Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Date	Respondents
Date: Dec. 27, 2012	Respondents: Rajat K. Gupta and Raj Rajaratnam Release No. LR-22582
Date: Dec. 26, 2012	Respondents: Thomas C. Conradt, et al. Release No. LR-22581 See Also: SEC Complaint
Date: Dec. 21, 2012	Respondents: GLR Capital Management, LLC, GLR Advisors, LLC, John A. Geringer, and Relief Defendant GLR Growth Fund, L.P. Release No. LR-22580
Date: Dec. 21, 2012	Respondents: Danny Garber, Michael Manis, Kenneth Yellin, Jordan Feinstein, Aluma Holdings LLC, Azure Trading LLC, Coastal Group Holdings, Inc., Greyhawk Equities LLC, Leonidas Group Holdings LLC, The Leonidas Group LLC, Nismic Sales Corp., The OGP Group, Perlinda Enterprises LLC, Rio Sterling Holding LLC, Slow Train Holding LLC, and Spartan Group Holdings LLC Release No. LR-22579 See Also: SEC Complaint
Date: Dec. 21, 2012	Respondents: Lee S. Rosen Release No. LR-22578 See Also: SEC Complaint
Date: Dec. 20, 2012	Respondents: Rex T. Shelby, Scott Yeager, Kevin A. Howard and Michael W. Krautz; Schuyler M. Tilney and Thomas W. Davis Release No. LR-22577, AAER-3434
Date: Dec. 20, 2012	Respondents: Eli Lilly and Company Release No. LR-22576 See Also: SEC Complaint
Date: Dec. 18, 2012	Respondents: TheStreet, Inc., Eric Ashma, and Gregg Alwine and David Barnett Release No. LR-22575, AAER-3432 See Also: SEC Complaint - TheStreet, Inc. , SEC Complaint - Eric Ashma
Date: Dec. 17, 2012	Respondents: Spencer Pharmaceutical Inc., Jean-François Amyot, Maximilien Arella, Ian Morrice, IAB Media Inc., and Hilbroy Advisory Inc. Release No. LR-22574 See Also: Trading Suspension , SEC Complaint
Date: Dec. 14, 2012	Respondents: Aletheia Research and Management, Inc. and Peter J. Eichler, Jr. Release No. LR-22573 See Also: SEC Complaint
Date: Dec. 14, 2012	Respondents: BioChemics, Inc., et al. Release No. LR-22572 See Also: SEC Complaint
Date: Dec. 14, 2012	Respondents: Deer Hill Financial Group, LLC, et al. Release No. LR-22571
Date: Dec. 14, 2012	Respondents: EagleEye Asset Management, LLC and Jeffrey A. Liskov Release No. LR-22570
Date: Dec. 13, 2012	Respondents: Tiger Asia Management, LLC, et al. Release No. LR-22569
Date: Dec. 11, 2012	Respondents: Zhou, et al. Release No. LR-22568 See Also: SEC Complaint
Date: Dec. 11, 2012	Respondents: Steven B. Hart Release No. LR-22567 See Also: SEC Complaint
Date: Dec. 11, 2012	Respondents: Premco Western, Inc., et al. Release No. LR-22566 See Also: SEC Complaint
Date: Dec. 11, 2012	Respondents: Dwight Flatt and David Della Sciucca, Jr. Release No. LR-22565
Date: Dec. 7, 2012	Respondents: Eric Todd Seiden and Kamal Abdallah Release No. LR-22564
Date: Dec. 7, 2012	Respondents: InnoVida Holdings LLC, Claudio Osorio and Craig Toll Release No. LR-22563 See Also: SEC Complaint
Date: Dec. 7, 2012	Respondents: Guy M. Jean-Pierre a/k/a Marcelo Dominguez de Guerra Release No. LR-22562 See Also: SEC Complaint
Date: Dec. 6, 2012	Respondents: East Delta Resources Corp., Victor Sun, David Amsel and Mayer Amsel Release No. LR-22561
