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  <creationDate>2022-09-28</creationDate>
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    <fileNumbers>
      <fileNumber>3-20407</fileNumber>
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    <respondents>
      <respondent>Executive Financial Services, Inc.</respondent>
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  <releaseItem>
    <date>2021-07-21</date>
    <releaseNumber>34-92463</releaseNumber>
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    <title>Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing</title>
    <secLink>/litigation/admin/2021/34-92463.pdf</secLink>
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  <releaseItem>
    <date>2022-04-15</date>
    <releaseNumber>34-94733</releaseNumber>
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    <title>Order Regarding Service</title>
    <secLink>/litigation/opinions/2022/34-94733.pdf</secLink>
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  <releaseItem>
    <date>2022-07-19</date>
    <releaseNumber>34-95317</releaseNumber>
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    <title>Second Order Regarding Service</title>
    <secLink>/litigation/opinions/2022/34-95317.pdf</secLink>
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  <releaseItem>
    <date>2022-08-01</date>
    <releaseNumber>34-95401</releaseNumber>
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    <title>Order to Show Cause</title>
    <secLink>/litigation/opinions/2022/34-95401.pdf</secLink>
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  <releaseItem>
    <date>2022-09-12</date>
    <releaseNumber></releaseNumber>
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    <title>Division's Motion for Entry of Default Judgment and Sanctions</title>
    <secLink>/litigation/apdocuments/3-20407-2022-09-12-division-motion.pdf</secLink>
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