SEC NEWS DIGEST Issue 2002-102 May 28, 2002 ENFORCEMENT PROCEEDINGS DECISION REVOKING REGISTRATION OF WSF CORPORATION COMMON STOCK DECLARED FINAL The Commission has given notice that the initial decision revoking the registration of the common stock of WSF Corporation has become final. The administrative law judge found that WSF had violated Exchange Act Section 13(a) and Exchange Act Rules 13a-1 and 13a-13. WSF had not filed its annual report on Form 10- KSB for the year ended December 31, 2000 or its quarterly reports on Form 10-QSB for the periods ending March 31, June 30, and September 30, 2001. The law judge further found that WSF still had not retained a public auditor for its financial statements for the year ended December 31, 2000. The Commission previously temporarily suspended trading in WSF's common stock for ten days under Exchange Act Section 12(k). (Rel. 34-45984; File No. 3- 10668) GARY BENTZ IMPRISONED FOR CONTEMPT OF COURT The Commission announced today that on May 23 a federal judge held Gary J. Bentz (Bentz) in civil contempt and ordered him imprisoned for violating an asset freeze order. Bentz, a resident of the Cincinnati area, violated the order by secretly spending up to $142,000 in funds frozen by the court. In February 2001, the Commission sued Bentz and others for operating a fraudulent Ponzi scheme that raised millions of dollars from investors in a "prime bank" trading program. At the same time, Hon. David F. Hamilton of the U.S. District Court in Indianapolis issued a permanent injunction that prohibits Bentz and other defendants from engaging in fraud and other misconduct in violation of federal securities laws. The defendants consented to the injunction order without admitting or denying the allegations in the Commission's complaint. A court-appointed examiner later reported that Bentz and his co-defendants raised a total of $20.3 million from over 600 investors. The injunction order also froze the assets of Bentz and the other defendants. In the contempt proceedings, the Commission alleged that shortly before the asset freeze, Bentz obtained approximately $142,000 by borrowing against his assets, and that after the freeze, he spent all or part of the borrowed funds in violation of the freeze. The court ruled that Bentz violated the freeze and is in civil contempt, and ordered him imprisoned until he pays $142,000 into the court's custody or makes a credible showing that he is unable to do so. The court also referred the matter to the United States Attorney for a possible criminal contempt prosecution. For more detail on the injunction and contempt proceedings, see SEC Litigation Release Nos. 16915 and 17152. [SEC v. John E. Brinker, Jr., Gary J. Bentz, et al., Civil Action No. IP01-0259 C-H/G (S.D. Ind.)] (LR-17534) TEMPORARY RESTRAINING ORDER, ASSET FREEZES AND OTHER EMERGENCY RELIEF ORDERED IN FRAUDULENT PONZI SCHEME INVOLVING SOUTHERN FINANCIAL GROUP, INC. On May 24, the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered an order temporarily restraining Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten), Charles Dennis McKittrick (McKittrick) and Gerald F. Hunter, Jr. (Hunter) from violating the anti-fraud provisions of the federal securities laws. The order also temporarily restrains Southern, Wooten and McKittrick from violating, or aiding and abetting violations of, the broker-dealer net capital and books and records provisions of the federal securities laws, freezes the assets of the defendants as well as the assets of Springdale Investments, Inc., a relief defendant, and grants other expedited relief. The Commission's complaint alleges the defendants have raised at least $25 million through a fraudulent scheme involving the sale of short-term notes on