SEC NEWS DIGEST Issue 2002-78 April 23, 2002 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Administrative and Personnel Management, to make arrangements. Ms. Franks can be reached at TTY number (202) 942-9558. If you are calling from a non-TTY number, please call the Relay Service at 1-800-877-8339. CHANGE IN THE MEETING: CANCELLATION OF MEETING/TIME CHANGE The closed meeting scheduled for Tuesday, April 23, 2002, has been cancelled. The closed meeting scheduled for Wednesday, April 24, 2002 at 10:00 a.m. has changed to Wednesday, April 24, 2002 at 9:30 a.m. For further information, please contact the Office of the Secretary at (202) 942-7070. ADDITIONAL MEETING An additional closed meeting was held on Wednesday, April 17, 2002, at 4:00 p.m. The subject matter of the closed meeting held on Wednesday, April 17, 2001, was: Adjudicatory matters; and Formal order of investigation. For further information, please contact: The Office of the Secretary at (202) 942-7070. OPEN MEETING - TUESDAY, APRIL 30, 2002 - 10:00 A.M. The subject matter of the open meeting scheduled for Tuesday, April 30, 2002, will be: 1. The Commission will consider proposing rules that would require companies to discuss "critical accounting estimates" in their "Management's Discussion and Analysis" (MD&A) section of annual reports, registrations statements, proxy and information statements. Quarterly updates to disclose material changes would be required under the proposals. The proposed disclosure is designed to provide additional key information about a company's financial statements to enhance investors' understanding of a company's financial condition and to provide information about the quality of, and potential variability of, a company's earnings. The proposed amendments reflect the changes to MD&A rules that the Commission announced its intention to propose in Press Release 2002- 22 on February 13, 2002. 2. The Commission will consider a recommendation to issue an exemptive order under Section 36 of the Exchange Act, which would permit broker-dealers to pledge a wider range of collateral when entering into borrowing transactions governed by paragraph (b)(3) of Rule 15c3-3. The provisions in this paragraph apply when broker-dealers borrow fully paid and excess margin securities from customers. The conditions for such borrowings include the requirement that broker- dealers provide customers with full collateral consisting of certain specified financial instruments or cash. The order would expand the types of collateral that could be provided, subject to certain conditions in addition to those required in the Rule. The Commission also will consider a recommendation to delegate its authority to issue such orders regarding permissible collateral to the Director of the Division of Market Regulation. 3. The Commission will consider a proposal to amend Rule 31-1 under the Securities Exchange Act of 1934 to clarify how to calculate assessments that are required to be paid by national securities exchanges and national securities associations pursuant to Section 31(d) of the Exchange Act for security futures transactions. The proposed amendments to Rule 31-1 also would provide guidance on how to calculate fees that are required to be paid by national securities exchanges and national securities associations pursuant to Sections 31(b) and (c) of the Exchange Act, respectively, for sales of securities that result from the physical settlement of security futures. 