SEC NEWS DIGEST Issue 2002-48 March 12, 2002 ENFORCEMENT PROCEEDINGS PAUL DOUGLAS CATCHINGS - A FUGITIVE FOR FOUR YEARS - ARRESTED AND INDICTED FOR CONSPIRACY AND FRAUD On February 1, the United States Attorney for the Central District of California announced that Paul Douglas Catchings was arrested after arriving in the United States at San Francisco International Airport on an international flight from Bankok, Thailand. The U.S. Attorney also announced that Catchings has been indicted for, among other things, conspiracy, mail fraud, and securities fraud in connection with the operation of First Zurich National, USA, LLC and Compunomics 139, Inc. If convicted of all charges Catchings could face a sentence of 55 years in federal prison. On February 13, 1998, the United States District Court for the District of Wyoming issued an order for civil contempt and arrest against Paul Douglas Catchings for violating the Court's temporary restraining orders of February 10, 1998 and February 3, 1998. The Court has previously issued permanent injunctions against Catchings, First Zurich National, and Compunomics in an action involving an affinity fraud largely targeting African Americans. The Court enjoined each from violating the antifraud provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934. For Further information on the SEC's civil action see litigation releases: 15634 (February 3, 1998); 15639 (February 10, 1998); 15645 (February 18, 1998); and 16011 (December 29, 1998). [SEC v. First Zurich National USA, LLC, Compunomics 139, Inc. and Paul Douglas Catchings, Civil Action No. 98-CV-29D (USDC WY)] (LR- 17406) INVESTMENT COMPANY ACT RELEASES THE CATHOLIC FUNDS, INC., ET AL. A notice has been issued giving interested persons until April 1, 2002, to request a hearing on an application filed by The Catholic Funds, Inc., et al. for an order exempting applicants from Section 17(a) of the Investment Company Act. The order would permit a series of a registered open-end management investment company to acquire substantially all of the assets, net of liabilities, of certain other series of the same registered open-end management investment company. Because of certain affiliations, applicants may not rely on Rule 17a-8 under the Act. (Rel. IC-25456 - March 11) LASALLE FUNDING LLC A notice has been issued giving interested persons until April 8, 2002, to request a hearing on an application filed by LaSalle Funding LLC (LaSalle Funding) for an order under Section 6(c) of the Investment Company Act exempting applicant from all provisions of the Act. The order would permit LaSalle Funding to sell securities and use the proceeds to finance the business activities of certain companies controlled by its parent company, ABN AMRO Bank N.V. (Rel. IC-25457 - March 11) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change submitted by the National Association of Securities Dealers (SR-NASD-2001-48) to clarify that the Nasdaq limited partnership qualitative listing requirements are applicable to limited partnerships listed on both the National Market and the SmallCap Market. (Rel. 34-45519) AMENDMENT TO PROPOSED RULE CHANGE The New York Stock Exchange filed Amendment