Equity, (File 333-97563 - Aug. 2) (BR. 02) SB-2 PETMED EXPRESS INC, 1441 SW 29 AVENUE, POMPANO BEACH, FL, 33069, 9549794788 - 14,441,932 ($29,018,964.00) Equity, (File 333-97565 - Aug. 2) (BR. 04) S-8 ATLANTIC AMERICAN CORP, 4370 PEACHTREE RD NE, ATLANTA, GA, 30319, 4042665500 - 2,000,000 ($4,400,000.00) Equity, (File 333-97567 - Aug. 2) (BR. 01) S-8 TRIARC COMPANIES INC, 280 PARK AVENUE, 24TH FLOOR, NEW YORK, NY, 10017, 212-451-3000 - 5,000,000 ($126,750,000.00) Equity, (File 333-97569 - Aug. 2) (BR. 05) S-8 ITRON INC /WA/, 2818 N SULLIVAN RD, SPOKANE, WA, 99216, 5099249900 - 0 ($12,820,000.00) Equity, (File 333-97571 - Aug. 2) (BR. 37) S-8 ZOOM TECHNOLOGIES INC, 207 SOUTH ST, BOSTON, MA, 02111, 6174231072 - 250,000 ($172,500.00) Equity, (File 333-97573 - Aug. 2) (BR. 37) S-8 MOORE HANDLEY INC /DE/, 133 PEACHTREE STREET, SUITE 4710, ATLANTA, GA, 30303, 2056638011 - 200,000 ($640,000.00) Equity, (File 333-97575 - Aug. 2) (BR. 06) S-8 CPI AEROSTRUCTURES INC, 200A EXECUTIVE DR, EDGEWOOD, NY, 11717, 5165865200 - 1,313,334 ($4,836,015.20) Equity, (File 333-97577 - Aug. 2) (BR. 05) S-8 SRA INTERNATIONAL INC, 4300 FAIR LAKES COURT, FAIRFAX, VA, 22033, 7038031500 - 0 ($5,000,000.00) Equity, (File 333-97579 - Aug. 2) (BR. 03) S-8 VILLAGEWORLD COM INC, 620 JOHNSON AVE, SUITE 1B, BOHMIA, NY, 11716, 6312180700 - 2,000,000 ($220,000.00) Equity, (File 333-97581 - Aug. 2) (BR. 05) S-8 SUPERCONDUCTIVE COMPONENTS INC, 1145 CHESAPEAKE AVE, COLUMBUS, OH, 43212, 6144860261 - 300,000 ($297,000.00) Equity, (File 333-97583 - Aug. 2) (BR. 36) S-8 RESCON TECHNOLOGY CORP, 5525 SOUTH 900 EAST SUITE 110, SALT LAKE CITY, UT, 84117, 8012628844 - 985,000 ($98,500.00) Equity, (File 333-97585 - Aug. 2) (BR. 09) S-8 EXE TECHNOLOGIES INC, 8787 STEMMONS FREEWAY, DALLAS, TX, 75247, 2147756000 - 0 ($3,120,000.00) Equity, (File 333-97589 - Aug. 2) (BR. 04) S-8 EXE TECHNOLOGIES INC, 8787 STEMMONS FREEWAY, DALLAS, TX, 75247, 2147756000 - 0 ($312,000.00) Equity, (File 333-97591 - Aug. 2) (BR. 04) S-8 NEOSE TECHNOLOGIES INC, 102 WITMER RD, HORSHAM, PA, 19044, 2154415890 - 0 ($25,921,016.00) Equity, (File 333-97593 - Aug. 2) (BR. 01) S-8 CONECTISYS CORP, 24730 AVENUE TIBBITTS #130, VALENCIA, CA, 91355, 6612956763 - 1,000,000 ($20,000.00) Equity, (File 333-97595 - Aug. 2) (BR. 37) S-4 HMZ METALS INC, 150 KING ST. W., SUITE 2315, TORONTO, A6, M5H 1J9, 4162143270 - 54,818,017 ($1,644,540.51) Equity, (File 333-97597 - Aug. 2) (BR. ) S-8 SYMMETRICOM INC, 2300 ORCHARD PARKWAY, SAN JOSE, CA, 95131-1017, 4084287813 - 0 ($7,854,000.00) Equity, (File 333-97599 - Aug. 2) (BR. 37) S-8 CARCORP USA CORP, 2600 NW 55 COURT, SUITE 