SEC NEWS DIGEST Issue 2002-95 May 16, 2002 ENFORCEMENT PROCEEDINGS NASD DISCIPLINARY ACTION AGAINST JOHN GOLDSWORTHY SUSTAINED The Commission has sustained the disciplinary action the National Association of Securities Dealers imposed on John P. Goldsworthy, formerly a general securities representative associated with U.S. Securities Clearing Corporation (USSCC). The Commission found, as had the NASD, that Goldsworthy sold promissory notes to twelve customers without providing written notice to or receiving written approval from USSCC, as NASD rules require. The NASD barred Goldsworthy from association with any NASD member in any capacity and assessed costs. The Commission concluded that the promissory notes were securities under the Supreme Court decision, Reves v. Ernst & Young, and that Goldsworthy violated NASD rules by selling them outside the regular scope of his employment without giving notice to or receiving written approval from USSCC. The Commission concluded that the sanctions imposed were neither excessive nor oppressive. (Rel. 34-45926; File No. 3-9339) SEC ANNOUNCES SETTLEMENTS IN SCHEME TO PUMP AND DUMP STOCK OF INTERACTIVE MULTIMEDIA PUBLISHERS, INC. On May 15, the Commission filed a consent by Edward Meyer, Jr. and Meyer's now-defunct corporate alter-ego, Hazlet Investors, Inc. to the entry of a final judgment against them for their involvement in a 1996 scheme to pump and dump the stock of Interactive Multimedia Publishers, Inc. (IMP), an Akron, Ohio software development firm that is now defunct. Meyer and Hazlet Investors consented to permanent injunctions against violations of the registration, antifraud and antitouting provisions of the federal securities laws (Sections 5(a), 5(c) and 17(b) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder). Meyer and Hazlet Investors agreed to disgorgement of $75,000 in stock sale proceeds. On the basis of their representations in sworn financial statements and other documents and information furnished to the Commission, additional disgorgement by Meyer and Hazlet Investors was waived and civil penalties were not imposed. The Commission instituted an administrative proceeding against defendant Bruce Straughn, a former stockbroker with the Chicago office of La Jolla Capital Corporation, based on allegations that he helped orchestrate the fraudulent scheme. Straughn consented to the issuance of a Commission Order requiring him to cease and desist from committing or causing violations of the registration and antifraud provisions, Sections 5(a), 5(c) and 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. For further information on the cease-and- desist proceeding, see Exchange Act Release No. 45939. On the basis of the representations of Straughn and his wife in their sworn financial statements and other documents and information furnished to the Commission, civil penalties were not imposed and payment of disgorgement by Straughn was waived. In his consent to the issuance of