No. 4 to a proposed rule change (SR-NYSE-99-51) to propose that the implementation of required entry of copies of execution reports into an Exchange database be within 6 months, instead of 15 months, after Commission approval of the proposed rule change. Publication of the notice is expected in the Federal Register during the week of March 11. (Rel. 34-45521) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-ISE-2002-04) filed by the International Securities Exchange relating to the status of market makers has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 11. (Rel. 34-45522) A proposed rule change filed by the Philadelphia Stock Exchange to adopt an application fee for equity trading permits (SR-Phlx-2002-12) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 11. (Rel. 34-45523) The Stock Clearing Corporation of Philadelphia filed a proposed rule change (SR-SCCP-2002-01), which became effective upon filing under Section 19(b)(3)(A) of the Securities Exchange Act, to amend SCCP's fee schedule to clearly establish that SCCP's specialist fees, credits, discounts, and other charges also apply to competing specialists. Publication of the proposal is expected in the Federal Register during the week of March 11. (Rel. 34-45525) The Stock Clearing Corporation of Philadelphia filed a proposed rule change (SR-SCCP-2002-02), which became effective upon filing under Section 19(b)(3)(A) of the Securities Exchange Act, to extend SCCP's existing fee schedule for Electronic Communications Networks for an additional one year period without imposing volume requirements. Publication of the proposal is expected in the Federal Register during the week of March 18. (Rel. 34-45533) A proposed rule change filed by The Options Clearing Corporation to amend certain sections of OCC's By-Laws to correct minor errors (SR-OCC- 2001-18) has become effective under Section 19(b)(3)(A) of the Exchange Act. Publication of the proposal is expected in the Federal Register during the week of March 11. (Rel. 34-45534) PROPOSED RULE CHANGES The Depository Trust Company; The Options Clearing Corporation, the National Securities Clearing Corporation, the Emerging Markets Clearing Corporation, the Government Securities Clearing Corporation, and the MBS Clearing Corporation filed proposed rule changes (SR-DTC-2000-21, SR-OCC- 2001-01, SR-NSCC-2001-13, SR-EMCC-2001-02, SR-GSCC-2001-12, and SR-MBSCC- 2001-03) under Section 19(b) of the Securities Exchange Act. The proposed rule changes would allow DTC, OCC, NSCC, EMCC, GSCC, and MBSCC to enter into a Multilateral Cross-Guaranty Agreement. Publication of the proposal is expected in the Federal Register during the week of March 11. (Rel. 34-45524) The National Association of Securities Dealers and the New York Stock Exchange filed proposed rule changes (SR-NASD-2002-21 and SR-NYSE-2002- 09) relating to research analyst conflicts of interest. Publication of the proposal is expected in the Federal Register during the week of March 11. (Rel. 34-45526) The International Securities Exchange has filed a proposed rule change (SR-ISE-2002-01) to restructure from a limited liability company to a corporation. Publication of the notice is expected