2022-11-08
3-20249
World Tree Financial, LLC
/litigation/apdocuments/ap-3-20249.xml
2021-03-22
34-91379
IA-5702
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
/litigation/admin/2021/34-91379.pdf
2021-06-02
34-92087
IA-5742
Order Granting an Extension of Time
/litigation/opinions/2021/34-92087.pdf
2021-05-28
Respondent World Tree Financial, LLC, and files this Answer of Respondent World Tree to the Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice
/litigation/apdocuments/3-20249-2021-05-28-respondent-world-tree-financial.pdf
2022-03-31
IA-5991
Order Regarding Prehearing Conference
/litigation/opinions/2022/ia-5991.pdf
2022-04-06
34-94618
Order Requesting Briefs
/litigation/opinions/2022/34-94618.pdf
2022-04-14
Joint Prehearing Conference Statement
/litigation/apdocuments/3-20249-2022-04-14-joint-prehearing-conference-statement.pdf
2022-04-20
Division's Response to April 6, 2022 Order
/litigation/apdocuments/3-20249-2022-04-20-divisions-response.pdf
2022-04-29
34-94824
Order Granting an Extension of Time
/litigation/opinions/2022/34-94824.pdf
2022-06-02
Division's Response to Respondent's Motion to Stay
/litigation/apdocuments/3-20249-2022-06-02-divisions-response.pdf
2022-07-22
34-95353
IA-6071
Order Consolidating Proceedings, Denying Motions to Stay, and Scheduling Briefs
/litigation/opinions/2022/34-95353.pdf
2022-08-19
Division Motion for Summary Disposition Against Respondent Wesley Kyle Perkins And World Tree Financial, LLC and Declaration of Lynn Dean in Support of Motion with Exh. 1-12
/litigation/apdocuments/3-20249-2022-08-19-divi-motion.pdf
2022-09-06
Motion to Withdraw as Counsel for Respondent with Proposed Order
/litigation/apdocuments/3-20249-2022-09-06-motion-to-withdraw.pdf
2022-09-28
Respondents' Wesley Kyle Perkins and World Tree Financial, LLC Notice of Failure to Oppose Motion by Division for Summary Disposition
/litigation/apdocuments/3-20249-2022-09-28-respondent-wesley-kyle-perkins-and-world-tree-financial-notice.pdf
2022-11-08
34-96258
IA-6184
Order Denying Motions to Withdraw as Counsel for Respondents and Extending the Time for Respondents to File a Brief Opposing Summary Disposition and for the Division of Enforcement to File a Reply
/litigation/opinions/2022/34-96258.pdf
2022-12-20
Division's Notice of Second Failure to Oppose Motion by Division for Summary Disposition Against Respondents
/litigation/apdocuments/3-20249-2022-12-20-divisions-notice.pdf
2023-02-07
34-96822
IA-6230
Order to Show Cause
/litigation/opinions/2023/34-96822.pdf