2022-10-12
3-20543
Lek Securities Corporation
/litigation/apdocuments/ap-3-20543.xml
2021-08-27
Application for Review
/litigation/apdocuments/3-20543-2021-08-27-lsc-application-for-review.pdf
2021-09-10
Depository Trust & Clearing Corporation, the National Securities Clearing Corporation, and the Depository Trust Company's Response to Lek Securities Corporation's Application for Review
/litigation/apdocuments/3-20543-2021-09-10-depository-trust-clearing-corporation.pdf
2021-10-01
34-93242
Order Scheduling Briefs
/litigation/opinions/2021/34-93242.pdf
2021-11-01
Respondent's Brief on the Commission's Jurisdiction Over this Appeal with Exhibits 1-8
/litigation/apdocuments/3-20543-2021-11-01-respondents-brief.pdf
2021-12-01
National Securities Clearing Corporation and the Depository Trust Company Response Seeking Dismissal of Lek Securities Corporation Application for Review Under Exchange Act Section 19(d)-
/litigation/apdocuments/3-20543-2021-12-01-seeking-dismissal-application-for-review.pdf
2021-12-15
Applicant's Reply Brief on the Commission Jurisdiction Over this Appeal
/litigation/apdocuments/3-20543-2021-12-15-applicant-reply-brief.pdf
2022-08-12
34-95491
Order Scheduling Supplemental Briefs
/litigation/opinions/2022/34-95491.pdf
2022-08-23
Petitioner's Withdrawal of Application of Review
/litigation/apdocuments/3-20543-2022-08-23-petitioners-withdrawal-of-application-of-review.pdf
2022-08-26
National Securities Clearing Corporation and the Depository Trust Company Response Reserving Rights Regarding Applicant Application for Review of Certain Actions
/litigation/apdocuments/3-20543-2022-08-26-national-securities-clearing-corporation-and-the-depository-trust-company-response.pdf
2022-10-12
34-96035
Order Granting Request for Dismissal of Application for Review
/litigation/opinions/2022/34-96035.pdf