SEC NEWS DIGEST Issue 2002-76 April 19, 2002 COMMISSION ANNOUNCEMENTS MARTIN DUNN NAMED DEPUTY DIRECTOR OF CORPORATION FINANCE DIVISION The Commission today announced the selection of Martin P. Dunn as the deputy director of the Division of Corporation Finance. "I am thrilled that Marty has agreed to take on this new role with the Commission," said Commission Chairman Harvey L. Pitt. "Marty is well versed in corporation finance issues and will play a crucial role as the Commission looks to improve the financial disclosure system and streamline the capital-raising process." As deputy director, Dunn will assist Division Director Alan Beller in implementing the Commission's modernization of financial disclosure and disclosure review systems and will play a key role in the management of the Division of Corporation Finance. "Marty has broad experience in the division and a tremendous depth of knowledge of the securities industry," Beller said. "He has a long record of accomplishment with the Commission, and many inside and outside the agency seek his advice. With his versatility, enthusiasm and dedication to the agency and the investing public, I know he will continue to make remarkable contributions in this position." Dunn, 38, joined the Division of Corporation Finance as an attorney in 1988. During his tenure with the division, Dunn has served as special counsel, deputy chief counsel, chief counsel, associate director (disclosure operations) and most recently as associate director (legal). Dunn received a juris doctor degree from the American University Washington College of Law in 1988 and received a bachelor's of business administration degree in finance from the University of Notre Dame in 1985. (Press Rel. 2002-54) RULES AND RELATED MATTERS EXEMPTION FOR CERTAIN INVESTMENT ADVISERS OPERATING THROUGH THE INTERNET The Commission has issued a release proposing rule amendments under the Investment Advisers Act (Advisers Act) that would permit certain investment advisers that provide advisory services through interactive Internet websites to register with the Commission instead of with state securities authorities. The proposal will be issued for a 45-day public comment period prior to being considered for final adoption by the Commission. FOR FURTHER INFORMATION CONTACT: Marilyn Barker, Senior Counsel, or Jennifer L. Sawin, Assistant Director, at 202-942-0719 or IArules@sec.gov, Office of Investment Adviser Regulation, Division of Investment Management, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, D.C. 20549-0506. (Rel. IA-2028; File No. S7- 10-02) ENFORCEMENT PROCEEDINGS PERMANENT INJUNCTION ISSUED AGAINST HARRAL DUNBAR, JR. FOR SECURITIES FRAUD CONDUCTED ON THE INTERNET AND REGISTRATION VIOLATIONS The Commission announced today that on April 12 Judge Frank J. Polozola of the United States District