2022-07-22
3-20267
Giles, Paul H.
/litigation/apdocuments/ap-3-20267.xml
2021-04-21
Paul H. Giles Application for Review of SRO Decision with Attachments A-E
/litigation/apdocuments/3-20267-2021-04-21-paul-h-giles-application-for-review-of-sro-decision.pdf
2021-05-26
34-92035
Order Scheduling Briefs
/litigation/opinions/2021/34-92035.pdf
2021-06-14
34-92177
Order Denying Stay
/litigation/opinions/2021/34-92177.pdf
2021-06-25
Brief in Support of Application for Review with Exhibits
/litigation/apdocuments/3-20267-2021-06-25-brief-in-support-of-application-for-review-with-exhibits.pdf
2021-07-26
Finra's Brief in Opposition to Application for Review with Exhibits A-C
/litigation/apdocuments/3-20267-2021-07-26-finra-brief-in-opposition.pdf
2021-08-09
Reply in Support of Application for Review
/litigation/apdocuments/3-20267-2021-08-09-reply-in-support-of-application-for-review.pdf
2021-08-27
34-92788
Order Requesting Additional Briefing
/litigation/opinions/2021/34-92788.pdf
2021-09-27
Additional Briefing in Support of Application for Review with Exhibits A-F
/litigation/apdocuments/3-20267-2021-09-27-additional-briefing-in-support-of-application.pdf
2021-10-12
FINRA's Supplemental Brief Concerning Mootness
/litigation/apdocuments/3-20267-2021-10-12-finra-supplemental-brief-concerning-mootness.pdf
2021-10-26
Respondent’s Reply in Support of Additional Brief Concerning Mootness
/litigation/apdocuments/3-20267-2021-10-26-respondent-reply-in-support-of-additional-brief-concerning-mootness.pdf
2022-04-18
34-94739
Order Requesting Additional Briefing
/litigation/opinions/2022/34-94739.pdf
2022-05-16
Applicant Amended Additional Briefing in Support of Application for Review
/litigation/apdocuments/3-20267-2022-05-16-applicant-amended-additional-briefing.pdf
2022-06-06
FINRA's Additional Brief Concerning Mootness
/litigation/apdocuments/3-20267-2022-06-06-finras-additional-brief.pdf
2022-07-15
Applicant Motion to Dismiss Application for Review with Exhibit A
/litigation/apdocuments/3-20267-2022-07-15-applicant-motion.pdf
2022-07-21
34-95349
Order Granting Request to Dismiss Application for Review
/litigation/opinions/2022/34-95349.pdf