behalf of UC Properties LLC. The complaint alleges that the defendants have been operating these note offerings as a Ponzi scheme, using funds raised from current note offerings to pay principal and interest to investors in prior offerings. The complaint further alleges that Southern has been operating in violation of the net capital rule since at least October 2001, and that the firm's FOCUS reports and other books and records have been inaccurate since that time. The complaint seeks preliminary and permanent injunctions against the defendants to prevent future violations of Section 17(a) of the Securities Act of 1933, and Sections 10(b), 15(c)(3) and 17(a)(1) of the Securities Exchange Act of 1934 and Rules 10b-5, 15c3-1, 15c3-3, 17a-3, 17a-5 and 17a-11 thereunder. The complaint also seeks an accounting of funds, disgorgement of ill gotten gains with prejudgment interest thereon and civil penalties. [SEC v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., USDC for the District of South Carolina, Charleston Division, Civil Action File No. 2:02-1806-18] (LR-17535) MICHAEL SMIRLOCK, FORMER HEDGE FUND MANAGER, SENTENCED TO FOUR YEARS AND ORDERED TO PAY $12.6 MILLION IN RESTITUTION FOR DEFRAUDING INVESTORS Recidivist Smirlock Was Subject To A Prior SEC Order and Sanction On May 24, Michael L. Smirlock, the former President and CEO of LASER Advisers, Inc., a Short Hills, New Jersey investment adviser firm, was sentenced to four years incarceration and ordered to pay $12.6 million in restitution to investors in three hedge funds managed by Smirlock. Judge Gerard E. Lynch of the Federal District Court for the Southern District of New York imposed the sentence. Smirlock had pled guilty to two counts of securities fraud for engaging in a complex scheme that falsely inflated the value of an investment portfolio that Smirlock managed for the three hedge funds. Simultaneous with Smirlock's criminal indictment, the SEC filed a civil enforcement action against Smirlock and LASER Advisers, Inc. The Commission charged, among other things, that Smirlock and LASER Advisers, Inc. engaged in securities fraud by inflating the values reported for certain thinly traded securities known as swaptions. The Commission also charged Smirlock with violating a prior Commission order described below. See, SEC v. Michael L. Smirlock and LASER Advisers, Inc., Litigation Release No. 16838 (December 21, 2000). The SEC action against Smirlock, which was stayed pending resolution of the criminal matter, remains pending. In 1993, Smirlock was the subject of a prior SEC enforcement action. In that settled administrative proceeding, the Commission ordered Smirlock to cease and desist from committing or causing any future violations of the antifraud and record keeping provisions of the Investment Advisers Act of 1940. In its 1993 order, the SEC, among other things, suspended Smirlock from the securities industry for three months and ordered him to pay a $50,000 penalty. See In the Matter of Michael L. Smirlock, Advisers Act Release No. 1393 (November 29, 1993). Smirlock's recidivism and violation of the Commission's prior order were matters considered by Judge Lynch in imposing Smirlock's sentence. [U.S. v. Michael L. Smirlock, Criminal No. 00CR1292 (GEL) (S.D.N.Y.)]; [SEC v. Michael L. Smirlock and LASER Advisers, Inc., 00Civ.9680 (RO) (S.D. N.Y.)] (LR-17536) INVESTMENT COMPANY ACT RELEASES PORTFOLIO PARTNERS, INC., ET AL. An order has been issued on an application filed by Portfolio Partners, Inc., et al. exempting applicants from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order permits applicants to enter into and materially amend sub- advisory agreements without shareholder approval and grants relief from certain disclosure