SEC NEWS DIGEST Issue 2002-121 June 24, 2002 ENFORCEMENT PROCEEDINGS IN THE MATTER OF THE BARR FINANCIAL GROUP, INC. AND ALFRED BARR On June 21, an administrative law judge issued an initial decision in the Matter of The Barr Financial Group, Inc. and Alfred E. Barr. The Order Instituting Proceedings alleged that The Barr Financial Group, Inc. (BFG) and Alfred E. Barr (Barr) violated Section 207 of the Investment Advisers Act of 1940 by willfully making untrue statements of material fact in BFG's registration application and amendments filed with the Securities and Exchange Commission between 1996 and 1998. The Order Instituting Proceedings also alleged that BFG and Barr were subject to a federal district court permanent injunction enjoining BFG and Barr from violating Section 204 of the Investment Advisers Act of 1940, and the rules thereunder. The initial decision sustained all allegations. As relief, the administrative law judge imposed a cease and desist order on BFG and Barr, revoked BFG's registration as an investment adviser, and barred Barr from associating with any investment adviser as defined by the Investment Advisers Act of 1940. (Initial Decision No. 206; File No.3- 9918) IN THE MATTER OF NOLAN WADE Nolan W. Wade has been barred from association with any broker or dealer, and from participating in any offering of penny stock. An administrative law judge ordered the sanction on June 24, 2002. On February 2, 2000, Wade was permanently enjoined from future violations of Section 17(a) of the Securities Act of 1933, and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder in the United States District Court for the Western District of Louisiana. The administrative law judge found that it was in the public interest and necessary for the protection of investors to bar Wade from association with any broker or dealer, and from participating in any offering of penny stock. (Initial Decision No. 207; File No. 3-10650) SEC SUES DAY TRADER FOR MANIPULATING AFTER-HOURS SECURITIES MARKETS The Commission today filed a complaint in the U.S. District Court for the Eastern District of Virginia charging self-employed day trader, Kin H. Lee, with manipulating the thinly-traded after-hours securities markets of six publicly-traded companies. Without admitting or denying the allegations made by the Commission, Lee consented to the entry of an order enjoining him from violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The order requires Lee to pay $100,892 in disgorgement and pre-judgment interest, pay a civil penalty of $60,000, and prohibits Lee from engaging in pattern day trading. The complaint alleges that between January 2000 and April 2001, Lee, a day-trader, using his home computer and multiple online brokerage accounts, attempted to manipulate the after-hours markets of six publicly-traded