SEC NEWS DIGEST Issue 2002-47 March 11, 2002 COMMISSION ANNOUNCEMENTS ADDITIONAL CLOSED MEETING The Commission held an additional meeting on Tuesday, March 5, at 5:45 p.m. The subject matter of the closed meeting was: Regulatory matter concerning financial markets. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS SEC SETTLES CASES AGAINST ROBERT DUKE, SAM SARA INVESTMENTS, INC. AND SHAVA CORPORATION The Commission announced today that it settled the civil injunctive action against Defendant Robert E. Duke, and Relief Defendants Sam Sara Investments, Inc. (Sam Sara) and Shava Corporation (Shava), in the matter of SEC v. Hawa Corporation, et al. Duke, Sam Sara and Shava, without admitting or denying the allegations in the Commission's complaint, consented to the entry of permanent injunctions against violating the federal securities laws prohibiting offering or selling unregistered securities, engaging in fraudulent conduct, and acting as an unregistered broker or dealer. Duke, Sam Sara, and Shava also consented to the entry of an order that they pay disgorgement in the amount of $274,295, but that waives payment of all but $225,000 (to be paid to the Court appointed Receiver), and does not impose a civil money penalty, based on their sworn representations in their Statements of Financial Condition submitted to the Commission. According to the Commission's complaint, from at least December 1999 to March 2001, Hawa Corporation (Hawa), Hawa Communications, Inc. (HawaCom), and Hawa Med, Inc. (Hawa Med) raised approximately $6 million from the sale of shares to investors throughout the U.S., most of whom are doctors. The complaint also alleged that Duke, among others, represented to investors, orally, through marketing brochures, and on an Internet website, that Hawa, HawaCom, and Hawa Med had combined assets of $160 million attributable to companies' acquisitions of three "well- established telecommunications and technology firms" based in South America. The Commission's complaint further alleged that, in reality, neither Hawa, HawaCom, nor Hawa Med actually owned any interest in the South American companies. The Commission also settled the civil injunctive action against Defendants Duke and Sam Sara, in the matter of SEC v. William J. Tishman et al. Duke and Sam Sara consented, without admitting or denying the allegations in the Commission's complaint, to the entry of permanent injunctions for violating the federal securities laws prohibiting offering or selling unregistered securities and acting as an unregistered broker or dealer. Duke and Sam Sara also consented to the entry of an order that no civil money be imposed based upon their sworn representations in their Statements of Financial Condition submitted to the Commission. In the Tishman complaint, the SEC alleged that, between 1996 and mid- 1999, Medical Research Industries, Inc. (MRI) engaged Sam Sara, a South Florida boiler room headed by Duke, to complement its own sales force in the sales of MRI stock. MRI was a Ft. Lauderdale based company which allegedly manufactured and marketed homeopathic products, in patch form, for a variety of health concerns, including