SEC NEWS DIGEST Issue 2002-131 July 9, 2002 COMMISSION ANNOUNCEMENTS STATEMENT BY SEC CHAIRMAN HARVEY PITT ON THE PRESIDENT'S SPEECH ON CORPORATE RESPONSIBILITY Chairman Harvey L. Pitt made the following statement concerning the President's speech on July 9: "We are grateful for the President's unqualified support of our request for an additional $100 million in our FY03 budget, in addition to $20 million in supplemental funding he approved three months ago, that now awaits Congress's approval. These resources will enable us to hire additional needed accountants, lawyers and other professionals for our enforcement and corporation finance efforts, fully fund our merit-based pay parity program and begin implementing critical information technology projects directly related to investor protection. "In response to the President's March directives, we already have undertaken an unprecedented number of significant and broad-ranging initiatives to correct long-festering flaws in the current system. We are committed to forceful, aggressive, creative, and prudent efforts to revitalize and improve our system. We are proud to let our actions speak for us." "The SEC is proud and eager to participate in the interagency Corporate Fraud Task Force the President has ordered, along with the Justice and Treasury Departments, as well as the CFTC, FERC, and FCC. We will make our accounting expertise and investigative resources available as requested, and we know that this task force will enhance our own investigations and enforcement actions." (Press Rel. 2002-100) COMMISSION MEETINGS Following is a schedule of Commission meetings which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Commission Meeting Room, Room 1C30, at the Commission's headquarters building, 450 Fifth Street, N.W., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Administrative and Personnel Management, to make arrangements. Ms. Franks can be reached at TTY number (202) 942-9558. If you are calling from a non-TTY number, please call the Relay Service at 1-800-877-8339. Closed meetings will be held on Tuesday, July 16, 2002, at 10:00 a.m., and Thursday, July 18, 2002, at 10:00 a.m., and an open meeting will be held on Wednesday, July 17, 2002, at 10:00 a.m. CLOSED MEETING - TUESDAY, JULY 16, 2002 - 10:00 A.M. The subject matter of the closed meeting scheduled for Tuesday, July 16, 2002, will be: Formal orders of investigation; Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. OPEN MEETING - WEDNESDAY, JULY 17, 2002 - 10:00 A.M. The subject matter of the open meeting scheduled for Wednesday, July 17, 2002, will be: 1. The Commission will consider whether to propose amendments to Rule 206(4)-2, the custody rule under the Investment Advisers Act of 1940, to enhance the protections afforded to advisory clients' assets, harmonize the rule with current custodial practices, and clarify circumstances under which advisers have custody of client assets. 2. The Commission will consider whether to adopt amendments to Rule 17a-8 under the Investment Company Act of 1940. The proposed amendments to Rule 17a-8 would expand the types of business combinations permitted by the rule and make the rule available for mergers between registered investment companies and certain unregistered entities. The proposed amendments to Rule 17a-8 are designed to reduce burdens on investment companies by permitting investment companies to enter into mergers that present little risk of overreaching without first obtaining an exemptive order from the Commission. 3. The Commission will consider whether to propose exemptions for most standardized options from provisions of the Securities Act of 1933 and from the registration requirements of the Securities Exchange Act of 1934. The proposals would ensure comparable regulatory treatment of standardized options and security futures products. 