companies. Lee's manipulative trading activity primarily involved the execution of large-volume "wash sales" - transactions resulting in no change in beneficial ownership - at gradually increasing prices, to create the appearance of an active and rising market in a given security. In six instances, Lee's manipulative trading activity constituted a considerable percentage of the stocks' trading volume, caused the stocks' share price to increase, and resulted in a financial gain to Lee. Lee realized profits totaling $86,490.62 by selling previously acquired shares into the artificial markets he created. The Commission acknowledges the assistance of NASD Regulation's Market Regulation Department in the investigation of this matter. To report suspicious activity involving possible Internet fraud, visit http://www.sec.gov/complaint.shtml. [SEC v. Kin H. Lee, Civil Action No. 02-895-A, ED Va.] (LR-17579) SEC SETTLES CASES AGAINST SARA GOMEZ DE FERRO The Commission announced today that it dismissed its civil injunctive action against Defendant Sara Gomez de Ferro (Gomez) in the matter of SEC v. Hawa Corporation, et al. Case No. 01-8220-CIV-Hurley (S. D. Fla. 2001). The Commission's complaint in the civil injunctive action alleged that from October 1998 to March 2001, Gomez and others made material misrepresentations and omissions in connection with the sale of securities issued by Hawa Communications, Inc. (HawaCom). In connection with the dismissal, the Commission instituted a settled cease-and-desist proceeding against Gomez. Without admitting or denying the allegations of the Commission's Order Instituting Proceedings, Making Findings and Imposing a Cease-and-Desist Order, Gomez consented to the entry of a cease and desist order prohibiting her from violating Section 10(b) of the Securities and Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. The civil litigation against defendant Ilona Alexis Mandelbaum is continuing solely as to setting the amount of disgorgement and civil penalties. [SEC v. Hawa Corporation, et al., Case No. 01-8220-CIV- Hurley (S.D. Fla.)] (LR-17580) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The Philadelphia Stock Exchange filed a proposed rule change and Amendment Nos. 1 through 7 thereto (SR-Phlx-2002-04) under Section 19(b) of the Securities Exchange Act of 1934 relating to Electronic Interface with AUTOM for Phlx Specialists and Registered Options Traders. Publication of the notice in the Federal Register is expected during the week of June 24. (Rel. 34-46095) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 CAREY W P & CO LLC, 50 ROCKEFELLER PLAZA, 2ND FLOOR, NEW YORK, NY, 10020, 2124921100 - 0 ($119,588,594.00) Equity, (File 333-90880 - Jun. 21) (BR. 08) S-4 REMEC INC, 9404 CHESAPEAKE DRIVE, SAN DIEGO, CA, 92123, 6195601301 - 0 ($139,269,433.90) Other, (File 