Court for the Middle District of Louisiana issued an order of permanent injunction against Harral Dunbar, Jr., in his individual capacity and d/b/a Ghost International, an Internet Website operation. In an earlier order, the Court found that Dunbar, of Baton Rouge, Louisiana, owned the Ghost International Website and used it to solicit investors in investment contracts by promises of inordinate amounts of guaranteed returns and promises of no-risk investing, and further found that investors have received little or no return despite several months of promises by Dunbar that returns would be paid. Dunbar consented to the permanent injunction without admitting or denying the allegations of the Commission's complaint. The Commission's complaint alleged that between mid-2001 and March 2002, Dunbar obtained over $7,500 from eleven investors in Canada, Australia and the United States by touting Ghost International's "private contribution and investment program" which allegedly paid, for example, $100,000 on a $200 investment over a few weeks. Dunbar made various promises of returns, including ones up to 1000 percent. Dunbar made various representations to fraudulently induce investors including that his company dealt in "high yield investments" and that funds were to be placed in offshore bank accounts, which would pay promised returns for five months of a supposed seven-month program. The complaint also alleged that Dunbar lulled investors by making promises that payments would be made shortly. However, when the time elapsed, the promised payments were not forthcoming. The complaint charged Dunbar with, and the Court permanently enjoined Dunbar from, violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. The Court's order directed that Dunbar pay disgorgement, prejudgment interest, and civil penalties, and held that the amounts to be paid shall be resolved upon motion of the Commission at a later date. [SEC v. Harral Dunbar, Jr., Individually and d/b/a Ghost International, Civil Action Number 02-233-B-M1, M.D. La.] (LR-17477) FINAL JUDGMENT ENTERED AGAINST DUDLEY FREELAND FOR FRAUD INVOLVING SALE OF SCORPION STOCK The Commission announced that on April 15 the Honorable Barbara S. Jones, United States District Judge for the Southern District of New York, entered a Final Judgment on consent against Dudley Mihran Freeland (Freeland) in connection with a civil injunctive action filed by the Commission on February 9, 1996 against Scorpion Technologies, Inc. (Scorpion) and six individuals. The Final Judgment enjoins Freeland from future violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Rules 101 and 102 of Regulation M promulgated under Section 10(b) of the Exchange Act, and as a controlling person within the meaning of Section 20(a) of the Exchange Act, from future violations of Sections 10(b) and 15(c)(1) of