4. The Commission will consider a recommendation to propose amendments to Rules 10f-3, 12d3-1, 17a-6, 17d-1, and 17e-1 and new Rule 17a-10 under the Investment Company Act of 1940. The proposed amendments to Rules 17a-6 and 17d-1 would expand the current exemptions for investment companies to enter into principal transactions and joint arrangements with portfolio companies that are affiliated with an investment company because the investment company controls the portfolio company, or owns more than five percent of the portfolio's voting securities. The proposed amendments to Rules 10f-3, 12d3-1, and 17e-1 and new Rule 17a-10 would permit investment companies and their affiliated subadvisers to enter into a variety of transactions together without first obtaining an exemptive order from the Commission. The Commission also will consider whether to adopt amendments to Rule 10f-3 under the Investment Company Act of 1940. Rule 10f-3 permits investment companies to purchase certain securities in an underwriting in which an affiliated underwriter is participating. The amendments to Rule 10f-3 would include government securities among the types of securities that investment companies may purchase under the rule. 5. The Commission will consider whether to amend its rules to delegate authority to the Secretary of the Commission to enter orders instituting previously authorized administrative proceedings based on the entry of an injunction or a criminal conviction. Because the open meeting will be held in Room 6600, there will be limited seating available. Additional seating will be provided in Room 1C50, where there will be a simultaneous telecast of the meeting. The meeting also will be audio webcast live at: www.sec.gov/news/openmeetings.shtml. CLOSED MEETING - WEDNESDAY, MAY 1, 2002 - 10:00 A.M. The subject matter of the closed meeting scheduled for Wednesday, May 1, 2002, will be: Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS IN THE MATTER OF REGISTRATION STATEMENTS OF INVESTMENT TECHNOLOGY, INC. The Commission announced that on April 22 it issued an Order Fixing Time and Place of Public Hearing and Instituting Proceedings pursuant to Section 8(d) of the Securities Act of 1933, in the Matter of Registration Statements of Investment Technology, Inc. As described therein, the Division of Enforcement alleges that the registration statements of Investment Technology, filed on January 24, 2002 and March 8, 2002, include untrue statements of material fact and omit material facts, either on their face or through their incorporation by reference of periodic filings that include untrue statements of material fact and omit material facts, including but not limited to the ability of Investment Technology to use Form S-8, the identity and background of the directors, officers and control persons of Investment Technology, the compensation paid to the officers and directors of Investment Technology, the equity ownership of the directors, officers and control persons of Investment Technology, legal proceedings involving Investment Technology and/or its directors, officers and control persons, the business operations of Investment Technology, and Investment Technology's current and historical information. The Commission instituted these proceedings pursuant to Section 8(d) of the Securities Act to determine whether the allegations of the Division of Enforcement are true; to afford registrant with an opportunity to establish any defenses to these allegations; and to determine whether a stop order should be issued suspending the effectiveness of the Investment Technology's registration statements. A hearing is scheduled to