requirements. (Rel. IC-25592 - May 24) HOLDING COMPANY ACT RELEASES PROGRESS ENERGY INC., ET AL. A notice has been issued giving interested persons until June 18, 2002, to request a hearing on a proposal by Progress Energy, Inc. (Progress), a registered holding company, Carolina Power & Light Company (CP&L), its wholly-owned utility subsidiary and Eastern North Carolina Natural Gas Company (Eastern NCNG), a newly formed company (collectively, Applicants). Applicants request authorization for: (1) CP&L to provide intra-system services to Eastern NCNG; (2) Progress Energy to acquire and retain stock of Eastern NCNG as an additional public utility subsidiary; and (3) Progress Energy to make loans to Eastern NCNG from time to time through September 30, 2003 with the total principal amount outstanding at any time not to exceed $30 million. (Rel. 35- 27531) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-Amex-2001-65) submitted by the American Stock Exchange relating to the implementation of Quick Trade. Publication of the order in the Federal Register is expected during the week of May 27. (Rel. 34- 45974) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the Pacific Exchange (SR-PCX-2002- 22) relating to bid-ask spread differentials for options has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 27. (Rel. 34-45981) A proposed rule change filed by the National Association of Securities Dealers has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 relating to temporary approval of the Nasdaq's Primex Auction System (SR-NASD- 2002-58). Publication of the proposal is expected in the Federal Register during the week of May 27. (Rel. 34-45982) PROPOSED RULE CHANGE The National Association of Securities Dealers filed a proposed rule change relating to permanent approval of the Primex Auction System (SR-NASD-2002-60). Publication of the proposal is expected in the Federal Register during the week of May 27. (Rel. 34-45983) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 HERITAGE FINANCIAL CORP /WA/, 201 FIFTH AVENUE S.W., P O BOX 1578, OLYMPIA, WA, 98501, 3609431500 - 50,000 ($777,000.00) Equity, (File 333-88976 - May. 24) (BR. 07) S-8 HERITAGE FINANCIAL CORP /WA/, 201 FIFTH AVENUE S.W., P O BOX 1578, OLYMPIA, WA, 98501, 3609431500 - 430,000 ($6,682,200.00) Equity, (File 333-88980 - May. 24) (BR. 07) S-8 HERITAGE FINANCIAL CORP /WA/, 201 FIFTH AVENUE S.W., P O BOX 1578, OLYMPIA, WA, 98501, 3609431500 - 0 ($1,087,800.00) Equity, (File 333-88982 - May. 24) (BR. 07) S-4 DOLE FOOD COMPANY INC, ONE DOLE DRIVE, WESTLAKE VILLAGE, CA, 91362, 8188796600 - 0 ($400,000,000.00) Non-Convertible Debt, (File 333-88984 - May. 24) (BR. 04) S-8 GLAMIS GOLD LTD, 5190 NEIL ROAD, SUITE 310, RENO, NV, 89502, 7758274600 - 4,330,430 ($35,487,874.00) Equity, (File 333-88986 - May. 24) (BR. 04) SB-2 SYS, 9620 CHESAPEAKE DRIVE, SUITE 201, SAN DIEGO, CA, 92123, 8587155500 - 1,000,000 ($1,350,000.00) Debt Convertible into Equity, 1,500,000 ($2,025,000.00) Equity, (File 333-88988 - May. 24) (BR. 03) S-4 OLIN CORP, 501 MERRITT 7, P O BOX 4500, NORWALK, CT, 06856, 2037503000 - 16,794,705 ($195,154,472.00) Equity, (File 333-88990 - May. 24) (BR. 04) S-3 ROADWAY CORP, 1077 GORGE BLVD., AKRON, OH, 44310, 3303849000 - 0 ($250,000,000.00) Unallocated (Universal) Shelf, (File 333-88992 - May. 24) (BR. 09) S-8 BRUSH ENGINEERED MATERIALS INC, 1786 ST. CLAIR AVE., CLEVELAND, OH, 44110, 2163834062 - 500,000 ($6,465,000.00) Equity, (File 333-88994 - May. 24) (BR. 04) S-8 ESYNCH CORP/CA, 15502 MOSHER AVE, TUSTIN, CA, 92780, 9498331220 - 5,360,000 ($316,100.00) Other, (File 333-88996 - May. 24) (BR. 02) S-3 CARLISLE COMPANIES INC, 15800 JOHN J DELANEY DRIVE, SUITE 350, CHARLOTTE, NC, 28277, 7047521100 - 0 ($400,000,000.00) Other, (File 