the Exchange Act and Rules 10b-3, 10b- 5, 15c1-2 and 15c1-6 thereunder, and Rules 101 and 102 of Regulation M promulgated under Section 10(b) of the Exchange Act. The Final Judgment also provides that the Commission's claim for disgorgement against Freeland is satisfied by the assets previously disgorged pursuant to the Stipulation and Order, dated December 31, 1991, in SEC v. H.K. Freeland & Company, Inc., 91 Civ. 7986 (S.D.N.Y.). The Commission's Amended Complaint filed May 9, 1996 alleged that Freeland, through H.K. Freeland & Company, a now defunct registered broker-dealer, participated in a fraudulent scheme involving a registered offering of two million shares of Scorpion common stock. This case, which had been put on the suspense docket pending resolution of a related criminal proceeding in the District Court for the Northern District of California, was restored to the active docket in July 2001. [SEC v. Scorpion Technologies, Inc., et al., 96-CIV-1005, SDNY] (LR-17478 ) SELF-REGULATORY ORGANIZATIONS DELISTING GRANTED An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by the Options Clearing Corporation respecting certain underlying securities, effective April 19, 2002. (Rel. 34- 45781) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 SPRINT CORP, 2330 SHAWNEE MISSION PKWY, WESTWOOD, KS, 66205, 9136243000 - 485,628 ($6,716,235.24) Equity, (File 333-86460 - Apr. 18) (BR. 37) S-8 VECTOR HOLDINGS CORP, 19495 BISCAYNE BLVD., SUITE 807, AVENTURA, FL, 33180, 305-466-2410 - 5,250,000 ($945,000.00) Equity, (File 333-86462 - Apr. 18) (BR. 05) S-8 PICK UPS PLUS INC, 3532 IRVIN SIMPSON RD, MASON, OH, 45040, 5133984344 - 750,000 ($45,000.00) Equity, (File 333-86464 - Apr. 18) (BR. 04) SB-2 FIRSTBINGO COM, 488 HURON STREET, -, TORONTO, O0, M5R 2R3, (416) 281-3335 - 4,393,094 ($11,641,699.10) Equity, (File 333-86466 - Apr. 18) (BR. 08) S-3 UNITED PARCEL SERVICE INC, 55 GLENLAKE PARKWAY NE, ATLANTA, GA, 30328, 4048286000 - 30,000,000 ($1,809,900,000.00) Equity, (File 333- 86468 - Apr. 18) (BR. 05) S-3 KRAFT FOODS INC, THREE LAKES DRIVE, NORTHFIELD, IL, 60093, 8476462000 - 0 ($5,000,000,000.00) Non-Convertible Debt, (File 333-86478 - Apr. 18) (BR. 04) SB-2 HERBALIST INC, 79811 A COUNTRY CLUB DRIVE, BERMUDA DUNES, CA, 92201, 8009496147 - 50,000 ($25,000.00) Equity, (File 333-86480 - Apr. 18) (BR. ) S-4 WILLIAMS SCOTSMAN INC, 8211 TOWN CTR DR, BALTIMORE, MD, 21236, 4109316000 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-86482 - Apr. 18) (BR. 06) S-1 OCEAN WEST HOLDING CORP, 15991 REDHILL AVENUE, TUSTIN, CA, 92780, 7145445300 - 0 ($4,132,105.00) Equity, (File 333-86484 - Apr. 18) (BR. 09) S-8 STANDARD REGISTER CO, 600 ALBANY ST, DAYTON, OH, 45401, 5134341000 - 3,703,932 ($106,043,573.16) Equity, (File 333-86492 - Apr. 18) (BR. 05) S-8 AMERICAN LOCKER GROUP INC, 608 ALLEN STREET, JAMESTOWN, NY, 