2022-03-31
3-20395
Stockman Kast Ryan & Co. LLP.
Ellen S. Fisher, CPA;
Kast, David H., CPA
/litigation/apdocuments/ap-3-20395.xml
2021-07-13
34-92382
IA-5773
AAER-4226
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934, Section 203(k) of the Investment Advisers Act of 1940, and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing
/litigation/admin/2021/34-92382.pdf
2021-07-21
34-92458
IA-5784
AAER-4229
Order Regarding Service
/litigation/opinions/2021/34-92458.pdf
2021-07-30
34-92534
IA-5811
AAER-4237
Order
/litigation/opinions/2021/34-92534.pdf
2021-08-06
Answer of Respondents Stockman Kast Ryan & CO, LLP, Ellen S. Fisher, CPA, and David H. Kast, CPA
/litigation/apdocuments/3-20395-2021-08-06-answer-of-respondents.pdf
2021-09-02
34-92859
IA-5844
AAER-4246
Order
/litigation/opinions/2021/34-92859.pdf
2021-09-21
34-93092
IA-5870
AAER-4255
Order
/litigation/opinions/2021/34-93092.pdf
2021-12-13
34-93756
IA-5922
AAER-4276
Stay Order
/litigation/opinions/2021/34-93756.pdf
2022-02-16
34-94266
IA-5968
AAER-4282
Stay Order
/litigation/opinions/2022/34-94266.pdf
2022-03-31
34-94570
IA-5989
AAER-4291
Order Making Findings, Imposing Remedial Sanctions, and a Cease-and-Desist Order Pursuant to Section 4C of the Securities Exchange Act of 1934, Section 203(k) of the Investment Advisers Act of 1940, and Rule 102(e) of the Commission's Rules of Practice
/litigation/admin/2022/34-94570.pdf