commence at 10 a.m. on May 7, 2002 before an Administrative Law Judge to determine whether a stop order should be issued to suspend the effectiveness of the Investment Technology, Inc. registration statements. (Rel. 33-8092; File No. 3-10760) FINAL JUDGMENT ENTERED AGAINST NEW YORK COMPANY OPERATING A PRIME BANK PONZI SCHEME Judge John Gleeson in the United States District Court for the Eastern District of New York on January 15, 2002, entered a Final Judgment against Advance Local Development Corp., of Brooklyn, New York; C. Edmund Burton, of Brooklyn, New York; and Ralph W. Odom, of Las Vegas, Nevada. The case is continuing against the final defendant, Thomas J. Wescott. The complaint alleged that from February 1999 through April 2000 Advance raised $16.5 million from investors in a prime bank fraud by promising annualized rates of return as high as 2,600 percent per year, with no risk to capital. According to the complaint, Advance represented that investor funds would be placed into a federally approved "bank to bank" trading program with Advance's share of the profits used to promote humanitarian efforts. The complaint alleged that investor funds were never placed into a trading program, as no such program exists. Instead, investor funds were used to make undisclosed payments to the proposed defendants, placed in a brokerage account where they financed unsuccessful day trading activities, and for Ponzi payments to investors. Without admitting or denying the substantive allegations, Advance, Burton, and Odom consented to the entry of a judgment permanently enjoining them from violating Section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934 and Section 5(a), 5(c), and 17(a) of the Securities Act of 1933. Judge Gleeson further ordered Advance to disgorge profits of $9,259,736.93, including pre- and post-judgment interest, and to pay a civil money penalty of $250,000. Judge Gleeson ordered Burton to disgorge profits of $44,634.72, including pre-and post- judgment interest, and to pay a civil money penalty of $50,000. Judge Gleeson ordered Odom to disgorge profits of $76,155.55, including pre- and post-judgment interest, and to pay a civil money penalty of $50,000. [SEC v. Advance Local Development Corp., et al., No. CV01-0897 (EDNY)] (LR-17480) SEC FILES SETTLED CIVIL ACTION AGAINST TELTRAN CEO BYRON LERNER; TELTRAN CONSENTS TO CEASE-AND-DESIST ORDER; SEC CHARGES MICHAEL DROGIN, CPA WITH ENGAGING IN IMPROPER PROFESSIONAL CONDUCT The Commission announced today the filing of a settled civil action against Byron Lerner, Chairman and Chief Executive Officer of Teltran International, Group, Ltd. (Teltran). The Commission's complaint alleges that Lerner caused Teltran to materially overstate its reported financial results during its fiscal year ended December 31, 1999 and to make other materially false and misleading statements. Specifically, the Commission's complaint alleges that during 1999, Teltran entered into a contract to acquire Channelnet Limited, a company located in the United Kingdom. The contract was signed on July 15, 1999 and the transaction closed on August 16, 1999. Teltran, however, recorded the acquisition as of June 1, 1999, before Teltran had effective control of Channelnet. The use of the earlier effective date was not in conformity with generally accepted accounting principles and caused Teltran to materially overstate its reported revenues in its June 30 and September 30, 1999 Forms 10-Q and December 31, 1999 Form 10-K. The complaint also alleges that during 1999, Teltran projected that it would