14701, 7166649600 - 0 ($1,351,540.00) Equity, (File 333-86494 - Apr. 18) (BR. 06) S-8 INTERNATIONAL AIRLINE SUPPORT GROUP INC, 1954 AIRPORT ROAD, SUITE 200, ATLANTA, GA, 30341, 7704557575 - 167,800 ($209,750.00) Other, (File 333-86496 - Apr. 18) (BR. 06) S-8 BEVSYSTEMS INTERNATIONAL INC, 501 BRICKELL KEY DRIVE, SUITE 407, MIAMI, FL, 33151, 786-425-2201 - 6,000,000 ($4,680,000.00) Equity, (File 333-86500 - Apr. 18) (BR. 02) S-8 COMPOSITE INDUSTRIES OF AMERICA INC, 4505 W HACIENDA AVE, UNIT I 1, LAS VEGAS, NV, 89118, 7025794888 - 500,000 ($195,000.00) Equity, (File 333-86502 - Apr. 18) (BR. 06) S-2 ITRONICS INC, 6490 SO. MCCARRAN BLVD., BLDG C STE 23, RENO, NV, 89509, 7756897696 - 10,000,000 ($3,600,000.00) Equity, (File 333-86508 - Apr. 18) (BR. 08) S-3 BRANDPARTNERS GROUP INC, 777 THIRD AVENUE, 30TH FLOOR, NEW YORK, NY, 10017, 212-446-0200 - 0 ($14,800,968.00) Other, (File 333-86510 - Apr. 18) (BR. 08) S-8 INDIAN RIVER BANKING COMPANY, 958 20TH PL, VERO BEACH, FL, 32960, 4075699200 - 5,000 ($140,000.00) Equity, (File 333-86512 - Apr. 18) (BR. 07) S-3 INDYMAC MBS INC, 1761 E ST ANDREW PLACE, SANTA ANA, CA, 92705, 7142476271 - 0 ($4,591,731,583.00) Debt Convertible into Equity, (File 333-86514 - Apr. 18) (BR. 07) SB-2 R J LENDING INC, 1717 SECOND STREET SUITE D, SARASOTA, FL, 34236, 9413649915 - 0 ($2,000,160.00) Equity, 0 ($10,000,000.00) Non-Convertible Debt, (File 333-86516 - Apr. 18) (BR. ) SB-2 LE GOURMET CO INC, 2,000,000 ($100,000.00) Equity, (File 333-86518 - Apr. 18) (BR. ) S-8 HUNT CORP, ONE COMMERCE SQ, 2005 MARKET ST, PHILADELPHIA, PA, 19103, 2157327700 - 8,000 ($149,500.00) Equity, (File 333-86520 - Apr. 18) (BR. 04) S-8 I INCUBATOR COM INC, 701 BRICKELL AVENUE SUITE 3120, SUITEN 204, MIAMI, FL, 33131, 3055390900 - 200,000 ($300,000.00) Equity, (File 333-86522 - Apr. 18) (BR. 09) S-8 AMERICAN TECHNOLOGIES GROUP INC, 1017 S MOUNTAIN AVE, MONROVIA, CA, 91016, 6263575000 - 10,000,000 ($100,000.00) Equity, (File 333-86524 - Apr. 18) (BR. 05) S-8 NEWMONT MINING CORP /DE/, 1700 LINCOLN STREET, 28TH FLOOR, DENVER, CO, 80203, 303-863-7414 - 3,000,000 ($83,880,000.00) Equity, (File 333-86530 - Apr. 18) (BR. 04) S-4 PLIANT CORP, 2755 E. COTTONWOOD PARKWAY, SALT LAKE CITY, UT, 84121, 8019938200 - 0 ($100,000,000.00) Non-Convertible Debt, (File 333-86532 - Apr. 18) (BR. 06) S-8 NEWMONT MINING CORP /DE/, 1700 LINCOLN STREET, 28TH FLOOR, DENVER, CO, 80203, 303-863-7414 - 2,551,448 ($71,338,486.00) Equity, (File 333-86534 - Apr. 18) (BR. 04) S-8 NEW MILLENNIUM DEVELOPMENT GROUP INC/, 723 CASINO BLVD 2ND FLOOR, LAS VEGAS, NV, 89101-6716, 8777113535 - 1,000,000 ($110,000.00) Equity, (File 333-86536 - Apr. 18) (BR. 09) S-3 SPX CORP, 700 TERRACE POINT DR, MUSKEGON, MI, 49443, 6167245000 - 0 ($217,573,758.75) Equity, (File 333-86538 - Apr. 18) (BR. 36) S-8 RUBIOS RESTAURANTS INC, 1902 WRIGHT PL, STE 300, CARLSBAD, CA, 