333-88998 - May. 24) (BR. 06) SB-2 VALESC INC, 32 WEST LAFAYETTE RD, PRINCETON, NJ, 08540, 6093042275 - 1,250,941 ($500,376.00) Other, (File 333-89002 - May. 24) (BR. 09) S-8 ABLEST INC, 1901 ULMERTON ROAD, SUITE 300, CLEARWATER, FL, 33762, 7237461565 - 250,000 ($1,000,000.00) Equity, (File 333-89006 - May. 24) (BR. 08) S-8 IRON MOUNTAIN INC/PA, 745 ATLANTIC AVENUE, BOSTON, MA, 02111, 6175354766 - 1,352,543 ($43,119,070.84) Other, (File 333-89008 - May. 24) (BR. 05) S-1 INERGY L P, 1101 WALNUT SUITE 1500, KANSAS CITY, MS, 64106, 8168428181 - 1,610,000 ($53,532,500.00) Equity, (File 333-89010 - May. 24) (BR. 02) SB-2 NUWAVE TECHNOLOGIES INC, ONE PASSAIC AVE, FAIRFIELD, NJ, 07004, 9738828810 - 5,238,095 ($2,933,333.00) Equity, (File 333-89012 - May. 24) (BR. 37) S-8 BROWN SHOE CO INC/, 8300 MARYLAND AVE, P O BOX 29, ST LOUIS, MO, 63105, 3148544000 - 1,500,000 ($30,495,000.00) Equity, (File 333-89014 - May. 24) (BR. 02) S-8 KNIGHT RIDDER INC, 50 W SAN FRANCISCO ST, SAN JOSE, CA, 95113, 4089387700 - 4,000,000 ($267,840,000.00) Equity, (File 333-89016 - May. 24) (BR. 05) S-3 ISTAR FINANCIAL INC, 1114 AVENUE OF THE AMERICAS 27TH FLOOR, NEW YORK, NY, 10036, 2129309494 - 0 ($28,549,804.00) Equity, (File 333-89018 - May. 24) (BR. 08) S-8 AAIPHARMA INC, 2320 SCIENTIFIC PARK DRIVE, WILMINGTON, NC, 28405, 9102547000 - 0 ($48,300,000.00) Equity, (File 333-89020 - May. 24) (BR. 01) S-1 GPC CAPITAL CORP II, 2401 PLEASANT VALLEY ROAD, YORK, PA, 17402, 7178498500 - 0 ($287,500,000.00) Equity, (File 333-89022 - May. 24) (BR. 06) S-8 NETFLIX INC, 970 UNIVERSITY AVENUE, ., LOS GATOS, CA, 95032, 4083993700 - 5,921,080 ($39,808,116.88) Equity, (File 333-89024 - May. 24) (BR. 05) S-8 ELOQUENT INC, 2000 ALAMEDA DE LAS PULGAS, SAN MATEO, CA, 94301, 6502946500 - 963,771 ($385,508.40) Equity, (File 333-89028 - May. 24) (BR. 03) S-8 SRA INTERNATIONAL INC, 4300 FAIR LAKES COURT, FAIRFAX, VA, 22033, 7038031500 - 0 ($92,222,678.00) Equity, (File 333-89030 - May. 24) (BR. 03) SB-2 UNIVERCELL HOLDINGS INC, 1 RANDALL AVENUE, NA, PIKESVILLE, MD, 21208, 8007652355 - 9,932,904 ($1,738,258.20) Equity, (File 333-89032 - May. 24) (BR. 05) S-8 LAMAR ADVERTISING CO/NEW, C/O LAMAR ADVERTISING COMPANY, 5551 CORPORATE BOULEVARD, BATON ROUGE, LA, 70808, 2259261000 - 3,000,000 ($129,900,000.00) Equity, (File 333-89034 - May. 24) (BR. 02) S-8 PICK UPS PLUS INC, 3532 IRVIN SIMPSON RD, MASON, OH, 45040, 5133984344 - 4,150,000 ($644,000.00) Equity, (File 333-89036 - May. 24) (BR. 04) S-8 TELEBYTE TECHNOLOGY INC, 270 E PULASKI RD, GREENLAWN, NY, 11740, 5164233232 - 900,000 ($702,000.00) Equity, (File 333-89038 - May. 24) (BR. 03) SB-2 INTERSPACE ENTERPRISES INC, 7825 FAY AVENUE, #200, LA JOLLA, CA, 92037, 8584563539 - 80,296,991 ($4,014,849.50) Other, (File 333-89040 - May. 24) (BR. 09) S-3 VISUAL DATA CORP, 1291 SW 29 AVE, STE 3A, POMPANO BEACH, FL, 33069, 9549176655 - 7,773,898 ($3,109,559.00) Equity, (File 333-89042 - May. 24) (BR. 05) S-8 ENERGY PARTNERS LTD, 201 ST CHARLES AVENUE, NEW ORLEANS, LA, 70170, 5045691875 - 4,800,000 ($16,937,521.65) Equity, (File 333-89044 - May. 24) (BR. 04) S-8 CONSTELLATION ENERGY GROUP INC, 250 W PRATT STREET, BALTIMORE, MD, 21201, 4102345685 - 13,000,000 ($392,275,000.00) Equity, (File 333-89046 - May. 24) (BR. 02) S-3 FORD CREDIT AUTO RECEIVABLES TWO LLC, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3135947765 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-89048 - May. 24) (BR. 05) S-3 GREATER COMMUNITY BANCORP, 55 UNION BLVD, BOX 269, TOTOWA, NJ, 07511-0269, 9739421111 - 2,645,000 ($26,450,000.00) Equity, (File 333-89050 - May. 24) (BR. 07) S-3 ZIXIT CORP, ONE GALLERIA TOWER, 13355 NOEL RD STE 1555, DALLAS, TX, 75240-6604, 9727027055 - 116,833 ($584,165.00) Equity, (File 333-89052 - May. 24) (BR. 03) S-8 