4. The Commission will consider whether to amend the Privacy Act System of Records for Enforcement Files (SEC-42) to clarify that disclosures may be made in connection with debt collection activities, including disclosures to credit reporting bureaus, to update statutory and regulatory references and addresses of system administrators, and to append a statement regarding previously published Privacy Act exemptions claimed for the system. CLOSED MEETING - THURSDAY, JULY 18, 2002 - 10:00 A.M. The subject matter of the closed meeting scheduled for Thursday, July 18, 2002, will be: Formal orders of investigation; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; and Adjudicatory matter. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. RULES AND RELATED MATTERS SECTION 31 FEES FOR SECURITY FUTURES The Commission is adopting an amendment to a rule under the Securities Exchange Act of 1934 (Exchange Act) to clarify how to calculate assessments that are required to be paid by national securities exchanges and national securities associations pursuant to Section 31(d) of the Exchange Act for security futures transactions. In addition, the amendment will provide guidance on how to calculate fees that are required to be paid by national securities exchanges and national securities associations pursuant to Sections 31(b) and (c) of the Exchange Act, respectively, for sales of securities that result from the physical settlement of security futures. The amendment will become effective 30 days after publication in the Federal Register. (Rel. 34- 46169) ENFORCEMENT PROCEEDINGS IN THE MATTER OF BRETT BOUCHY AND RICHARD WHELAN On July 9, an administrative law judge issued an initial decision in Administrative Proceeding No. 3-10627, In the Matter of Brett L. Bouchy and Richard C. Whelan. The Order Instituting Proceeding alleged that Bouchy and Whelan had engaged in several acts that constituted violations of the securities laws, and that the United States District Court for the District of Arizona had permanently enjoined Bouchy and Whelan from committing any future violations of the securities laws based on those acts. Pursuant to Sections 15(b)(6), and 15(b)(4)(C) of the Securities Exchange Act of 1934, the administrative law judge found it in the public interest to bar Bouchy and Whelan from being associated with any broker or dealer based on the underlying district court case. (Initial Decision No. 209; File No. 3-10627) JAMES ERWIN BARRED On July 9, the Commission barred Joseph E. Erwin from association with any broker or dealer. The sanction was ordered in an administrative proceeding before an administrative law judge. On January 23, 2001, Erwin plead guilty to one count of mail fraud and one count of wire fraud in U.S. District Court for the Southern District of Ohio, Eastern Division, and was subsequently sentenced to ten years incarceration and ordered to make restitution of $2,013,404.15. The criminal information alleged that, between May 1997 and September 2000, Erwin improperly diverted over $2 million from at least eleven customer accounts to his own bank accounts. As part of the fraud, Erwin changed the customers' addresses in a computer terminal to addresses he controlled, requested issuance of checks from those customers' accounts, and forged endorsements on the checks that were sent to the false addresses. Erwin also diverted the affected customers' statements and sent them false monthly statements. Erwin declined to defend the administrative proceeding. Based on the criminal conviction, the law judge barred Erwin from association with any broker or dealer. (Rel. 34-46171; File No. 3- 10783) FONECASH, INC. AND DANIEL CHARBONEAU PRELIMINARILY ENJOINED The Commission announced that on June 26, 2002, the Honorable Richard J. Leon, United States District