generate $30 million in revenue and earn $.30 per share for the year. Teltran made false and misleading statements concerning its prospects for 1999 after it became known that it would not meet its projections. During 1999, Teltran also adopted analyst reports by republishing them on its Internet website. Certain reports contained baseless stock price and earnings per share projections and misleading statements concerning Teltran's chances for obtaining a listing on the American Stock Exchange. Finally, the Commission's complaint alleges that, during the relevant time period, Lerner obtained an improper benefit of approximately $78,000 by selling Teltran stock. Lerner consented, without admitting or denying the Commission's allegations, to be permanently enjoined from violating or aiding and abetting violations of Section 17(a) of the Securities Act of 1933 and Sections 10(b), 13(a), 13(b)(2)(A), 13(b)(2)(B) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 12b-20, 13a-1, 13a-13 and 13b2-1 thereunder, and pay disgorgement and prejudgment interest of $87,500 and a $50,000 civil penalty. [SEC v. Byron Robert Lerner, 1:02CV0078, D.D.C.] (LR-17481; AAE Rel. 1544) On April 22, in a separate administrative proceeding, Teltran, without admitting or denying the Commission's findings, consented to cease and desist from committing or causing any violation and any future violation of Section 17(a) of the Securities Act of 1933 and Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Securities Exchange Act of 1934 and Rules 10b-5, 12b-20, 13a-1 and 13a-13 thereunder. (In the Matter of Teltran International Group, Ltd., Rel. 33-8093; 34-45796; AAE Rel. 1543; File No. 3-10761) On April 22, the Commission also instituted public administrative proceedings pursuant to Rule 102(e) of its Rules of Practice to determine whether Michael R. Drogin, CPA, engaged in improper professional conduct in the performance of his audit of Teltran for the year ended December 31, 1999, by failing to comply with professional auditing standards. A hearing will be held before an Administrative Law Judge to determine whether the staff's allegations in the Order Instituting Public Administrative Proceedings are true, to provide Drogin an opportunity to dispute these allegations, and to determine what sanctions, if any, are appropriate. (In the Matter of Michael R. Drogin, CPA, Rel. 34-45797; AAE Rel. 1545; File No. 3-10762) JURY FINDS FORMER EVERGREEN MEDIA CEO LIABLE FOR INSIDER TRADING On April 16, a federal jury in the Southern District of Florida found Scott K. Ginsburg liable for illegal insider trading based on his tips to, and trading by, his brother, Mark J. Ginsburg, and father, Jordan E. Ginsburg, in the common stock of EZ Communications, Inc., formerly a NASDAQ-listed company, and Katz Media Group, Inc., formerly listed on the American Stock Exchange. The Commission's lawsuit, filed on September 9, 1999, alleged that Scott Ginsburg, then the chairman and chief executive officer of Evergreen Media Corporation, a publicly-held radio company, tipped Mark Ginsburg with information that EZ was for sale and that Mark Ginsburg then purchased EZ stock and tipped their father, Jordan Ginsburg, who also purchased EZ stock prior to the announcement of the sale of EZ to another radio company. The Commission's complaint also alleged that, less than a year later, in June 1997, Scott Ginsburg tipped Mark Ginsburg with information about the sale of Katz Media at a time when substantial steps had been taken by Chancellor Broadcasting Corporation and Evergreen