234, FORT LAUDERDALE, FL, 33309, 888-735-5557 - 500,000 ($1,500,000.00) Equity, (File 333-97601 - Aug. 2) (BR. 07) N-2 BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST II, 40 EAST 52ND STREET, NEW YORK, NY, 10022, 2127545300 - 40 ($1,000,000.00) Equity, (File 333-97603 - Aug. 2) (BR. 22) N-2 BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II, 40 EAST 52ND STREET, NEW YORK, NY, 10022, 2127545300 - 40 ($1,000,000.00) Equity, (File 333-97605 - Aug. 2) (BR. 22) N-2 BLACKROCK MUNICIPAL INCOME TRUST II, 40 EAST 52ND STREET, NEW YORK, NY, 10022, 2127545300 - 40 ($1,000,000.00) Equity, (File 333-97607 - Aug. 2) (BR. 22) S-8 EPIX MEDICAL INC, 71 ROGERS ST, CAMBRIDGE, MA, 02142-1118, 6172506000 - 0 ($2,160,000.00) Equity, (File 333-97609 - Aug. 2) (BR. 01) S-8 XM SATELLITE RADIO HOLDINGS INC, 1500 ECKINGTON PL NE, WASHINGTON, DC, 20002, 2023804000 - 0 ($18,630,000.00) Equity, (File 333-97611 - Aug. 2) (BR. 37) S-8 JAMES BARCLAY ALAN INC, 509 MADISON AVENUE 16TH FLOOR, NEW YORK, NY, 10022, 2126050150 - 1,000,000 ($50,000.00) Equity, (File 333-97613 - Aug. 2) (BR. 09) S-4 NETWORD INC, 702 RUSSELL AVE, 3RD FLOOR, GATHERSBURG, MD, 20877, 8006389673 - 3,455,365 ($3,455,365.00) Equity, (File 333-97615 - Aug. 2) (BR. 09) S-8 MPOWER HOLDING CORP, 171 SULLY'S TRAIL, STE 202, PITTSFORD, NY, 14534, 7162186550 - 7,222,222 ($7,238,119.86) Equity, (File 333-97617 - Aug. 2) (BR. 37) S-4 ADVANCED MEDICAL OPTICS INC, 2525 DUPONT DR., IRVINE, CA, 92612, 7142464500 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-97619 - Aug. 2) (BR. 02) S-4 ROUNDYS INC, 23000 ROUNDY DRIVE, PEWAUKEE, WI, 53072, (262)953-7999 - 0 ($225,000,000.00) Non-Convertible Debt, (File 333-97623 - Aug. 2) (BR. 04) S-3 AMEDISYS INC, 11100 MEAD ROAD STE 300, BATON ROUGE, LA, 70816, 2252922031 - 0 ($3,126,979.00) Equity, (File 333-97625 - Aug. 2) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 3COM CORP DE X X 08/02/02 A B WATLEY GROUP INC DE X 07/26/02 AAMES FINANCIAL CORP/DE DE X 08/01/02 ACCRED HOME LNDRS INC AC MOR LN TR 20 DE X X 07/17/02 ACCRED HOME LNDRS INC AC MOR LN TR 20 DE X X 07/22/02 ADELPHIA COMMUNICATIONS CORP DE X X 08/02/02 AMEND ADVANCEPCS DE X X 08/01/02 AEROFLEX INC DE X 05/20/02 AMEND AETNA INC /PA/ PA X X 08/02/02 AGRONIX INC FL X 07/26/02 ALFORD REFRIGERATED WAREHOUSES INC X 07/19/02 AMEDISYS INC DE X X 08/01/02 AMERICAN AXLE & MANUFACTURING HOLDING DE X 08/02/02 AMERICAN PHARMACEUTICAL PARTNERS INC CA X X 07/29/02 AMREIT INC MD X 07/31/02 ANDERSEN GROUP INC DE X X 08/01/02 ANTHEM INC IN X X X 07/31/02 APW LTD X X X 07/23/02 AQUILA INC DE X X 08/02/02 ASCENT ASSURANCE INC DE X 08/02/02 