2022-07-22
3-20634
Giles, Paul H
/litigation/apdocuments/ap-3-20634.xml
2021-10-21
Application for Review with Index of Attachments A-D
/litigation/apdocuments/3-20634-2021-10-21-application-for-review.pdf
2021-11-24
34-93672
Order Scheduling Briefs
/litigation/opinions/2021/34-93672.pdf
2021-12-21
FINRA’s Opposition to Motion to Consolidate Applications for Review
/litigation/apdocuments/3-20634-2021-12-21-finra-opposition-to-motion.pdf
2021-12-15
Applicant Motion to Consolidate Applications for Review of Statuory Disqualification with Exhibits A-C
/litigation/apdocuments/3-20634-2021-12-15-applicant-motion.pdf
2022-01-04
Reply in Support of Motion to Consolidate Application for Review of Statutory Disqualification
/litigation/apdocuments/3-20634-2022-01-04-reply-in-support.pdf
2021-12-27
Applicant Brief in Support of Application for Review with Exhibit
/litigation/apdocuments/3-20634-2021-12-27-applicant-brief.pdf
2022-01-26
FINRA’s Brief in Opposition to Application for Review
/litigation/apdocuments/3-20634-2022-01-26-finra-brief.pdf
2022-02-04
34-94153
Extension Order
/litigation/opinions/2022/34-94153.pdf
2022-03-04
34-94364
Extension Order
/litigation/opinions/2022/34-94364.pdf
2022-04-08
34-94655
Extension Order
/litigation/opinions/2022/34-94655.pdf
2022-05-05
34-94855
Extension Order
/litigation/opinions/2022/34-94855.pdf
2022-07-08
34-95236
Extension Order
/litigation/opinions/2022/34-95236.pdf
2022-07-21
34-95350
Order Granting Request to Dismiss Application for Review
/litigation/opinions/2022/34-95350.pdf
2022-07-15
Applicant Motion to Dismiss Application for Review with Exhibit A
/litigation/apdocuments/3-20634-2022-07-15-applicant-motion.pdf