U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

Report Pursuant to Section 21(a)
of the Securities Exchange Act of 1934
Regarding the NASD and the NASDAQ Market

August 1996

  • Report Pursuant to Section 21(a) of the Securities Exchange Act of 1934 Regarding the NASD and the NASDAQ Market
     
  • Appendix to the Report
     
    • Figure 1: Market Maker Quotes for All Domestic NMS Stocks With Dealer Spreads Less Than $3/4: 12/1/93 - 5/23/94
       
    • Figure 2: Market Maker Quotes for All Domestic NMS Stocks With Dealer Spreads $3/4 or Greater: 12/1/93 - 5/23/94
       
    • Figure 3: Market Maker Nasdaq Quote Updates - All Domestic Nasdaq NMS Stocks
       
    • Figure 4: Market Maker Instinet Quotes - All Domestic Nasdaq NMS Stocks
       
    • Figure 5: Percent of All Domestic Nasdaq NMS Stocks Following Pricing Conventions

 

http://www.sec.gov/litigation/investreport/nasdaq21a.htm


Modified: 02/11/2011