ASHLAND INC KY X 08/02/02 AT HOME CORP DE X X 07/31/02 ATLANTIC CITY ELECTRIC CO NJ X X 08/01/02 ATX COMMUNICATIONS NC DE X X 07/30/02 AUTHORISZOR INC DE X X 07/18/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 07/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 07/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 07/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 07/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 07/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 07/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 07/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 07/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 07/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 07/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 07/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 07/25/02 BEAR STEARNS ASSET BACKED SECURITIES DE X X 07/29/02 BEAR STEARNS ASSET BACKED SECURITIES NY X X 07/25/02 BENTLEY CAPITAL CORP COM INC X 06/03/02 AMEND BIO ONE CORP NV X X X X 08/02/02 BIO TECHNOLOGY GENERAL CORP DE X X 08/02/02 BIOGAN INTERNATIONAL INC DE X X X X 07/19/02 BIOMARIN PHARMACEUTICAL INC DE X 07/31/02 BIOTRANSPLANT INC DE X X 07/22/02 BSD SOFTWARE INC FL X X 07/12/02 CAL DIVE INTERNATIONAL INC MN X X 08/02/02 CALPINE CORP DE X X 08/01/02 CAPITAL AUTO RECEIVABLES INC DE X X 08/02/02 CAPITAL ONE MASTER TRUST VA X X 08/01/02 CARRAMERICA REALTY CORP MD X X 08/02/02 CENTURY LABORATORIES INC DE X 08/03/02 CEPHEID CA X X 08/01/02 CHASE FUNDING INC NY X X 07/18/02 CHESAPEAKE CORP /VA/ VA X 07/30/02 CHESAPEAKE CORP /VA/ VA X 07/30/02 CIGNA CORP DE X X 08/02/02 CIGNA CORP DE X 08/02/02 CITIZENS COMMUNICATIONS CO DE X X 08/02/02 CLEVELAND CLIFFS INC OH X 07/30/02 CNET NETWORKS INC DE X 08/02/02 COLGATE PALMOLIVE CO DE X X 08/02/02 COLLINS & AIKMAN CORP DE X X 08/01/02 CONECTIV DE X X 08/01/02 CORNING INC /NY NY X 08/02/02 CPI CORP DE X 07/31/02 CREDIT STORE INC DE X X 07/31/02 CUMULUS MEDIA INC IL X X 07/31/02 CWABS INC ASSET BACKED CERTIFICATES S DE X X 07/02/02 DELMARVA POWER & LIGHT CO /DE/ DE X X 08/01/02 DENDRITE INTERNATIONAL INC NJ X X 07/31/02 DJ ORTHOPEDICS INC DE X X 08/02/02 DOMINOS INC DE X X 07/29/02 ELAMEX SA DE CV X X 08/01/02 ELEC COMMUNICATIONS CORP NY X 07/29/02 ELECTRONIC ARTS INC DE X X 08/01/02 ENTERASYS NETWORKS INC /DE/ DE X 07/31/02 EXABYTE CORP /DE/ DE X X 07/10/02 EXABYTE CORP /DE/ DE X X 07/30/02 EXELON CORP PA X X 07/31/02 EXPRESSJET HOLDINGS INC DE X X 08/01/02 EYE CARE CENTERS OF AMERICA INC TX X 08/01/02 FAR GROUP INC WA X 07/23/02 FEATHERLITE INC MN X X 08/02/02 FEDERAL AGRICULTURAL MORTGAGE CORP