Judge for the District of Columbia, entered an order of preliminary injunction and other relief as to defendants FoneCash, Inc. (FoneCash) and Daniel E. Charboneau (Charboneau). The order restrained and enjoined FoneCash and Charboneau from violating Section 17(a) of the Securities Act of 1933, Sections 10(b) and 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 12b- 20, 13a-1 and 13a-13 thereunder. The order further restrained and enjoined Charboneau from violating or aiding and abetting violations of Sections 16(a) of the Exchange Act and Rules 16a-2 and 16a-3 thereunder. FoneCash and Charboneau consented to the entry of this order without admitting or denying the allegations set forth in the Commission's complaint, filed on April 8, 2002. The complaint alleged that a registration statement and amendments, filed with the Commission by FoneCash in December 2001, January 2002 and March 2002, and signed by Charboneau, contained material misrepresentations and omissions. Such misrepresentations included, among other things, the claim that FoneCash manufactured credit card terminals under a specified patent to which it obtained the exclusive rights in 1997, when in fact, the patent had lapsed in 1993. The complaint further alleged that Fonecash maintained a website which grossly misrepresented the company's business and, through Charboneau, had distributed via the internet several misleading press releases which falsely described various mergers and acquisitions. For tips on how to avoid Internet "pump-and-dump" stock manipulation schemes, visit http://www.sec.gov/investor/online/pump.htm. For more information about Internet fraud, visit http://www.sec.gov/divisions/enforce/internetenforce.htm. To report suspicious activity involving possible Internet fraud, visit http://www.sec.gov/complaint.shtml. [SEC v. FoneCash, Inc. and Daniel E. Charboneau, Civil Action No. 1:02CV00651RJL, D.D.C.] (LR-17600) MITCHELL CUSHING CONVICTED On July 3, former WAMEX Holdings, Inc. (WAMEX) Chief Executive Officer Mitchell H. Cushing was convicted of one count of securities fraud, one count of perjury, and one count of conspiracy to commit securities fraud, perjury, and obstruction of justice in relation to a U.S. Securities and Exchange Commission (SEC) investigation of WAMEX. Cushing's conviction was based on his participation in a scheme to manipulate the public market for WAMEX stock by, among other things, issuing false and misleading press releases concerning WAMEX's funding and regulatory approvals to operate its proposed business, an Internet- based Alternative Trading System (ATS). Cushing and his co-conspirators obtained approximately $24 million in profits by selling WAMEX stock to the public during the course of the scheme. The evidence at trial showed that, in the fall of 1999, Cushing entered into an illegal funding agreement with two New York-based stock promoters, Roger M. DeTrano and Edward A. Durante. In exchange for 19.5 million WAMEX shares, DeTrano and Durante agreed to engage in manipulative trading designed to inflate artificially WAMEX's stock price, sell the shares to the public at the artificially inflated prices, and kick-back a portion of the proceeds to Cushing and WAMEX. Cushing assisted DeTrano and Durante in their efforts to drive up WAMEX's stock price by providing a steady stream of phony press releases on behalf of WAMEX. The evidence also showed that Cushing caused WAMEX to make false and misleading public announcements concerning millions of dollars in funding that had been purportedly raised by WAMEX; WAMEX's attempts to obtain regulatory approval to operate its ATS prior to its announced July 4, 2000 launch date, which was publicly touted as "Investor Independence Day;" and Cushing's supposed vast experience in the investment banking industry. In fact, WAMEX had not