the cease-and- desist order, Straughn waived any right he may have to appeal or to seek relief from an Order Making Findings and Imposing Sanction by Default that barred Straughn from association with any broker or dealer, pursuant to Section 15(b)(6) of the Exchange Act, on the basis of his guilty plea to a criminal charge of misprision of a felony and his subsequent criminal conviction in another matter arising from prior misconduct. See Exchange Act Release No. 45555 (March 13, 2002). On May 15, 2002, the Commission filed a stipulation for dismissal of the civil complaint against Straughn and his wife, relief defendant Joanne Straughn. On January 22, 2002, the Honorable Dan Aaron Polster, United States District Judge for the Northern District of Ohio, Eastern Division, filed a consent judgment as to Defendant Robert Petry, permanently enjoining Petry from violating the registration provisions, Sections 5(a) and 5(c) of the Securities Act, and ordering him to pay a civil money penalty of $10,000. Judge Polster also filed a consent judgment as to defendant Raleigh R. Baughman, permanently enjoining him from violating the antifraud and antitouting provisions, Section 17(b) of the Securities Act of 1933 and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and ordering him to pay disgorgement of $10,000. On the basis of his representations in sworn financial statements and other documents and information furnished to the Commission, payment of additional disgorgement by Baughman was waived and civil penalties were not imposed. [SEC v. P. Joseph Vertucci, Bruce E. Straughn, Robert V. Petry, Roland R. Baughman, Richard M. Johnson, Edward Meyer, Jr., and Hazlet Investors, Inc. (Defendants), and Joanne C. Straughn (Relief Defendant), Civil Action No. 5:99CV 426, ND Ohio] (LR-17519); (Administrative Proceeding In the Matter of Bruce E. Straughn - Rels. 33- 8100; 34-45939; File No. 3-10782) COMMISSION INSTITUTES PUBLIC ADMINISTRATIVE PROCEEDINGS AGAINST JOSEPH ERWIN BASED ON FELONY CONVICTION On May 15, the Commission instituted public administrative proceedings against Joseph E. Erwin (Erwin) of Columbus, Ohio, who currently is serving a prison sentence in Florida. In these proceedings, the Division of Enforcement alleges that on January 23, 2001, in the case of United States of America v. Joseph E. Erwin, Case No. CR2-01-012 (S.D. Ohio 2001), Erwin pled guilty to a two-count criminal information charging him with mail and wire fraud. The criminal information charged that from May 1997 through September 2000, while employed as a registered representative of Eisner Securities, Inc. (Eisner), a broker- dealer then registered with the Commission, Erwin improperly diverted more than $2 million from at least 11 Eisner customer accounts to his own bank accounts. Erwin was sentenced to 10 years in prison and ordered to pay $2,013,414.12 in restitution. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Erwin an opportunity to dispute these allegations, and to determine what sanctions, if any, are appropriate and in the public interest. (Rel. 34-45940; File No. 3-10783) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission partially approved the proposed rule change (SR-NASD-2002- 45) and Amendments Nos. 1 and 2 thereto, except for portions relating to proposed listing fees for Portfolio Depository Receipts (PDRs) and Index Fund Shares (Fund Shares), submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by the National Association of Securities Dealers, Inc., through is subsidiary, The Nasdaq Stock Market, Inc., relating to the listing and trade of PDRs and Fund Shares. Publication of the proposal is expected in the Federal Register during the week of May 20. (Rel. 34-45920) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by the Chicago Stock Exchange (SR-CHX-2002- 13) relating to membership dues and fees has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 20. (Rel. 34-45924) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until June 7, 2002, to comment on the application of Community Banks, Inc. to withdraw its Common Stock, $5.00 par value, from listing and registration on the American Stock Exchange. (Rel. 34-45938) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . F-1 SPARKLING SPRING WATER HOLDINGS LTD, 19 FIELDING AVE, DARTMOUTH, A5, B3B 1C9, 6042326111 - 0 ($115,000,000.00) Equity, (File 333-88246 - May. 15) (BR. ) F-3 COMMTOUCH SOFTWARE LTD, C/O COMMTOUCH SOFTWARE INC, 3945 FREEDOM CIRCLE SUITE 730, SNTA CLARA, CA, 95054, 4086534330 - 7,095,886 ($1,135,341.76) Equity, (File 333-88248 - May. 15) (BR. 37) S-8 CALIFORNIA MICRO DEVICES CORP, 215 TOPAZ ST, MILPITAS, CA, 95035-5430, 4082633214 - 770,000 ($3,896,000.00) Equity, (File 333-88250 - May. 15) (BR. 36) S-1 CONTANGO OIL & GAS CO, 3700 BUFFALO SPEEDWAY SUITE 960, HOUSTON, TX, 77098, 7139601901 - 0 ($23,000,000.00) Equity, (File 333-88252 - May. 15) (BR. 09) S-8 ORBITAL SCIENCES CORP /DE/, 21700 ATLANTIC BLVD, DULLES, VA, 20166, 7034065000 - 0 ($5,875,000.00) Equity, (File 333-88258 - May. 15) (BR. 05) S-8 ORBITAL SCIENCES CORP /DE/, 21700 ATLANTIC BLVD, DULLES, VA, 20166, 7034065000 - 0 ($11,750,000.00) Equity, (File 333-88260 - May. 15) (BR. 05) S-3 CYBERTEL COMMUNICATIONS CORP, 4275 EXECUTIVE SQUARE, SUITE 510, LA JOLLA, CA, 92037, 8006455557 - 15,025,153 ($2,556,626.00) Equity, (File 333-88262 - May. 15) (BR. 08) S-8 VALERO L P, JAY D BROWNING, ONE VALERO PLACE, SAN ANTONIO, TX, 78212, 210 370 2000 - 200,000 ($7,686,000.00) Limited Partnership Interests, (File 333-88264 - May. 15) (BR. 04) S-3 UNITED COMMUNITY BANCORP, 804 SECOND STREET N.E., HICKORY, NC, 28601, 8284312300 - 0 ($740,000.00) Equity, (File 333-88266 - May. 15) (BR. 07) S-8 YELLOW CORP, 10990 ROE AVENUE, P O BOX 7563, OVERLAND PARK, KS, 66207, 9136966100 - 0 ($27,255,000.00) Equity, (File 333-88268 - May. 15) (BR. 05) S-8 AMERISTAR CASINOS INC, 216 HADDON AVE, SUITE 607, WESTMONT, NJ, 08108, 7025677000 - 200,000 ($5,328,000.00) Equity, (File 