weight loss, sex, and sleep disorders. The Commission's complaint further alleged that Duke and Sam Sara illegally sold MRI securities in unregistered transactions, and that Duke and Sam Sara acted as unregistered broker-dealers with respect to MRI stock. The injunction in SEC v. Hawa Corporation, et al., which was entered on February 20, 2002, prohibits violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 (Securities Act), Sections 10(b) and 15(a)(1) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. The injunction in SEC v. William J. Tishman, et al., also entered on February 20, 2002, prohibits violations of Sections 5(a) and 5(c) of the Securities Act and Section 15(a) of the Exchange Act. In a separate proceeding, on March 1, 2002, the Commission instituted settled public administrative proceedings against Duke pursuant to Section 15(b) of the Exchange Act based upon the entry of the injunctions against him. The Commission's order bars Duke from association with any broker or dealer. Duke consented to the entry of the Commission's order without admitting or denying its findings, except as to the entry of the injunctions described above and as to the Commission's jurisdiction. [SEC v. Hawa Corporation, et al., Case No. 01-8220-CIV- Hurley (S.D. Fla.); SEC v. William J. Tishman, et al., Case No. 01-6952-CIV-Dimitrouleas (S.D. Fla.)] (LR-17399); (Administrative Proceeding In the Matter of Robert E. Duke - Rel. 34-45491; File No. 3- 10713) INVESTMENT COMPANY ACT RELEASES JOHN HANCOCK EQUITY TRUST AND JOHN HANCOCK ADVISERS, INC. An order has been issued on an application filed by John Hancock Equity Trust and John Hancock Advisers, Inc. under: (a) Sections 6(c) and 17(b) of the Investment Company Act granting an exemption from Section 17(a) of the Act; (b) Section 6(c) of the Act granting an exemption from Section 17(e) of the Act and Rule 17e-1 under the Act; and (c) Section 10(f) of the Act granting an exemption from Section 10(f). The order would permit certain registered investment companies advised by two or more investment advisers to engage in principal and brokerage transactions with a broker-dealer affiliated with one of the investment advisers and to purchase securities in offerings underwritten by a principal underwriter of which one of the investment advisers is an affiliated person. The transactions would be between a broker-dealer or principal underwriter and a portion of the investment company's portfolio not advised by the adviser affiliated with the broker-dealer or principal underwriter. The order also would permit these investment companies not to aggregate certain purchases from an underwriting syndicate in which an affiliated person of one of the investment advisers is a principal underwriter. (Rel. IC-25455 - March 8) HOLDING COMPANY ACT RELEASES ALLEGHENY ENERGY, INC., ET AL. A notice has been issued giving interested persons until April 2, 2002, to request a hearing on a proposal by Allegheny Energy, Inc. (Allegheny), a registered holding company; Allegheny Ventures, Inc., a wholly owned nonutility subsidiary company directly held by Allegheny; and Allegheny Energy Supply