333-90882 - Jun. 21) (BR. 36) S-8 DIVINE INC, 1301 N ELSTON AVENUE, CHICAGO, IL, 60622, 7733946600 - 0 ($8,837,500.00) Equity, (File 333-90884 - Jun. 21) (BR. 08) S-8 GREY WOLF INC, 10370 RICHMOND AVE, SUITE 600, HOUSTON, TX, 77042-4136, 7138740202 - 0 ($31,601,875.00) Equity, (File 333-90888 - Jun. 21) (BR. 04) S-3 TRANSWORLD HEALTHCARE INC, 555 MADISON AVENUE, NEW YORK, NY, 10022, 2127500064 - 13,346,567 ($73,406,119.00) Equity, (File 333-90890 - Jun. 21) (BR. 01) S-8 FLORIDA EAST COAST INDUSTRIES INC, ONE MALAGA STREET, ST AUGUSTINE, FL, 32084, 9043966600 - 0 ($44,260,000.00) Equity, (File 333-90894 - Jun. 21) (BR. 05) S-8 FLORIDA EAST COAST INDUSTRIES INC, ONE MALAGA STREET, ST AUGUSTINE, FL, 32084, 9043966600 - 0 ($16,597,500.00) Equity, (File 333-90896 - Jun. 21) (BR. 05) S-4 CP&P INC, 133 PEACHTREE STREET NE, ATLANTA, GA, 30303, 4046524000 - 0 ($5,644,950,000.00) Non-Convertible Debt, (File 333-90898 - Jun. 21) (BR. 04) S-8 BUSINESSWAY INTERNATIONAL CORP, 117 GUN AVENUE, PINTE CLAIRE, MONTREAL QUEBEC CANA, E6, H3A 3H3, 8772884909 - 3,300,000 ($132,000.00) Equity, (File 333-90902 - Jun. 21) (BR. 08) S-8 BURLINGTON RESOURCES INC, 5051 WESTHEIMER, SUITE 1400, HOUSTON, TX, 77056, 7136249500 - 0 ($39.30) Equity, (File 333-90906 - Jun. 21) (BR. 04) S-8 INTEST CORP, 2 PIN OAK LANE, CHERRY HILL, NJ, 08003, 6094246886 - 150,000 ($970,500.00) Equity, (File 333-90908 - Jun. 21) (BR. 36) S-8 INFE COM INC, 7787 LEESBURG PIKE, SUITE 200, FALLS CHURCH, VA, 22043, 7037345650 - 1,950,000 ($156,000.00) Equity, (File 333-90910 - Jun. 21) (BR. 09) SB-2 DOUBLE E CORP, 3835 NW 58TH STREET, SUITE 700, OKLAHOMA CITY, OK, 73112, 4059438008 - 0 ($101,010.00) Equity, (File 333-90912 - Jun. 21) (BR. 09) S-8 ENTERGY CORP /DE/, 639 LOYOLA AVE, NEW ORLEANS, LA, 70113, 5045764000 - 12,000,000 ($502,560,000.00) Other, (File 333-90914 - Jun. 21) (BR. 02) SB-2 ACHIEVEMENT TECH HOLDINGS INC /ID/, 211 WEST ELDER ROAD, KELLOGG, ID, 83837, 2087867572 - 21,013,890 ($5,253,472.00) Debt Convertible into Equity, (File 333-90916 - Jun. 21) (BR. 04) S-4 COLE NATIONAL GROUP INC, 5915 LANDERBROOK DR, MAYFIELD HEIGHTS, OH, 44124, 4404494100 - 150,000,000 ($150,000,000.00) Non-Convertible Debt, (File 333-90918 - Jun. 21) (BR. 02) S-8 WIRE ONE TECHNOLOGIES INC, 225 LONG AVENUE, HILLSIDE, NJ, 07205, 8054828277 - 1,400,000 ($2,730,000.00) Equity, (File 333-90920 - Jun. 21) (BR. 36) S-8 USCORP, 4535 W. SAHARA AVE, SUITE 204, LAS VEGAS, NV, 89102, 7029334034 - 2,045,350 ($1,472,652.00) Equity, (File 333-90928 - Jun. 21) (BR. 05) S-8 USCORP, 4535 W. SAHARA AVE, SUITE 204, LAS VEGAS, NV, 89102, 7029334034 - 4,200,000 ($3,024,000.00) Equity, (File 333-90930 - Jun. 21) (BR. 05) S-3 LEXINGTON CORPORATE PROPERTIES TRUST, 355 LEXINGTON AVE, NEW YORK, NY, 10017, 2126927260 - 83,400 ($1,365,258.00) Equity, (File 333-90932 - Jun. 21) (BR. 08) S-8 USFREIGHTWAYS