raised millions of dollars in funding and virtually all of the financing it did receive was in the form of kickbacks from DeTrano and Durante; WAMEX was not involved in any ongoing efforts to obtain regulatory approval to operate an ATS; and Cushing's investment banking experience consisted of his employment at several notorious boiler rooms that had been shut down by regulators in the United States and Austria. In early June 2000, Cushing and Russell A. Chimenti, Jr., WAMEX's Chief Administrative Officer, were subpoenaed to testify in connection with the SEC's investigation of WAMEX. The evidence at trial showed that Cushing and Chimenti lied at several points during their testimonies in an effort to conceal the true source of WAMEX's funding and their relationship with Durante. On June 14, 2000, the SEC suspended trading in WAMEX stock and Cushing, Chimenti, and DeTrano were charged criminally by the U.S. Attorney's Office for the Southern District of New York ("USAO"). DeTrano pled guilty to, among other things, securities fraud on January 25, 2002. Chimenti pled guilty to perjury and conspiracy to commit perjury and obstruct justice on March 5, 2002 The SEC sued Cushing, along with Chimenti, DeTrano, and Durante, on October 11, 2001. The Commission is seeking permanent injunctions, disgorgement, and civil money penalties against Cushing, Chimenti, DeTrano, and Durante, and officer and director bars against Cushing and Chimenti (SEC v. WAMEX Holdings, Inc., et al., Civil Action No. 01 Civ. 9056 (AGS) SDNY). [U.S. v. Mitchell H. Cushing, S3 00-CR-1089, WHP, SDNY] (LR-17602) SAVE THE WORLD AIR, INC. PERMANENTLY ENJOINED FROM FRAUDULENT ACTIVITIES On June 27, 2002, the Honorable George B. Daniels of the United States District Court for the Southern District of New York permanently enjoined defendant Save the World Air, Inc. (STWA) from violating the antifraud and other provisions of the federal securities laws. STWA, without admitting or denying the allegations in the Commission's Complaint, consented to the entry of the final judgment against it. STWA is a Nevada corporation headquartered in Australia with its principal offices in California, whose business involves the manufacture, licensing, and distribution of a device called the "Zero Emission Fuel Saver" (ZEFS) device. In its complaint, filed December 19, 2001, the Commission alleged that from at least February 1999 through at least April 2001, STWA and its former president and CEO, Jeffrey Muller, carried out a fraudulent promotional campaign using press releases, Internet postings, an elaborate Internet website, and televised media events to disseminate false and materially misleading information about STWA's product and commercial prospects. STWA's and Muller's actions led to the artificial inflation of the price and trading volume of STWA stock, causing its market capitalization to be as much as $218,728,062. The promotional information distributed by STWA and Muller included: (1) announcements of significant licensing agreements and other important business developments, and (2) announcements concerning public automotive demonstrations that purportedly proved or would prove that the ZEFS materially reduces emissions and improves fuel economy in motor vehicles. The complaint charged STWA with violations of the antifraud and reporting provisions of the federal securities laws: Section 17(a) of the Securities Act of 1933 (Securities Act); Sections 10(b), 13(a), and 13(b) of the Securities Exchange Act of 1934 (Exchange Act); and Rules 10b-5, 12b-20, 13a-1, 13a-13 and 13b2-1 thereunder. Under the terms of the settlement between the Commission and STWA, STWA consents to a permanent injunction prohibiting it from violating the antifraud and reporting provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934. The Commission's case