2021-08-13
3- 20460
3-20460
Ortiz, David P.
/litigation/apdocuments/ap-3-20460.xml
2021-08-13
34-92674
IA-5821
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2021/34-92674.pdf
2021-09-20
Respondent David P. Ortiz's Answer and Defenses to Order Instituting Administrative Proceedings
/litigation/apdocuments/3-20460-2021-09-20-respondent-david-ortiz-answer.pdf
2021-11-05
34-93530
IA-5905
Scheduling Order
/litigation/opinions/2021/34-93530.pdf
2022-01-07
Division of Enforcement's Motion for Summary Disposition
/litigation/apdocuments/3-20460-2022-01-07-divisions-motion.pdf