in the Federal Register during the week of March 11. (Rel. 34-45529) APPROVAL OF PROPOSED RULE CHANGE The Commission granted approval to a proposed rule change submitted by the National Association of Securities Dealers (SR-NASD-2002-05) revising Forms U-4 and U-5. Publication of the approval is expected in the Federal Register during the week of March 18. (Rel. 34-45531) ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE The Emerging Markets Clearing Corporation filed a proposed rule change (SR-EMCC-2002-02) under Section 19(b)(1) of the Securities Exchange Act. The proposed rule change will amend EMCC's rules to conform them to recent changes EMCC made to its by-laws. Publication of the proposal is expected in the Federal Register during the week of March 11. (Rel. 34- 45527) PROPOSED AMENDMENT TO THE OPTIONS PRICE REPORTING AUTHORITY'S NATIONAL MARKET SYSTEM PLAN A proposed amendment to the National Market System Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, (SR- OPRA-2002-01) has been filed by the Options Price Reporting Authority to add to the Plan terms governing the provision by OPRA of a best bid and offer for each of the options series included in OPRA's market data service, and governing its use by vendors. Publication of the proposal is expected in the Federal Register during the week of March 18. Rel. 34-45532) WITHDRAWAL SOUGHT Notice has been issued giving interested persons until March 29 to comment on the application for withdrawal from listing and registration (The Rottlund Company, Inc., Common Stock, par value $.10 per share) on the American Stock Exchange. (Rel. 34-45528) DELISTINGS GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of MyWeb Inc.com, effective at the opening of business on March 11, 2002. (Rel. 34-45530) An order has been issued granting the application of the Philadelphia Stock Exchange to strike from listing and registration certain call and put options contracts issued by the Options Clearing Corporation respecting certain underlying securities, effective at the opening of business on March 12, 2002. (Rel. 34-45535) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 HORTON D R INC /DE/, 1901 ASCENSION BLVD, STE 100, ARLINGTON, TX, 76006, 8178568200 - 0 ($650,000,000.00) Equity, (File 333-84088 - Mar. 11) (BR. 06) S-3 BIOPURE CORP, 11 HURLEY ST, CAMBRIDGE, MA, 02141, 6172346500 - 0 ($30,000,000.00) Equity, (File 333-84090 - Mar. 11) (BR. 01) S-1 REPUBLIC AIRWAYS HOLDINGS INC, 2500 S HIGH SCHOOL ROAD, SUITE 160, INDIANAPOLIS, IN, 46241, 0 ($85,000,000.00) Equity, (File 333-84092 - Mar. 11) (BR. ) S-3 FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC, 82 RUNNING HILL RD, SOUTH PORTLAND, ME, 04106, 2077758100 - 0 ($656,397,000.00) Equity, (File 333-84094 - Mar. 11) (BR. 36) S-1 REGAL ENTERTAINMENT GROUP, 9110 NICHOLS AVE, STE 200, ENGLEWOOD, CO, 80112, 3037923600 - 0 ($345,000,000.00) Equity, (File 333-84096 - Mar. 11) (BR. ) S-11 APPLE HOSPITALITY TWO INC, 306 E MAIN STREET, RICHMOND, VA, 23219, 8046431761 - 0 ($100,000,000.00) Equity, (File 333-84098 - Mar. 11) (BR. 08) S-1 AMERICHOICE CORP, 8045 LEESBURG PIKE, SUITE 650, VIENNA, VA, 22182, 7035063555 - 0 ($115,000,000.00) Equity, (File 