with respect to Muller and STWA's former marketing consultant, Billy Blackwelder, is ongoing. [SEC v. Save the World Air, Inc., et al., 01 CV 11586 (SDNY)] (LR-17603) INVESTMENT COMPANY ACT RELEASES AMERITAS LIFE INSURANCE CORP., ET AL. An order has been issued pursuant to Section 26(c) of the Investment Company Act to Ameritas Life Insurance Corp. and Ameritas Life Corp. Separate Account LLVA. The order permits the substitution of shares of the Vanguard International Portfolio for the Strong International Fund II. (Rel. IC-25649 - July 3) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 PHILADELPHIA SUBURBAN CORP, 762 LANCASTER AVE, BRYN MAWR, PA, 19010, 2155278000 - 9,885,256 ($183,470,351.36) Equity, (File 333-92050 - Jul. 8) (BR. 02) S-3 APHTON CORP, PO BOX 1049, STE 51-507, WOODLAND, CA, 95776, 5306616077 - 5,000,000 ($32,500,000.00) Equity, (File 333-92058 - Jul. 8) (BR. 01) S-8 LITTLEFIELD CORP, 2501 NORTH LAMAR BLVD., ATTN: SEC COMPLIANCE, AUSTIN, TX, 78705, 5124765141 - 3,164,373 ($3,702,316.41) Equity, (File 333-92060 - Jul. 8) (BR. 05) S-8 ALLEGIANCE TELECOM INC, 1950 STEMMONS FRWY, STE 3026, DALLAS, TX, 75207, 2148537100 - 6,000,000 ($6,570,000.00) Equity, (File 333-92062 - Jul. 8) (BR. 37) S-3 VISUAL DATA CORP, 1291 SW 29 AVE, STE 3A, POMPANO BEACH, FL, 33069, 9549176655 - 4,658,200 ($1,257,714.00) Equity, (File 333-92064 - Jul. 8) (BR. 03) S-8 CELANESE AG, FRANKFURTERSTRASSE III, D-61476, KRONBERG TAURUS, I8, 00000, 49 69 305 4508 - 1,250,000 ($27,912,500.00) Equity, (File 333-92070 - Jul. 8) (BR. 06) S-8 SAFLINK CORP, 11911 NE 1ST STREET, SUITE B-304, BELLEVUE, WA, 98005, 4252781100 - 6,268,899 ($9,017,290.00) Equity, (File 333-92072 - Jul. 8) (BR. 03) S-3 SANDISK CORP, 140 CASPIAN COURT, SUNNYVALE, CA, 94089, 4085620500 - 0 ($6,950,000.00) Debt Convertible into Equity, (File 333-92074 - Jul. 8) (BR. 03) S-8 WAXMAN INDUSTRIES INC, 24460 AURORA RD, BEDFORD HEIGHTS, OH, 44146, 2164391830 - 250,000 ($1,500,000.00) Equity, (File 333-92076 - Jul. 8) (BR. 06) S-1 ODYSSEY HEALTHCARE INC, 717 N HARWOOD, SUITE 1500, DALLAS, TX, 75201, 2149229711 - 0 ($116,273,741.00) Equity, (File 333-92078 - Jul. 8) (BR. 08) S-8 GENE LOGIC INC, 708 QUINCE ORCHARD, ROAD, GAITHERSBURG, MD, 20878, 3019871700 - 0 ($17,325,000.00) Equity, (File 333-92080 - Jul. 8) (BR. 01) S-3 SEARS ROEBUCK ACCEPTANCE CORP, 3711 KENNETT PIKE, GREENVILLE, DE, 19807, 3028883112 - 0 ($9,500,000,000.00) Other, (File 333-92082 - Jul. 8) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ ADELPHIA COMMUNICATIONS CORP DE X X 06/09/02 AMEND AFFILIATED COMPUTER SERVICES INC DE X 07/02/02 ALFORD REFRIGERATED WAREHOUSES INC X 06/19/02 ALLEGHENY ENERGY INC MD X X 06/30/02 ALLIED RESEARCH CORP DE X 06/28/02 AMERICAN CRYSTAL SUGAR CO /MN/ MN X 07/08/02 AMERICAN HOSPITAL RESOURCES INC UT X X X 06/17/02 ANNALY MORTGAGE MANAGEMENT INC MD X X 07/08/02 APCOA STANDARD PARKING INC /DE/ DE X 06/30/02 APPLEBEES INTERNATIONAL INC DE X 07/08/02 ASIA WEB HOLDINGS INC DE X X 06/28/02 AZTEC COMMUNICATIONS GROUP INC UT X 06/28/02 BAB INC DE X 07/08/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 06/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 06/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 06/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 06/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 06/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 06/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 06/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 06/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 06/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 06/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 06/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 06/25/02 BEAR STEARNS AST BCK SEC INC MADISON DE X X 06/25/02 BONE CARE INTERNATIONAL INC WI X 06/28/02 BRAND SERVICES DE X 07/08/02 