92008, 7609298226 - 0 ($76,250.00) Equity, (File 333-86540 - Apr. 18) (BR. 05) S-3 DEPOMED INC, 1360 O'BRIEN DRIVE, MENLO PARK, CA, 94025, 6504625900 - 0 ($14,207,290.00) Equity, (File 333-86542 - Apr. 18) (BR. 01) S-8 MILLENNIUM CAPITAL VENTURE HOLDINGS INC, 9348 BASILE ROUTHIER, MONTREAL QUEBEC, CANADA H2M 1T8, A8, 00000, 5142586441 - 1,000,000 ($100,000.00) Equity, (File 333-86544 - Apr. 18) (BR. 09) S-3 WASHINGTON MUTUAL INC, 1201 THIRD AVE, STE 1500, SEATTLE, WA, 98101, 2064612000 - 0 ($1,000,000,000.00) Non-Convertible Debt, (File 333-86546 - Apr. 18) (BR. 07) S-2 MEADOWBROOK INSURANCE GROUP INC, 26600 TELEGRAPH RD, STE 300, SOUTHFIELD, MI, 48034, 8103581100 - 21,575,000 ($64,293,500.00) Equity, (File 333-86548 - Apr. 18) (BR. 01) S-8 DAVITA INC, 21250 HAWTHORNE BLVD, SIE 800, TORRANCE, CA, 90503-5517, 3107922600 - 0 ($213,500,000.00) Equity, (File 333-86550 - Apr. 18) (BR. 01) S-3 PRICESMART INC, 4649 MORENA BLVD, SAN DIEGO, CA, 92117, 6195814530 - 0 ($11,595,000.00) Equity, (File 333-86552 - Apr. 18) (BR. 02) N-2 GABELLI EQUITY TRUST INC, ONE CORP CENTER, RYE, NY, 10580, 9149215070 - 100 ($2,500,000.00) Equity, (File 333-86554 - Apr. 18) (BR. 22) S-8 DAVITA INC, 21250 HAWTHORNE BLVD, SIE 800, TORRANCE, CA, 90503-5517, 3107922600 - 0 ($50,240,000.00) Equity, (File 333-86556 - Apr. 18) (BR. 01) S-8 BEAZER HOMES USA INC, 5775 PEACHTREE DUNW00DY RD, STE B 200, ATLANTA, GA, 30342, 4042503420 - 0 ($785,300.00) Equity, (File 333-86558 - Apr. 18) (BR. 06) S-3 INTERSTATE BAKERIES CORP/DE/, 12 E ARMOUR BLVD, KANSAS CITY, MO, 64111, 8165024000 - 0 ($196,875,000.00) Equity, (File 333-86560 - Apr. 18) (BR. 04) S-8 CYBER CARE INC, 2500 QUANTUM LAKE DRIVE, SUITE 1000, BOYNTON BEACH, FL, 33426, 5677425000 - 0 ($20,214.00) Equity, (File 333-86562 - Apr. 18) (BR. 01) SB-2 MERRITT VENTURES CORP, 810 PEACE PORTAL DR, STE 201, BLAINE, WA, 98230, 360 332 1752 - 2,437,500 ($243,750.00) Equity, (File 333-86564 - Apr. 18) (BR. ) S-8 ABCI HOLDINGS INC, 5897 OBERLIN DRIVE, SUITE 210, SAN DIEGO, CA, 92121, 7604348486 - 0 ($25,000.00) Equity, (File 333-86568 - Apr. 18) (BR. 08) S-3 FIRST NATIONAL FUNDING LLC, 0 ($1,000,000.00) Asset-Backed Securities, (File 333-86574 - Apr. 18) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT --------------------------------------------------------------------------------- 99 CENTS ONLY STORE CA X 04/18/02 ABFS MORTGAGE LOAN TRUST 2002-1 MTG P X X 04/15/02 ABLEAUCTIONS COM INC FL X 04/17/02 ADELPHIA BUSINESS SOLUTIONS INC DE X 04/16/02 ADELPHIA COMMUNICATIONS CORP DE X X 04/16/02 ADVANSTAR COMMUNICATIONS INC NY X X 04/12/02 ADVANSTAR INC DE X X 04/12/02 AEI INCOME & GROWTH FUND 24 LLC DE X X 04/08/02 ALLIANCE DATA SYSTEMS CORP DE X X 04/17/02 ALPHA HOSPITALITY CORP DE X 04/18/02 AMAZON COM INC DE X 04/18/02 AMBAC FINANCIAL GROUP INC DE X X 04/18/02 AMERICAN EXPRESS CO NY X X 04/18/02 