Date: Dec. 6, 2012	Respondents: Femenia et al. Release No. LR-22560 See Also: SEC Complaint
Date: Dec. 6, 2012	Respondents: Glenn Grossman, Lawrence Steven Cohen, Shay Keren, and John Zanic Release No. LR-22559
Date: Dec. 4, 2012	Respondents: A.L. Waters Capital, LLC, et al. Release No. LR-22558
Date: Dec. 3, 2012	Respondents: Timothy S. Durham, et al. Release No. LR-22557
Date: Dec. 3, 2012	Respondents: Christopher W. Bass, Swiss Capital Harbor-USA, LLC, Swiss Capital Harbor Fund A Partners, L.P., Swiss Capital Harbor Fund B Partners, L.P., and Swiss Capital Harbor Fund C Partners, L.P. Release No. LR-22556
Date: Nov. 30, 2012	Respondents: Joseph P. Cillo Release No. LR-22555
Date: Nov. 30, 2012	Respondents: Igor Cornelsen and Bainbridge Group Inc. Release No. LR-22554 See Also: SEC Complaint
Date: Nov. 30, 2012	Respondents: I. Joseph Massoud Release No. LR-22553 See Also: SEC Complaint
Date: Nov. 30, 2012	Respondents: China North East Petroleum Holdings Limited, et al. Release No. LR-22552, AAER-3481 See Also: SEC Complaint
Date: Nov. 30, 2012	Respondents: David Ronald Allen, et al. Release No. LR-22551
Date: Nov. 29, 2012	Respondents: John H. Pamplin, Jr. Release No. LR-22550 See Also: SEC Complaint
Date: Nov. 29, 2012	Respondents: Thomas C. Conradt, et al. Release No. LR-22549 See Also: SEC Complaint
Date: Nov. 29, 2012	Respondents: Resources Planning Group, Inc., et al. Release No. LR-22548 See Also: SEC Complaint
Date: Nov. 28, 2012	Respondents: Michael Van Gilder and Roger Parker Release No. LR-22547
Date: Nov. 27, 2012	Respondents: EagleEye Asset Management, LLC and Jeffrey A. Liskov Release No. LR-22546
Date: Nov. 26, 2012	Respondents: Berton M. Hochfeld et al. Release No. LR-22545
Date: Nov. 26, 2012	Respondents: Christopher S. Metcalf, Bozidar “Bob” Vukovich, and Pantera Petroleum, Inc. Release No. LR-22544
Date: Nov. 26, 2012	Respondents: Elaine M. Brown and Gary A. Prince Release No. LR-22543
Date: Nov. 26, 2012	Respondents: Greenstone Holdings, Inc., Virginia K. Sourlis, et al. Release No. LR-22542
Date: Nov. 21, 2012	Respondents: Brian H. Stoker Release No. LR-22541
Date: Nov. 21, 2012	Respondents: Edward S. Steffelin Release No. LR-22540
Date: Nov. 21, 2012	Respondents: CR Intrinsic Investors, LLC et al. Release No. LR-22539
Date: Nov. 20, 2012	Respondents: Christopher S. Metcalf, Bozidar "Bob" Vukovich, and Pantera Petroleum, Inc. Release No. LR-22538
Date: Nov. 20, 2012	Respondents: Joel I. Wilson et al. Release No. LR-22537 See Also: SEC Complaint
Date: Nov. 20, 2012	Respondents: Jon Latorella and James Fields Release No. LR-22536
Date: Nov. 19, 2012	Respondents: John Lazorchak, et al. Release No. LR-22535 See Also: SEC Complaint
Date: Nov. 19, 2012	Respondents: Stephen A. Colangelo, Jr. Release No. LR-22534 See Also: SEC Complaint
Date: Nov. 16, 2012	Respondents: J.P. Morgan Securities LLC, EMC Mortgage, LLC, Bear Stearns Asset Backed Securities I, LLC, Structured Asset Mortgage Investments II, Inc., SACO I, Inc., and J.P. Morgan Acceptance Corporation I Release No. LR-22533