333-88270 - May. 15) (BR. 05) SB-2 AUTOEXOTICA INTERNATIONAL LTD, 927 BROADWAY, BAYONNE, NJ, 07002, 0 ($2,700,000.00) Equity, (File 333-88272 - May. 15) (BR. 05) SB-2 IBIZ TECHNOLOGY CORP, 1919 WEST LONE CACTUS, PHOENIX, AZ, 85201, 6239200 - 179,666,667 ($1,095,967.00) Equity, (File 333-88274 - May. 15) (BR. 03) S-8 TANDY BRANDS ACCESSORIES INC, 690 E LAMAR BLVD STE 200, ARLINGTON, TX, 76011, 8172654113 - 0 ($5,213,368.00) Equity, (File 333-88276 - May. 15) (BR. 02) SB-2 LUCYS CAFE INC, 500 I STREET, SACRAMENTO, CA, 95814, 916-721-1145 - 3,470,000 ($1,735,000.00) Equity, (File 333-88278 - May. 15) (BR. 05) S-3 AQUILA INC, 20 WEST NINTH STREET, --, KANSAS CITY, MO, 64105-1711, 8164216600 - 0 ($1,000,000,000.00) Unallocated (Universal) Shelf, (File 333-88280 - May. 15) (BR. 02) S-4 DORCHESTER MINERALS LP, 3738 OAK LAWN, SUITE 300, DALLAS, TX, 75219, 2145590300 - 0 ($197,934,490.00) Equity, (File 333-88282 - May. 15) (BR. 04) S-3 3 D SYSTEMS CORP, 26081 AVENUE HALL, VALENCIA, CA, 91355, 6612955600 - 1,175,366 ($16,725,458.00) Equity, (File 333-88284 - May. 15) (BR. 03) SB-2 LASALLE RESOURCES INC, 4,532,000 ($90,640.00) Equity, (File 333-88286 - May. 15) (BR. ) S-8 DST SYSTEMS INC, 333 WEST 11TH STREET, 5TH FL, KANSAS CITY, MO, 64105-1594, 8164356568 - 6,000,000 ($277,980,000.00) Equity, (File 333-88288 - May. 15) (BR. 03) S-8 DELTA FINANCIAL CORP, 1000 WOODBURY, STE 200, WOODBURY, NY, 11797, 5163648500 - 1,500,000 ($750,000.00) Equity, (File 333-88290 - May. 15) (BR. 07) S-8 RMH TELESERVICES INC, 40 MORRIS AVE, BRYN MAWR, PA, 19010, 6105205300 - 0 ($5,787,500.00) Equity, (File 333-88292 - May. 15) (BR. 08) S-8 ALLIANT ENERGY CORP, 4902 NORTH BILTMORE LANE, PO BOX 77007, MADISON, WI, 53707-1007, 608-458-3314 - 4,000,000 ($111,680,000.00) Equity, (File 333-88304 - May. 15) (BR. 02) S-8 ALLIANT ENERGY CORP, 4902 NORTH BILTMORE LANE, PO BOX 77007, MADISON, WI, 53707-1007, 608-458-3314 - 1,200,000 ($33,504,000.00) Equity, (File 333-88306 - May. 15) (BR. 02) S-3 ENDOCARE INC, 7 STUDEBAKER, STE 134, IRVINE, CA, 92618, 9495954770 - 1,833,540 ($35,845,707.00) Equity, (File 333-88308 - May. 15) (BR. 36) S-8 INGLES MARKETS INC, PO BOX 6676, ASHEVILLE, NC, 28816, 7046692941 - 0 ($36,750,000.00) Equity, (File 333-88310 - May. 15) (BR. 02) SB-2 NATURAL GAS SERVICES GROUP INC, 2911 SOUTH CR1260, MIDLAND, TX, 79706, 9155633974 - 0 ($26,804,300.00) Equity, (File 333-88314 - May. 15) (BR. ) SB-2 EMPYREAN BIOSCIENCE INC, 23800 COMMERCE PARK RD., STE. A, CLEVELAND, OH, 44122-5828, 4158612214 - 0 ($198,438.00) Equity, (File 333-88316 - May. 15) (BR. 01) S-8 RAVEN MOON INTERNATIONAL INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 7,500,000 ($300,000.00) Other, (File 333-88318 - May. 15) (BR. 05) S-3 BROOKS-PRI AUTOMATION INC, 15 ELIZABETH DR, CHELMSFORD, MA, 01824, 9782622400 - 0 ($2,381,293.00) Equity, (File 333-88320 - May. 15) (BR. 36) S-8 RAVEN MOON INTERNATIONAL INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 6,000,000 ($240,000.00) Other, (File 333-88322 - May. 15) (BR. 05) S-8 PHOENIX TECHNOLOGIES LTD, 411 E. PLUMERIA DRIVE, SAN JOSE, CA, 95134, 4085701000 - 0 ($15,108,640.00) Equity, (File 333-88324 - May. 15) (BR. 03) S-8 MEDICAL TECHNOLOGY & INNOVATIONS INC /FL/, 615 CENTERVILLE ROAD, LANCASTER, PA, 17601, 7178926770 - 500,000 ($200,000.00) Equity, (File 333-88326 - May. 15) (BR. 05) S-8 HILLENBRAND INDUSTRIES INC, 700 STATE ROUTE 46 E, BATESVILLE, IN, 47006-8835, 8129347000 - 50,000 ($2,992,500.00) Equity, (File 333-88328 - May. 15) (BR. 06) S-4 QUEST DIAGNOSTICS INC, ONE MALCOLM AVE, TETERBORO, NJ, 07608, 2013935000 - 0 ($1,091,603,590.00) Equity, (File 333-88330 - May. 15) (BR. 01) S-8 CLASSICA GROUP INC, 1835 SWARTHMORE AVENUE, LAKEWOOD, NJ, 08701, 7323633800 - 400,000 ($788,000.00) Equity, (File 333-88332 - May. 15) (BR. 04) S-3 ORTHOVITA INC, 45 GREAT VALLEY PKWY, VALVERN, PA, 19355, 2156401775 - 1,721,763 ($3,124,999.80) Equity, (File 333-88334 - May. 15) (BR. 36) S-8 CLEAN SYSTEMS TECHNOLOGY GROUP LTD, 4 ASHLAGAN ST, PO BOX 8624, KIRYAT GAT, ISRAEL, L3, 82021, 01197286602108 - 1,790,000 ($1,593,100.00) Other, (File 333-88336 - May. 15) (BR. 02) S-3 ENTRUST FINANCIAL SERVICES INC, 6795 EAST TENNESSEE AVE., #105, DENVER, CO, 80224, 3033226999 - 920,667 ($1,115,232.00) Equity, (File 333-88338 - May. 15) (BR. 07) S-8 ZOMAX INC /MN/, 5353 NATHAN LANE, PLYMOUTH, MN, 55442, 6125539300 - 0 ($11,040,000.00) Equity, (File 333-88340 - May. 15) (BR. 02) S-8 ZOMAX INC /MN/, 5353 NATHAN LANE, PLYMOUTH, MN, 55442, 6125539300 - 0 ($5,511,130.00) Equity, (File 333-88342 - May. 15) (BR. 02) S-3 UNITED STATES CELLULAR CORP, 8410 W BRYN MAWR AVE, STE 700, CHICAGO, IL, 60631, 7733998900 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-88344 - May. 15) (BR. 37) S-8 NYFIX INC, 333 LUDLOW STREET, STAMFORD, CT, 06902, 2034258000 - 511,167 ($3,883,984.00) Equity, (File 333-88346 - May. 15) (BR. 03) S-3 LYONDELL CHEMICAL CO, 1221 MCKINNEY ST, STE 700, HOUSTON, TX, 77010, 7136527200 - 0 ($3,335,000,000.00) Other, (File 333-88348 - May. 15) (BR. 04) S-3 NYFIX INC, 333 LUDLOW STREET, STAMFORD, CT, 06902, 2034258000 - 2,784,896 ($24,172,897.00) Equity, (File 333-88350 - May. 15) (BR. 03) S-3 WHITE MOUNTAINS INSURANCE GROUP LTD, 28 GATE STREET, WHITE RIVER JUNCTION, VT, 05001-7066, 8022954500 - 0 ($496,462,500.00) Equity, (File 333-88352 - May. 15) (BR. 01) S-8 HILLENBRAND INDUSTRIES INC, 700 STATE ROUTE 46 E, BATESVILLE, IN, 47006-8835, 8129347000 - 5,294,611 ($299,250,000.00) Equity, (File 333-88354 - May. 15) (BR. 06) S-8 JACK IN THE BOX INC /NEW/, 9330 BALBOA AVE, SAN DIEGO, CA, 92123-1516, 6195712121 - 1,900,000 ($62,671,500.00) Equity, (File 333-88356 - May. 15) (BR. 05) S-3 WEST PHARMACEUTICAL SERVICES INC, 101 GORDON DR, P O BOX 645, LIONVILLE, PA, 19341-0645, 6105942900 - 40,000 ($1,159,600.00) Equity, (File 333-88358 - May. 15) (BR. 06) S-8 GTSI CORP, 3901 STONECROFT BLVD, CHANTILLY, VA, 20151-0808, 703-502-2000 - 963,230 ($143,000.00) Equity, (File 333-88360 - May. 