CORP, 8550 W BRYN MAWR AVE, SUITE 700, CHICAGO, IL, 60631, 8476960200 - 0 ($891,500.00) Equity, (File 333-90934 - Jun. 21) (BR. 05) S-8 ONE LIBERTY PROPERTIES INC, 60 CUTTER MILL RD, SUITE 303, GREAT NECK, NY, 11021-3190, 5164663100 - 0 ($3,949,008.00) Equity, (File 333-90936 - Jun. 21) (BR. 08) S-8 TESSA COMPLETE HEALTH CARE INC/GA, 35 FULFORD AVE, SUITE 101, BEL AIR, MD, 21014, 4108930134 - 10,000,000 ($1,500,000.00) Equity, (File 333-90940 - Jun. 21) (BR. 09) S-8 SPS TECHNOLOGIES INC, 165 TOWNSHIP LINE RD, TWO PITCAIRN PLACE STE-200, JENKINTOWN, PA, 19046, (215) 517-2000 - 0 ($7,452,000.00) Equity, (File 333-90942 - Jun. 21) (BR. 06) S-4 MATRIA HEALTHCARE INC, 1850 PARKWAY PL, 12TH FL, MARIETTA, GA, 30067, 7704234500 - 0 ($33,810,000.00) Equity, (File 333-90944 - Jun. 21) (BR. 01) S-8 SAPIENT CORP, ONE MEMORIAL DR, CAMBRIDGE, MA, 02142, 6176210200 - 0 ($4,320,000.00) Equity, (File 333-90946 - Jun. 21) (BR. 03) S-8 KROLL INC, 9113 LESAINT DR, FAIRFIELD, OH, 45014, 5138742112 - 4,507,316 ($88,851,022.88) Equity, (File 333-90948 - Jun. 21) (BR. 08) S-8 ADVANCED MEDICAL OPTICS INC, 2525 DUPONT DR., IRVINE, CA, 92612, 7142464500 - 0 ($117,935,000.00) Equity, 0 ($3,000,000.00) Other, (File 333-90950 - Jun. 21) (BR. 02) S-3 OTTER TAIL CORP, 215 S CASCADE ST, PO BOX 496, FERGUS FALLS, MN, 56538-0496, 2187398200 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-90952 - Jun. 21) (BR. 02) S-8 TAYLOR ANN STORES CORP, 142 WEST 57TH ST, NEW YORK, NY, 10019, 2125413300 - 600,000 ($15,120,000.00) Equity, (File 333-90954 - Jun. 21) (BR. 02) S-8 ILIVE INC/NV, 3960 WILSHIRE BLVD, SUITE 406, LOS ANGELES, CA, 90010, 2132521090 - 340,000 ($88,400.00) Equity, (File 333-90956 - Jun. 21) (BR. 05) S-8 ALARIS MEDICAL INC, 10221 WATERIDGE CIRCLE, SAN DIEGO, CA, 92121, 8584587000 - 0 ($6,605,000.00) Equity, (File 333-90958 - Jun. 21) (BR. 36) S-3 ENDOLOGIX INC /DE/, 13700 ALTON PARKWAY, STE 160, IRVINE, CA, 92618, 9494579546 - 0 ($15,399,645.00) Equity, (File 333-90960 - Jun. 21) (BR. 36) S-8 ADVANCED TISSUE SCIENCES INC, 10933 N TORREY PINES RD, LA JOLLA, CA, 92037, 6197137300 - 4,500,000 ($5,130,000.00) Equity, (File 333-90962 - Jun. 21) (BR. 01) S-3 ELCOM INTERNATIONAL INC, 10 OCEANA WAY, SUITE 102, NORWOOD, MA, 02062, 7814403333 - 450,000 ($434,052.00) Equity, (File 333-90964 - Jun. 21) (BR. 03) S-8 TELEON CORP, 5414 WEST CRENSHAW STREET, TAMPA, FL, 33634, 8134961149 - 728,220 ($655,398.00) Equity, (File 333-90966 - Jun. 21) (BR. 09) S-8 AZZ INC, 400 N TARRANT RD, CROWLEY, TX, 76036, 8172974361 - 0 ($13,028,780.00) Equity, (File 333-90968 - Jun. 21) (BR. 36) S-4 SKY FINANCIAL GROUP INC, 221 SOUTH CHURCH STREET, BOWLING GREEN, OH, 43402, 4193276300 - 0 ($111,677,000.00) Equity, (File 333-90970 - Jun. 21) (BR. 07) F-1 RANDGOLD RESOURCES LTD, 011-44-1534-735-333 - 0 ($39,531,250.00) Equity, (File 333-90972 - Jun. 