AMERICAN EXPRESS RECEIVABLES FINANCIN DE X X 04/16/02 AMERICAN RIVER HOLDINGS CA X 04/16/02 ANCHOR GLASS CONTAINER CORP /NEW DE X X 04/15/02 APOGEE ENTERPRISES INC MN X X 04/11/02 APPLE HOSPITALITY TWO INC VA X 03/29/02 AMEND APPLIED DIGITAL SOLUTIONS INC MO X X 04/11/02 APPLIEDTHEORY CORP DE X X 04/17/02 ARBITRON INC DE X X 04/18/02 AVNET INC NY X X 04/17/02 BA MASTER CREDIT CARD TRUST / X 04/15/02 BANCORP CONNECTICUT INC DE X 04/17/02 BANK UNITED CORP LITIGATION CONTINGEN DE X X 04/17/02 BARNETT AUTO TRUST 1997-A DE X X 04/15/02 BEAR STEARNS MORT SEC INC COMM MORT P NY X X 04/15/02 BIOTRANSPLANT INC DE X X 04/12/02 BROADVIEW MEDIA INC MN X X 04/11/02 CAPACITIVE DEIONIZATION TECHNOLOGY SY NV X 04/17/02 CAPITAL ONE MASTER TRUST VA X X 04/17/02 CARREKER CORP DE X X 04/18/02 CENDANT CORP DE X X 04/17/02 CHELL GROUP CORP NY X X 04/17/02 CLEVELAND ELECTRIC ILLUMINATING CO OH X 04/18/02 COMMERCIAL MORTGAGE PASS THRU CERTIFI DE X X 04/25/02 COMPOSITE INDUSTRIES OF AMERICA INC NV X X X X 04/04/02 COORS ADOLPH CO CO X X 02/02/02 AMEND CORECOMM LTD /DE/ DE X X 04/18/02 CPI AEROSTRUCTURES INC NY X 02/21/02 AMEND CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 04/16/02 CTS CORP IN X 06/30/02 CYBER CARE INC FL X 04/17/02 DAIMLER BENZ VEHICLE OWNER TRUST 1998 DE X X 03/20/02 DATATEC SYSTEMS INC DE X X 04/11/02 DIAMETRICS MEDICAL INC MN X X 04/18/02 DIAMOND OFFSHORE DRILLING INC DE X X 04/18/02 DIGIMARC CORP DE X X 04/17/02 DIGITAL ANGEL CORP DE X 03/27/02 DIME COMMUNITY BANCSHARES INC DE X 04/17/02 DOLLAR GENERAL CORP TN X 04/11/02 DOLLAR GENERAL CORP TN X 04/18/02 DORAL FINANCIAL CORP PR X X 04/15/02 EASY LIVING INVESTMENTS INC X X 04/15/02 EXACT SCIENCES CORP DE X X 04/17/02 FIRST ALLIANCE CORP /DE/ DE X X 04/17/02 FIRST BANCTRUST CORP DE X X 04/18/02 FIRST FINANCIAL HOLDINGS INC /DE/ DE X X 04/18/02 FIRSTFED AMERICA BANCORP INC DE X X 04/15/02 FORTUNE BRANDS INC DE X X 04/18/02 FUTRONIX GROUP INC NV X X X X X 04/09/02 AMEND GENCORP INC OH X X 04/15/02 GREATER BAY BANCORP CA X X 04/16/02 HALLIBURTON CO DE X X 04/17/02 HANOVER COMPRESSOR CO / DE X 04/18/02 HEWLETT PACKARD CO DE X X 04/17/02 HPL TECHNOLOGIES INC DE X 02/15/02 AMEND INDEPENDENT BANK CORP MI X X 04/18/02 INLAND RETAIL REAL ESTATE TRUST INC MD X 04/18/02 INTERNATIONAL AIRLINE SUPPORT GROUP I DE X 04/18/02 INTERNATIONAL COSMETICS MARKETING CO FL X 02/28/02 INTERNATIONAL MERCANTILE CORP MO X X 03/19/02 INTERVOICE BRITE INC TX X X 03/31/02 JERSEY CENTRAL POWER & LIGHT CO NJ X 04/18/02 KANEB PIPE LINE OPERATING PARTNERSHIP DE X X 04/15/02 KANEB PIPE LINE PARTNERS L P DE X X 04/15/02 KRAMONT REALTY TRUST MD X X 12/27/01 KULICKE & SOFFA INDUSTRIES INC PA X X 04/18/02 LACLEDE STEEL CO /DE/ DE X X 04/08/02 LEAPFROG SMART PRODUCTS INC CO X 06/30/02 LECSTAR CORP TX X X 04/01/02 LENAWEE BANCORP INC X X 04/18/02 LML PAYMENT SYSTEMS INC A1 X X 04/16/02 MAF