LIGHTSPAN INC, 10140 CAMPUS POINT DRIVE, SAN DIEGO, CA, 92121, 8588248000 - 2,090,031 ($2,041,121.00) Equity, (File 333-89054 - May. 24) (BR. 03) S-3 ZIXIT CORP, ONE GALLERIA TOWER, 13355 NOEL RD STE 1555, DALLAS, TX, 75240-6604, 9727027055 - 625,000 ($3,125,000.00) Equity, (File 333-89056 - May. 24) (BR. 03) S-8 CENTURYTEL INC, P O BOX 4065, 100 CENTURYTEL DR, MONROE, LA, 71203, 3183889000 - 9,800,000 ($145,161,920.00) Equity, (File 333-89060 - May. 24) (BR. 37) S-3 ISIS PHARMACEUTICALS INC, 2292 FARADAY AVE, CARLSBAD, CA, 92008, 7609319200 - 0 ($125,000,000.00) Debt Convertible into Equity, (File 333-89066 - May. 24) (BR. 01) S-8 ACTUANT CORP, 6101 N. BAKER RD., MILWAUKEE, WI, 53209, 4143524160 - 100,000 ($3,912,500.00) Equity, (File 333-89068 - May. 24) (BR. 06) S-8 EQUITY MARKETING INC, 6330 SAN VICENTE BLVD, LOS ANGELES, CA, 90048, 3108874300 - 750,000 ($10,477,500.00) Equity, (File 333-89070 - May. 24) (BR. 02) S-8 INDEPENDENT BANK CORP /MI/, 230 W MAIN ST, PO BOX 491, IONIA, MI, 48846, 6165279450 - 575,000 ($17,353,500.00) Equity, (File 333-89072 - May. 24) (BR. 07) S-1 ENBRIDGE ENERGY MANAGEMENT L L C, 1100 LOUISIANA ST., SUITE 3300, HOUSTON, TX, 77002, 0 ($523,250,000.00) Other, (File 333-89074 - May. 24) (BR. ) S-3 PERFICIENT INC, 7600-B NORTH CAPITAL OF TEXAS HGWY,, SUITE 220, AUSTIN, TX, 78731, 5125316000 - 0 ($3,809,280.00) Equity, (File 333-89076 - May. 24) (BR. 03) S-3 STRUCTURED PRODUCTS CORP, 390 GREENWICH ST, NEW YORK, NY, 10013, 2127836645 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-89080 - May. 24) (BR. 07) S-8 VIROLOGIC INC, 270 EAST GRAND AVE., SAN FRANCISCO, CA, 94080, 6506351100 - 2,500,000 ($6,225,000.00) Equity, (File 333-89082 - May. 24) (BR. 01) S-8 TRIANGLE PHARMACEUTICALS INC, 4611 UNIVERSITY DRIVE, DURHAM, NC, 27707, 9194935980 - 0 ($7,456,850.00) Equity, (File 333-89084 - May. 24) (BR. 01) S-8 WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP, 1001 AIR BRAKE AVE, WILMERDING, PA, 15148, 4128251000 - 0 ($12,370,533.00) Equity, (File 333-89086 - May. 24) (BR. 05) S-8 SEALED AIR CORP/DE, PARK 80 EAST, SADDLE BROOK, NJ, 07663-5291, 2017917600 - 0 ($10,000.00) Equity, (File 333-89090 - May. 24) (BR. 06) S-8 GT DATA CORP, 625 COCHRAN STREET, SIMI VALLEY, CA, 93065, 8055822600 - 10,000,000 ($1,820,000.00) Equity, (File 333-89092 - May. 24) (BR. 03) S-11 SANDALWOOD LODGING INVESTMENT CORP, 11790 GLEN ROAD, POTOMAC, MD, 20854, 11,752,688 ($220,000,000.00) Equity, (File 333-89094 - May. 24) (BR. ) S-8 NUCO2 INC /FL, 2800 S E MARKET PLACE, STUART, FL, 34997, 5612211754 - 500,000 ($5,390,500.00) Equity, (File 333-89096 - May. 24) (BR. 02) S-8 IMPAX LABORATORIES INC, 30831 HAYWARD AVE, HAYWARD, CA, 94544, 2152892220 - 4,000,000 ($31,240,000.00) Equity, (File 333-89098 - May. 24) (BR. 01) S-8 COMMUNICATENOW COM INC, 2015 BIRD CREEK TERRACE, TEMPLE, TX, 76502, 2547710999 - 12,500,000 ($1,250,000.00) Equity, (File 333-89114 - May. 24) (BR. 06) S-1 COAST RESORTS INC, 4500 W TROPICANA AVE, POST OFFICE BOX 80750, LAS VEGAS, NV, 89103, 7023657000 - 0 ($200,000,000.00) Equity, (File 333-89116 - May. 24) (BR. 08) S-8 ARAMARK CORP/DE, ARAMARK TOWER, 1101 MARKET STREET, PHILADELPHIA, PA, 19107, 2152383000 - 0 ($100,000.00) Other, (File 333-89118 - May. 24) (BR. 05) S-8 ARAMARK CORP/DE, ARAMARK TOWER, 1101 MARKET STREET, PHILADELPHIA, PA, 19107, 2152383000 - 0 ($825,000.00) Other, (File 333-89120 - May. 24) (BR. 05) S-8 ARAMARK CORP/DE, ARAMARK TOWER, 1101 MARKET STREET, PHILADELPHIA, PA, 19107, 2152383000 - 0 ($219,215,000.00) Other, (File 333-89122 - May. 24) (BR. 05) S-8 ARAMARK CORP/DE, ARAMARK TOWER, 1101 MARKET STREET, PHILADELPHIA, PA, 19107, 2152383000 - 750,000 ($19,391,250.00) Equity, (File 333-89124 - May. 24) (BR. 05) S-8 ARAMARK CORP/DE, ARAMARK TOWER, 1101 MARKET