X 08/02/02 FIRST MIDWEST FINANCIAL INC DE X X 07/31/02 GENCORP INC OH X X 07/31/02 GLOBAL POWER EQUIPMENT GROUP INC/ DE X X X 07/29/02 GLOBIX CORP DE X 07/31/02 GOLDEN WEST FINANCIAL CORP /DE/ DE X 07/18/02 GREAT LAKES CHEMICAL CORP DE X X 08/01/02 GREENWICH CAPITAL ACCEPTANCE INC DE X X 08/02/02 GRIFFIN LAND & NURSERIES INC DE X 08/02/02 GUIDANT CORP IN X X 07/30/02 HA LO INDUSTRIES INC IL X X 08/02/02 HANOVER COMPRESSOR CO / DE X 08/02/02 HANOVER DIRECT INC DE X X 08/02/02 HORMEL FOODS CORP /DE/ DE X X 07/31/02 HOUSEHOLD HOME EQUITY LOAN TRUST 2002 X 07/22/02 I O MAGIC CORP/CA NV X 08/02/02 INGRAM MICRO INC DE X X 07/31/02 INTERCEPT GROUP INC GA X 05/24/02 AMEND INTERNATIONAL STAR INC NV X X 07/31/02 IROQUOIS GAS TRANSMISSION SYSTEM LP DE X 08/02/02 IROQUOIS GAS TRANSMISSION SYSTEM LP DE X 08/02/02 JACOBS ENGINEERING GROUP INC /DE/ DE X X 08/02/02 KAMAN CORP CT X 08/01/02 KEY ENERGY SERVICES INC MD X X 07/19/02 LANDRYS RESTAURANTS INC DE X X X 07/30/02 LIGHTPATH TECHNOLOGIES INC DE X X 08/01/02 LONG BEACH SECURITIES CORP DE X 08/02/02 LOUDCLOUD INC DE X 07/31/02 LUBRIZOL CORP OH X 08/02/02 M&T BANK CORP NY X X 08/02/02 MACKENZIE INVESTMENT MANAGEMENT INC DE X 08/02/02 MAIN STREET BANKSHARES INC X X 07/31/02 MASSEY ENERGY CO DE X X 08/01/02 MED DIVERSIFIED INC NV X X X 07/26/02 MITY ENTERPRISES INC UT X X 08/01/02 MKTG SERVICES INC NV X 07/31/02 MONEY STORE ASSET BACKED CERTIFICATES X X 07/15/02 MONEY STORE HOME EQUITY LOAN TRUST 19 NJ X X 07/15/02 MONEY STORE HOME IMPROVEMENT LOAN BAC X X 07/15/02 MONEY STORE RESIDENTIAL TRUST 1998-I NJ X X 07/15/02 MONEY STORE TRUST 1998 C X X 07/15/02 NATHANS FAMOUS INC DE X 05/20/02 AMEND NATIONAL CITY CORP DE X 08/02/02 NATIONWIDE FINANCIAL SERVICES INC/ DE X X 08/02/02 NBI INC DE X 07/30/02 NORTHEAST UTILITIES SYSTEM MA X X 08/02/02 NORTHWESTERN CORP DE X X 08/02/02 NOVO NETWORKS INC DE X 07/30/02 OXFORD HEALTH PLANS INC DE X 08/02/02 PACIFIC GAS & ELECTRIC CO CA X X 08/01/02 PANERA BREAD CO DE X 08/02/02 PEOPLES ENERGY CORP IL X 08/02/02 PEPCO HOLDINGS INC DE X X 08/01/02 PG&E CORP CA X X 08/01/02 PHAR MOR INC PA X 07/18/02 PHARMACIA CORP /DE/ DE X X 07/18/02 PITNEY BOWES INC /DE/ DE X 06/30/02 POINT 360 CA X 09/30/02 AMEND POLARIS AIRCRAFT INCOME FUND I CA X 08/01/02 POLARIS AIRCRAFT INCOME FUND II CA X 08/01/02 POLARIS AIRCRAFT INCOME FUND III CA X 08/01/02 POTOMAC ELECTRIC POWER CO VA X X 08/01/02 PRICE COMMUNICATIONS CORP NY X 07/31/02 PROSPERITY PARTNERS INC DE X X 07/29/02 AMEND PSA INC /NV NV X X 05/24/02 PUEBLO XTRA INTERNATIONAL INC DE X 08/02/02 QUALCOMM INC/DE DE X X 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