15) (BR. 03) S-4 FISHER SCIENTIFIC INTERNATIONAL INC, LIBERTY LANE, HAMPTON, NH, 03842, 6039265911 - 150,000,000 ($150,000,000.00) Equity, (File 333-88362 - May. 15) (BR. 02) S-3 DELTAGEN INC, 740 BAY ROAD, REDWOOD CITY, CA, 94063-2469, 6505695100 - 0 ($14,322,872.21) Equity, (File 333-88364 - May. 15) (BR. 01) S-3 DELTAGEN INC, 740 BAY ROAD, REDWOOD CITY, CA, 94063-2469, 6505695100 - 0 ($10,535,964.18) Equity, (File 333-88366 - May. 15) (BR. 01) SB-2 IVP TECHNOLOGY CORP, 54 VILLAGE CENTRE, MISSISSAUGA PLACE, TORONTO ONTARIO M5E, A6, 0000, 9053069343 - 81,455,473 ($15,476,540.00) Equity, (File 333-88368 - May. 15) (BR. 03) S-8 TREMOR ENTERTAINMENT INC /NV/, 2621 WEST EMPIRE AVENUE, SUITE 0, BURBANK, CA, 91504, 818-729-0020 - 1,416,664 ($779,165.20) Equity, (File 333-88370 - May. 15) (BR. 09) SB-2 HUMITECH INTERNATIONAL GROUP INC, 9,644,108 ($5,232,206.00) Equity, (File 333-88374 - May. 15) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ AAMES FINANCIAL CORP/DE DE X X 05/15/02 ADVANCED SWITCHING COMMUNICATIONS INC DE X X 05/13/02 AGWAY INC DE X X 06/30/01 AIRCRAFT FINANCE TRUST DE X 05/15/02 AKSYS LTD DE X X 05/13/02 ALLIED PRODUCTS CORP /DE/ DE X X 04/01/02 ALPHA TECHNOLOGIES GROUP INC DE X X 05/09/02 AMERICAN COMMUNITY PROPERTIES TRUST MD X 05/15/02 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE X X 05/15/02 AMERICAN EXPRESS MASTER TRUST DE X X 05/15/02 AMERICAN NATIONAL BANKSHARES INC VA X 05/15/02 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 05/09/02 AMF BOWLING WORLDWIDE INC DE X X 05/15/02 AMX CORP /TX/ TX X X 05/15/02 APPLEBEES INTERNATIONAL INC DE X 05/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 05/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 05/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 05/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 05/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 05/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 05/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 05/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 05/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 05/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 05/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 05/15/02 ATLAS PIPELINE PARTNERS LP DE X X 05/09/02 BANC ONE CREDIT CARD MASTER TRUST NY X X 05/15/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X X 05/08/02 BARRINGTON FOODS INTERNATIONAL INC CA X X 05/13/02 BASIC TECHNOLOGIES INC CO X X 05/01/02 BEAR STEARNS ASSET BACKED SECURITIES DE X 04/30/02 BETHLEHEM STEEL CORP /DE/ DE X 04/30/02 BIO TECHNOLOGY GENERAL CORP DE X X 05/08/02 BLYTH INC DE X X 05/13/02 BROOKS-PRI AUTOMATION INC DE X X 05/14/02 BROOKS-PRI AUTOMATION INC DE X X 05/14/02 AMEND BUCA INC /MN MN X 05/15/02 CALIFORNIA MICRO DEVICES CORP CA X X 05/02/02 CAPITAL ONE MASTER TRUST VA X X 05/09/02 CAREY INSTITUTIONAL PROPERTIES INC /M MD X X 04/30/02 CC MASTER CREDIT CARD TRUST II MD X 05/15/02 CENTRAL COAST BANCORP CA X 05/09/02 CERBCO