333-84100 - Mar. 11) (BR. ) S-4 PATHMARK STORES INC, 200 MILIK STREET, CARTERET, NJ, 07008, 9084993000 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-84102 - Mar. 11) (BR. 02) S-3 NEWELL RUBBERMAID INC, 29 E STEPHENSON ST, NEWELL CTR, FREEPORT, IL, 61032, 8152354171 - 0 ($50,500,000.00) Equity, (File 333-84104 - Mar. 11) (BR. 06) S-8 GULFMARK OFFSHORE INC, 4400 POST OAK PARKWAY, STE 1170, HOUSTON, TX, 77027, 7139639522 - 200,000 ($7,600,000.00) Equity, (File 333-84110 - Mar. 11) (BR. 04) S-3 MICHAELS STORES INC, 8000 BENT BRANCH DR, PO BOX 619566, IRVING, TX, 75063, 2147147000 - 0 ($8,013,914.00) Equity, (File 333-84112 - Mar. 11) (BR. 02) S-4 1ST COLONIAL BANCORP INC, 1040 HADDON AVE, COLLINGSWOOD, NJ, 08108, 8568581110 - 1,130,956 ($11,592,299.00) Equity, (File 333-84114 - Mar. 11) (BR. ) S-3 ENGLISH LANGUAGE LEARNING & INSTRUCTION SYSTEM INC, 3520 NORTH UNIVERSITY AVE., STE. 275, PROVO, UT, 84604, 8013743424 - 2,138,555 ($2,673,193.75) Equity, (File 333-84116 - Mar. 11) (BR. 02) S-8 CAREER WORTH INC, 385 EAST 800 SOUTH, OREM, UT, 84097, 8014264600 - 1,650,000 ($2,475,000.00) Equity, (File 333-84118 - Mar. 11) (BR. 08) S-3 TEMPLE INLAND INC, TEMPLE-INLAND INC., 1300 MOPAC EXPRESSWAY SOUTH, AUSTIN, TX, 78746, 5124348000 - 0 ($1,500,000,000.00) Debt Convertible into Equity, (File 333-84120 - Mar. 11) (BR. 04) S-3 CDW COMPUTER CENTERS INC, 200 N MILWAUKEE AVE, VERNON HILLS, IL, 60061, 8474656000 - 0 ($114,500,000.00) Equity, (File 333-84122 - Mar. 11) (BR. 02) S-8 MSC INDUSTRIAL DIRECT CO INC, 151 SUNNYSIDE BLVD, PLAINVIEW, NY, 11803, 5163497100 - 5,000,000 ($113,750,000.00) Equity, (File 333-84124 - Mar. 11) (BR. 06) S-4 PUBLIC STORAGE INC /CA, 701 WESTERN AVE, STE 200, GLENDALE, CA, 91201-2349, (818) 244-8080 - 0 ($12,994,443.00) Equity, (File 333-84126 - Mar. 11) (BR. 08) S-4 OM GROUP INC, 50 PUBLIC SQ, STE 3500, CLEVELAND, OH, 44113, 2167810083 - 400,000,000 ($400,000,000.00) Non-Convertible Debt, (File 333-84128 - Mar. 11) (BR. 02) S-8 PETCO ANIMAL SUPPLIES INC, 9125 REHCO RD, SAN DIEGO, CA, 92121, 6194537845 - 0 ($103,581,654.00) Equity, (File 333-84130 - Mar. 11) (BR. 02) S-8 OVERTURE SERVICES INC, 74 NORTH PASADENA AVENUE, THIRD FLOOR, PASADENA, CA, 91103, 6266855600 - 2,880,819 ($93,626,618.00) Equity, (File 333-84132 - Mar. 11) (BR. 08) S-3 INVITROGEN CORP, 1600 FARADAY AVE, CARLSBAD, CA, 92008, 7606037200 - 0 ($500,000,000.00) Debt Convertible into Equity, (File 333-84134 - Mar. 11) (BR. 01) S-8 OAK TECHNOLOGY INC, 139 KIFER CT, SUNNYVALE, CA, 94086, 4087370888 - 0 ($27,787,500.00) Equity, (File 333-84136 - Mar. 11) (BR. 36) S-1 WGNB CORP, 201 MAPLE ST, POST OFFICE BOX 280, CARROLLTON, GA, 30117, 7708323557 - 0 ($4,800,000.00) Equity, (File 333-84140 - Mar. 11) (BR. 09) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 20/20 WEB DESIGN INC NV X X 03/07/02 AAIPHARMA INC DE X X 03/07/02 AAIPHARMA INC DE X 08/17/01 AMEND AAMES CAPITAL CORP CA X 02/25/02 AAMES CAPITAL CORP CA X 02/25/02 ABN AMRO MORTGAGE CORP SERIES 2002-3 DE X X 03/11/02 ACT MANUFACTURING INC MA X X 02/25/02 ALPINE AIR EXPRESS INC/DE DE X 03/04/02 AMERICA ONLINE LATIN AMERICA INC DE X 03/11/02 AMERICAN HOME PRODUCTS CORP DE X X 03/11/02 ANTHEM INC IN X 03/11/02 