towards a joint tender offer for the shares of Katz Media. According to the complaint, the day after the tip Mark Ginsburg purchased Katz Media stock. After a seven-day trial, presided over by U.S. District Judge Kenneth L. Ryskamp, the jury found that Scott Ginsburg violated Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 and Rules 10b-5 and 14e-3 thereunder. At a later date, the court will determine the appropriate relief, which may include a permanent injunction and civil penalties. Previously, on March 30, 2002, Mark Ginsburg and Jordan Ginsburg settled the Commission's insider trading charges against them, without admitting or denying the Commission's allegations, by consenting to the entry of final judgments that included permanent injunctions, disgorgement, prejudgment interest and civil money penalties totaling over $4.7 million. The Commission acknowledges the valuable assistance provided by The American Stock Exchange in certain parts of the investigation of this matter. For further information see LR-17455, and LR-16275. [SEC v. Scott K. Ginsburg, et al., Civil Action No. 99-8694-CIV-RYSKAMP (S.D.Fla.), West Palm Beach Div.] (LR-17482) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-Amex-2002-34) filed by the American Stock Exchange relating to the Exchange's Booth Automated Routing System (BARS) has become effective immediately pursuant to Rule 19b-4 under the Securities Exchange Act of 1934. (Rel. 34-45782) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . N-2 CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND, 1111 E WARRENVILLE ROAD, NAPORVILLE, IL, 60653, 8003239943 - 0 ($60,000,000.00) Equity, (File 333-86678 - Apr. 22) (BR. 18) N-2 PREFERRED INCOME FUND INC, 301 E COLORADO BLVD STE 720, C/O FLAHERTY & CRUMRINE INC, PASADENA, CA, 91101, 8187957300 - 200 ($20,000,000.00) Other, (File 333-86680 - Apr. 22) (BR. 18) S-3 NEW YORK COMMUNITY BANCORP INC, 615 MERRICK AVE, WESTBURY, NY, 11590, 7183596400 - 0 ($400,000,000.00) Equity, (File 333-86682 - Apr. 22) (BR. 07) S-4 SPRINT CORP, 2330 SHAWNEE MISSION PKWY, WESTWOOD, KS, 66205, 9136243000 - 0 ($5,000,000,000.00) Non-Convertible Debt, (File 333-86684 - Apr. 22) (BR. 37) S-8 MAXWELL TECHNOLOGIES INC, 8888 BALBOA AVENUE, ., SAN DIEGO, CA, 92123, 8582795100 - 0 ($3,744,527.00) Equity, (File 333-86686 - Apr. 22) (BR. 03) S-8 MAXWELL TECHNOLOGIES INC, 8888 BALBOA AVENUE, ., SAN DIEGO, CA, 92123, 8582795100 - 0 ($2,302,500.00) Equity, (File 333-86688 - Apr. 22) (BR. 03) S-8 MEMBERWORKS INC, 680 WASHINGTON BLVD., SUITE 1100, STAMFORD, CT, 06901, 2033247635 - 1,800,000 ($31,275,000.00) Equity, (File 333-86698 - Apr. 22) (BR. 08) S-8 MED GEN INC, 7472 W PALMETTO ROAD, SUITE 106, BOCA RATON, FL, 33433, 5617501100 - 5,484,500 ($2,961,630.00) Equity, (File 333-86702 - Apr. 22) (BR. 01) S-8 SYMBOLLON CORP, 37 LORING DR, FRAMINGHAM, MA, 01702, 5084430165 - 800,000 ($1,272,000.00) Equity, (File 333-86704 - Apr. 22) (BR. 01) SB-2 LINK MEDIA PUBLISHING LTD, 750 PENDER ST, SUITE 804, VANCOUVER BC CANADA V6C 278, A1, 00000, 6046828468 - 1,790,367 ($537,110.00) Equity, (File 333-86706 - Apr. 22) (BR. 05) S-8 MOORE HANDLEY INC /DE/, 133 PEACHTREE STREET, SUITE 4710, ATLANTA, GA, 30303, 2056638011 - 228,000 ($601,952.00) Equity, (File 333-86708 - Apr. 22) (BR. 06) S-8 IDIAL NETWORKS INC, 16990 DALLAS PARKWAY SUITE 106, SUITE 106, DALLAS, TX, 75248, 9728181058 - 5,000,000 ($100,000.00) Equity, (File 333-86710 - Apr. 22) (BR. 37) S-3 SINCLAIR BROADCAST GROUP INC, 2000 WEST 41ST ST, BALTIMORE, MD, 21211, 4104675005 - 0 ($350,000,000.00) Other, (File 333-86712 - Apr. 