2023-06-27
3-20362
Deep ATS, LLC
/litigation/apdocuments/ap-3-20362.xml
2021-08-18
Motion of FINRA to Dismiss Appeal as Abandoned
/litigation/apdocuments/3-20362-2021-08-18-motion-of-finra-to-dismiss-appeal-as-abandoned.pdf
2021-10-20
FINRA's Brief in Opposition to Application for Review
/litigation/apdocuments/3-20362-2021-10-20-finra-brief-in-opposition-to-application-for-review.pdf
2021-06-03
Application for Review (Email dated, 6-3-2021, from Ramesh Puranik, Designated Principal of Deep ATS LLC, Requesting Review of Application)
/litigation/apdocuments/3-20362-2021-06-03-application-for-review.pdf
2021-09-20
Applicant's Opening Brief
/litigation/apdocuments/3-20362-2021-09-20-respondent-submission-of-brief.pdf
2021-11-02
Applicant's Reply
/litigation/apdocuments/3-20362-2021-11-02-respondent-final-brief-in-tesponse-to-finra.pdf
2021-11-30
Applicant's New Material Development on Review and Submission of Response to FINRA’s Brief
/litigation/apdocuments/3-20362-2021-11-30-applicants-new-material-development.pdf
2022-09-30
34-95955
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-95955.pdf
2022-12-29
34-96593
Order Extending Time to Issue Decision
/litigation/opinions/2022/34-96593.pdf
2023-03-28
34-97215
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97215.pdf
2023-05-01
Sam Balabon’s Letter to the Commission
/litigation/apdocuments/3-20362-2023-05-01-letter.pdf
2023-06-27
34-97806
Order Extending Time to Issue Decision
/litigation/opinions/2023/34-97806.pdf