Company, L.L.C. (AE Supply), a wholly owned generating subsidiary company exempt by order under Section 3(a)(2) of the Act and directly held by Allegheny (Applicants) to amend a previously issued order, HCAR No. 27486 (December 31, 2001), to allow Allegheny to issue stock purchase contracts and extend the short term debt maturity to 364 days. (Rel. 35-27495) DUKE ENERGY CORP. An order has been issued authorizing Duke Energy Corp. (Duke), an electric utility company and a public-utility company, under Sections 2(a)(3) and 2(a)(5) of the Act, respectively, to acquire Westcoast Energy, Inc. (Westcoast), a Canadian corporation. Westcoast's holdings include three public-utility subsidiaries (collectively, Non-U.S. Utilities): (1) Union Gas, a wholly-owned, direct subsidiary of Westcoast engaged in the transportation and storage of natural gas and the distribution of natural gas to residential, commercial and industrial customers in Ontario, Canada; (2) Pacific Northern Gas Ltd., a 40.04%-owned, direct subsidiary of Westcoast, engaged in the transportation of natural gas and the distribution of natural gas to residential, commercial, and industrial customers in British Columbia, Canada; and (3) P.T. Puncakjaya Power, a 42.86%-owned indirect subsidiary of Westcoast engaged in the generation and sale of electric power to industrial customers in Irian Jaya, Indonesia. The order grants an unqualified exemption to the Non-U.S. Utilities under Section 3(b) of the Act. Duke and its intermediate subsidiaries that hold interests in the Non-U.S. Utilities intend to rely on Rules 10(a)(1) and 11(b)(1) to provide exemptions under the Act. (Rel. 35-27496) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 TREX CO INC, 20 CAMERON ST, WINCHESTER, VA, 22801, 5406784070 - 0 ($19,215,000.00) Equity, (File 333-83998 - Mar. 8) (BR. 06) S-8 OSHKOSH TRUCK CORP, 2307 OREGON ST, P O BOX 2566, OSHKOSH, WI, 54903, 4142359151 - 900,000 ($48,091,500.00) Equity, (File 333-84000 - Mar. 8) (BR. 05) S-8 IDMEDICAL COM INC, 4333 N. 30TH STREET, BOULDER, CO, 80301, 3034478638 - 0 ($2,475,000.00) Equity, (File 333-84002 - Mar. 8) (BR. 05) S-8 PACEL CORP, 8870 RIXLEW LANE SUITE 201, MANASSAS, VA, 20109, 7032574759 - 0 ($250,000.00) Equity, (File 333-84004 - Mar. 8) (BR. 03) S-8 INVESTMENT TECHNOLOGY INC, 4520 N CIMARRON ROAD, LAS VEGAS, NV, 89129, 7026566448 - 4,000,000 ($80,000.00) Equity, (File 333-84006 - Mar. 8) (BR. 09) S-8 AES CORPORATION, 1001 N 19TH ST, STE 2000, ARLINGTON, VA, 22209, 7035221315 - 12,000,000 ($60,600,000.00) Equity, (File 333-84008 - Mar. 8) (BR. 02) S-8 THQ INC, 27001 AGOURA ROAD, SUITE # 325, CALABASAS HILLS,, CA, 91301, 8188715000 - 106,259 ($5,193,939.91) Equity, (File 333-84010 - Mar. 8) (BR. 03) S-8 CORMAX BUSINESS SOLUTIONS INC, #250708 11TH AVENUE SW, CALGARY ALBERTA, CANADA T2R 0E4, C1, 00000, 888 261 2887 - 30,000,000 ($1,800,000.00) Equity, (File 333-84012 - Mar. 8) (BR. 04) S-8 EOG RESOURCES INC, 333 CLAY SUITE 4200, HOUSTON, TX, 77002-7361, 7136517000 - 60,000 ($2,343,600.00) Equity, (File 333-84014 - Mar. 8) (BR. 04) S-3 CSX CORP, ONE JAMES CNTR, 901 E CARY ST, RICHMOND, VA, 23219, 9046331212 - 0 ($1,100,000,000.00) Unallocated (Universal) Shelf, (File 333-84016 - Mar. 8) (BR. 05) S-3 TESORO PETROLEUM CORP /NEW/, 300 CONCORD PLAZA DRIVE, SAN ANTONIO, TX, 78216-6999, 2108288484 - 0 ($1,000,000,000.00) Other, (File 333-84018 - Mar. 8) (BR. 04) S-8 MULTILINK TECHNOLOGY CORP, 300 ATRIUM DR, 2ND FLR, SOMERSET, NJ, 08873, 7325373700 - 0 ($6,773,429.18) Equity, (File 333-84022 - Mar. 8) (BR. 05) S-8 MAPICS INC, 1000 WINDWARD CONCOURSE PARKWAY, ALPHARETTA, GA, 30005, 4047053000 - 1,250,000 ($8,725,000.00) Equity, (File 333-84024 - Mar. 8) (BR. 03) S-8 RESONATE INC, 385 MOFFET PARK DR, STE 205, SUNNYVALE, CA, 94089, 4085485500 - 2,022,258 ($5,642,100.00) Other, (File 333-84026 - Mar. 8) (BR. 03) S-3 ADVANCED MICRO DEVICES INC, ONE AMD PL, MS 68, SUNNYVALE, CA, 94088-3453, 4087322400 - 0 ($500,000,000.00) Debt Convertible into Equity, (File 333-84028 - Mar. 8) (BR. 36) S-3 IDEX CORP /DE/, 630 DUNDEE RD STE 400, NORTHBROOK, IL, 60062, 8474987070 - 0 ($105,546,636.10) Equity, (File 333-84036 - Mar. 8) (BR. 36) S-8 COMPOSITE INDUSTRIES OF AMERICA INC, 4505 W HACIENDA AVE, UNIT I 1, LAS VEGAS, NV, 89118, 7025794888 - 495,000 ($178,200.00) Equity, (File 333-84040 - Mar. 8) (BR. 06) S-8 ABN AMRO HOLDING N V, FOPPINGADREEF 22, 1102 BS AMSTERDAM, NETHERLANDS, P7, 0 ($174,673,172.00) Other, (File 333-84044 - Mar. 8) (BR. 07) S-3 EURONET WORLDWIDE INC, HORVAT UTCA 14-24, BUDAPEST, K5, 1027, 36-1-224-1000 - 0 ($11,781,250.00) Equity, (File 333-84046 - Mar. 8) (BR. 07) S-8 MICHAELS STORES INC, 8000 BENT BRANCH DR, PO BOX 619566, IRVING, TX, 75063, 2147147000 - 0 ($1,093,750.00) Equity, (File 333-84048 - Mar. 8) (BR. 02) S-1 MITOKOR, 11494 SORRENTO VALLEY RD, SAN DIEGO, CA, 92121, 8587937800 - 0 ($60,000,000.00) Equity, (File 333-84050 - Mar. 8) (BR. ) S-8 NEW HORIZON EDUCATION INC, 2260 W CARTER STREET, SPRINGVILLE, UT, 84683, 8014890222 - 1,725,000 ($69,000.00) Equity, (File 333-84052 - Mar. 8) (BR. 02) S-3 MICHAELS STORES INC, 8000 BENT BRANCH DR, PO BOX 619566, IRVING, TX, 75063, 2147147000 - 0 ($93,750,000.00) Equity, (File 333-84054 - Mar. 8) (BR. 02) S-1 AEROPOSTALE INC, 1371 BROADWAY, 8TH FL., NEW YORK, NY, 10018, 2126464885 - 0 ($200,000,000.00) Equity, (File 333-84056 - Mar. 8) (BR. ) S-8 IPVOICE COMMUNICATIONS INC, 5050 N 19TH AVE, SUITE 416/417, PHOENIX, AZ, 85015, 3037381266 - 12,500,000 ($500,000.00) Equity, (File 333-84058 - Mar. 8) (BR. 07) S-3 MEAD CORP, MEAD WORLD HEADQUARTERS, COURTHOUSE PLZ NORTHEAST, DAYTON, OH, 45463, 9374954439 - 1,000,000,000 ($1,000,000,000.00) Other, (File 333-84060 - Mar. 8) (BR. 04) S-3 HOSPITALITY PROPERTIES TRUST, 400 CENTRE ST, NEWTON, MA, 02158, 6179648389 - 0 ($2,006,423,166.00) Unallocated (Universal) Shelf, (File 333-84064 - Mar. 8) (BR. 08) S-8 SOLECTRON CORP, 777 GIBRALTAR DR, MILPITAS, CA, 95035, 4089578500 - 44,717,467 ($374,285,198.78) Equity, (File 333-84066 - Mar. 8) (BR. 36) S-1 CRUM & FORSTER HOLDINGS CORP, 305 MADISON AVE., MORRISTOWN, NJ, 07962, 9734906600 - 0 ($100,000,000.00) Equity, (File 333-84068 - Mar. 8) (BR. ) S-8 SOLECTRON CORP, 777 GIBRALTAR DR, MILPITAS, CA, 95035, 4089578500 - 44,717,467 ($374,285,198.78) Equity, (File 333-84070 - Mar. 8) (BR. 36) S-8 STAGE STORES INC, 10201 MAIN ST, HOUSTON, TX, 