﻿<?xml version="1.0" encoding="utf-8" standalone="yes"?>
<?xml-stylesheet type="text/xsl" href="/css/apdocuments/ap-case.xsl"?>
<apCase>
  <creationDate>2022-08-11</creationDate>
  <apCaseHeader>
    <fileNumbers>
      <fileNumber>3-20485</fileNumber>
    </fileNumbers>
    <respondents>
      <respondent>Alpine Securities Corporation</respondent>
    </respondents>
    <caseLink>/litigation/apdocuments/ap-3-20485.xml</caseLink>
  </apCaseHeader>
  <releaseItem>
    <date>2021-08-26</date>
    <releaseNumber>34-92775</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing</title>
    <secLink>/litigation/admin/2021/34-92775.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-09-17</date>
    <releaseNumber>34-93054</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Granting Extension of Time</title>
    <secLink>/litigation/opinions/2021/34-93054.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-09-13</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Division's Memorandum in Opposition to Respondent's Motion for an Interim Stay or Extension, Postponement and Adjournment of Proceedings</title>
    <secLink>/litigation/apdocuments/3-20485-2021-09-13-division-memorandum.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-09-16</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Respondent Alpine's Reply Memorandum in Support of Motion for an Interim Stay or Extension/Postponement/ Adjournment of Proceedings</title>
    <secLink>/litigation/apdocuments/3-20485-2021-09-16-respondent-alpine-reply-memorandum.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-09-03</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Respondent Alpine's Motion for an Interim Stay or Extension, Postponement, Adjournment of Proceedings, Incorporated Memorandum of Points and Authorities in Support with Exhibit A</title>
    <secLink>/litigation/apdocuments/3-20485-2021-09-03-respondent-alpines-motion-for-an-interim-stay.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-09-03</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Alpine's Motion for Expedited Review of it's Motion for an Interim Stay, Extension Postponement, Adjournment of Proceedings</title>
    <secLink>/litigation/apdocuments/3-20485-2021-09-03-alpine-motion-for-expedited-review.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-11-15</date>
    <releaseNumber>34-93578</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Denying as Moot Respondent's Motion for an Interim Stay or Extension/Postponement/Adjournment of Proceedings</title>
    <secLink>/litigation/opinions/2021/34-93578.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-11-18</date>
    <releaseNumber>34-93611</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Requesting Briefs</title>
    <secLink>/litigation/opinions/2021/34-93611.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-12-09</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Joint Response to Order Requesting Briefs on Stipulated Motion for Entry of Stipulated Protective Order with Exhibits A and B</title>
    <secLink>/litigation/apdocuments/3-20485-2021-12-09-joint-response.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2021-12-13</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Respondent's Answer and Defenses to Order Instituting Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing</title>
    <secLink>/litigation/apdocuments/3-20485-2021-12-13-respondents-answer.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2022-01-14</date>
    <releaseNumber>34-93983</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Granting Stipulated Motion for Entry of Revised Proposed Stipulated Protective Order</title>
    <secLink>/litigation/opinions/2022/34-93983.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2022-01-18</date>
    <releaseNumber>34-93985</releaseNumber>
    <otherReleaseNumbers />
    <title>Order</title>
    <secLink>/litigation/opinions/2022/34-93985.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2022-06-17</date>
    <releaseNumber>34-95123</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Scheduling Briefs</title>
    <secLink>/litigation/opinions/2022/34-95123.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2022-07-11</date>
    <releaseNumber>34-95246</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Granting an Extension of Time</title>
    <secLink>/litigation/opinions/2022/34-95246.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2022-08-11</date>
    <releaseNumber>34-95480</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Granting an Extension of Time</title>
    <secLink>/litigation/opinions/2022/34-95480.pdf</secLink>
  </releaseItem>
</apCase>