APA OPTICS INC /MN/ MN X X 03/11/02 AQUA CLARA BOTTLING & DISTRIBUTION IN CO X X 03/04/02 AMEND ARENA PHARMACEUTICALS INC DE X 03/11/01 AT&T WIRELESS SERVICES INC DE X X 03/11/02 AVAYA INC DE X X 03/11/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 02/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 02/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 02/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 02/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 02/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 02/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X 02/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 02/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 02/25/02 BEAR STEARNS AS BCK SEC TR 2001-AC1 A DE X X 02/25/02 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 02/25/02 BEAR STEARNS ASSET BACKED SEC TR ASSE X 02/25/02 BEAR STEARNS ASSET BACKED SECURITIES NY X X 02/25/02 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X X 03/06/02 BLAGMAN MEDIA INTERNATIONAL INC NV X X 03/11/02 BRILLIANT DIGITAL ENTERTAINMENT INC DE X X 03/07/02 CARDINAL HEALTH INC OH X 03/11/02 CASCADE FINANCIAL CORP DE X 03/08/02 CATERPILLAR FINANCIAL SERVICES CORP DE X 03/31/02 CD WAREHOUSE INC DE X 02/25/02 CDW COMPUTER CENTERS INC IL X 12/31/01 CIGNA CORP DE X 03/11/02 CIPHERGEN BIOSYSTEMS INC DE X X 03/08/02 CITICORP MORTGAGE SECURITIES INC DE X 03/11/02 CITICORP MORTGAGE SECURITIES INC DE X 03/11/02 COAST HOTELS & CASINOS INC NV X 03/08/02 COMMERCE BANCORP INC /NJ/ NJ X 03/11/02 CORPORATE ASSET BACKED CORP DE X 03/01/02 CREDIT SUISSE FIRST BOSTON MORTGAGE A DE X X 03/11/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 03/11/02 CROWN CASTLE INTERNATIONAL CORP DE X X 02/28/02 CURATIVE HEALTH SERVICES INC MN X 02/28/02 CWMBS INC DE X X 07/30/01 CWMBS INC DE X X 12/31/01 CWMBS INC DE X X 12/31/01 CWMBS INC DE X X 12/31/01 CWMBS INC DE X X 12/31/01 DAKTRONICS INC /SD/ SD X 03/11/02 DANAHER CORP /DE/ DE X X 03/05/02 DIAMOND HITTS PRODUCTION INC FL X X 03/07/02 AMEND E TRADE BANK ARM TRUST MORTGAGE PASS DE X X 02/25/02 ENTREMED INC DE X 01/18/02 AMEND EQCC RECEIVABLES CORP DE X 02/25/02 EQCC RECEIVABLES CORP DE X 02/25/02 EROOMSYSTEM TECHNOLOGIES INC NV X X 02/22/02 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE X X 03/08/02 FEDEX CORP DE X X 03/11/02 FIRST CONNECTICUT CAPITAL CORP/NEW/ CT X X 03/06/02 FIRST SIERRA RECEIVABLES II INC DE X X 12/01/01 FIRST SIERRA RECEIVABLES II INC DE X X 10/01/01 FIRST SIERRA RECEIVABLES II INC DE X X 02/01/02 FIRST SIERRA RECEIVABLES II INC DE X X 11/01/01 FIRST SIERRA RECEIVABLES II INC DE X X 01/01/02 FLAG TELECOM HOLDINGS LTD X X 03/07/02 FRONTSTEP INC OH X X 03/07/02 GANNETT CO INC /DE/ DE X X 03/11/02 GAP INC DE X X 03/08/02 GERON CORPORATION DE X X 03/06/02 GLOBAL ACQUISITION INC CO X X X X X 01/15/02 AMEND HANOVER COMPRESSOR CO / DE X 03/08/02 HASTINGS MANUFACTURING CO MI X X 03/11/02 HFC REVOLVING CORP DE X 03/08/02 HIGH SPEED ACCESS CORP DE X X 02/28/02 HYDROGIENE CORP/NV FL X 03/08/02 INLAND RETAIL REAL ESTATE TRUST INC MD X X X 03/01/02 INPRIMIS INC FL X 03/05/02 INTER PARFUMS INC DE X X 03/01/02 JAGNOTES COM NV X X 03/11/02 JCC HOLDING CO DE X X 03/06/02 JNS