BANCORP INC DE X X 04/18/02 MERCK & CO INC NJ X X 04/18/02 METALCLAD CORP DE X 04/04/02 METASOLV INC DE X X 04/17/02 METROMEDIA FIBER NETWORK INC DE X X 04/17/02 METROPOLIS REALTY TRUST INC MD X 04/17/02 MIND2MARKET INC CO X 04/17/02 MULTIMEDIA GAMES INC TX X X 04/15/02 NABORS INDUSTRIES INC DE X X 04/18/02 NACCO INDUSTRIES INC DE X 04/17/02 NACCO INDUSTRIES INC DE X X 04/17/02 NATIONSBANK OF DELAWARE NA DE X X 04/15/02 NATIONSCREDIT GRANTOR TRUST 1996-1 DE X X 04/15/02 NATIONSCREDIT GRANTOR TRUST 1997-1 DE X X 04/15/02 NATIONSCREDIT GRANTOR TRUST 1997-2 DE X X 04/15/02 NESCO INDUSTRIES INC NV X X 04/01/02 NOCOPI TECHNOLOGIES INC/MD/ MD X X 04/18/02 NS GROUP INC KY X X 04/18/02 OCEANFIRST FINANCIAL CORP DE X X 04/17/02 ON SEMICONDUCTOR CORP DE X X 04/17/02 ON SEMICONDUCTOR CORP DE X X 04/17/02 OPTION ONE MORTGAGE ACCEPTANCE CORP DE X X 04/18/02 PANGEA PETROLEUM CORP CO X X 03/28/02 AMEND PATH 1 NETWORK TECHNOLOGIES INC X 04/17/02 PEDIATRIX MEDICAL GROUP INC FL X X 04/17/02 PEOPLES BANK CREDIT CARD MASTER TRUST CT X X 03/31/02 PHOENIX WASTE SERVICES CO INC NJ X X 04/11/02 PROSOFTTRAINING COM NV X X 04/18/02 QUINTILES TRANSNATIONAL CORP NC X X 04/17/02 READERS DIGEST ASSOCIATION INC DE X 04/18/02 REDWOOD EMPIRE BANCORP CA X 03/31/02 REGIONS FINANCIAL CORP DE X X 04/18/02 RENT WAY INC PA X 04/18/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 04/18/02 RURAL METRO CORP /DE/ DE X X 04/17/02 RUSSELL CORP AL X X 04/18/02 SAUER DANFOSS INC DE X 04/02/02 SCHLUMBERGER LTD /NY/ P8 X X 04/17/02 SCP POOL CORP DE X X 03/31/02 SIMMONS FIRST NATIONAL CORP AR X 03/31/02 SIRIUS SATELLITE RADIO INC DE X X 04/11/02 SMITH INTERNATIONAL INC DE X X 04/15/02 SOFTLOCK COM INC DE X X 04/16/02 SOUTHERN ENERGY HOMES INC DE X X 04/16/02 SPECIALTY LABORATORIES X X 04/15/02 SPRINT CORP KS X 04/15/02 ST JOE CO FL X X 04/18/02 STERLING BANCSHARES INC TX X X 04/18/02 STIFEL FINANCIAL CORP DE X X 04/17/02 SUITE 101 COM INC DE X 04/18/02 SYNAGRO TECHNOLOGIES INC DE X X 04/18/02 TANDY BRANDS ACCESSORIES INC DE X X 04/18/02 TAYLOR ANN STORES CORP DE X 04/18/02 TEREX CORP DE X X 04/18/02 TETRA TECH INC DE X X 04/17/02 THOMAS GROUP INC DE X 03/29/02 UAL CORP /DE/ DE X X 04/18/02 UNION BANKSHARES INC VT X 04/18/02 UNION PLANTERS CORP TN X 04/18/02 UNIONBANCAL CORP CA X X 03/31/02 UNITED AUTO GROUP INC DE X X 04/17/02 UNITED BANKSHARES INC/WV WV X X 04/18/02 US AIRWAYS GROUP INC DE X X 04/18/02 VA SOFTWARE CORP DE X X 04/17/02 VALSPAR CORP DE X X 04/18/02 VARI L CO INC CO X 04/18/02 VENTAS INC DE X X 04/17/02 VINTAGE PETROLEUM INC DE X X 04/17/02 VOLKSWAGEN DEALER FINANCE LLC DE X X 04/22/02 WACHOVIA CORP NEW NC X X X 04/18/02 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X 04/16/02 WHITNEY HOLDING CORP LA X 03/31/02 WIDECOM GROUP INC A6 X 03/31/01 WOLVERINE TUBE INC DE X X 03/28/02 XEROX CORP NY X 04/18/02 XTO ENERGY INC DE X X 04/18/02