CANDIES INC DE X 01/31/03 AMEND CARDINAL FINANCIAL CORP VA X X 07/03/02 CATALINA LIGHTING INC FL X X 06/28/02 CATERPILLAR FINANCIAL SERVICES CORP DE X X 06/24/02 CATERPILLAR FINANCIAL SERVICES CORP DE X X 06/27/02 CHRISTOPHER & BANKS CORP DE X X 07/08/02 CITICORP MORTGAGE SECURITIES INC DE X 07/08/02 COMBINED PROFESSIONAL SERVICES INC NV X 03/18/02 AMEND CONSOL ENERGY INC X 07/02/02 CORN PRODUCTS INTERNATIONAL INC DE X X 07/08/02 CR RESORTS CAPITAL S DE R L DE C V X 07/02/02 CREDIT SUISSE FIRST BOSTON USA INC DE X X 07/03/02 DOWNEY FINANCIAL CORP DE X 07/08/02 DRESSER INC DE X X 07/03/02 E TRADE BANK ARM TRUST MORTGAGE PASS DE X X 06/25/02 EBAY INC DE X X 07/07/02 ECHO BAY MINES LTD A0 X X 07/08/02 EDGE TECHNOLOGY GROUP INC DE X X 06/28/02 ENTERGY CORP /DE/ DE X X 07/08/02 ENVIRONMENTAL REMEDIATION HOLDING COR CO X X 07/08/02 EOP OPERATING LTD PARTNERSHIP DE X X 07/08/02 EPIC RESORTS LLC DE X X 07/19/01 ERESEARCHTECHNOLOGY INC /DE/ DE X 07/03/02 ESOFT INC DE X 07/05/02 EUROTECH LTD DC X 07/03/02 FANSTEEL INC DE X 05/31/02 FINX GROUP INC NY X 05/31/02 FIRST CITIZENS BANCORPORATION OF SOUT SC X X 07/05/02 FIRST KEYSTONE CORP PA X 07/08/02 FREEREALTIME COM INC DE X X 06/21/02 FRIEDE GOLDMAN HALTER INC MS X X 07/01/02 GENESCO INC TN X 07/08/02 IEXALT INC NV X X X 07/08/02 IKON VENTURES INC NV X X 07/03/02 INTERLINE RESOURCES CORP UT X 07/05/02 INTREPID TECHNOLOGY & RESOURCE INC ID X X 06/30/02 INVESTMENT TECHNOLOGY GROUP INC DE X X 07/02/02 KCS ENERGY INC DE X X 07/01/02 KINDER MORGAN ENERGY PARTNERS L P DE X X 07/08/02 KINDER MORGAN INC KS X X 07/08/02 KITTY HAWK INC DE X X 07/08/02 LASON INC DE X X 06/25/02 MACKENZIE INVESTMENT MANAGEMENT INC DE X 07/08/02 MCK COMMUNICATIONS INC DE X X 07/03/02 MEDICAL ACTION INDUSTRIES INC DE X X 06/21/02 MERGE TECHNOLOGIES INC WI X X 06/28/02 METWOOD INC NV X X 06/28/02 AMEND MICROISLET INC NV X X X 04/24/02 AMEND MIRANT CORP DE X 07/08/02 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 06/25/02 NAPRO BIOTHERAPEUTICS INC DE X 07/03/02 NCO PORTFOLIO MANAGEMENT INC DE X X 07/02/02 NEXGEN VISION INC DE X X X 04/22/02 AMEND NOVEON INC DE X 07/08/02 OHIO LEGACY CORP OH X 06/18/02 OMNICOM GROUP INC NY X 07/08/02 PALOMAR MEDICAL TECHNOLOGIES INC DE X X 06/30/02 PAYPAL INC DE X X 07/07/02 PEOPLES FINANCIAL SERVICES CORP/ PA X 07/08/02 PEREGRINE SYSTEMS INC DE X X 06/27/02 PHARSIGHT CORP CA X X 06/26/02 PHOENIX GROUP CORP DE X 06/21/02 AMEND PUBLIC SERVICE CO OF COLORADO CO X 07/01/02 QUANTA SERVICES INC DE X X 06/28/02 RAM VENTURE HOLDINGS CORP FL X X 06/12/02 AMEND REGENERON PHARMACEUTICALS INC NY X X 07/28/02 RENAISSANCE MORTGAGE ACCEPTANCE CORP DE X 06/27/02 REPUBLIC RESOURCES INC /CO/ NV X X X X 06/24/02 SAVVIS COMMUNICATIONS CORP DE X X 06/28/02 SEYCHELLE ENVIRONMENTAL TECHNOLOGIES NV X X 07/08/02 SHELBOURNE PROPERTIES I INC DE X X 07/08/02 SHELBOURNE PROPERTIES II INC DE X X 07/08/02 SHELBOURNE PROPERTIES III INC DE X X 07/08/02 SHERWOOD BRANDS INC NC X 05/01/02 AMEND SIERRA GIGANTE RESOURCES INC NV X X 06/28/02 SIMTEK CORP CO X 07/08/02 SURGILIGHT INC DE X X 07/08/02 AMEND SURGILIGHT INC DE X X 07/08/02 AMEND SWITCHBOARD INC DE X 06/28/02 AMEND TECHNOLOGY FUNDING MEDICAL PARTNERS I DE X 07/08/02 TECHSYS INC NJ X X 07/08/02 TECHTEAM GLOBAL INC DE X X 07/01/02 TELEX COMMUNICATIONS INC DE X X 07/01/02 TOWER BANCORP INC PA X 06/30/02 TRANSACT TECHNOLOGIES INC DE X X 07/08/02 UNION BANKSHARES INC VT X 07/05/02 VARI L CO INC CO X X 07/08/02 VCAMPUS CORP DE X 06/03/02 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X 07/03/02 WATERS CORP /DE/ DE X X 07/08/02 WEBB INTERACTIVE SERVICES INC CO X X 07/01/02 WELLS FARGO ASSET SEC CORP MORT BK SE DE X X 06/25/02 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 06/25/02 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 06/25/02 WISCONSIN ENERGY CORP WI X X 07/03/02 XCEL ENERGY INC MN X 07/01/02