STREET, PHILADELPHIA, PA, 19107, 2152383000 - 475,000 ($12,281,125.00) Equity, (File 333-89126 - May. 24) (BR. 05) S-8 DILLARDS INC, 1600 CANTRELL RD, LITTLE ROCK, AR, 72201, 5013765200 - 6,000,000 ($170,760,000.00) Equity, (File 333-89128 - May. 24) (BR. 02) S-3 STARWOOD HOTELS & RESORTS, 1111 WESTCHESTER AVENUE, ., WHITE PLAINS, NY, 10604, 9146408100 - 0 ($1.00) Other, (File 333-89130 - May. 24) (BR. 08) S-3 XM SATELLITE RADIO HOLDINGS INC, 1500 ECKINGTON PL NE, WASHINGTON, DC, 20002, 2023804000 - 0 ($463,428,094.00) Other, (File 333-89132 - May. 24) (BR. 37) S-3 CRAY INC, 411 FIRST AVE SOUTH, SUITE 600, SEATTLE, WA, 98104-2860, 2067012000 - 0 ($20,000,000.00) Equity, (File 333-89134 - May. 24) (BR. 03) F-3 ABN AMRO BANK NV, FOPPINGADREEF 22, 1102 BS AMSTERDAM, ZUID OOST, THE NETHERLANDS, P7, 0113120628 - 2,000,000,000 ($2,000,000,000.00) Other, (File 333-89136 - May. 24) (BR. 07) S-2 EUROTECH LTD, 1216 16TH STREET N W, WASHINGTON, DC, 20036, 202-466-54 - 49,777,778 ($11,200,000.00) Equity, (File 333-89138 - May. 24) (BR. 06) S-8 REPLIGEN CORP, 117 FOURTH AVE, NEEDHAM, MA, 02494, 7814499560 - 3,249,619 ($8,474,617.00) Equity, (File 333-89140 - May. 24) (BR. 01) S-4 METROPOLIS REALTY HOLDINGS LLC, 410 PARK AVE, 14TH FL., NEW YORK, NY, 10022, 2126550220 - 13,004,946 ($745,500,000.00) Other, (File 333-89142 - May. 24) (BR. ) S-3 KFORCE INC, 120 W HYDE PARK PL, SUITE 150, TAMPA, FL, 33606, 8132297600 - 7,727,089 ($46,362,534.00) Equity, 0 ($250,000,000.00) Unallocated (Universal) Shelf, (File 333-89144 - May. 24) (BR. 08) S-1 ST JOE CO, 1650 PRUDENTIAL DR STE 400, JACKSONVILLE, FL, 32207, 9043966600 - 0 ($268,065,000.00) Equity, (File 333-89146 - May. 24) (BR. 04) S-8 BANCORP RHODE ISLAND INC, ONE TURKS HEAD PLACE, PROVIDENCE, RI, 02903, 4014565015 - 225,000 ($5,247,000.00) Equity, (File 333-89148 - May. 24) (BR. 07) SB-2 SHORESIDE INVESTMENTS INC, 2046 E MURRAY HOLLADAY RD, SUITE 202, HOLLADAY, UT, 84117, 8883798693 - 1,200,000 ($60,000.00) Equity, (File 333-89150 - May. 24) (BR. 09) S-4 CONSOL ENERGY INC, C/O CONSOL INC, 1800 WASHINGTON RD, PITTSBURGH, PA, 15241, 0 ($250,000,000.00) Non-Convertible Debt, (File 333-89152 - May. 24) (BR. 04) S-8 ADVANCE AUTO PARTS INC, 5673 AIRPORT RD, ROANOKE, VA, 24012, 5405613225 - 0 ($40,397,000.00) Equity, (File 333-89154 - May. 24) (BR. 02) S-3 ISLE OF CAPRI CASINOS INC, 1641 POPPS FERRY RD, BILOXI, MS, 39532, 2283967044 - 0 ($127,049,125.00) Equity, (File 333-89156 - May. 24) (BR. 05) S-1 TAYLOR CAPITAL GROUP INC, 350 EAST DUNDEE ROAD, WHEELING, IL, 60090, 8478086369 - 0 ($97,000,000.00) Equity, (File 333-89158 - May. 24) (BR. 07) S-3 ARCHSTONE SMITH TRUST, 0 ($500,000,000.00) Equity, (File 333-89160 - May. 24) (BR. 08) S-8 ECONNECT, 2500 VIA CABRILLO MARINA SUITE 112, SAN PEDRO, CA, 90731, 3105414393 - 0 ($363,000.00) Equity, (File 333-89162 - May. 24) (BR. 08) S-3 ARCHSTONE SMITH OPERATING TRUST, 7777 MARKET CENTER AVE, SUITE 100, EL PASO, TX, 79912, 3037085959 - 0 ($800,000,000.00) Non-Convertible Debt, (File 333-89164 - May. 24) (BR. 08) S-1 ALFACELL CORP, 225 BELLEVILLE AVE, BLOOMFIELD, NJ, 07003, 9737488082 - 3,077,276 ($569,296.00) Equity, (File 333-89166 - May. 24) (BR. 01) S-8 POLYCOM INC, 1565 BARBER LANE, MILPITAS, CA, 95035, 4085269000 - 0 ($95,760,000.00) Equity, (File 333-89168 - May. 24) (BR. 03) S-8 HOMESTORE COM INC, 8055572300 - 0 ($11,574,421.00) Equity, (File 333-89170 - May. 24) (BR. 08) S-8 HOMESTORE COM INC, 8055572300 - 0 ($28,366,022.00) Equity, (File 333-89172 - May. 24) (BR. 08) S-8 FOREST OIL CORP, 1600 BROADWAY, 2200 COLORADO STATE BANK BLDG, DENVER, CO, 80202, 3038121400 - 0 ($48,833,972.00) Equity, (File 333-89174 - May. 24) (BR. 04) S-8 MICROVISION INC, 19910 NORTH CREEK PARKWAY, BOTHELL, WA, 98011-3008, 4254156847 - 0 ($24,278,280.00) Equity, (File 333-89176 - May. 24) (BR. 36) S-8 LARGE SCALE BIOLOGY CORP, 3333 VACA VALLEY PKWY, STE 1000, VACAVILLE, CA, 95688, 0 ($4,139,566.00) Equity, (File 333-89178 - May. 24) (BR. 01) S-8 DILLARDS INC, 1600 CANTRELL RD, LITTLE ROCK, AR, 72201, 5013765200 - 7,000,000 ($199,220,000.00) Equity, (File 333-89180 - May. 24) (BR. 02) S-4 VINTAGE PETROLEUM INC, 110 W SEVENTH ST, TULSA, OK, 74119, 9185920101 - 0 ($350,000,000.00) Non-Convertible Debt, (File 333-89182 - May. 24) (BR. 04) S-8 SUPERCONDUCTOR TECHNOLOGIES INC, 460 WARD DR, STE F, SANTA BARBARA, CA, 93111, 8056837646 - 600,000 ($2,352,000.00) Equity, (File 333-89184 - May. 24) (BR. 37) S-11 WINDROSE MEDICAL PROPERTIES TRUST, 0 ($86,250,000.00) Equity, (File 333-89186 - May. 24) (BR. ) S-3 AKSYS LTD, TWO MARRIOTT DR, STE 300, LIBERTYVILLE, IL, 60069, 8472476051 - 0 ($19,186,108.88) Equity, (File 333-89188 - May. 24) (BR. 36) S-8 MGM MIRAGE, 3600 LAS VEGAS BLVD S, LAS VEGAS, NV, 89109, 7028913333 - 0 ($38,410,000.00) Equity, (File 333-89190 - May. 24) (BR. 05) S-3 FLAGSTAR BANCORP INC, 2600 TELEGRAPH ROAD, BLOOMFIELD HILLS, MI, 48032-0953, 8103387700 - 1,650,000 ($48,955,500.00) Equity, (File 333-89192 - May. 24) (BR. 07) S-4 CRESCENT REAL ESTATE EQUITIES LTD PARTNERSHIP, 777 MAIN STREET, SUITE 2100, FORT WORTH, TX, 76102, 8178770477 - 0 ($325,000,000.00) Non-Convertible Debt, (File 333-89194 - May. 24) (BR. 08) S-3 LAYNE CHRISTENSEN CO, 1900 SHAWNEE MISSION PKWY, MISSION WOODS, KS, 66205-2001, 9133620510 - 0 ($17,281,500.00) Equity, (File 333-89196 - May. 24) (BR. 06) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 2KSOUNDS CORP NV X X 05/21/02 AAIPHARMA INC DE X 03/07/02 AMEND AB MORTGAGE SECURITIES CORP X 05/24/02 ABN AMRO MORTGAGE CORP SERIES 2002-1A DE X X 05/23/02 ACT TELECONFERENCING INC CO X X 05/17/02 ADELPHIA COMMUNICATIONS CORP DE X 05/23/02 ADVANCED SWITCHING COMMUNICATIONS INC DE X X 05/24/02 AFP IMAGING CORP NY X 05/22/02 ALANCO TECHNOLOGIES INC AZ X 06/30/02 ALBANY MOLECULAR RESEARCH INC DE X 05/24/02 AMEDISYS INC DE X X 04/30/02 AMEND AMERICAN SKIING CO /ME DE X X 05/09/02 ANIXTER INTERNATIONAL INC DE X 05/23/02 APPLIED DIGITAL SOLUTIONS INC MO X X 05/22/02 APPLIED MICROSYSTEMS CORP /WA/ WA X X 05/22/02 AQUA VIE BEVERAGE CORP WA X 05/24/02 ARAMARK CORP/DE DE X X 05/23/02 ASSET BACKED SECURITIES CORP DE X X 02/15/02 ATHEY PRODUCTS CORP DE X X 05/24/02 ATWOOD OCEANICS INC TX X X X 05/24/02 AXSYS TECHNOLOGIES INC DE X X 05/23/02 BANC OF AMERICA FUNDING CORP DE X X 05/23/02 BAY BANKS OF VIRGINIA INC VA X X 05/20/02 BE FREE INC DE X X 05/23/02 BGF INDUSTRIES INC DE X X 05/22/02 BICO INC/PA PA X 05/21/02 BIOJECT MEDICAL TECHNOLOGIES INC OR X X 05/10/02 AMEND BRIGHT HORIZONS FAMILY SOLUTIONS INC DE X X 05/17/02 CAPITAL AUTOMOTIVE REIT MD X X 05/23/02 CBRE HOLDING INC DE X 05/15/02 CENTRAL VALLEY COMMUNITY BANCORP CA X X 05/16/02 CETALON CORP NV X X X 04/16/02 AMEND CHAPARRAL RESOURCES INC DE X X 05/10/02 CHELL GROUP CORP NY X 03/15/02 AMEND CHICAGO PIZZA & BREWERY INC CA X 05/24/02 CLAIMSNET COM INC DE X X X 05/24/02 CLEVELAND ELECTRIC ILLUMINATING CO OH X 05/24/02 CLOSURE MEDICAL CORP DE X X X 05/17/02 CNB FLORIDA BANCSHARES INC FL X 05/22/02 COMMERCIAL MORTGAGE PASS-THROUGH CERT MO X X 05/13/02 CONCEPTUS INC DE X 05/23/02 CONCORD CAMERA CORP NJ X 05/24/02 CONNETICS CORP DE X X 05/14/02 CONSTELLATION BRANDS INC DE X X 04/04/02 AMEND CORVEL CORP DE X X 04/11/02 COURTYARD BY MARRIOTT II LIMITED PART DE X X 05/16/02 CRITICAL PATH INC CA X 05/13/02 CWABS INC DE X X 05/15/02 CYCLO3PSS CORP DE X 05/24/02 CYTOGEN CORP DE X X 05/24/02 CYTRX CORP DE X X 05/24/02 DATUM INC DE X X 05/22/02 DEERE JOHN RECEIVABLES INC DE X X 05/23/02 DISCOVER CARD MASTER TRUST I DE X X 05/24/02 DIVINE INC DE X X 05/16/02 DUSA PHARMACEUTICALS INC NJ X X 