77025, 7136675601 - 0 ($60,000,000.00) Equity, (File 333-84072 - Mar. 8) (BR. 02) S-8 SOLECTRON CORP, 777 GIBRALTAR DR, MILPITAS, CA, 95035, 4089578500 - 44,717,467 ($374,285,198.78) Equity, (File 333-84076 - Mar. 8) (BR. 36) S-8 SOLECTRON CORP, 777 GIBRALTAR DR, MILPITAS, CA, 95035, 4089578500 - 44,717,467 ($374,285,198.78) Equity, (File 333-84078 - Mar. 8) (BR. 36) S-4 COTT BEVERAGES INC, 207 QUEENS QUAY WEST STE 340, TORONTO ONATARIO CANADA, A1, M5J 1A7, 275,000,000 ($275,000,000.00) Non-Convertible Debt, (File 333-84080 - Mar. 8) (BR. ) SB-1 FLORIDA SAVINGS BANCORP INC, 8181 SOUTHWEST 117TH STREET, PINECREST, FL, 33156, 305-235-3424 - 0 ($5,000,000.00) Debt Convertible into Equity, (File 333-84082 - Mar. 8) (BR. ) S-8 LOEWS CORP, 667 MADISON AVE, NEW YORK, NY, 10021-8087, 2125452000 - 1,500,000 ($43,980,000.00) Equity, (File 333-84084 - Mar. 8) (BR. 01) S-3 ENDOCARDIAL SOLUTIONS INC, 1350 ENERGY LANE, STE 110, ST PAUL, MN, 55108, 6126447890 - 0 ($11,375,002.00) Equity, (File 333-84086 - Mar. 8) (BR. 36) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 37POINT9 NV X 03/06/02 AAIPHARMA INC DE X X 03/07/02 AAIPHARMA INC DE X 08/17/01 AMEND AB LIQUIDATING CORP DE X X 02/21/02 ACCESS WORLDWIDE COMMUNICATIONS INC DE X X X 02/25/02 ADVANCED ENVIRONMENTAL RECYCLING TECH DE X X 03/04/02 AMEND AFEM MEDICAL CORP NV X X 03/01/02 ALPHARMA INC DE X 03/08/02 AMF BOWLING WORLDWIDE INC DE X X 03/08/02 AMFAC JMB HAWAII INC IL X X 02/27/02 ANADARKO PETROLEUM CORP DE X X 03/08/02 APPLIED DIGITAL SOLUTIONS INC MO X X 02/27/02 ASV INC /MN/ MN X X 03/08/02 AXEDA SYSTEMS INC DE X 03/07/02 AMEND BCSB BANKCORP INC X X 02/27/02 BICO INC/PA PA X 03/08/02 BROWN & BROWN INC FL X X 03/06/02 CAP ROCK ENERGY CORP X X 03/05/02 CARRIER1 INTERNATIONAL S A N4 X X 02/22/02 CENDANT MORTGAGE CAPITAL LLC DE X 02/27/02 CHASE MANHATTAN AUTO OWNER TRUST 2002 DE X X 02/26/02 CHATTEM INC TN X 03/05/02 CHELL GROUP CORP NY X X 02/20/02 AMEND CHITTENDEN CORP /VT/ VT X 03/07/02 CITGO PETROLEUM CORP DE X 01/01/02 AMEND CITIZENS COMMUNICATIONS CO DE X 03/07/02 CKE RESTAURANTS INC DE X X 03/01/02 CLEVELAND CLIFFS INC OH X 03/07/02 COINSTAR INC DE X 03/08/02 COLUMBIALUM STAFFING INC NV X X X 03/01/02 COLUMBUS MCKINNON CORP NY X X 03/08/02 COMMUNITY SAVINGS BANKSHARES INC /DE/ DE X X 03/05/02 CONSOLIDATED EDISON INC NY X X 03/08/02 CONTANGO OIL & GAS CO NV X 01/04/02 AMEND CORECOMM LTD /DE/ DE X X 03/08/02 CORRECTIONS CORP OF AMERICA MD X X 03/06/02 CREDIT & ASSET REPACKAGING VEHICLE CO DE X 03/01/02 CVEO CORP MA X X 03/01/02 DELTA AIR LINES INC /DE/ DE X X 03/06/02 DISCOVERY LABORATORIES INC /DE/ DE X X 03/06/01 EGAMES INC PA X X 03/08/02 ELECTRIC LIGHTWAVE INC DE X 03/07/02 EMPIRE ENERGY CORP UT X 03/07/02 FINDERS KEEPERS INC NV X X 02/06/02 AMEND FIRST REAL ESTATE INVESTMENT TRUST OF NJ X 03/04/02 FIRST SCIENTIFIC INC DE X 02/25/02 FOG CUTTER CAPITAL GROUP INC MD X X 03/06/02 FORME CAPITAL INC DE X 03/03/02 FOSTER WHEELER LTD D0 X X X 03/08/02 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA X X 03/07/02 GAYLORD CONTAINER CORP /DE/ DE X X 02/28/02 GENCORP INC OH X X 03/06/02 GLOBAL ACQUISITION INC CO X X X X X 01/15/02 AMEND GLOBAL BUSINESS SERVICES