MARKETING INC CO X 03/05/02 JONES APPAREL GROUP INC PA X X 03/11/02 K TRONIK INTERNATIONAL CORP X X X X X 12/31/01 AMEND KEVCO INC TX X X 03/08/02 KEYSPAN CORP NY X X 03/11/02 KMART CORP MI X X 03/11/02 KNAPE & VOGT MANUFACTURING CO MI X X 03/11/02 LAIDLAW GLOBAL CORP DE X 03/05/02 LASALLE HOTEL PROPERTIES MD X X 03/11/02 LEXENT INC DE X 04/01/02 MAGNA ENTERTAINMENT CORP DE X X 03/06/02 MCMORAN EXPLORATION CO /DE/ DE X X 02/22/02 MED-DESIGN CORP DE X X 03/11/02 MENDOCINO BREWING CO INC CA X 02/21/02 MERIDIAN HOLDINGS INC CO X X 03/08/02 MERRILL LYNCH MORTGAGE INV INC MOR PS NY X X 02/25/02 MIRANT AMERICAS GENERATING LLC DE X X 12/31/01 MIRANT MID ATLANTIC LLC DE X X 12/31/01 MIRAVANT MEDICAL TECHNOLOGIES DE X 03/14/02 MORGAN STANLEY CAPITAL I INC HOME EQ NY X X 02/25/02 MORTGAGE PROFESSIONALS LEAD SOURCE IN UT X X 12/06/01 MULTIMEDIA GAMES INC TX X 03/08/02 NATIONAL HEALTHCARE TECHNOLOGY INC CO X 03/07/02 AMEND NATIONAL STEEL CORP DE X X 03/07/02 NEW PLAN EXCEL REALTY TRUST INC MD X 03/08/02 NOBLE DRILLING CORP DE X X 03/11/02 NOMATTERWARE INC NV X 03/01/02 NORTHERN BORDER PARTNERS LP DE X X 03/11/02 NOVEX SYSTEMS INTERNATIONAL INC NY X 03/06/02 OHIO CASUALTY CORP OH X X 03/11/02 OPTION ONE MORTGAGE LOAN TR 2002-1 AS DE X X 02/25/02 OPTION ONE MORTGAGE LOAN TR 2002-1 AS DE X 02/25/02 OPTION ONE MORTGAGE LOAN TR 2002-1 AS DE X X 02/25/02 OPTION ONE MORTGAGE LOAN TR 2002-1 AS DE X X 02/25/02 OUTSOURCE INTERNATIONAL INC FL X X 02/25/02 PENTON MEDIA INC DE X X 03/11/02 PETROQUEST ENERGY INC DE X X 03/11/02 PHOTRONICS INC CT X X 03/11/02 PLANETCAD INC DE X X 03/08/02 PRUDENTIAL SECURITIES SECURED FINANCI DE X X 11/01/01 PRUDENTIAL SECURITIES SECURED FINANCI DE X X 10/01/01 PRUDENTIAL SECURITIES SECURED FINANCI DE X X 02/01/02 PRUDENTIAL SECURITIES SECURED FINANCI DE X X 12/01/01 PRUDENTIAL SECURITIES SECURED FINANCI DE X X 01/01/02 QWEST COMMUNICATIONS INTERNATIONAL IN DE X X 03/11/02 QWEST CORP CO X 03/11/02 REGENT GROUP INC /DE DE X 01/15/02 RELM WIRELESS CORP NV X X 03/11/02 SARATOGA INTERNATIONAL HOLDINGS CORP NV X 03/01/02 AMEND SATCON TECHNOLOGY CORP DE X 03/05/02 SAUER DANFOSS INC DE X 02/19/02 SAUL B F REAL ESTATE INVESTMENT TRUST MD X 03/11/02 SCHOOL SPECIALTY INC DE X X 03/08/02 SECURE COMPUTING CORP DE X X 02/22/02 SL INDUSTRIES INC NJ X X 03/04/02 SPECTRAFAX CORP FL X X 01/18/02 STRUCTURED ASSET MORT INV MORT PASS T NY X X 02/25/02 STRUCTURED ASSET SEC CORP MORT PASS T X X 02/25/02 STRUCTURED ASSET SECURITIES CORP DE X 03/08/02 STRUCTURES ASSET MORTGAGE INV INC MOR NY X X 02/25/02 SUNSHINE MINING & REFINING CO DE X X X X 03/06/02 SURGICAL SAFETY PRODUCTS INC NY X X 03/11/02 AMEND TRANS WORLD CORP NV X X 03/05/02 TYSON FOODS INC DE X X 12/29/01 UNIVERSAL BROADBAND COMMUNICATIONS IN NV X 03/11/02 UNIZAN FINANCIAL CORP OH X X X 03/07/02 USABANCSHARES COM INC PA X X 03/09/02 VECTOR GROUP LTD DE X X 03/11/02 VERIZON COMMUNICATIONS INC DE X X 03/11/02 VISTEON CORP DE X X 03/11/02 WACKENHUT CORRECTIONS CORP FL X X 03/08/02 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 03/01/02 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 03/01/02 WASHINGTON MUTUAL MSC MORT PASS THROU DE X X 03/01/02 WELLS FARGO ASSET SEC CORP MORT PASS NY X X 02/25/02