INC DE X 05/15/02 CHIPPAC INC CA X 05/14/02 CHOICE HOTELS INTERNATIONAL INC /DE DE X X 04/30/02 AMEND CHOICETEL COMMUNICATIONS INC /MN/ MN X X 05/01/02 CIRCUIT CITY CREDIT CARD MASTER TRUST DE X X 04/30/02 CIRTRAN CORP NV X X 05/15/02 AMEND COMMUNITY BANK SHARES OF INDIANA INC IN X 05/15/02 COMMUNITY FINANCIAL CORP /VA/ VA X X 05/06/02 COMPLE TEL EUROPE NV X X 05/15/02 COMPUTERIZED THERMAL IMAGING INC NV X 05/14/02 CORRECTIONS CORP OF AMERICA MD X X 05/14/02 COVENTRY HEALTH CARE INC DE X X 05/15/02 CROWN CASTLE INTERNATIONAL CORP DE X 05/09/02 CTC COMMUNICATIONS GROUP INC DE X 05/15/02 CWABS INC ASSET BACKED CERTIFICATES S DE X X 05/20/02 CYGNE DESIGNS INC DE X X 05/09/02 DATATEC SYSTEMS INC DE X X 04/11/02 AMEND DATRONIC EQUIPMENT INCOME FUND XIX L DE X X 05/15/02 DATRONIC EQUIPMENT INCOME FUND XVI L DE X X 05/15/02 DATRONIC EQUIPMENT INCOME FUND XVII L DE X X 05/15/02 DATRONIC EQUIPMENT INCOME FUND XVIII DE X X 05/15/02 DATRONIC EQUIPMENT INCOME FUND XX L P DE X X 05/15/02 DATRONIC FINANCE INCOME FUND I LP DE X X 03/15/02 DECISIONLINK INC DE X X 05/15/02 DEERE & CO DE X X 05/14/02 DEERE JOHN CAPITAL CORP DE X X 05/14/02 DELTA PETROLEUM CORP/CO CO X X 04/30/02 AMEND DELTEK SYSTEMS INC VA X X 05/15/02 DENDRITE INTERNATIONAL INC NJ X 05/15/02 DEPARTMENT 56 INC DE X 05/08/02 DIGEX INC/DE DE X X 05/15/02 DISCOVER CARD MASTER TRUST I DE X 04/30/02 DONNELLEY R R & SONS CO DE X X 05/01/02 AMEND DRESSER INC DE X X 05/15/02 DREXLER TECHNOLOGY CORP DE X X 05/14/02 EDISON SCHOOLS INC DE X X 05/14/02 ELEC COMMUNICATIONS CORP NY X 05/13/02 EMCOR GROUP INC DE X X 05/15/02 EMPIRE DISTRICT ELECTRIC CO KS X 05/15/02 ENCORE MEDICAL CORP DE X 02/08/02 AMEND ENTROPIN INC CO X X 05/09/02 EXPEDIA INC WA X X 03/09/02 EXPEDITORS INTERNATIONAL OF WASHINGTO WA X 05/13/02 EXPLORE TECHNOLOGIES INC NV X 05/15/02 FINGERHUT RECEIVABLES INC DE X 05/15/02 FIRST NBC CREDIT CARD MASTER TRUST X 05/10/02 FIRST USA BANK NATIONAL ASSOCIATION X X 05/15/02 FIRST USA BANK NATIONAL ASSOCIATION X X 05/15/02 FIRST USA BANK NATIONAL ASSOCIATION X X 05/15/02 FIRST USA BANK NATIONAL ASSOCIATION X X 05/10/02 FIRSTCITY FINANCIAL CORP DE X X 05/15/02 FLEET CREDIT CARD MASTER TRUST II NY X 05/15/02 FLORIDA EAST COAST INDUSTRIES INC FL X 05/15/02 FNANB CREDIT CARD MASTER TRUST X X 04/30/02 FORD CREDIT AUTO RECEIVABLES TWO LLC DE X X 04/30/02 FORD CREDIT FLOORPLAN MASTER OWNER TR DE X X 04/30/02 FORD CREDIT FLOORPLAN MASTER OWNER TR DE X X 04/30/02 FREDS INC TN X X 05/09/02 AMEND FRIEDE GOLDMAN HALTER INC MS X X 05/15/02 GARUDA CAPITAL CORP NV X X 05/15/02 GENERAL BINDING CORP DE X X 05/15/02 AMEND GENERAL CREDIT CORP NY X 05/15/02 GLOBAL INNOVATIVE SYSTEMS INC NV X X 05/13/02 GROUP 1 AUTOMOTIVE INC DE X X 05/09/02 AMEND HALLIBURTON CO DE X X 05/15/02 HANOVER DIRECT INC DE X 05/14/02 HEILIG MEYERS CO VA X 03/31/02 HEWLETT PACKARD CO DE X X 05/14/02 HIBBETT SPORTING GOODS INC DE X X 05/09/02 HORIZON OFFSHORE INC DE X X 05/01/02 HUDSON CITY 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