21) (BR. ) S-1 PLAINS EXPLORATION & PRODUCTION CO L P, 500 DALLAS STREET, HOUSTON, TX, 77002, 713 654 1414 - 0 ($100,000,000.00) Equity, (File 333-90974 - Jun. 21) (BR. 03) S-8 CENTENE CORP, 7711 CARONDELET AVE, ST LOUIS, MO, 63105, 3147254477 - 0 ($8,394,000.00) Equity, (File 333-90976 - Jun. 21) (BR. 01) SB-2 SHIMODA RESOURCES HOLDINGS INC, SUITE 230, 15 RIVER ROAD, WILTON, CT, 06897, 2035639430 - 5,374,215 ($64,464,000.00) Debt Convertible into Equity, (File 333-90978 - Jun. 21) (BR. 09) S-1 ATLAS AMERICA PUBLIC 11-2002 LTD, 311 ROUSER ROAD, MOON TOWNSHIP, PA, 15108, 4,000 ($40,000,000.00) Limited Partnership Interests, (File 333-90980 - Jun. 21) (BR. ) S-3 ULTRALIFE BATTERIES INC, 2000 TECHNOLOGY PARKWAY, NEWARK, NY, 14513, 3153327100 - 1,001,333 ($3,414,545.53) Equity, (File 333-90984 - Jun. 21) (BR. 36) S-8 THQ INC, 27001 AGOURA ROAD, SUITE # 325, CALABASAS HILLS,, CA, 91301, 8188715000 - 750,000 ($22,537,500.00) Equity, (File 333-90986 - Jun. 21) (BR. 03) S-8 HORTON D R INC /DE/, 1901 ASCENSION BLVD, STE 100, ARLINGTON, TX, 76006, 8178568200 - 0 ($30,000,000.00) Other, (File 333-90988 - Jun. 21) (BR. 06) S-4 CUMULUS MEDIA INC, 111 KILBOURNE AVE, SUITE 2700, MILWAUKEE, WI, 53202, 4146152800 - 0 ($185,900,000.00) Equity, (File 333-90990 - Jun. 21) (BR. 37) S-1 VON HOFFMANN CORP, 1000 CAMERA AVENUE, ST LOUIS, MI, 63126, 3149660909 - 0 ($363,056,397.00) Other, (File 333-90992 - Jun. 21) (BR. ) S-3 ISTA PHARMACEUTICALS INC, 15279 ALTON PARKWAY 100, IRVINE, CA, 92618, 9497886000 - 0 ($91,000.00) Equity, (File 333-90994 - Jun. 21) (BR. 01) S-3 CBRL GROUP INC, PO BOX 787, LEBANON, TN, 370880787, 6154439217 - 422,050,000 ($172,745,065.00) Debt Convertible into Equity, (File 333-90996 - Jun. 21) (BR. 05) S-8 DIVINE INC, 1301 N ELSTON AVENUE, CHICAGO, IL, 60622, 7733946600 - 0 ($2,329,952.00) Equity, (File 333-90998 - Jun. 21) (BR. 08) S-3 DIVINE INC, 1301 N ELSTON AVENUE, CHICAGO, IL, 60622, 7733946600 - 0 ($2,330,510.00) Equity, (File 333-91000 - Jun. 21) (BR. 08) S-8 THQ INC, 27001 AGOURA ROAD, SUITE # 325, CALABASAS HILLS,, CA, 91301, 8188715000 - 4,350,000 ($130,717,500.00) Equity, (File 333-91002 - Jun. 21) (BR. 03) S-3 DIVINE INC, 1301 N ELSTON AVENUE, CHICAGO, IL, 60622, 7733946600 - 0 ($614,161.00) Equity, (File 333-91004 - Jun. 21) (BR. 08) S-3 STUDENT ADVANTAGE INC, 280 SUMMER STREET, BOSTON, MA, 02210, 6179122011 - 0 ($799,408.00) Equity, (File 333-91006 - Jun. 21) (BR. 05) S-3 DUANE READE INC, 440 NINTH AVE, NEW YORK, NY, 10001, 2122735700 - 0 ($236,045,700.00) Debt Convertible into Equity, (File 333-91008 - Jun. 21) (BR. 01) S-8 STUDENT ADVANTAGE INC, 280 SUMMER STREET, BOSTON, MA, 02210, 6179122011 - 550,000 ($121,000.00) Equity, (File 333-91010 - Jun. 21) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 3DFX INTERACTIVE INC CA X 06/19/02 ADELPHIA BUSINESS SOLUTIONS INC DE X X 06/20/02 