22) (BR. 37) S-8 VIXEL CORP, 11911 NORTHCROCK PARKWAY SOUTH, BOTHELL, WA, 98011, 4248065509 - 0 ($2,864,000.00) Equity, (File 333-86714 - Apr. 22) (BR. 03) S-8 CONSOLIDATED FREIGHTWAYS CORP, 16400 SE CF WAY, VANCOUVER, WA, 98683, 360-448-4000 - 0 ($12,313,500.00) Equity, (File 333-86716 - Apr. 22) (BR. 05) S-8 CONSOLIDATED FREIGHTWAYS CORP, 16400 SE CF WAY, VANCOUVER, WA, 98683, 360-448-4000 - 0 ($14,365,750.00) Equity, (File 333-86718 - Apr. 22) (BR. 05) S-3 CREDIT SUISSE FIRST BOSTON USA INC, ELEVEN MADISON AVE, NEW YORK, NY, 10010, 2128923000 - 0 ($10,000,000,000.00) Debt Convertible into Equity, (File 333-86720 - Apr. 22) (BR. 07) S-3 LACLEDE GROUP INC, 720 OLIVE ST, ST LOUIS, MO, 63101, 3143420500 - 0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-86722 - Apr. 22) (BR. 02) S-8 BUTLER MANUFACTURING CO, BMA TOWER PENN VALLEY PARK, P O BOX 419917, KANSAS CITY, MO, 64141, 8169683000 - 319,000 ($8,798,020.00) Equity, (File 333-86724 - Apr. 22) (BR. 06) SB-2 SOUTHERN STATES POWER CO INC, 3400 INLAND EMPIRE BLVD SUITE 101, ONTARIO, CA, 91764, 3182215703 - 80,000,000 ($15,200,000.00) Equity, (File 333-86726 - Apr. 22) (BR. 09) S-8 ELECTRIC FUEL CORP, 120 WOOD AVE S, STE 300, ISELIN, NJ, 08830, 2128265536 - 0 ($2,010,000.00) Equity, (File 333-86728 - Apr. 22) (BR. 04) S-8 DIGITALTHINK INC, 1098 HARRISON ST, SAN FRANCISCO, CA, 94103, 4156254000 - 2,400,000 ($2,647,339.28) Equity, (File 333-86732 - Apr. 22) (BR. 08) S-4 MOHAWK INDUSTRIES INC, 160 S INDUSTRIAL BLVD, PO BOX 12069, CALHOUN, GA, 30701, 7066297721 - 0 ($700,000,000.00) Non-Convertible Debt, (File 333-86734 - Apr. 22) (BR. 02) S-3 LANDEC CORP \CA\, 3603 HAVEN AVE, MENLO PARK, CA, 94025, 4152613697 - 0 ($9,458,129.90) Equity, (File 333-86736 - Apr. 22) (BR. 04) S-1 FORMFACTOR INC, 2140 RESEARCH DRIVE, LIVERMORE, CA, 94550, 0 ($100,000,000.00) Equity, (File 333-86738 - Apr. 22) (BR. ) S-3 COMPUCREDIT CORP, 245 PERIMETER CENTER PARKWAY, SUITE 600, ATLANTA, GA, 30346, 7702066200 - 0 ($30,730,500.00) Equity, (File 333-86740 - Apr. 22) (BR. 07) S-4 JOY GLOBAL INC, 100 EAST WISCONSIN AVE SUITE 2780, MILWAUKEE, WI, 53201-0554, 4144866400 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-86742 - Apr. 22) (BR. 36) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ ABN AMRO MORTGAGE CORP SERIES 2002-3 DE X X 04/22/02 ADVANCED REMOTE COMMUNICATION SOLUTIO CA X 12/31/01 AMEND AK STEEL HOLDING CORP DE X X 04/19/02 ALAMO GROUP INC DE X X 04/05/02 ALLIS CHALMERS CORP DE X 02/06/02 AMEND AMERIANA BANCORP IN X X 04/10/02 AMERICAN RESIDENTIAL INVESTMENT TRUST MD X X 04/22/02 AMES NATIONAL CORP IA X 04/22/02 APPLIED DIGITAL SOLUTIONS INC MO X 04/11/02 AMEND ARTESYN TECHNOLOGIES INC FL X 04/18/02 ASIAINFO HOLDINGS INC DE X 02/06/02 AMEND AZURIX CORP DE X X 04/01/02 AMEND BAKER HUGHES INC DE X X 03/29/02 BANC ONE AUTO GRANTOR TRUST 1997-B NY X X 04/22/02 BEST BUY CO INC MN X X 04/15/02 BONTEX INC VA X 03/11/02 BOYKIN LODGING CO OH X X 04/17/02 BROADCOM CORP CA X 04/17/02 BRYN MAWR BANK CORP PA X 04/19/02 CALIFORNIA AMPLIFIER INC DE X X 04/05/02 CARNIVAL CORP DE X X 04/19/02 CC V HOLDINGS LLC DE X X 04/22/02 CENTRA SOFTWARE INC DE X X 04/19/02 CENTRAL COAST BANCORP CA X X 03/31/02 CETALON CORP NV X X X 04/16/02 CHARTER COMMUNICATIONS HOLDINGS LLC DE X X X 04/22/02 CHARTER COMMUNICATIONS INC /MO/ DE X X X 04/22/02 CHASE FUNDING INC NY X X 04/19/02 CONDUCTUS INC DE X 04/17/02 CONSOLIDATED FREIGHTWAYS CORP DE X 04/15/02 CORNING INC /NY NY X 03/31/02 CORRECTIONS CORP OF AMERICA MD X X 04/19/02 COVISTA COMMUNICATIONS INC NJ X X 02/08/02 AMEND CREATIVE COMPUTER APPLICATIONS INC CA X 