Date: Nov. 16, 2012	Respondents: Bruce L. Grossman and Jonathan R. Curshen Release No. LR-22532
Date: Nov. 15, 2012	Respondents: BP p.l.c. Release No. LR-22531 See Also: SEC Complaint
Date: Nov. 9, 2012	Respondents: Anand Sekaran and Wasson Capital Advisors Ltd. Release No. LR-22530 See Also: SEC Complaint
Date: Nov. 9, 2012	Respondents: Lee Cole, Linden Boyne, Kevin B. Donovan and Timothy Quintanilla Release No. LR-22529, AAER-3423 See Also: SEC Complaint
Date: Nov. 9, 2012	Respondents: James F. Ellis Release No. LR-22528 See Also: SEC Complaint
Date: Nov. 9, 2012	Respondents: Aamer Abdullah Release No. LR-22527
Date: Nov. 8, 2012	Respondents: Stanley B. McDuffie (f/k/a Stanley Roberson and Stanley Battle) and Jilapuhn, Inc., d/b/a Her Majesty's Credit Union, LLC Release No. LR-22526
Date: Nov. 1, 2012	Respondents: Adam Bielski Release No. LR-22525
Date: Oct. 31, 2012	Respondents: Thomas P. Flanagan., et al. Release No. LR-22524
Date: Oct. 26, 2012	Respondents: Kris Chellam Release No. LR-22523
Date: Oct. 26, 2012	Respondents: Van Gilder Release No. LR-22522
Date: Oct. 26, 2012	Respondents: MedLink International, Inc., Aurelio Vuono and James Rose Release No. LR-22521, AAER-3422
Date: Oct. 26, 2012	Respondents: Michael H. Johnson Release No. LR-22520, AAER-3421 See Also: SEC Complaint
Date: Oct. 25, 2012	Respondents: Frank A. LoBue Release No. LR-22519 See Also: SEC Complaint
Date: Oct. 23, 2012	Respondents: James C. Mulholland, Jr. and Thomas S. Mulholland Release No. LR-22518 See Also: SEC Complaint
Date: Oct. 19, 2012	Respondents: Joseph Pacifico Release No. LR-22517, AAER-3418 See Also: SEC Complaint
Date: Oct. 19, 2012	Respondents: Irwin Boock, et al. Release No. LR-22516
Date: Oct. 19, 2012	Respondents: Well Advantage Limited, et al. Release No. LR-22515
Date: Oct. 18, 2012	Respondents: Geoffrey H. Lunn, Darlene A. Bishop and Vincent G. Curry Release No. LR-22514 See Also: SEC Complaint
Date: Oct. 18, 2012	Respondents: Joseph J. Monterosso, et. al. Release No. LR-22513, AAER-3417
Date: Oct. 18, 2012	Respondents: A.L. Waters Capital, LLC, et al. Release No. LR-22512
Date: Oct. 17, 2012	Respondents: The Investors Registry, LLC, and Michael J. Southworth Release No. LR-22511 See Also: SEC Complaint
Date: Oct. 17, 2012	Respondents: Yorkville Advisors, LLC, Mark Angelo and Edward Schinik Release No. LR-22510 See Also: SEC Complaint
Date: Oct. 15, 2012	Respondents: James B. Catledge, Derek F.C. Elliott, EMI Resorts (S.V.G.) Inc., EMI Sun Village, Inc. and Sun Village Juan Dolio, Inc. Release No. LR-22509A See Also: SEC Complaint
Date: Oct. 12, 2012	Respondents: All Know Holdings Ltd., et al. Release No. LR-22508 See Also: SEC Complaint
Date: Oct. 12, 2012	Respondents: James L. Douglas a/k/a James L. Cooper Release No. LR-22507
Date: Oct. 4, 2012	Respondents: James S. Quay and Jeffrey A. Quay Release No. LR-22506 See Also: SEC Complaint