ADELPHIA COMMUNICATIONS CORP DE X X 06/14/02 ADOLOR CORP X X 04/14/02 AMEND ADVANCED BIOTHERAPY INC NV X X 06/21/02 ADVANCED OPTICS ELECTRONICS INC NV X 04/14/02 AES RED OAK LLC X 05/21/02 AGRILINK FOODS INC NY X X 06/20/02 AJAY SPORTS INC DE X 06/21/02 ALCIDE CORP DE X X 05/24/02 AMEND ALEXION PHARMACEUTICALS INC DE X X 05/31/02 AMEND AMERICAN COMMERCE SOLUTIONS DE X X 06/18/02 AMEND AMERICAN ELECTRIC POWER CO INC NY X 06/18/02 AMERICAN VANGUARD CORP DE X X 06/19/02 ANZ CAPEL COURT LTD C3 X 06/14/02 APPLIED MICROSYSTEMS CORP /WA/ WA X X 06/21/02 ARC COMMUNICATIONS INC NJ X 06/20/02 ARKANSAS BEST CORP /DE/ DE X 06/21/02 ATLAS AIR INC DE X 06/14/02 ATLAS AIR WORLDWIDE HOLDINGS INC DE X 06/14/02 AUSPEX SYSTEMS INC DE X X 06/11/02 AMEND AVENUE A INC WA X 05/29/02 AMEND BANC ONE HELOC 1999-1 OH X X 06/20/02 BANC ONE HELOC TRUST 1998-1 OH X X 06/20/02 BANCFIRST CORP /OK/ OK X X 06/14/02 BANYAN STRATEGIC REALTY TRUST MA X X 06/18/02 BAY VIEW CAPITAL CORP DE X 06/17/02 BEAR STEARNS ASSET BACKED SECURITIES DE X 06/21/02 BEAR STEARNS ASSET BACKED SECURITIES DE X 06/21/02 BLYTH INC DE X X 02/01/02 BROCADE COMMUNICATIONS SYSTEMS INC DE X 06/18/02 BSQUARE CORP /WA WA X 06/19/02 BURNHAM PACIFIC PROPERTIES INC MD X X 06/12/02 CAL DIVE INTERNATIONAL INC MN X 06/13/02 AMEND CARBIDE GRAPHITE GROUP INC /DE/ DE X X 05/21/02 CERBCO INC DE X 06/11/02 AMEND CHARTER COMMUNICATIONS HOLDINGS LLC DE X X 06/20/02 CHORDIANT SOFTWARE INC DE X X 06/14/02 AMEND CITIBANK SOUTH DAKOTA N A DE X 05/28/02 CITIBANK SOUTH DAKOTA N A DE X 05/31/02 CITIBANK SOUTH DAKOTA N A DE X 05/31/02 COMMERCIAL BANKSHARES INC FL X 06/21/02 COMPUSONICS VIDEO CORP CO X 06/21/02 CONCURRENT COMPUTER CORP/DE DE X 06/19/02 CPS AUTO RECEIVABLES TRUST 1998-4 CA X 05/31/02 CRT CORP NV X 06/21/02 CTI GROUP HOLDINGS INC DE X X 06/20/02 CWABS INC DE X X 06/15/02 CWABS INC DE X X 06/15/02 CWABS INC DE X X 06/15/02 CYBER CARE INC FL X X 06/07/02 CYGNE DESIGNS INC DE X 06/20/02 DARDEN RESTAURANTS INC FL X X 06/20/02 DIGENE CORP DE X X 06/21/02 DUANE READE INC DE X X 06/21/02 DUCT UTILITY CONSTRUCTION & TECHNOLOG OH X 06/18/02 ENTERGY CORP /DE/ DE X 06/21/02 EXCAL ENTERPRISES INC DE X 06/21/02 FINLAY ENTERPRISES INC /DE DE X X 06/20/02 FINLAY FINE JEWELRY CORP DE X X 06/20/02 GENTIVA HEALTH SERVICES INC DE X X X 06/13/02 GEORGIA POWER CO GA X X 06/13/02 GLOBAL CROSSING LTD X X 06/17/02 GMAC COMMERCIAL MORTGAGE SECURITIES I DE X X 06/20/02 GOLFGEAR INTERNATIONAL INC NV X 06/06/02 GRAY COMMUNICATIONS SYSTEMS INC /GA/ GA X 06/10/02 GREENE COUNTY BANCSHARES INC TN X X 06/21/02 HEIDRICK & STRUGGLES INTERNATIONAL IN DE X X 06/18/02 ICN PHARMACEUTICALS INC DE X X 06/20/02 IGN ENTERTAINMENT INC DE X X 06/21/02 ILIVE INC/NV NV X 06/20/02 INSITUFORM EAST INC DE X 06/11/02 INTERNATIONAL WIRELESS INC MD X 06/11/02 JMAR TECHNOLOGIES INC DE X X 06/14/02 KMART CORP MI X X 06/21/02 