INC DE X X X X 02/22/02 GLOBAL INDUSTRIAL SERVICES INC NV X X 02/21/02 GLOBALSANTAFE CORP X X 03/07/02 GREENPOINT MORTGAGE SECURITIES INC/ DE X X 02/15/02 GREENPOINT MORTGAGE SECURITIES INC/ DE X X 12/17/01 GREENPOINT MORTGAGE SECURITIES INC/ DE X X 01/15/02 GS MORTGAGE SECURITIES CORP DE X X 02/21/02 HARRIS CORP /DE/ DE X X 03/08/02 HEALTHCARE INTEGRATED SERVICES INC DE X 02/28/02 HEARX LTD DE X 12/07/01 AMEND HOMESIDE INTERNATIONAL INC DE X 03/01/02 HOMESIDE LENDING INC FL X 03/01/02 HOPFED BANCORP INC DE X X 03/01/02 IASIAWORKS INC DE X X X 03/05/02 IGENISYS INC CO X 12/14/01 AMEND IMMUNEX CORP /DE/ WA X X 01/01/02 AMEND IMMUNOMEDICS INC DE X 03/04/02 INPUT OUTPUT INC DE X X 02/05/02 INTEL CORP DE X 03/07/02 INTERGRAPH CORP DE X 03/05/02 INTERMUNE INC DE X X 03/07/02 INTERNATIONAL LEASE FINANCE CORP CA X 03/01/02 INTERNET GOLF ASSOCIATION INC CO X X X X 03/05/02 AMEND LEOPARD CAPITAL INC NV X 03/07/02 LINK GROUP INC CO X X 03/08/02 AMEND LOUDEYE TECHNOLOGIES INC X X 03/08/02 LUMINANT WORLDWIDE CORP DE X X X 03/07/02 MALEX INC DE X 03/03/02 MANCHESTER TECHNOLOGIES INC NY X 03/07/02 MAXCOR FINANCIAL GROUP INC DE X X 03/06/02 MEDISYS TECHNOLOGIES INC UT X X 03/05/02 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 02/15/02 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 02/15/02 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 02/15/02 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 02/15/02 MERRILL LYNCH DEPOSITOR INC PUBLIC ST DE X X 03/01/02 MICHAELS STORES INC DE X X 11/12/01 MID ATLANTIC REALTY TRUST MD X X 03/06/02 MIDAMERICAN ENERGY HOLDINGS CO /NEW/ IA X X 03/08/02 MIDDLEBY CORP DE X 12/21/01 AMEND MONOGRAM PICTURES INC NV X 03/07/02 MSDW STRUCTURED SATURNS SERIES 2001 4 DE X 03/01/02 NATIONAL RURAL UTILITIES COOPERATIVE DC X 02/28/02 NEUROTECH DEVELOPMENT CORP DE X X 03/04/02 NEW HORIZON EDUCATION INC UT X 03/03/02 NORTHEAST INDIANA BANCORP INC DE X X 03/08/02 NUWAY ENERGY INC DE X 03/04/02 ORION DIVERSIFIED TECHNOLOGIES INC NJ X 11/30/01 OSTEOTECH INC DE X 03/08/02 PLAINS ALL AMERICAN PIPELINE LP DE X 03/06/02 AMEND PLUS SOLUTIONS INC NV X 02/28/02 POMEROY COMPUTER RESOURCES INC DE X X 02/27/02 PRO PHARMACEUTICALS INC NV X X 02/15/02 AMEND QWEST CORP CO X 03/07/02 REDDING BANCORP CA X X 03/08/02 S D E HOLDINGS 2 INC NV X X 03/07/02 SALIX PHARMACEUTICALS LTD X X 03/08/02 SARATOGA INTERNATIONAL HOLDINGS CORP NV X 10/31/02 AMEND SECURITISATION ADVISORY SERVICES PTY X 02/21/02 SHADOWS BEND DEVELOPMENT INC NV X 02/11/02 SIMMONS FIRST NATIONAL CORP AR X 03/07/02 SPARTA SURGICAL CORP DE X 03/08/02 ST MARY LAND & EXPLORATION CO DE X X 03/31/02 SUPERGEN INC DE X X 03/04/02 SUPERIOR ENERGY SERVICES INC DE X X 03/06/02 TEAM MUCHO INC OH X X 02/18/02 TEMPLE INLAND INC DE X X 02/28/02 TRANSTECHNOLOGY CORP DE X X 02/21/02 UNITED AUTO GROUP INC DE X X 03/07/02 VIZACOM INC DE X 03/06/02 WACKENHUT CORP FL X X 03/08/02 WESTAMERICA BANCORPORATION CA X X 02/25/02 WESTERN MULTIPLEX CORP DE X X 02/28/02 WET SEAL INC DE X X 02/28/02 WILLIAMS COMPANIES INC DE X X 03/08/02 WILLIAMS ENERGY PARTNERS L P DE X X 03/08/02 WINCROFT INC CO X 03/03/02 YOUNG BROADCASTING INC /DE/ DE X X 02/12/02 ZAPATA CORP NV X 03/01/02