04/17/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 04/24/02 CRESCENT BANKING CO GA X X 04/19/02 CROSS COUNTRY INC DE X X 04/22/02 CROWN AMERICAN REALTY TRUST MD X 03/31/02 CSFB MORTGAGE BACKED PASS THRU CERTS DE X X 03/25/02 CTS CORP IN X 06/30/02 CYBERONICS INC DE X 04/22/02 DIALYSIS CORP OF AMERICA FL X X 08/15/02 DIAMOND ENTERTAINMENT CORP NJ X X 04/19/02 DPL INC OH X X 04/22/02 DUPONT PHOTOMASKS INC DE X X 04/01/01 DYNCORP DE X 09/30/99 AMEND EDGAR ONLINE INC DE X 04/22/02 EL PASO ENERGY PARTNERS LP DE X X X 04/22/02 ENDOCARDIAL SOLUTIONS INC DE X X 04/22/02 ENRON CORP/OR/ OR X X 04/22/02 ENRON CORP/OR/ OR X X 04/19/02 ENSTAR INCOME GROWTH PROGRAM SIX A L GA X X 08/29/01 ENSTAR INCOME PROGRAM II-2 LP GA X X 08/29/01 ENSTAR INCOME PROGRAM IV-1 LP GA X X 08/29/01 ENSTAR INCOME PROGRAM IV-2 LP GA X X 08/29/01 ENSTAR INCOME PROGRAM IV-3 L P GA X X 08/29/01 EQUITY ONE ABS INC DE X X 04/22/02 ERESOURCE CAPITAL GROUP INC DE X 05/17/02 EXDS INC DE X 02/01/02 AMEND EXPRESS SCRIPTS INC DE X X X 03/31/02 FIRST UNION COMMERCIAL MORTGAGE PASS NC X 04/01/02 FIRST UNION NATIONAL BANK COM MORT PA NC X 04/01/02 FLEET CREDIT CARD FUNDING TRUST X X 04/22/02 FLEET HOME EQUITY LOAN CORP DE X 04/22/02 FLORIDA BANKS INC FL X X 04/16/02 FOX ENTERTAINMENT GROUP INC DE X X 04/16/02 FOX SPORTS NETWORKS LLC DE X X 04/16/02 GLOBAL INNOVATIVE SYSTEMS INC NV X X 02/06/02 AMEND GOVERNMENT TRUST 1 C IL X 05/15/00 GOVERNMENT TRUST 2 E IL X 05/15/00 GOVERNMENT TRUST 3 C IL X 05/15/00 GREATER BAY BANCORP CA X X 04/19/02 GREENWICH CAPITAL ACCEPTANCE INC DE X X 04/18/02 HASBRO INC RI X X 04/22/02 HCA INC/TN DE X X 04/22/02 HOMETOWN AUTO RETAILERS INC DE X X 04/17/02 HPL TECHNOLOGIES INC DE X X 04/10/02 HYDRIL CO DE X 04/22/02 I TRAX INC DE X X 02/05/02 AMEND IBM CREDIT CORP DE X 03/31/02 IGI INC DE X X 12/06/00 INFOCROSSING INC DE X 02/01/02 AMEND INSTINET GROUP INC DE X X 04/18/02 INVESTOOLS INC DE X 04/22/02 ION NETWORKS INC DE X X 04/22/02 JCC HOLDING CO DE X 04/18/02 KANAKARIS WIRELESS NV X X X 04/08/02 KANKAKEE BANCORP INC DE X X 04/22/02 KMART CORP MI X X 04/22/02 KSW INC NY X X 03/28/02 L & L FINANCIAL HOLDINGS INC NV X 04/22/02 L90 INC DE X 04/19/02 LABORATORY CORP OF AMERICA HOLDINGS DE X 04/22/02 LABORATORY CORP OF AMERICA HOLDINGS DE X 04/22/02 LADENBURG THALMANN FINANCIAL SERVICES FL X X 04/05/02 AMEND LANDRYS RESTAURANTS INC DE X X 04/18/02 LENOX BANCORP INC OH X X 04/22/02 LONE STAR TECHNOLOGIES INC DE X X X 04/22/02 LUCENT TECHNOLOGIES INC DE X X 04/22/02 MAGNUM HUNTER RESOURCES INC NV X 04/22/02 MAXWELL SHOE CO INC DE X X 04/19/02 MCDONALDS CORP DE X X 04/18/02 MCLEODUSA INC DE X X 04/05/02 MERRILL MERCHANTS BANCSHARES INC ME X X 04/17/02 MONTEREY BAY BANCORP INC DE X X 04/22/02 NATIONAL RURAL UTILITIES COOPERATIVE DC X X 04/16/02 NEOPHARM INC DE X X 04/19/02 NEW ENGLAND POWER CO MA X X 04/15/02 NEXT GENERATION TECHNOLOGY HOLDINGS I DE X X 04/15/02 NORTEL NETWORKS CORP X X 04/18/02 NORTEL NETWORKS LTD X X 04/18/02 OMNISKY CORP X X 04/22/02 ON SEMICONDUCTOR CORP DE X X 04/19/02 ONE LIBERTY PROPERTIES INC MD X X 04/17/02 PARADIGM GENETICS INC X 04/16/02 PEOPLES BANCORP INC OH X 03/31/02 PINNACLE WEST CAPITAL CORP AZ X X X 03/31/02 PMA CAPITAL CORP PA X 04/22/02 PNC MORTGAGE ACCEPTANCE CORP MO X X 04/12/02 PRICE COMMUNICATIONS CORP NY X X 04/15/02 PRIVATEBANCORP INC DE X X 04/18/02 PROGRESS ENERGY INC NC X X 04/17/02 PROGRESS FINANCIAL CORP DE X 04/22/02 PROVIDENT BANKSHARES CORP MD X X 04/18/02 PROVIDIAN MASTER TRUST X 04/15/02 PRUDENTIAL SECURITIES SEC FIN CORP MO DE X 04/01/02 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