Date: Oct. 4, 2012	Respondents: Lion Capital Management, LLC and Hausmann-Alain Banet Release No. LR-22505 See Also: SEC Complaint
Date: Oct. 3, 2012	Respondents: GEI Financial Services, Inc., Norman Goldstein, and Laurie Gatherum Release No. LR-22504 See Also: GEI Financial Services , and Lion Capital Management
Date: Oct. 3, 2012	Respondents: Joseph Hilton, f/k/a Joseph Yurkin, Pacific Northwestern Energy LLC, Rock Castle Drilling Fund LP, Rock Castle Drilling Fund II LP, and New Horizon Publishing Inc. Release No. LR-22503 See Also: SEC Complaint
Date: Oct. 1, 2012	Respondents: Michael W. Perry et al. Release No. LR-22502
Date: Oct. 1, 2012	Respondents: Sunrise Solar Corporation, Eddie D. Austin, Jr., and Carolyn Austin Release No. LR-22501, AAER-3480 See Also: SEC Complaint
Date: Sept. 28, 2012	Respondents: Subramanian Krishnan Release No. LR-22500, AAER-3414 See Also: SEC Complaint
Date: Sept. 28, 2012	Respondents: Irwin Boock, et al. Release No. LR-22499
Date: Sept. 27, 2012	Respondents: Glenn Grossman, Lawrence Steven Cohen, Shay Keren, and John Zanic Release No. LR-22498
Date: Sept. 27, 2012	Respondents: Jauyo ("Jason") Lee and Victor Chen Release No. LR-22497 See Also: SEC Complaint
Date: Sept. 27, 2012	Respondents: Bradley A. Holcom and Jose L. Pinedo Release No. LR-22496 See Also: SEC Complaint - Holcom , and SEC Complaint - Pinedo
Date: Sept. 27, 2012	Respondents: 8000, Inc., Jonathan E. Bryant, Thomas J. Kelly, and Carl N. Duncan, Esq. Release No. LR-22495 See Also: SEC Complaint
Date: Sept. 26, 2012	Respondents: David Gengler, Lashaico, et al. Release No. LR-22494
Date: Sept. 25, 2012	Respondents: Gilbert G. Lundstrom et al. and Don A. Langford Release No. LR-22493, AAER-3410 See Also: Lundstrom Complaint , and Langford Complaint
Date: Sept. 24, 2012	Respondents: Rudolf D. Pameijer, et al. Release No. LR-22492 See Also: SEC Complaint
Date: Sept. 24, 2012	Respondents: Tyco International Ltd. Release No. LR-22491, AAER-3409 See Also: SEC Complaint
Date: Sept. 24, 2012	Respondents: David L. Rothman Release No. LR-22490 See Also: SEC Complaint
Date: Sept. 21, 2012	Respondents: Revolutions Medical Corp. and Rondald L. Wheet Release No. LR-22489 See Also: SEC Complaint
Date: Sept. 21, 2012	Respondents: Edward Tackaberry Release No. LR-22488
Date: Sept. 21, 2012	Respondents: Yusaf Jawed, Grifphon Asset Management, LLC, Grifphon Holdings, LLC, and Robert P. Custis; Jacques Nichols; Lyman Bruhn, Pearl Asset Management, LLC, and Sasquatch Capital Management, LLC Release No. LR-22487 See Also: SEC Complaint vs. Jawed et al. , SEC Complaint vs. Nichols , SEC Complaint vs. Bruhn et al.
Date: Sept. 21, 2012	Respondents: Waldyr Da Silva Prado Neto Release No. LR-22486 See Also: SEC Complaint
Date: Sept. 19, 2012	Respondents: Angelo A. Alleca, et al. Release No. LR-22485 See Also: SEC Complaint
Date: Sept. 18, 2012	Respondents: Bruce Cole and Nanette Cole Release No. LR-22484 See Also: SEC Complaint
Date: Sept. 18, 2012	Respondents: Mantria Corporation et al. Release No. LR-22483