KOGER EQUITY INC FL X X 06/10/02 L90 INC DE X 06/20/02 LEHMAN ABS CORP MOTOROLA DEBENTURE B DE X X 06/18/02 LEVEL 3 COMMUNICATIONS INC DE X 06/14/02 LONE STAR STEAKHOUSE & SALOON INC DE X X 06/19/02 LYONDELL CHEMICAL CO DE X X 06/21/02 MAINSTREET BANKSHARES INC VA X 06/19/02 MARATHON OIL CORP DE X X 06/18/02 MEASUREMENT SPECIALTIES INC NJ X X 06/18/02 MERITAGE CORP MD X X 06/20/02 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 06/19/02 METALDYNE CORP DE X X 06/06/02 AMEND MFB CORP IN X 05/31/02 MILACRON INC DE X X X 06/17/02 MILACRON INC DE X X 05/03/02 MINUTEMAN INTERNATIONAL INC IL X 06/20/02 MISSISSIPPI VALLEY BANCSHARES INC MO X X 06/17/02 ML MEDIA PARTNERS LP NY X 06/21/02 NANTUCKET INDUSTRIES INC DE X 05/08/02 NASDAQ STOCK MARKET INC DE X X 06/21/02 NASHUA CORP MA X 06/13/02 NATIONAL CITY AUTO RECEIVABLES TRUST DE X X 06/17/02 NATIONAL CITY CREDIT CARD MASTER TRUS X X 06/17/02 NATIONSRENT INC DE X X 06/19/02 NATIONWIDE FINANCIAL SERVICES INC/ DE X X 06/20/02 NBC CAPITAL CORP MS X 06/20/02 NEW CINEMA PARTNERS INC X X 06/10/02 AMEND NSTOR TECHNOLOGIES INC DE X X X 03/01/02 OHARA RESOURCES LTD NV X 06/19/02 OMNICOM GROUP INC NY X X 06/14/02 OMNISKY CORP X X 06/20/02 ONCOURSE TECHNOLOGIES INC NV X X 06/21/02 AMEND PAC-WEST TELECOMM INC X X 06/04/02 AMEND PEGASUS SOLUTIONS INC DE X X 06/12/02 PERKINELMER INC MA X X 06/18/02 PERKINELMER INC MA X 06/20/02 PHH CORP MD X X 06/20/02 PHOENIX GROUP CORP DE X 06/21/02 PLUMAS BANCORP CA X X 06/21/02 PPL ELECTRIC UTILITIES CORP PA X X 06/19/02 PR SPECIALISTS INC DE X X 06/21/02 AMEND PR SPECIALISTS INC DE X X 06/21/02 AMEND PRESIDENT CASINOS INC DE X X 06/20/02 PRINCETON AMERICAN CORP NV X 06/11/02 PRO FAC COOPERATIVE INC NY X X 06/20/02 PUGET SOUND ENERGY INC WA X 06/21/02 RCN CORP /DE/ DE X X 06/19/02 REGENERATION TECHNOLOGIES INC FL X X 06/19/02 RESIDENTIAL ASSET SECURITIES CORP DE X 06/20/02 AMEND RIVIERA HOLDINGS CORP NV X X 06/19/02 ROBERTS REALTY INVESTORS INC GA X X 06/19/02 ROHN INDUSTRIES INC DE X X 06/20/02 SABINE RIVER HOLDING CORP DE X X 05/30/02 SABRE HOLDINGS CORP DE X 06/20/02 AMEND SB MERGER CORP DE X X 04/19/02 AMEND SCOTIA PACIFIC CO LLC DE X 06/20/02 SHAW GROUP INC LA X X 06/20/02 SHURGARD STORAGE CENTERS INC WA X 06/20/02 SNAP ON INC DE X X 06/21/02 SOUTHWESTERN ENERGY CO AR X X 06/20/02 STARTEC GLOBAL COMMUNICATIONS CORP DE X X 06/21/02 STRUCTURED PRODUCTS CORP DE X 06/21/02 SYNCOR INTERNATIONAL CORP /DE/ DE X X 06/21/02 TECHNICAL VENTURES INC NY X 06/21/02 TITAN CORP DE X 05/23/02 AMEND TOWER AUTOMOTIVE INC DE X 06/20/02 ULTRATECH STEPPER INC DE X X 06/21/02 UNITED PAN EUROPE COMMUNICATIONS NV X X 06/21/02 UNUMPROVIDENT CORP DE X X 06/18/02 URBAN OUTFITTERS INC PA X X 06/19/02 USEC INC DE X X 06/17/02 USURF AMERICA INC NV X X 06/14/02 WEIRTON STEEL CORP DE X X 06/11/02 AMEND WHISTLER INC DE X X 06/13/02 XEROX CORP NY X X 06/21/02