05/24/02 EACCELERATION CORP DE X X 05/20/02 EASYLINK SERVICES CORP DE X X 05/23/02 ECOLAB INC DE X 05/24/02 EDUCATION LOANS INC /DE DE X X 05/23/02 ETOYS INC DE X X 05/20/02 EXCHANGE APPLICATIONS INC DE X X 05/24/02 EYE CARE INTERNATIONAL INC DE X X 05/09/02 AMEND FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE X X 05/24/02 FEDERAL AGRICULTURAL MORTGAGE CORP X X 05/24/02 FIRST LITCHFIELD FINANCIAL CORP DE X 05/22/02 FLOTEK INDUSTRIES INC/CN/ X X 05/30/02 FOURTHSTAGE TECHNOLOGIES INC DE X X 05/10/02 FRANKLIN RECEIVABLES LLC DE X X 04/30/02 FREEWILLPC COM INC NV X X 05/11/02 GENESCO INC TN X 05/24/02 GENETRONICS BIOMEDICAL CORP X X 05/23/02 GERBER SCIENTIFIC INC CT X 05/24/02 GLOBAL SPORTS & ENTERTAINMENT INC/ DE X 05/23/02 GRAFTECH INTERNATIONAL LTD DE X X 05/23/02 GREENMAN TECHNOLOGIES INC DE X X 05/24/02 HELLER EQUIPMENT ASSET RECEIVABLES TR DE X X 05/13/02 HELLER EQUIPMENT ASSET RECEIVABLES TR DE X X 05/14/02 HERLEY INDUSTRIES INC /NEW DE X X 05/21/02 HF FINANCIAL CORP DE X 05/10/02 HNC SOFTWARE INC/DE DE X X 05/23/02 HOMESTORE COM INC DE X 03/19/02 AMEND HOST MARRIOTT CORP/ MD X X 05/16/02 HOST MARRIOTT L P DE X X 05/16/02 HUDSON RIVER BANCORP INC DE X 06/30/02 AMEND I MANY INC DE X 05/22/02 IMAGEWARE SYSTEMS INC CA X X 05/22/02 IMPAC MORTGAGE HOLDINGS INC MD X X 05/22/02 INCARA PHARMACEUTICALS CORP DE X X 05/20/02 INCARA PHARMACEUTICALS CORP DE X 05/20/02 AMEND INDYMAC MBS INC X X 05/24/02 INSCI CORP DE X 05/20/02 INTERCHANGE FINANCIAL SERVICES CORP / NJ X 05/24/02 INTREPID TECHNOLOGY & RESOURCE INC ID X 06/30/02 IVAX CORP /DE FL X X X 05/22/02 IVILLAGE INC DE X X 05/24/02 JOHNSON OUTDOORS INC WI X X 05/17/02 K SWISS INC DE X X 05/23/02 KFORCE INC FL X X 05/24/02 KOGER EQUITY INC FL X X 05/23/02 KROGER CO OH X X 05/24/02 LAS VEGAS SANDS INC NV X X X 05/22/02 LIFEPOINT HOSPITALS INC DE X X 05/23/02 LITEGLOW INDUSTRIES INC UT X X 05/17/02 LIVEPERSON INC DE X 05/22/02 MACROPORE INC DE X X 05/20/02 MAGELLAN HEALTH SERVICES INC DE X X 05/24/02 MARRIOTT RESIDENCE INN II LIMITED PAR DE X X 05/16/02 MAY DEPARTMENT STORES CO DE X 05/23/02 MEDIX RESOURCES INC CO X 05/16/02 METROCALL INC DE X X 05/23/02 MUELLER PAUL CO MO X 05/24/02 NATIONAL CITY AUTO RECEIVABLES TRUST DE X X 05/15/02 NATIONAL CITY CREDIT CARD MASTER TRUS X X 05/15/02 NATIONAL STEEL CORP DE X X 05/24/02 NISSAN AUTO RECEIVABLES 2002 B OWNER DE X 04/15/02 NORTHERN BORDER PARTNERS LP DE X 05/15/02 NORTHERN BORDER PIPELINE CO TX X 05/15/02 OASIS ENTERTAINMENTS FOURTH MOVIE PRO NV X X X 05/24/02 OCCAM NETWORKS INC/DE DE X X X X 05/14/02 ONTRO INC CA X 05/23/02 PATRIOT SCIENTIFIC CORP DE X X 05/24/02 PENTACON INC DE X X 05/23/02 PLAINS ALL AMERICAN PIPELINE LP DE X 12/31/01 PNC MORT SEC CORP COM MORT PASS THR C MO X X 05/15/02 POINT THERAPEUTICS INC DE X 03/15/02 AMEND POLLUTION RESEARCH & CONTROL CORP /CA CA X 03/25/02 AMEND POPE & TALBOT INC /DE/ DE X X 05/23/02 PORTAGE PARTNERS LTD NV X X 05/10/02 POTLATCH CORP DE X X 05/13/02 PRIVATEBANCORP INC DE X X 05/24/02 PROVANT INC DE X 05/22/02 PROVIDIAN MASTER TRUST X 05/15/02 PUBLIC SERVICE CO OF COLORADO CO X X 05/22/02 RECKSON ASSOCIATES REALTY CORP MD X X 05/23/02 REDBACK NETWORKS INC DE X X 05/22/02 REPLIGEN CORP DE X X 05/24/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 05/23/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 05/24/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 05/22/02 ROADWAY CORP DE X X 05/24/02 ROLLER BEARING CO OF AMERICA INC DE X X 05/22/02 ROWE COMPANIES NV X X 05/15/02 ROYAL PRECISION INC DE X X 05/21/02 RYDER VEHICLE LEASE TRUST 2001 A X X 05/13/02 SAVVIS COMMUNICATIONS CORP DE X X 05/16/02 SB PARTNERS NY X X 05/09/02 SEACOAST BANKING CORP OF FLORIDA FL X 05/21/02 SEARCHHOUND COM INC NV X 05/24/02 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